ARIZONA
Phoenix (City)
Nov 1, 2011 . . . . . . $167,510,000
Junior Lien Water System Revenue Refunding Bonds, Series 2011 (book entry)
Dated Nov 22, 2011.
Due Jul 1, 2014 to 2026.
First coupon Jul 1, 2012.
2022-2026 Callable Jul 1, 2021 at par.
Purchased through negotiation by Morgan Stanley & Co., Inc., Citigroup Global Markets, Inc., Goldman, Sachs & Co., Rice Financial Products Company, Siebert, Brandford, Shank & Co., LLC, Fidelity Capital Markets, Hutchinson, Shockey, Erley & Co., Raymond James & Associates, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/14 | $7,620,000 | 4.00% | NRO | |
| 7/1/15 | $1,100,000 | 2.00% | 1.22% | |
| 7/1/15 | $9,195,000 | 4.00% | 1.22% | |
| 7/1/16 | $10,685,000 | 5.00% | 1.56% | |
| 7/1/17 | $11,215,000 | 5.00% | 1.83% | |
| 7/1/18 | $3,405,000 | 2.50% | 2.13% | |
| 7/1/18 | $8,370,000 | 5.00% | 2.13% | |
| 7/1/19 | $4,060,000 | 3.00% | 2.43% | |
| 7/1/19 | $8,225,000 | 5.00% | 2.43% | |
| 7/1/20 | $4,845,000 | 3.00% | 2.68% | |
| 7/1/20 | $7,975,000 | 5.00% | 2.68% | |
| 7/1/21 | $13,360,000 | 5.00% | 2.81% | |
| 7/1/22 | $1,560,000 | 4.00% | 2.91% | |
| 7/1/22 | $12,470,000 | 5.00% | 2.91% | |
| 7/1/23 | $14,715,000 | 5.00% | 3.05% | |
| 7/1/24 | $15,450,000 | 5.00% | 3.21% | |
| 7/1/25 | $16,225,000 | 5.00% | 3.33% | |
| 7/1/26 | $705,000 | 4.00% | 3.44% | |
| 7/1/26 | $16,330,000 | 5.00% | 3.44% |
L.O.: Greenberg Traurig, LLP, Phoenix, AZ.
DELAWARE
Delaware
Nov 1, 2011 . . . . . . $275,425,000
General Obligation Bonds, Series 2011 (book entry)
Dated Nov 15, 2011.
Due Jul 1, 2012 to 2031.
First coupon Jul 1, 2012.
2021-2031 Callable Jul 1, 2020 at par.
Purchased through negotiation by Bank of America Merrill Lynch, Citigroup Global Markets, Inc., Morgan Stanley & Co., Inc., M & T Securities, Inc., PNC Capital Markets, RBC Capital Markets, Siebert, Brandford, Shank & Co., LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/12 | $15,525,000 | 2.00% | S.B. | |
| 7/1/13 | $1,450,000 | 2.00% | 0.42% | |
| 7/1/13 | $19,445,000 | 4.00% | 0.42% | |
| 7/1/14 | $1,200,000 | 2.00% | 0.64% | |
| 7/1/14 | $16,455,000 | 5.00% | 0.64% | |
| 7/1/15 | $2,360,000 | 2.00% | 0.96% | |
| 7/1/15 | $18,180,000 | 5.00% | 0.96% | |
| 7/1/16 | $3,585,000 | 2.00% | 1.26% | |
| 7/1/16 | $12,960,000 | 5.00% | 1.26% | |
| 7/1/17 | $2,255,000 | 2.25% | 1.48% | |
| 7/1/17 | $14,255,000 | 5.00% | 1.48% | |
| 7/1/18 | $6,285,000 | 2.50% | 1.72% | |
| 7/1/18 | $10,180,000 | 5.00% | 1.72% | |
| 7/1/19 | $875,000 | 2.50% | 2.00% | |
| 7/1/19 | $15,570,000 | 5.00% | 2.00% | |
| 7/1/20 | $2,715,000 | 2.75% | 2.25% | |
| 7/1/20 | $13,735,000 | 5.00% | 2.25% | |
| 7/1/21 | $605,000 | 3.00% | 2.39% | |
| 7/1/21 | $11,240,000 | 5.00% | 2.39% | |
| 7/1/22 | $870,000 | 2.50% | 2.50% | |
| 7/1/22 | $10,975,000 | 5.00% | 2.50% | |
| 7/1/23 | $11,845,000 | 5.00% | 2.64% | |
| 7/1/24 | $11,845,000 | 5.00% | 2.78% | |
| 7/1/25 | $11,845,000 | 5.00% | 2.96% | |
| 7/1/26 | $1,335,000 | 3.00% | 3.07% | |
| 7/1/26 | $10,510,000 | 5.00% | 3.07% | |
| 7/1/27 | $11,845,000 | 5.00% | 3.17% | |
| 7/1/28 | $285,000 | 3.25% | 3.22% | |
| 7/1/28 | $11,560,000 | 5.00% | 3.22% | |
| 7/1/30 | $11,820,000 | 5.00% | 3.41% | |
| 7/1/31 | $2,360,000 | 3.50% | 3.46% | |
| 7/1/31 | $9,455,000 | 5.00% | 3.46% |
L.O.: Saul Ewing LLP, Wilmington, DE.
F.A.: Public Financial Management, Inc., New York, NY.
MICHIGAN
Cass County
Nov 1, 2011 . . . . . . $8,795,000
Sewage Disposal System Refunding Bonds (Limited Tax General Obligation Bonds) (bank qualified) (book entry)
Dated Nov 17, 2011.
Due May 1, 2013 to 2024.
First coupon May 1, 2012.
2022-2024 Callable May 1, 2021 at par.
Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 5/1/13 | $735,000 | 2.00% | 1.30% | |
| 5/1/14 | $735,000 | 2.00% | 1.55% | |
| 5/1/15 | $735,000 | 2.00% | 1.85% | |
| 5/1/16 | $735,000 | 2.50% | 2.20% | |
| 5/1/17 | $730,000 | 3.00% | 2.50% | |
| 5/1/18 | $730,000 | 3.00% | 2.80% | |
| 5/1/19 | $735,000 | 3.50% | 3.10% | |
| 5/1/20 | $735,000 | 3.50% | 3.35% | |
| 5/1/21 | $735,000 | 4.00% | 3.50% | |
| 5/1/22 | $730,000 | 4.00% | 3.60% | |
| 5/1/23 | $730,000 | 4.00% | 3.75% | |
| 5/1/24 | $730,000 | 4.00% | 3.85% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Leonard Capital Markets, Grosse Pointe Farms, MI.
NEBRASKA
Elkhorn Public School District No. 10
Nov 1, 2011 . . . . . . $18,235,000
Refunding Bonds (book entry)
Dated Nov 18, 2011.
Due Dec 15, 2019 to 2027.
First coupon Dec 15, 2011.
2022-2027 Callable Dec 15, 2021 at par.
Purchased through negotiation by D.A. Davidson & Co., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/15/19 | $45,000 | 3.00% | 2.54% | |
| 12/15/20 | $205,000 | 3.25% | 2.84% | |
| 12/15/21 | $1,240,000 | 4.00% | 2.97% | |
| 12/15/22 | $1,290,000 | 4.00% | 3.16% | |
| 12/15/23 | $1,560,000 | 5.00% | 3.22% | |
| 12/15/24 | $2,645,000 | 5.00% | 3.36% | |
| 12/15/25 | $3,360,000 | 5.00% | 3.48% | |
| 12/15/26 | $3,845,000 | 5.00% | 3.59% | |
| 12/15/27 | $4,045,000 | 5.00% | 3.70% |
L.O.: Gilmore & Bell, Lincoln, NE.
Phelps County
Nov 1, 2011 . . . . . . $3,500,000
General Obligation Highway Allocation Fund Pledge Bonds (bank qualified) (book entry)
Dated Dec 1, 2011. Interest accrues Dec 1, 2011.
Due Dec 1, 2013 to 2021.
First coupon Jun 1, 2012.
2017-2021 Callable Dec 1, 2016 at par.
Purchased through negotiation by Ameritas Investment Corp., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/13 | $370,000 | 0.65% | NRO | |
| 12/1/14 | $375,000 | 0.85% | NRO | |
| 12/1/15 | $380,000 | 1.15% | NRO | |
| 12/1/16 | $370,000 | 1.50% | NRO | |
| 12/1/17 | $385,000 | 1.80% | NRO | |
| 12/1/18 | $390,000 | 2.10% | NRO | |
| 12/1/19 | $400,000 | 2.40% | NRO | |
| 12/1/20 | $410,000 | 2.65% | NRO | |
| 12/1/21 | $420,000 | 2.80% | NRO |
L.O.: Rembolt Ludtke, Lincoln, NE.
NEW YORK
New York State Housing Finance Agency
Nov 1, 2011 . . . . . . $180,000,000
Variable Rate 160 West 62nd Street Housing Revenue Bonds, Series A-1 (Letter of Credit Issued by Wells Fargo Bank, National Association) (book entry) $155,000,000.
Dated Nov 1, 2011.
Due Nov 1, 2044.
First coupon Dec 1, 2011.
Callable any time at par.
Purchased through negotiation by Morgan Stanley & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/44 | $155,000,000 | n/a | n/a |
L.O.: Nixon Peabody LLP, Rochester, NY.
New York State Housing Finance Agency
Nov 1, 2011 . . . . . . $80,000,000
Variable Rate 160 West 62nd Street Revenue Bonds, 2011 Series A-2 (Letter of Credit Issued by Wells Fargo Bank, National Assocation) (book entry)
Dated Nov 1, 2011.
Due Nov 1, 2044.
First coupon Dec 1, 2011.
Callable any time at par.
Purchased through negotiation by Manufacturers & Traders Trust Co. of New York, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/44 | $80,000,000 | n/a | n/a |
L.O.: Nixon Peabody LLP, New York, NY.
Niagara Area Development Corporation
Nov 1, 2011 . . . . . . $14,310,000
Weekly Variable Rate Demand Revenue Bonds (Niagara Falls Memorial Medical Center Project), Series 2011 (Letter of Credit issued by HSBC Bank Usa, N.A.) (book entry)
Dated Nov 1, 2011.
Due Nov 1, 2013 to 2036.
First coupon Dec 1, 2011.
Callable any time at par.
Purchased through negotiation by KeyBanc Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/36 | $14,310,000 | n/a | n/a |
L.O.: Harris Beach PLLC, Rochester, NY.
NORTH DAKOTA
North Dakota Housing Finance Agency
Oct 25, 2011 . . . . . . $19,100,000
Homeownership Revenue Bonds (Home Mortgage Finance Program), 2011 Series C (book entry)
Dated Nov 3, 2011.
Due Jul 1, 2028 to 2041.
First coupon Jan 1, 2012.
Callable any time at par.
Purchased through negotiation by Morgan Stanley & Co., Inc., RBC Capital Markets, Bank of America Merrill Lynch, Piper Jaffray & Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 7/1/41 | $19,100,000 | n/a | n/a |
L.O.: Kutak Rock, Omaha, NE.
F.A.: Caine, Mitter & Associates, New York, NY.
PENNSYLVANIA
Butler County General Authority
Nov 1, 2011 . . . . . . $24,465,000
Weekly Variable Rate Demand Revenue Bonds (North Allegheny School District Project), Series 2011A (book entry) $14,245,000.
Dated Nov 1, 2011.
Due Dec 1, 2012 to 2021.
First coupon Dec 1, 2011.
Callable any time at par.
Purchased through negotiation by PNC Capital Markets, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/21 | $14,245,000 | n/a | n/a |
Weekly Variable Rate Demand Revenue Bonds (North Allegheny School District Project), Series 2011B (book entry) $10,220,000.
Dated Nov 1, 2011.
Due Dec 1, 2021 to 2022.
First coupon Dec 1, 2011.
Callable any time at par.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/22 | $10,220,000 | n/a | n/a |
L.O.: Cohen & Grigsby, P.C., Pittsburgh, PA.
TEXAS
Lewisville (City)
Nov 1, 2011 . . . . . . $8,320,000
Combination Contract Revenue and Special Assessment Utility System Bonds, Series 2011 (Lewisville Castle Hills Public Improvement District No. 4) (book entry) $2,965,000.
Dated Nov 1, 2011. Interest accrues Nov 15, 2011.
Due Oct 1, 2032 to 2036.
First coupon Apr 1, 2012.
2032-2036 Callable Oct 1, 2020 at par.
Purchased through negotiation by Morgan Keegan & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/36 | $2,965,000 | 5.25% | 5.45% |
Combination Contract Revenue and Special Road System Bonds, Series 2011 (Lewisville Castle Hills Public Improvement District No. 4) (book entry) $5,355,000.
Dated Nov 1, 2011. Interest accrues Nov 15, 2011.
Due Oct 1, 2032 to 2036.
First coupon Apr 1, 2012.
2032-2036 Callable Oct 1, 2020 at par.
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 10/1/36 | $5,355,000 | 5.25% | 5.45% |
L.O.: Kelly Hart & Hallman, Austin, TX; and State Attorney General.
WASHINGTON
Snohomish County Public Utility District No. 1
Nov 1, 2011 . . . . . . $47,970,000
Electric System Revenue Refunding Bonds, Series 2011 (book entry)
Dated Dec 6, 2011.
Due Dec 1, 2012 to 2024.
First coupon Jun 1, 2012.
2022-2024 Callable Dec 1, 2021 at par.
Purchased through negotiation by Citigroup Global Markets, Inc., J.P. Morgan Securities LLC, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 12/1/12 | $5,805,000 | 2.00% | S.B. | |
| 12/1/13 | $1,000,000 | 2.00% | 0.75% | |
| 12/1/13 | $2,450,000 | 5.00% | 0.75% | |
| 12/1/14 | $1,000,000 | 3.00% | 1.08% | |
| 12/1/14 | $2,600,000 | 5.00% | 1.08% | |
| 12/1/18 | $1,485,000 | 3.00% | 2.36% | |
| 12/1/18 | $2,505,000 | 5.00% | 2.36% | |
| 12/1/19 | $1,550,000 | 4.00% | 2.64% | |
| 12/1/19 | $2,595,000 | 5.00% | 2.64% | |
| 12/1/20 | $1,615,000 | 4.00% | 2.89% | |
| 12/1/21 | $430,000 | 4.00% | 3.02% | |
| 12/1/21 | $1,235,000 | 5.00% | 3.02% | |
| 12/1/22 | $200,000 | 3.00% | 3.14% | |
| 12/1/22 | $1,525,000 | 5.00% | 3.14% | |
| 12/1/23 | $8,900,000 | 5.00% | 3.28% | |
| 12/1/24 | $13,075,000 | 5.00% | 3.42% |
L.O.: Orrick, Herrington & Sutcliffe, Seattle, WA.
F.A.: Montague DeRose & Associates, Woodland Hills, CA.
WISCONSIN
Osseo-Fairchild School District
Nov 1, 2011 . . . . . . $8,060,000
General Obligation Refunding Bonds (bank qualified) (book entry) $7,310,000.
Dated Dec 5, 2011.
Due Mar 1, 2013 to 2020.
First coupon Mar 1, 2012.
2019-2020 Callable Mar 1, 2018 at par.
Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 3/1/13 | $605,000 | 2.00% | 0.85% | |
| 3/1/14 | $615,000 | 2.00% | 1.10% | |
| 3/1/15 | $860,000 | 2.00% | 1.40% | |
| 3/1/16 | $985,000 | 2.50% | 1.75% | |
| 3/1/17 | $1,010,000 | 2.50% | 1.90% | |
| 3/1/18 | $1,040,000 | 3.00% | 2.15% | |
| 3/1/19 | $1,080,000 | 3.00% | 2.40% | |
| 3/1/20 | $1,115,000 | 3.00% | 2.60% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
TAXABLE ISSUES
NEW YORK
New York State Housing Finance Agency
Nov 1, 2011 . . . . . . $180,000,000
Variable Rate 160 West 62nd Street Housing Revenue Bonds, Series B (Letter of Credit Issued by Wells Fargo Bank, National Association) (book entry) (Taxable) $25,000,000.
Dated Nov 1, 2011.
Due Nov 1, 2044.
First coupon Dec 1, 2011.
Callable any time at par.
Purchased through negotiation by Morgan Stanley & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 11/1/44 | $25,000,000 | n/a | n/a |
L.O.: Nixon Peabody LLP, Rochester, NY.
TEXAS
Texas Public Finance Authority
Nov 1, 2011 . . . . . . $5,250,000
Charter School Finance Corporation Orenda Education Revenue Bonds, Series 2011Q (Qualified School Construction Bonds) (book entry) (Taxable)
Dated Nov 15, 2011. Interest accrues Nov 15, 2011.
Due Aug 15, 2030.
First coupon Feb 15, 2012.
2030-2030 Callable Aug 15, 2021 at par.
Purchased through negotiation by Piper Jaffray & Company, as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 8/15/30 | $5,250,000 | 7.50% | 9.50% |
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
WEST VIRGINIA
Ohio County Board of Education
Nov 1, 2011 . . . . . . $6,715,000
Public School Refunding Bonds, Series 2011 (book entry) (Taxable)
Dated Nov 15, 2011. Interest accrues Nov 15, 2011.
Due Jun 1, 2012 to 2018.
First coupon Jun 1, 2012.
Non-callable.
Purchased through negotiation by Raymond James & Associates, Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 6/1/12 | $550,000 | 1.00% | 1.00% | |
| 6/1/13 | $980,000 | 1.24% | 1.24% | |
| 6/1/14 | $995,000 | 1.43% | 1.43% | |
| 6/1/15 | $1,015,000 | 1.77% | 1.77% | |
| 6/1/16 | $1,035,000 | 2.00% | 2.00% | |
| 6/1/17 | $1,060,000 | 2.35% | 2.35% | |
| 6/1/18 | $1,080,000 | 2.70% | 2.70% |
L.O.: Steptoe & Johnson, Clarksburg, WV.
WISCONSIN
Osseo-Fairchild School District
Nov 1, 2011 . . . . . . $8,060,000
General Obligation Promissory Notes (Qualified Energy Conservation Bonds -Direct Payment) (book entry) (Taxable) $750,000.
Dated Dec 5, 2011.
Due Mar 1, 2020.
First coupon Mar 1, 2012.
Non-callable.
Purchased through negotiation by Robert W. Baird & Co., Inc., as follows:
| Due | Amount | Cpn | Reoffered | Ins |
|---|---|---|---|---|
| 3/1/20 | $750,000 | 3.90% | 3.65% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
