ARKANSAS
East Poinsett County School District No. 14 of Poinsett County
Nov 9, 2011 . . . . . . $265,000
Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2011.
Due Feb 1, 2013 to 2028.
Callable Feb 1, 2017 at par.
Winning bid: Ross Sinclaire, at 98.0000, TIC 2.9539%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/21 | $130,000 | 2.00% | NRO | NRO | |
| 2/1/28 | $135,000 | 3.00% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 3.1713%
CALIFORNIA
San Francisco (City and County)
Nov 9, 2011 . . . . . . $335,575,000
General Obligation Refunding Bonds, Series 2011-R1 (book entry).
Dated Nov 30, 2011.
Due Jun 15, 2012 to 2030.
Callable Dec 15, 2021 at par.
Winning bid: BA Merrill Lynch, at 115.4774, TIC 2.5659%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $1,070,000 | 2.00% | 0.28% | ||
| 6/15/13 | $34,040,000 | 5.00% | 0.47% | ||
| 6/15/14 | $23,230,000 | 5.00% | NRO | NRO | |
| 6/15/15 | $22,855,000 | 5.00% | NRO | NRO | |
| 6/15/16 | $23,945,000 | 5.00% | NRO | NRO | |
| 6/15/17 | $25,085,000 | 5.00% | NRO | NRO | |
| 6/15/18 | $26,300,000 | 5.00% | NRO | NRO | |
| 6/15/19 | $27,570,000 | 5.00% | NRO | NRO | |
| 6/15/20 | $28,940,000 | 5.00% | NRO | NRO | |
| 6/15/21 | $27,120,000 | 5.00% | 2.49% | ||
| 6/15/22 | $21,675,000 | 5.00% | 2.69% | ||
| 6/15/23 | $20,810,000 | 5.00% | 2.89% | ||
| 6/15/24 | $18,430,000 | 5.00% | 3.04% | ||
| 6/15/25 | $13,925,000 | 5.00% | 3.16% | ||
| 6/15/26 | $3,725,000 | 4.00% | 3.58% | ||
| 6/15/27 | $3,915,000 | 4.00% | 3.69% | ||
| 6/15/28 | $4,105,000 | 4.00% | 3.79% | ||
| 6/15/29 | $4,310,000 | 4.00% | 3.89% | ||
| 6/15/30 | $4,525,000 | 4.00% | NRO | NRO |
Other managers: Jackson Securities Inc..
L.O.: Squire Sanders & Dempsey (US) LLP, San Francisco, CA; and Polsinelli Shughart LLP, Los Angeles, CA.
F.A.: Backstrom McCarley Berry & Co., LLC, San Francisco, CA; and Montague DeRose & Associates, Walnut Creek, CA.
Other bidders were:
JPMorgan, TIC 2.5751%
Citigroup, TIC 2.5811%
Wells Fargo Secs, TIC 2.643%
Morgan Stanley, TIC 2.8282%
Barclays Capital, TIC 2.9506%
IOWA
Pleasant Hill (City)
Nov 8, 2011 . . . . . . $4,900,000
General Obligation Urban Renewal Corporate Purpose Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 22, 2011.
Due Jun 1, 2013 to 2014.
Callable Jun 1, 2013 at par.
Winning bid: UMB Bank, at 99.6900, TIC 0.7544%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $2,435,000 | 0.60% | NRO | NRO | |
| 6/1/14 | $2,465,000 | 0.60% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 0.9061%
D.A. Davidson, TIC 0.9805%
KENTUCKY
Marshall County School District Finance Corporation
Nov 9, 2011 . . . . . . $9,595,000
School Building Refunding Revenue Bonds, Series 2011 (Kentucky School District Credit Enhancement Program) (bank qualified).
Dated Nov 30, 2011.
Due Jun 1, 2012 to 2024.
Callable Dec 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 98.7484, NIC 2.5809%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $230,000 | 2.00% | 0.50% | ||
| 6/1/13 | $125,000 | 2.00% | 0.75% | ||
| 6/1/14 | $130,000 | 2.00% | 1.00% | ||
| 6/1/15 | $130,000 | 2.00% | 1.25% | ||
| 6/1/16 | $130,000 | 2.00% | 1.50% | ||
| 6/1/17 | $135,000 | 2.00% | 1.70% | ||
| 6/1/18 | $140,000 | 2.25% | 1.90% | ||
| 6/1/19 | $1,350,000 | 2.25% | 2.10% | ||
| 6/1/20 | $1,380,000 | 2.375% | 2.30% | ||
| 6/1/21 | $1,410,000 | 2.375% | 2.50% | ||
| 6/1/22 | $1,445,000 | 2.50% | NRO | NRO | |
| 6/1/23 | $1,480,000 | 2.50% | NRO | NRO | |
| 6/1/24 | $1,510,000 | 2.625% | NRO | NRO |
Other managers: Crews & Associates, Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Ross Sinclaire, NIC 2.5946%
Morgan Keegan, NIC 2.6914%
Fifth Third Secs, NIC 2.7222%
Sterne Agee, NIC 2.813%
Pike County School District Finance Corporation
Nov 9, 2011 . . . . . . $29,670,000
School Building Revenue Bonds, Series of 2011 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Nov 1, 2011.
Due Nov 1, 2012 to 2031.
Callable Nov 1, 2021 at par.
Winning bid: Robert W. Baird, at 98.2855, NIC 3.7639%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/12 | $930,000 | 2.00% | NRO | NRO | |
| 11/1/13 | $945,000 | 2.00% | NRO | NRO | |
| 11/1/14 | $950,000 | 2.00% | NRO | NRO | |
| 11/1/15 | $975,000 | 2.00% | NRO | NRO | |
| 11/1/16 | $985,000 | 2.00% | NRO | NRO | |
| 11/1/17 | $1,005,000 | 2.00% | NRO | NRO | |
| 11/1/18 | $1,025,000 | 2.50% | NRO | NRO | |
| 11/1/19 | $1,055,000 | 3.00% | NRO | NRO | |
| 11/1/20 | $1,080,000 | 3.00% | NRO | NRO | |
| 11/1/21 | $1,050,000 | 3.00% | NRO | NRO | |
| 11/1/22 | $1,050,000 | 3.00% | NRO | NRO | |
| 11/1/23 | $1,260,000 | 3.125% | NRO | NRO | |
| 11/1/24 | $1,450,000 | 3.30% | NRO | NRO | |
| 11/1/25 | $1,500,000 | 3.50% | NRO | NRO | |
| 11/1/26 | $1,555,000 | 3.50% | NRO | NRO | |
| 11/1/28 | $4,250,000 | 4.00% | NRO | NRO | |
| 11/1/29 | $2,750,000 | 4.00% | NRO | NRO | |
| 11/1/31 | $5,855,000 | 4.00% | NRO | NRO |
Other managers: Ross, Sinclaire & Associates, J.J.B. Hilliard, W.L. Lyons, Inc., Morgan Keegan & Co., Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, SAMCO Capital Markets, FirstSouthwest, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, Davenport & Company LLC, First Kentucky Securities Corp., Sterne, Agee & Leach, Inc, Jackson Securities Inc., PNC Capital Markets.
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Citigroup, NIC 4.0109%
LOUISIANA
Pointe Coupee Parish
Nov 8, 2011 . . . . . . $6,500,000
Sales Tax Bonds (Road Improvement) Series 2011 (bank qualified).
Dated Dec 15, 2011.
Due Sep 1, 2013 to 2026.
Callable Sep 1, 2021 at par.
Winning bid: Morgan Keegan, at 100.0000, TIC 2.9922%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $345,000 | 2.00% | NRO | NRO | |
| 9/1/14 | $360,000 | 2.00% | NRO | NRO | |
| 9/1/15 | $375,000 | 2.00% | NRO | NRO | |
| 9/1/16 | $390,000 | 2.00% | NRO | NRO | |
| 9/1/17 | $410,000 | 2.00% | NRO | NRO | |
| 9/1/18 | $430,000 | 2.50% | NRO | NRO | |
| 9/1/19 | $445,000 | 2.75% | NRO | NRO | |
| 9/1/20 | $465,000 | 3.00% | NRO | NRO | |
| 9/1/21 | $490,000 | 3.00% | NRO | NRO | |
| 9/1/22 | $510,000 | 3.00% | NRO | NRO | |
| 9/1/23 | $535,000 | 3.00% | NRO | NRO | |
| 9/1/24 | $555,000 | 3.25% | NRO | NRO | |
| 9/1/25 | $580,000 | 3.50% | NRO | NRO | |
| 9/1/26 | $610,000 | 3.50% | NRO | NRO |
Other managers: Dorsey & Company, Inc., Edward D. Jones & Co..
L.O.: Foley & Judell, Baton Rouge, LA.
F.A.: Municipal Official(s).
Other bidders were:
Duncan-Williams, TIC 3.0879%
Crews & Associates, TIC 3.226%
Hutchinson Shockey, TIC 3.6738%
MASSACHUSETTS
Melrose (City)
Nov 9, 2011 . . . . . . $12,125,000
General Obligation Bond Anticipation Notes.
Dated Nov 17, 2011.
Due Nov 15, 2012.
Purchased $12,125,000.00 by Eastern Bk Cap Mkts, at 1.5%, plus $147,585.50, effective rate 0.276%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Morgan Stanley, Effective Rate 0.3058%
TD Securities, Effective Rate 0.3127%
Jefferies, Effective Rate 0.3546%
FirstSouthwest, Effective Rate 0.3585%
Century Bk, Effective Rate 0.6489%
Norton (Town)
Nov 9, 2011 . . . . . . $8,118,376
General Obligation Municipal Purpose Loan of 2011 Bonds (bank qualified) (book entry).
Dated Nov 15, 2011.
Due Nov 15, 2012 to 2031.
Callable Nov 15, 2019 at par.
Winning bid: BMO Cap Mkts GKST, at 100.9729, TIC 2.7547%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/12 | $608,376 | 2.00% | NRO | NRO | |
| 11/15/13 | $605,000 | 2.00% | 0.70% | ||
| 11/15/14 | $595,000 | 3.00% | 1.00% | ||
| 11/15/15 | $535,000 | 2.00% | NRO | NRO | |
| 11/15/16 | $475,000 | 2.00% | NRO | NRO | |
| 11/15/17 | $380,000 | 2.00% | 1.65% | ||
| 11/15/18 | $380,000 | 2.50% | 1.90% | ||
| 11/15/19 | $375,000 | 2.50% | 2.10% | ||
| 11/15/20 | $375,000 | 2.50% | 2.35% | ||
| 11/15/21 | $375,000 | 2.50% | 2.50% | ||
| 11/15/22 | $370,000 | 2.50% | 2.60% | ||
| 11/15/23 | $365,000 | 2.625% | 2.70% | ||
| 11/15/24 | $365,000 | 3.00% | 2.80% | ||
| 11/15/25 | $365,000 | 3.00% | 2.90% | ||
| 11/15/27 | $650,000 | 3.00% | 3.05% | ||
| 11/15/29 | $650,000 | 3.50% | 3.25% | ||
| 11/15/31 | $650,000 | 3.50% | NRO | NRO |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Sterne Agee, TIC 2.791%
Janney Montgomery, TIC 2.8177%
Robert W. Baird, TIC 2.8509%
UBS Financial Svcs, TIC 2.905%
Raymond James, TIC 2.9748%
Saugus (Town)
Nov 9, 2011 . . . . . . $2,625,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Nov 17, 2011.
Due Nov 15, 2012.
Purchased $2,625,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $9,293.08, effective rate 0.894%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.9851%
Century Bk, Effective Rate 1.0335%
Oppenheimer, Effective Rate 1.1906%
TD Securities, Effective Rate 1.2501%
Uxbridge (Town)
Nov 9, 2011 . . . . . . $8,070,000
General Obligation Municipal Purpose Loan of 2011 Bonds (bank qualified) (book entry).
Dated Nov 17, 2011.
Due Nov 15, 2012 to 2031.
Callable Nov 15, 2021 at par.
Winning bid: Janney Montgomery, at 105.7953, TIC 2.4986%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/12 | $725,000 | 2.00% | NRO | NRO | |
| 11/15/13 | $745,000 | 3.00% | 0.70% | ||
| 11/15/14 | $770,000 | 3.00% | 1.00% | ||
| 11/15/15 | $795,000 | 3.00% | 1.25% | ||
| 11/15/16 | $830,000 | 4.00% | 1.60% | ||
| 11/15/17 | $775,000 | 4.00% | 1.70% | ||
| 11/15/18 | $805,000 | 4.00% | 1.90% | ||
| 11/15/19 | $210,000 | 5.00% | 2.25% | ||
| 11/15/20 | $220,000 | 5.00% | 2.35% | ||
| 11/15/21 | $205,000 | 2.40% | 2.45% | ||
| 11/15/22 | $175,000 | 2.45% | 2.55% | ||
| 11/15/23 | $175,000 | 2.55% | 2.65% | ||
| 11/15/27 | $765,000 | 3.10% | 3.15% | ||
| 11/15/31 | $875,000 | 3.35% | 3.45% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 2.5292%
Robert W. Baird, TIC 2.5705%
FirstSouthwest, TIC 2.8057%
Walpole (Town)
Nov 9, 2011 . . . . . . $3,060,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Nov 29, 2011.
Due Nov 29, 2012.
Purchased $3,060,000.00 by TD Securities, at 1.75%, plus $40,851.00, effective rate 0.415%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.489%
FirstSouthwest, Effective Rate 0.5485%
Jefferies, Effective Rate 0.5559%
Century Bk, Effective Rate 0.81%
Oppenheimer, Effective Rate 0.8887%
MINNESOTA
St. Paul (City)
Nov 9, 2011 . . . . . . $14,605,000
General Obligation Public Safety and Refunding Bonds, Series 2011H (book entry).
Dated Dec 13, 2011.
Due Jun 1, 2012 to Dec 1, 2023.
Callable Dec 1, 2019 at par.
Winning bid: BMO Cap Mkts GKST, at 103.9449, TIC 2.096%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $1,190,000 | 3.00% | 0.26% | ||
| 12/1/12 | $1,185,000 | 3.00% | 0.32% | ||
| 6/1/13 | $2,690,000 | 3.00% | 0.42% | ||
| 12/1/13 | $375,000 | 3.00% | 0.50% | ||
| 6/1/14 | $380,000 | 2.00% | 0.70% | ||
| 12/1/14 | $395,000 | 3.00% | 0.75% | ||
| 6/1/15 | $395,000 | 2.00% | 1.00% | ||
| 12/1/15 | $405,000 | 3.00% | 1.10% | ||
| 6/1/16 | $410,000 | 2.00% | 1.20% | ||
| 12/1/16 | $430,000 | 3.00% | 1.30% | ||
| 6/1/17 | $435,000 | 3.00% | 1.47% | ||
| 12/1/17 | $440,000 | 3.00% | 1.53% | ||
| 6/1/18 | $460,000 | 3.00% | 1.70% | ||
| 12/1/18 | $465,000 | 3.00% | 1.77% | ||
| 6/1/19 | $475,000 | 3.00% | 1.94% | ||
| 12/1/19 | $470,000 | 3.00% | 2.01% | ||
| 6/1/20 | $475,000 | 3.00% | 2.19% | ||
| 12/1/20 | $490,000 | 3.00% | 2.26% | ||
| 12/1/21 | $990,000 | 3.00% | 2.38% | ||
| 12/1/22 | $1,015,000 | 3.00% | 2.53% | ||
| 12/1/23 | $1,035,000 | 3.00% | 2.67% |
L.O.: Kennedy & Graven, St Paul, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Robert W. Baird, TIC 2.1497%
Hutchinson Shockey, TIC 2.1655%
UBS Financial Svcs, TIC 2.1977%
Piper Jaffray, TIC 2.2322%
Wells Fargo Secs, TIC 2.261%
Raymond James, TIC 2.3675%
Virginia (City)
Nov 9, 2011 . . . . . . $2,150,000
General Obligation Grant Anticipation Notes, Series 2011A (book entry).
Dated Dec 1, 2011.
Due Feb 1, 2014.
The bonds shall be callable in accordance with the specification.
Winning bid: Piper Jaffray, at 99.5020, TIC 1.9851%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $2,150,000 | 1.75% | NRO | NRO |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Northland Securities, TIC 1.986%
NEBRASKA
Lincoln (City)
Nov 9, 2011 . . . . . . $3,000,000
General Obligation Special Assessment Revolving Fund Bonds, Series 2011B (book entry).
Dated Nov 23, 2011.
Due Aug 15, 2012 to 2031.
Callable Aug 15, 2021 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.9875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $140,000 | 2.00% | 0.40% | ||
| 8/15/13 | $120,000 | 2.00% | 0.52% | ||
| 8/15/14 | $125,000 | 2.00% | 0.74% | ||
| 8/15/15 | $125,000 | 2.00% | 1.03% | ||
| 8/15/16 | $125,000 | 2.00% | 1.29% | ||
| 8/15/17 | $130,000 | 2.00% | 1.52% | ||
| 8/15/18 | $130,000 | 2.00% | 1.76% | ||
| 8/15/19 | $135,000 | 2.00% | 2.00% | ||
| 8/15/20 | $135,000 | 3.00% | 2.25% | ||
| 8/15/21 | $140,000 | 3.00% | 2.39% | ||
| 8/15/22 | $145,000 | 3.00% | 2.60% | ||
| 8/15/23 | $150,000 | 3.00% | 2.75% | ||
| 8/15/24 | $155,000 | 3.00% | 2.90% | ||
| 8/15/25 | $160,000 | 3.00% | 3.00% | ||
| 8/15/26 | $165,000 | 3.00% | 3.10% | ||
| 8/15/27 | $170,000 | 3.10% | 3.20% | ||
| 8/15/28 | $175,000 | 3.20% | 3.30% | ||
| 8/15/29 | $185,000 | 3.30% | 3.40% | ||
| 8/15/30 | $190,000 | 3.50% | 3.50% | ||
| 8/15/31 | $200,000 | 3.50% | 3.60% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Loop Capital Markets, LLC, Cronin & Co., Inc., Duncan-Williams, Inc., Kildare Capital, Inc., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Jackson Securities Inc., Isaak Bond Investments, Inc., Wedbush Securities Inc, Corby Capital Markets, Inc., Advisors Asset Management Inc, Northland Securities, Inc..
L.O.: Gilmore & Bell, Lincoln, NE.
F.A.: Ameritas Investment Corp., Lincoln, NE.
Other bidders were:
RBC Capital Mkts, TIC 3.0911%
Citigroup, TIC 3.103%
Edward D. Jones, TIC 3.179%
UBS Financial Svcs, TIC 3.2102%
NEVADA
Las Vegas (City)
Nov 9, 2011 . . . . . . $27,590,000
General Obligation (Limited Tax) Medium-Term Various Purpose Bonds, Series 2011A (book entry).
Dated Dec 1, 2011.
Due Dec 1, 2012 to 2021.
Callable Dec 1, 2016 at par.
Winning bid: Hutchinson Shockey, at 103.7609, TIC 2.5809%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $2,310,000 | 3.00% | NRO | NRO | |
| 12/1/13 | $2,405,000 | 5.00% | NRO | NRO | |
| 12/1/14 | $2,525,000 | 5.00% | NRO | NRO | |
| 12/1/15 | $2,615,000 | 2.00% | NRO | NRO | |
| 12/1/16 | $2,700,000 | 4.00% | NRO | NRO | |
| 12/1/17 | $2,810,000 | 4.00% | NRO | NRO | |
| 12/1/18 | $2,920,000 | 4.00% | NRO | NRO | |
| 12/1/19 | $3,020,000 | 2.50% | NRO | NRO | |
| 12/1/20 | $3,095,000 | 2.75% | NRO | NRO | |
| 12/1/21 | $3,190,000 | 3.00% | NRO | NRO |
L.O.: Swendseid & Stern, Las Vegas, NV.
F.A.: NSB Public Finance, Las Vegas, NV.
Other bidders were:
Morgan Stanley, TIC 2.694%
Piper Jaffray, TIC 2.8023%
JPMorgan, TIC 2.9346%
Citigroup, TIC 2.9658%
Robert W. Baird, TIC 2.9686%
Stifel Nicolaus, TIC 3.1135%
NEW HAMPSHIRE
Derry (Town)
Nov 9, 2011 . . . . . . $3,400,000
General Obligation Bonds (bank qualified) (book entry).
Dated Nov 15, 2011.
Due Nov 15, 2016 to 2031.
Callable Nov 15, 2021 at par.
Winning bid: Morgan Keegan, at 101.8076, TIC 2.7553%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/16 | $215,000 | 2.00% | NRO | NRO | |
| 11/15/17 | $215,000 | 2.00% | NRO | NRO | |
| 11/15/18 | $215,000 | 2.00% | NRO | NRO | |
| 11/15/19 | $215,000 | 2.00% | NRO | NRO | |
| 11/15/20 | $215,000 | 2.50% | NRO | NRO | |
| 11/15/21 | $215,000 | 2.50% | NRO | NRO | |
| 11/15/22 | $215,000 | 2.50% | NRO | NRO | |
| 11/15/23 | $215,000 | 2.75% | NRO | NRO | |
| 11/15/24 | $210,000 | 3.00% | NRO | NRO | |
| 11/15/25 | $210,000 | 3.00% | NRO | NRO | |
| 11/15/26 | $210,000 | 3.00% | NRO | NRO | |
| 11/15/27 | $210,000 | 3.25% | NRO | NRO | |
| 11/15/28 | $210,000 | 3.25% | NRO | NRO | |
| 11/15/29 | $210,000 | 3.50% | NRO | NRO | |
| 11/15/30 | $210,000 | 3.50% | NRO | NRO | |
| 11/15/31 | $210,000 | 3.50% | NRO | NRO |
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Robert W. Baird, TIC 2.8139%
Janney Montgomery, TIC 2.8338%
UBS Financial Svcs, TIC 2.8764%
Fidelity Capital, TIC 2.9947%
NEW JERSEY
East Greenwich Township
Nov 9, 2011 . . . . . . $120,000
Special Emergency Notes of 2011 (bank qualified).
Dated Nov 17, 2011.
Due Nov 16, 2012.
Purchased $120,000.00 by Colonial Bk, FSB, at 1.28%, effective rate 1.28%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
First Elmer Inv Corp, Effective Rate 1.94%
Oppenheimer, Effective Rate 4.2%
East Greenwich Township
Nov 9, 2011 . . . . . . $262,650
Bond Anticipation Notes of 2011, Series C (bank qualified).
Dated Nov 17, 2011.
Due Apr 14, 2012.
Purchased $262,650.00 by Colonial Bk, FSB, at 1.28%, effective rate 1.28%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TBGC Investment Corp, Effective Rate 1.55%
First Elmer Inv Corp, Effective Rate 1.94%
Oppenheimer, Effective Rate 4.2265%
Lambertville (City)
Oct 28, 2011 . . . . . . $175,000
Special Emergency Notes (bank qualified) (book entry).
Dated Nov 4, 2011.
Due Nov 1, 2012.
Purchased $175,000.00 by Oppenheimer, at 2.75%, effective rate 2.75%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Maplewood Township
Nov 9, 2011 . . . . . . $330,000
Special Emergency Notes (bank qualified).
Dated Nov 17, 2011.
Due Nov 16, 2012.
Purchased $330,000.00 by Valley National Bank, at 1.1%, effective rate 1.1%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.372%
Middle Township
Nov 9, 2011 . . . . . . $4,353,250
Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Nov 17, 2011.
Due Nov 16, 2012.
Purchased $4,353,250.00 by Oppenheimer, at 1.5%, plus $12,756.00, effective rate 1.2062%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bk, FSB, Effective Rate 1.28%
Jefferies, Effective Rate 1.298%
Amboy Natl Bk, Effective Rate 1.4%
New Jersey Building Authority
Nov 9, 2011 . . . . . . $54,435,000
State Building Revenue Refunding Bonds, 2011 Series A (book entry).
Dated Nov 22, 2011.
Due Jun 15, 2013 to 2016.
Non-callable.
Winning bid: JPMorgan, at 109.9230, TIC 1.5226%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/13 | $12,770,000 | 3.50% | 0.80% | ||
| 6/15/14 | $13,215,000 | 5.00% | 1.15% | ||
| 6/15/15 | $13,880,000 | 5.00% | 1.50% | ||
| 6/15/16 | $14,570,000 | 5.00% | 1.80% |
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Morgan Stanley, TIC 1.6459%
Citigroup, TIC 1.6689%
Wells Fargo Secs, TIC 1.777%
Janney Montgomery, TIC 1.7792%
BA Merrill Lynch, TIC 1.8074%
Barclays Capital, TIC 1.8489%
Hutchinson Shockey, TIC 1.8755%
RBC Capital Mkts, TIC 1.9408%
Piper Jaffray, TIC 2.1129%
Raymond James, TIC 2.3018%
NEW YORK
Essex County
Nov 9, 2011 . . . . . . $5,935,000
Bond Anticipation Notes, Series 2011 (bank qualified).
Dated Nov 17, 2011.
Due Nov 16, 2012.
Purchased $5,935,000.00 by TD Securities, at 1.5%, plus $53,593.05, effective rate 0.5945%.
L.O.: Squire, Sanders & Dempsey (US) LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.6907%
Oppenheimer, Effective Rate 0.88%
First Niagara Bank, Effective Rate 0.9%
JPMorgan Chase, Effective Rate 0.95%
Glens Falls Natl Bk, Effective Rate 1.3%
Roosevelt & Cross, Effective Rate 1.6517%
NBT Bank, Effective Rate 2.02%
Oyster Bay (Town)
Nov 9, 2011 . . . . . . $12,500,000
Revenue Anticipation Notes, 2011 Series A.
Dated Nov 18, 2011.
Due Mar 18, 2012.
Purchased $7,500,000.00 by Morgan Stanley, at 2.0%, plus $33,225.00, effective rate 0.671%.
Purchased $5,000,000.00 by JPMorgan Chase, at 0.55%, effective rate 0.55%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.671%
Roosevelt & Cross, Effective Rate 0.703%
Jefferies, Effective Rate 0.732%
Oyster Bay (Town)
Nov 9, 2011 . . . . . . $78,600,000
Bond Anticipation Notes, 2011 Series C (book entry).
Dated Nov 18, 2011.
Due Nov 16, 2012.
Purchased $5,000,000.00 by Capital One, at 0.57%, effective rate 0.57%.
Purchased $5,000,000.00 by JPMorgan Chase, at 0.69%, effective rate 0.69%.
Purchased $68,600,000.00 by Jefferies, at 2.0%, plus $886,998.00, effective rate 0.6998%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.6998%
Roosevelt & Cross, Effective Rate 0.7082%
Morgan Stanley, Effective Rate 0.7899%
State Bank of LI, Effective Rate 0.85%
Oysterponds Union Free School District in Orient
Nov 9, 2011 . . . . . . $1,000,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified) (book entry).
Dated Nov 17, 2011.
Due Jun 28, 2012.
Purchased $1,000,000.00 by Bridgehampton Bank, at 0.84%, effective rate 0.84%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.7337%
Ravena-Coeymans-Selkirk Central School District
Nov 9, 2011 . . . . . . $243,496
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Nov 17, 2011.
Due Nov 16, 2012.
Purchased $243,500.00 by Natl Bk Coxsackie, at 0.85%, effective rate 0.85%.
L.O.: Shaw Perelson May & Lambert, LLP, Poughkeepsie, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.27%
First Niagara Bank, Effective Rate 1.65%
Natl Bk Kinderhook, Effective Rate 1.79%
Roosevelt & Cross, Effective Rate 1.8534%
Oppenheimer, Effective Rate 2.1126%
Unadilla Valley Central School District
Nov 9, 2011 . . . . . . $608,688
Bond Anticipation Notes, 2011 (bank qualified).
Dated Nov 18, 2011.
Due Nov 16, 2012.
Purchased $608,690.00 by Roosevelt & Cross, at 1.75%, plus $2,595.00, effective rate 1.3213%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.6999%
NBT Bank, Effective Rate 2.19%
Wheatfield (Town)
Nov 9, 2011 . . . . . . $200,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Nov 22, 2011.
Due Sep 17, 2012.
Purchased $200,000.00 by JPMorgan Chase, at 1.32%, effective rate 1.32%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
M & T Bank, Effective Rate 1.35%
First Niagara Bank, Effective Rate 1.75%
Roosevelt & Cross, Effective Rate 1.8523%
NORTH CAROLINA
North Carolina
Nov 9, 2011 . . . . . . $400,000,000
Capital Improvement Limited Obligation Bonds, Series 2011C (book entry).
Dated Nov 29, 2011.
Due May 1, 2013 to 2032.
Callable May 1, 2021 at par.
Winning bid: Wells Fargo Secs, at 109.5793, TIC 3.528%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $12,355,000 | 5.00% | NRO | NRO | |
| 5/1/14 | $12,970,000 | 5.00% | NRO | NRO | |
| 5/1/15 | $13,620,000 | 5.00% | NRO | NRO | |
| 5/1/16 | $14,300,000 | 5.00% | NRO | NRO | |
| 5/1/17 | $15,015,000 | 5.00% | 1.60% | ||
| 5/1/18 | $15,765,000 | 5.00% | 1.85% | ||
| 5/1/19 | $16,555,000 | 5.00% | 2.10% | ||
| 5/1/20 | $17,385,000 | 5.00% | 2.37% | ||
| 5/1/21 | $18,250,000 | 5.00% | 2.53% | ||
| 5/1/22 | $19,165,000 | 5.00% | 2.70% | ||
| 5/1/23 | $20,120,000 | 4.00% | 2.90% | ||
| 5/1/24 | $20,925,000 | 3.00% | 3.00% | ||
| 5/1/25 | $21,555,000 | 5.00% | 3.16% | ||
| 5/1/26 | $22,635,000 | 5.00% | 3.28% | ||
| 5/1/27 | $23,765,000 | 3.50% | 3.50% | ||
| 5/1/28 | $24,595,000 | 5.00% | 3.49% | ||
| 5/1/29 | $25,825,000 | 5.00% | 3.59% | ||
| 5/1/30 | $27,115,000 | 5.00% | 3.67% | ||
| 5/1/31 | $28,475,000 | 4.00% | 4.00% | ||
| 5/1/32 | $29,610,000 | 4.00% | NRO | NRO |
L.O.: Hunton & Williams LLP, Raleigh, NC; and The Charleston Group, Fayetteville, NC.
F.A.: FirstSouthwest, Charlotte, NC; FirstSouthwest, Boston, MA; FirstSouthwest, New York, NY; and Local Government Commission, Raleigh, NC.
Other bidders were:
Barclays Capital, TIC 3.5522%
BA Merrill Lynch, TIC 3.5543%
Citigroup, TIC 3.6025%
JPMorgan, TIC 3.6097%
Goldman Sachs, TIC 3.6233%
OHIO
Hudson (City)
Nov 8, 2011 . . . . . . $9,300,000
General Obligation (Limited Tax) Various Purpose Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 23, 2011.
Due Dec 1, 2012 to 2033.
Callable Dec 1, 2018 at par.
Winning bid: Morgan Keegan, at 100.7635, TIC 2.4739%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $155,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $170,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $170,000 | 2.00% | NRO | NRO | |
| 12/1/15 | $180,000 | 2.00% | NRO | NRO | |
| 12/1/16 | $840,000 | 2.00% | NRO | NRO | |
| 12/1/17 | $845,000 | 2.00% | NRO | NRO | |
| 12/1/18 | $780,000 | 2.00% | NRO | NRO | |
| 12/1/19 | $805,000 | 2.00% | NRO | NRO | |
| 12/1/20 | $820,000 | 2.00% | NRO | NRO | |
| 12/1/21 | $845,000 | 2.25% | NRO | NRO | |
| 12/1/22 | $875,000 | 2.25% | NRO | NRO | |
| 12/1/23 | $880,000 | 2.50% | NRO | NRO | |
| 12/1/25 | $335,000 | 3.00% | NRO | NRO | |
| 12/1/27 | $360,000 | 3.25% | NRO | NRO | |
| 12/1/29 | $385,000 | 3.25% | NRO | NRO | |
| 12/1/31 | $410,000 | 3.50% | NRO | NRO | |
| 12/1/33 | $445,000 | 3.50% | NRO | NRO |
L.O.: Squire, Sanders & Dempsey (US) LLP, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
UBS Financial Svcs, TIC 2.4934%
Janney Montgomery, TIC 2.5501%
Stifel Nicolaus, TIC 2.5507%
FTN Fin Cap Mkts, TIC 2.5694%
Fifth Third Secs, TIC 2.5754%
Robert W. Baird, TIC 2.6198%
Piper Jaffray, TIC 2.643%
Raymond James, TIC 2.6453%
First Merit, TIC 3.0%
SOUTH CAROLINA
Lexington County School District No. 3
Nov 9, 2011 . . . . . . $6,870,000
General Obligation Refunding Bonds, Series 2011B (bank qualified) (book entry).
Dated Dec 6, 2011.
Due Mar 1, 2013 to 2017.
Non-callable.
Winning bid: Raymond James, at 102.5036, TIC 1.2244%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $1,300,000 | 2.00% | 0.45% | ||
| 3/1/14 | $1,315,000 | 2.00% | 0.65% | ||
| 3/1/15 | $1,405,000 | 2.00% | 0.90% | ||
| 3/1/16 | $1,420,000 | 2.00% | 1.15% | ||
| 3/1/17 | $1,430,000 | 2.00% | 1.45% |
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
SunTrust Robinson, TIC 1.3276%
Robert W. Baird, TIC 1.3466%
Morgan Keegan, TIC 1.3599%
Citigroup, TIC 1.391%
Janney Montgomery, TIC 1.4014%
Southwest Securities, TIC 1.4055%
Hutchinson Shockey, TIC 1.4587%
TENNESSEE
Knoxville (City)
Nov 9, 2011 . . . . . . $25,000,000
Water System Revenue Bonds, Series W-2011 (book entry).
Dated Dec 1, 2011.
Due Mar 1, 2013 to 2040.
Callable Mar 1, 2020 at par.
Winning bid: UBS Financial Svcs, at 100.3865, TIC 3.8186%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $550,000 | 3.00% | NRO | NRO | |
| 3/1/14 | $550,000 | 3.00% | NRO | NRO | |
| 3/1/15 | $550,000 | 2.00% | NRO | NRO | |
| 3/1/16 | $550,000 | 2.00% | NRO | NRO | |
| 3/1/17 | $550,000 | 5.00% | NRO | NRO | |
| 3/1/18 | $550,000 | 3.00% | NRO | NRO | |
| 3/1/19 | $550,000 | 4.00% | NRO | NRO | |
| 3/1/20 | $550,000 | 3.00% | NRO | NRO | |
| 3/1/21 | $550,000 | 3.00% | NRO | NRO | |
| 3/1/22 | $550,000 | 3.00% | NRO | NRO | |
| 3/1/23 | $500,000 | 3.00% | NRO | NRO | |
| 3/1/24 | $500,000 | 3.00% | NRO | NRO | |
| 3/1/25 | $500,000 | 3.125% | NRO | NRO | |
| 3/1/26 | $500,000 | 3.50% | NRO | NRO | |
| 3/1/27 | $500,000 | 4.00% | NRO | NRO | |
| 3/1/28 | $500,000 | 3.50% | NRO | NRO | |
| 3/1/29 | $500,000 | 4.00% | NRO | NRO | |
| 3/1/30 | $500,000 | 3.625% | NRO | NRO | |
| 3/1/31 | $500,000 | 3.75% | NRO | NRO | |
| 3/1/32 | $500,000 | 3.75% | NRO | NRO | |
| 3/1/33 | $500,000 | 4.00% | NRO | NRO | |
| 3/1/34 | $2,000,000 | 4.00% | NRO | NRO | |
| 3/1/35 | $2,000,000 | 4.00% | NRO | NRO | |
| 3/1/36 | $2,000,000 | 4.00% | NRO | NRO | |
| 3/1/37 | $2,000,000 | 4.00% | NRO | NRO | |
| 3/1/38 | $2,000,000 | 4.00% | NRO | NRO | |
| 3/1/39 | $2,000,000 | 4.00% | NRO | NRO | |
| 3/1/40 | $2,000,000 | 4.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., Protective Securities A Division of ProEquities, Wiley Bros.-Aintree Capital LLC.
In association with: M.R. Beal & Co..
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Morgan Keegan, Knoxville, TN.
Other bidders were:
Robert W. Baird, TIC 3.8286%
Hutchinson Shockey, TIC 3.9104%
Southwest Securities, TIC 3.9351%
Piper Jaffray, TIC 4.0589%
BA Merrill Lynch, TIC 4.0852%
US Bancorp Invest, TIC 4.2433%
VIRGINIA
Blacksburg (Town)
Nov 9, 2011 . . . . . . $9,545,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 30, 2011.
Due Jul 15, 2012 to 2024.
Callable Jul 15, 2021 at par.
Winning bid: Raymond James, at 100.8780, TIC 1.9208%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/12 | $765,000 | 2.00% | 0.30% | ||
| 7/15/13 | $770,000 | 2.00% | 0.47% | ||
| 7/15/14 | $720,000 | 2.00% | 0.70% | ||
| 7/15/15 | $750,000 | 2.00% | 1.00% | ||
| 7/15/16 | $750,000 | 2.00% | 1.25% | ||
| 7/15/17 | $785,000 | 2.00% | 1.45% | ||
| 7/15/18 | $800,000 | 2.00% | 1.65% | ||
| 7/15/19 | $810,000 | 2.00% | 1.85% | ||
| 7/15/20 | $830,000 | 2.00% | 2.00% | ||
| 7/15/21 | $850,000 | 2.00% | 2.10% | ||
| 7/15/22 | $865,000 | 2.125% | 2.25% | ||
| 7/15/23 | $490,000 | 2.25% | 2.30% | ||
| 7/15/24 | $360,000 | 2.375% | 2.50% |
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Vining-Sparks IBG, TIC 1.9336%
Piper Jaffray, TIC 1.9631%
Morgan Keegan, TIC 1.9697%
Janney Montgomery, TIC 1.9752%
SunTrust Robinson, TIC 1.9847%
Davenport, TIC 1.9857%
Fifth Third Secs, TIC 2.0585%
Sterne Agee, TIC 2.2576%
WASHINGTON
Snohomish County
Nov 9, 2011 . . . . . . $75,170,000
Limited Tax General Obligation Refunding Bonds, 2011, Series B (book entry).
Dated Nov 23, 2011.
Due Dec 1, 2012 to 2036.
Callable Dec 1, 2021 at par.
Winning bid: Robert W. Baird, at 101.3060, TIC 3.7837%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $2,030,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $2,095,000 | 4.00% | NRO | NRO | |
| 12/1/14 | $2,180,000 | 3.00% | NRO | NRO | |
| 12/1/15 | $2,235,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $2,300,000 | 4.00% | NRO | NRO | |
| 12/1/17 | $2,410,000 | 3.00% | NRO | NRO | |
| 12/1/18 | $2,040,000 | 4.00% | NRO | NRO | |
| 12/1/19 | $2,095,000 | 4.00% | NRO | NRO | |
| 12/1/20 | $2,185,000 | 4.00% | NRO | NRO | |
| 12/1/21 | $2,255,000 | 4.00% | NRO | NRO | |
| 12/1/22 | $2,335,000 | 5.00% | NRO | NRO | |
| 12/1/23 | $1,000,000 | 3.00% | NRO | NRO | |
| 12/1/24 | $1,030,000 | 3.125% | NRO | NRO | |
| 12/1/25 | $1,965,000 | 3.25% | NRO | NRO | |
| 12/1/26 | $3,520,000 | 3.375% | NRO | NRO | |
| 12/1/27 | $3,640,000 | 3.50% | NRO | NRO | |
| 12/1/28 | $3,765,000 | 4.00% | NRO | NRO | |
| 12/1/29 | $3,910,000 | 4.00% | NRO | NRO | |
| 12/1/31 | $8,315,000 | 4.00% | NRO | NRO | |
| 12/1/34 | $13,755,000 | 4.00% | NRO | NRO | |
| 12/1/36 | $10,110,000 | 4.00% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Davenport & Company LLC, Fidelity Capital Markets, Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, William Blair & Company, LLC, Crews & Associates, Inc., Wedbush Securities Inc, BMO Capital Markets GKST, Inc, FirstSouthwest, Incapital LLC, Cronin & Co., Inc., Jackson Securities Inc., D.A. Davidson & Co., Isaak Bond Investments, Inc..
L.O.: Gottlieb Fisher PLLC, Seattle, WA.
F.A.: A. Dashen & Associates, Bellevue, WA.
Other bidders were:
JPMorgan, TIC 3.9452%
Citigroup, TIC 3.9733%
Morgan Stanley, TIC 4.0833%
US Bancorp Invest, TIC 4.0991%
Wells Fargo Secs, TIC 4.1%
BA Merrill Lynch, TIC 4.1143%
WISCONSIN
Arrowhead Union High School District
Nov 9, 2011 . . . . . . $5,060,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Dec 2, 2011.
Due Mar 1, 2012 to 2020.
Non-callable.
Winning bid: BOSC, at 102.8994, TIC 1.6081%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $35,000 | 2.00% | 0.45% | ||
| 3/1/13 | $1,000,000 | 2.00% | 0.50% | ||
| 3/1/14 | $535,000 | 2.00% | 0.70% | ||
| 3/1/15 | $545,000 | 2.00% | 1.00% | ||
| 3/1/16 | $560,000 | 2.00% | 1.20% | ||
| 3/1/17 | $570,000 | 2.00% | 1.40% | ||
| 3/1/18 | $590,000 | 2.50% | 1.60% | ||
| 3/1/19 | $605,000 | 2.50% | 1.80% | ||
| 3/1/20 | $620,000 | 2.50% | 2.05% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 1.6294%
Hutchinson Shockey, TIC 1.6733%
Stifel Nicolaus, TIC 1.6892%
BMO Cap Mkts GKST, TIC 1.6993%
Morgan Keegan, TIC 1.7155%
Piper Jaffray, TIC 1.7853%
UMB Bank, TIC 1.8268%
Delavan (City)
Nov 8, 2011 . . . . . . $3,055,000
General Obligation Promissory Notes, Series 2011B (bank qualified) (book entry).
Dated Dec 6, 2011.
Due Mar 1, 2012 to 2021.
Callable Mar 1, 2018 at par.
Winning bid: UMB Bank, at 99.0000, TIC 2.193%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $280,000 | 0.40% | NRO | NRO | |
| 3/1/13 | $100,000 | 1.00% | NRO | NRO | |
| 3/1/14 | $100,000 | 1.00% | NRO | NRO | |
| 3/1/15 | $100,000 | 1.00% | NRO | NRO | |
| 3/1/16 | $100,000 | 1.20% | NRO | NRO | |
| 3/1/17 | $100,000 | 1.50% | NRO | NRO | |
| 3/1/18 | $400,000 | 1.75% | NRO | NRO | |
| 3/1/19 | $605,000 | 2.00% | NRO | NRO | |
| 3/1/20 | $620,000 | 2.15% | NRO | NRO | |
| 3/1/21 | $650,000 | 2.30% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 2.2634%
BMO Cap Mkts GKST, TIC 2.2915%
Bankers' Bank, TIC 2.3825%
Robert W. Baird, TIC 2.5209%
Piper Jaffray, TIC 2.5367%
TAXABLE ISSUES
KENTUCKY
Pike County School District Finance Corporation
Nov 9, 2011 . . . . . . $11,000,000
Qualified School Construction Bonds, Taxable Series of 2011 (QSCB-Direct Pay to Issuer) (Kentucky School District Credit Enhancement Program) (book entry).
Dated Nov 1, 2011.
Due Nov 1, 2030.
Callable Nov 1, 2021 at par.
Winning bid: Morgan Keegan, at 99.0140, NIC 4.6719%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/30 | $11,000,000 | 4.62% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 4.7526%
MICHIGAN
Branch County Board of County Road Commissioners
Nov 9, 2011 . . . . . . $630,000
Michigan Transportation Fund Notes, Series 2011 (Taxable) (book entry).
Dated Nov 1, 2011.
Due Jun 1, 2013 to 2014.
Non-callable.
Winning bid: Century Bk & Tr, at n/a, TIC 2.3527%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $315,000 | 1.875% | NRO | NRO | |
| 6/1/14 | $315,000 | 2.65% | NRO | NRO |
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
PNC Bank, TIC 2.7991%
Comerica Securities, TIC 3.1529%
NEVADA
Las Vegas (City)
Nov 9, 2011 . . . . . . $3,545,000
General Obligation (Limited Tax) Medium-Term Various Purpose Bonds, Series 2011B (Taxable) (book entry).
Dated Dec 1, 2011.
Due Dec 1, 2012 to 2019.
Callable Dec 1, 2016 at par.
Winning bid: Robert W. Baird, at 99.0000, TIC 3.2375%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $400,000 | 3.00% | NRO | NRO | |
| 12/1/13 | $410,000 | 3.00% | NRO | NRO | |
| 12/1/14 | $425,000 | 3.00% | NRO | NRO | |
| 12/1/15 | $435,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $450,000 | 2.50% | NRO | NRO | |
| 12/1/17 | $460,000 | 2.60% | NRO | NRO | |
| 12/1/18 | $475,000 | 3.10% | NRO | NRO | |
| 12/1/19 | $490,000 | 3.50% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Fidelity Capital Markets, Edward D. Jones & Co., Davenport & Company LLC, SAMCO Capital Markets, Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., D.A. Davidson & Co., Bernardi Securities, Inc., Wedbush Securities Inc.
L.O.: Swendseid & Stern, Las Vegas, NV.
F.A.: NSB Public Finance, Las Vegas, NV.
WASHINGTON
Snohomish County
Nov 9, 2011 . . . . . . $23,725,000
Limited Tax General Obligation Refunding Bonds, 2011, Series C (Taxable) (book entry).
Dated Nov 23, 2011.
Due Dec 1, 2012 to 2025.
Callable Dec 1, 2021 at par.
Winning bid: BMO Cap Mkts GKST, at 99.2106, TIC 2.946%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $1,235,000 | 0.50% | 0.50% | ||
| 12/1/13 | $1,300,000 | 0.75% | 0.75% | ||
| 12/1/14 | $1,310,000 | 1.00% | 1.00% | ||
| 12/1/15 | $1,325,000 | 1.25% | 1.25% | ||
| 12/1/16 | $1,350,000 | 1.50% | 1.50% | ||
| 12/1/17 | $1,775,000 | 2.00% | 2.00% | ||
| 12/1/18 | $1,820,000 | 2.40% | 2.40% | ||
| 12/1/19 | $1,870,000 | 2.70% | 2.70% | ||
| 12/1/20 | $1,930,000 | 2.85% | 2.85% | ||
| 12/1/21 | $1,995,000 | 3.00% | 3.00% | ||
| 12/1/22 | $2,065,000 | 3.15% | 3.15% | ||
| 12/1/23 | $2,140,000 | 3.30% | 3.30% | ||
| 12/1/24 | $2,225,000 | 3.45% | 3.45% | ||
| 12/1/25 | $1,385,000 | 3.60% | 3.60% |
L.O.: Gottlieb Fisher PLLC, Seattle, WA.
F.A.: A. Dashen & Associates, Bellevue, WA.
Other bidders were:
Morgan Keegan, TIC 2.9728%
Citigroup, TIC 3.0213%
Raymond James, TIC 3.0532%
Piper Jaffray, TIC 3.3431%
JPMorgan, TIC 3.4013%
REMARKETING
NEW YORK
New York City Transitional Finance Authority
Nov 9, 2011 . . . . . . $100,000,000
Future Tax Secured Taxable Subordinate Bonds (Qualified School Construction Bonds) Fiscal 2012 Subseries D-2 (book entry).
Dated Nov 17, 2011.
Due Nov 1, 2030.
The bonds shall be callable in accordance with the specification.
Winning bid: JPMorgan, at 102.4980, TIC 4.0107%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/30 | $100,000,000 | 4.20% | 4.00% |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY; and Public Financial Management, Inc., New York, NY.
Other bidders were:
Citigroup, TIC 4.163%
Barclays Capital, TIC 4.25%
RBC Capital Mkts, TIC 4.3684%
Morgan Stanley, TIC 4.429%
Wells Fargo Secs, TIC 4.5783%
Jefferies, TIC 4.591%
Goldman Sachs, TIC 4.591%
BA Merrill Lynch, TIC 4.7872%
New York City Transitional Finance Authority
Nov 9, 2011 . . . . . . $200,000,000
Future Tax Secured Taxable Subordinate Bonds Fiscal 2012 Subseries D-3 (book entry).
Dated Nov 17, 2011.
Due Nov 1, 2013 to 2021.
The bonds shall be callable in accordance with the specification.
Winning bid: JPMorgan, at 99.4562, TIC 2.3311%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/13 | $3,995,000 | 0.60% | NRO | NRO | |
| 11/1/14 | $21,000,000 | 0.85% | NRO | NRO | |
| 11/1/15 | $23,635,000 | 1.35% | NRO | NRO | |
| 11/1/16 | $23,950,000 | 1.55% | NRO | NRO | |
| 11/1/17 | $24,335,000 | 1.90% | NRO | NRO | |
| 11/1/18 | $24,825,000 | 2.15% | NRO | NRO | |
| 11/1/19 | $25,385,000 | 2.50% | NRO | NRO | |
| 11/1/20 | $26,065,000 | 2.75% | NRO | NRO | |
| 11/1/21 | $26,810,000 | 2.90% | NRO | NRO |
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY; and Public Financial Management, Inc., New York, NY.
Other bidders were:
BA Merrill Lynch, TIC 2.3789%
Citigroup, TIC 2.4478%
RBC Capital Mkts, TIC 2.521%
Wells Fargo Secs, TIC 2.6183%
Goldman Sachs, TIC 2.635%
Barclays Capital, TIC 2.6466%
Morgan Stanley, TIC 2.6811%
Jefferies, TIC 2.6922%
