ARKANSAS
Elkins School District No. 10 of Washington County
Oct 20, 2011 . . . . . . $8,155,000
Refunding and Construction Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Feb 1, 2012 to 2041.
Callable Aug 1, 2014 at par.
Winning bid: Crews & Associates, at 98.0545, TIC 4.0451%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $95,000 | 1.50% | 0.50% | ||
| 2/1/13 | $120,000 | 1.50% | 0.75% | ||
| 2/1/14 | $110,000 | 1.50% | 1.00% | ||
| 2/1/15 | $115,000 | 1.50% | 1.25% | ||
| 2/1/16 | $120,000 | 2.00% | 1.60% | ||
| 2/1/17 | $120,000 | 2.00% | 1.85% | ||
| 2/1/18 | $120,000 | 2.125% | 2.125% | ||
| 2/1/19 | $115,000 | 2.375% | 2.40% | ||
| 2/1/20 | $120,000 | 2.50% | 2.55% | ||
| 2/1/21 | $125,000 | 2.625% | 2.625% | ||
| 2/1/22 | $130,000 | 2.75% | 2.85% | ||
| 2/1/23 | $130,000 | 3.00% | 2.95% | ||
| 2/1/24 | $130,000 | 3.00% | 3.05% | ||
| 2/1/25 | $130,000 | 3.125% | 3.15% | ||
| 2/1/26 | $135,000 | 3.25% | 3.35% | ||
| 2/1/27 | $140,000 | 3.375% | 3.45% | ||
| 2/1/28 | $145,000 | 3.50% | 3.55% | ||
| 2/1/29 | $145,000 | 3.50% | 3.60% | ||
| 2/1/30 | $200,000 | 3.625% | NRO | NRO | |
| 2/1/31 | $210,000 | 3.625% | NRO | NRO | |
| 2/1/34 | $1,240,000 | 3.70% | NRO | NRO | |
| 2/1/37 | $1,685,000 | 4.125% | 4.125% | ||
| 2/1/41 | $2,575,000 | 4.25% | 4.25% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 4.1427%
FTN Fin Cap Mkts, TIC 4.1499%
CALIFORNIA
Amador County Unified School District
Oct 20, 2011 . . . . . . $4,800,000
2011 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Nov 9, 2011.
Due Aug 1, 2012 to 2027.
Callable Aug 1, 2021 at par.
Winning bid: E.J. De La Rosa, at 100.2075, TIC 3.5141%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $70,000 | 2.00% | 0.45% | ||
| 8/1/13 | $25,000 | 2.00% | 0.75% | ||
| 8/1/14 | $25,000 | 3.00% | 1.08% | ||
| 8/1/15 | $25,000 | 3.00% | 1.50% | ||
| 8/1/16 | $340,000 | 4.00% | 1.93% | ||
| 8/1/17 | $355,000 | 4.00% | 2.21% | ||
| 8/1/18 | $375,000 | 4.00% | 2.51% | ||
| 8/1/19 | $385,000 | 4.00% | 2.79% | ||
| 8/1/20 | $400,000 | 4.00% | 3.03% | ||
| 8/1/21 | $415,000 | 3.00% | 3.20% | ||
| 8/1/22 | $430,000 | 3.125% | 3.47% | ||
| 8/1/23 | $440,000 | 3.25% | 3.65% | ||
| 8/1/24 | $455,000 | 3.375% | 3.80% | ||
| 8/1/25 | $475,000 | 3.50% | 3.90% | ||
| 8/1/26 | $485,000 | 3.625% | 4.00% | ||
| 8/1/27 | $100,000 | 3.75% | 4.10% |
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: Capitol Public Finance Group, LLC, Sacramento, CA.
Other bidders were:
Mitsubishi UFJ Secs, TIC 3.6506%
Southwest Securities, TIC 3.7775%
Robert W. Baird, TIC 3.8087%
Morgan Stanley, TIC 3.8886%
Stifel Nicolaus, TIC 3.8999%
COLORADO
Colorado Water Resources and Power Development Authority
Oct 20, 2011 . . . . . . $14,620,000
Clean Water Revenue Bonds, 2011 Series A (book entry).
Dated Nov 3, 2011.
Due Sep 1, 2012 to 2032.
Callable Sep 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 103.5551, TIC 3.0152%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $645,000 | 2.00% | 0.40% | ||
| 9/1/13 | $650,000 | 2.00% | 0.50% | ||
| 9/1/14 | $660,000 | 3.00% | 0.67% | ||
| 9/1/15 | $680,000 | 3.00% | 1.00% | ||
| 9/1/16 | $695,000 | 3.00% | 1.33% | ||
| 9/1/17 | $700,000 | 3.00% | 1.55% | ||
| 9/1/18 | $710,000 | 2.25% | 1.80% | ||
| 9/1/19 | $715,000 | 3.00% | 2.10% | ||
| 9/1/20 | $725,000 | 3.00% | 2.35% | ||
| 9/1/21 | $730,000 | 3.00% | 2.45% | ||
| 9/1/22 | $735,000 | 3.00% | 2.65% | ||
| 9/1/23 | $745,000 | 3.00% | 2.80% | ||
| 9/1/24 | $745,000 | 3.00% | 2.92% | ||
| 9/1/25 | $750,000 | 3.00% | 3.03% | ||
| 9/1/26 | $760,000 | 3.125% | 3.13% | ||
| 9/1/27 | $775,000 | 4.00% | 3.23% | ||
| 9/1/28 | $600,000 | 4.00% | 3.33% | ||
| 9/1/29 | $605,000 | 4.00% | 3.42% | ||
| 9/1/30 | $635,000 | 4.00% | 3.49% | ||
| 9/1/31 | $665,000 | 4.00% | 3.56% | ||
| 9/1/32 | $695,000 | 4.00% | 3.62% |
Other managers: Isaak Bond Investments, Inc., FirstSouthwest, Crews & Associates, Inc., R H Investment Corp., Duncan-Williams, Inc., Citigroup Global Markets, Inc..
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Jefferies & Company, Inc., Boston, MA.
Other bidders were:
Piper Jaffray, TIC 3.121%
JPMorgan, TIC 3.1464%
Morgan Stanley, TIC 3.2147%
US Bancorp Invest, TIC 3.2586%
Robert W. Baird, TIC 3.2798%
Hutchinson Shockey, TIC 3.2863%
Mitsubishi UFJ Secs, TIC 3.3518%
CONNECTICUT
Avon (Town)
Oct 20, 2011 . . . . . . $7,000,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Oct 30, 2012.
Purchased $7,000,000.00 by TD Securities, at 1.5%, plus $85,259.99, effective rate 0.2786%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Dixworks LLC, Avon, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.287%
Jefferies, Effective Rate 0.3087%
Piper Jaffray, Effective Rate 0.3171%
Morgan Stanley, Effective Rate 0.3492%
Janney Montgomery, Effective Rate 0.4889%
ILLINOIS
Hanover Park Village
Oct 20, 2011 . . . . . . $7,110,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Dec 1, 2012 to 2024.
Callable Dec 1, 2019 at par.
Winning bid: Stifel Nicolaus, at n/a, TIC 2.6205%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $485,000 | 2.00% | 0.55% | ||
| 12/1/13 | $500,000 | 2.00% | 0.75% | ||
| 12/1/14 | $500,000 | 2.00% | 0.95% | ||
| 12/1/15 | $510,000 | 2.00% | 1.25% | ||
| 12/1/16 | $515,000 | 2.00% | 1.55% | ||
| 12/1/17 | $525,000 | 2.00% | 1.80% | ||
| 12/1/18 | $535,000 | 2.25% | 2.11% | ||
| 12/1/19 | $545,000 | 2.50% | 2.39% | ||
| 12/1/20 | $560,000 | 2.75% | 2.63% | ||
| 12/1/21 | $575,000 | 3.00% | 2.75% | ||
| 12/1/22 | $600,000 | 3.00% | 2.87% | ||
| 12/1/23 | $620,000 | 3.00% | 3.00% | ||
| 12/1/24 | $640,000 | 3.25% | 3.13% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Bernardi Securities, TIC 2.6703%
Robert W. Baird, TIC 2.8537%
Sterne Agee, TIC 3.0384%
BMO Harris Bank N.A., TIC 3.0675%
Oak Park Park District
Oct 20, 2011 . . . . . . $9,995,000
General Obligation Park Bonds (Alternate Revenue Source), Series 2011 (bank qualified) (book entry).
Dated Nov 9, 2011.
Due Dec 15, 2012 to 2033.
Callable Dec 15, 2019 at par.
Winning bid: BMO Cap Mkts GKST, at n/a, TIC 4.0241%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/12 | $380,000 | 2.00% | NRO | NRO | |
| 12/15/13 | $750,000 | 2.00% | NRO | NRO | |
| 12/15/29 | $2,690,000 | 4.00% | 3.75% | ||
| 12/15/31 | $4,020,000 | 4.00% | 4.00% | ||
| 12/15/33 | $2,155,000 | 4.125% | 4.125% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 4.0309%
Sterne Agee, TIC 4.0679%
Mesirow Financial, TIC 4.1447%
KENTUCKY
Elizabethtown (City)
Oct 20, 2011 . . . . . . $10,000,000
General Obligation Bonds, Series B of 2011 (bank qualified) (book entry).
Dated Nov 3, 2011.
Due Jul 1, 2012 to 2036.
Callable Jul 1, 2021 at par.
Winning bid: Piper Jaffray, at 99.8697, NIC 3.1329%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $255,000 | 2.00% | 0.35% | ||
| 7/1/13 | $305,000 | 2.00% | 0.55% | ||
| 7/1/14 | $310,000 | 2.00% | 0.78% | ||
| 7/1/15 | $315,000 | 2.00% | 1.10% | ||
| 7/1/16 | $325,000 | 2.00% | 1.43% | ||
| 7/1/17 | $330,000 | 2.00% | 1.65% | ||
| 7/1/18 | $335,000 | 2.00% | 1.90% | ||
| 7/1/19 | $340,000 | 2.00% | 2.15% | ||
| 7/1/20 | $350,000 | 2.25% | 2.30% | ||
| 7/1/21 | $355,000 | 2.375% | 2.40% | ||
| 7/1/22 | $365,000 | 2.50% | 2.50% | ||
| 7/1/23 | $370,000 | 2.50% | 2.60% | ||
| 7/1/24 | $385,000 | 2.625% | 2.70% | ||
| 7/1/25 | $395,000 | 2.75% | 2.80% | ||
| 7/1/26 | $405,000 | 2.90% | 2.90% | ||
| 7/1/27 | $415,000 | 3.00% | 3.00% | ||
| 7/1/28 | $430,000 | 3.00% | 3.10% | ||
| 7/1/29 | $445,000 | 3.125% | 3.20% | ||
| 7/1/32 | $1,425,000 | 3.40% | NRO | NRO | |
| 7/1/34 | $1,035,000 | 3.50% | NRO | NRO | |
| 7/1/36 | $1,110,000 | 3.60% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Stifel Nicolaus, NIC 3.2231%
Morgan Keegan, NIC 3.2349%
Ross Sinclaire, NIC 3.3089%
Sterne Agee, NIC 3.4852%
Kentucky Interlocal School Transportation Association
Oct 20, 2011 . . . . . . $1,180,000
Educational Facilities Lease Certificates of Participation, Series of 2011 (Kentucky School District Credit Enhancement Program) (book entry).
Dated Oct 1, 2011.
Due Oct 1, 2012 to 2031.
Callable Oct 1, 2021 at par.
Winning bid: Ross Sinclaire, at 99.0000, NIC 3.9114%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/15 | $200,000 | 1.50% | NRO | NRO | |
| 10/1/17 | $110,000 | 2.25% | NRO | NRO | |
| 10/1/19 | $130,000 | 3.00% | NRO | NRO | |
| 10/1/21 | $130,000 | 3.50% | NRO | NRO | |
| 10/1/23 | $105,000 | 3.75% | NRO | NRO | |
| 10/1/26 | $170,000 | 4.00% | NRO | NRO | |
| 10/1/31 | $335,000 | 4.30% | NRO | NRO |
Other managers: PNC Capital Markets, Duncan-Williams, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Robert W. Baird & Co., Inc., Edward D. Jones & Co..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Hutchinson Shockey, NIC 4.6454%
MARYLAND
Aberdeen (City)
Oct 20, 2011 . . . . . . $8,525,000
General Obligation Refunding Bonds, Series 2011 (Tax-Exempt) (bank qualified) (book entry).
Dated Oct 31, 2011.
Due May 1, 2012 to 2030.
Callable May 1, 2021 at par.
Winning bid: US Bancorp Invest, at 100.4041, TIC 2.3313%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $715,000 | 2.00% | 0.30% | ||
| 5/1/13 | $610,000 | 2.00% | 0.50% | ||
| 5/1/14 | $620,000 | 2.00% | 0.75% | ||
| 5/1/15 | $635,000 | 2.00% | 1.05% | ||
| 5/1/16 | $645,000 | 2.00% | 1.35% | ||
| 5/1/17 | $660,000 | 2.00% | 1.55% | ||
| 5/1/18 | $675,000 | 2.00% | 1.80% | ||
| 5/1/19 | $690,000 | 2.00% | 2.00% | ||
| 5/1/20 | $705,000 | 2.125% | 2.15% | ||
| 5/1/21 | $725,000 | 2.25% | 2.30% | ||
| 5/1/22 | $380,000 | 2.375% | 2.40% | ||
| 5/1/23 | $160,000 | 2.50% | 2.50% | ||
| 5/1/24 | $170,000 | 2.50% | 2.60% | ||
| 5/1/25 | $175,000 | 2.625% | 2.75% | ||
| 5/1/26 | $180,000 | 3.00% | 2.90% | ||
| 5/1/27 | $185,000 | 3.00% | 3.00% | ||
| 5/1/28 | $190,000 | 3.00% | 3.10% | ||
| 5/1/29 | $200,000 | 3.125% | 3.25% | ||
| 5/1/30 | $205,000 | 3.25% | 3.30% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc..
L.O.: Royston, Mueller, McLean & Reid, LLP, Towson, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
Janney Montgomery, TIC 2.3516%
UBS Financial Svcs, TIC 2.4495%
Morgan Keegan, TIC 2.5093%
Sterne Agee, TIC 2.5365%
Robert W. Baird, TIC 2.5591%
BofA Merrill Lynch, TIC 2.7044%
Maryland Industrial Development Financing Authority
Oct 20, 2011 . . . . . . $18,000,000
Economic Development Revenue Bonds (McDonogh School Facility), Series 2011 B (Multi-Modal Bonds) (book entry). $6,000,000
Dated Oct 27, 2011.
Due Sep 2, 2013.
Non-callable.
Winning bid: Piper Jaffray, at n/a, TIC 1.4077%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/2/13 | $6,000,000 | 2.00% | NRO | NRO |
Multi-Modal Economic Development Revenue Bonds (McDonogh School Facility), Series 2011, $6,000,000 Series C (book entry). $6,000,000
Dated Oct 27, 2011.
Due Sep 1, 2014.
Non-callable.
Winning bid: Piper Jaffray, at n/a, TIC 1.4077%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/14 | $6,000,000 | 2.00% | NRO | NRO |
Multi-Modal Economic Development Revenue Bonds (McDonogh School Facility), Series 2011, $6,000,000 Series D (book entry). $6,000,000
Dated Oct 27, 2011.
Due Sep 1, 2015.
Non-callable.
Winning bid: Piper Jaffray, at n/a, TIC 1.4077%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/15 | $6,000,000 | 2.00% | NRO | NRO |
L.O.: Miles & Stockbridge, Baltimore, MD.
F.A.: M&T Securities, Inc., Canonsburg, PA.
Other bidders were:
M & T Securities, TIC 1.4374%
Davenport, TIC 1.7065%
Janney Montgomery, TIC 1.7662%
Hutchinson Shockey, TIC 1.8478%
Maryland Industrial Development Financing Authority
Oct 20, 2011 . . . . . . $20,000,000
Economic Development Revenue Bonds (McDonogh School Facility), Series 2011 A (book entry).
Dated Oct 27, 2011.
Due Sep 1, 2018 to 2040.
Callable Sep 1, 2021 at par.
Winning bid: M & T Securities, at n/a, TIC 4.1749%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $890,000 | 3.00% | 2.41% | ||
| 9/1/19 | $915,000 | 3.00% | 2.69% | ||
| 9/1/20 | $860,000 | 3.25% | 2.93% | ||
| 9/1/21 | $545,000 | 3.25% | 3.07% | ||
| 9/1/22 | $545,000 | 3.125% | 3.20% | ||
| 9/1/23 | $570,000 | 3.75% | 3.35% | ||
| 9/1/24 | $595,000 | 3.50% | 3.48% | ||
| 9/1/25 | $620,000 | 3.50% | 3.61% | ||
| 9/1/26 | $650,000 | 3.625% | 3.72% | ||
| 9/1/27 | $680,000 | 3.75% | 3.84% | ||
| 9/1/28 | $720,000 | 4.00% | 3.94% | ||
| 9/1/29 | $765,000 | 4.00% | 4.03% | ||
| 9/1/30 | $805,000 | 4.10% | 4.13% | ||
| 9/1/31 | $850,000 | 4.125% | 4.22% | ||
| 9/1/35 | $3,885,000 | 4.50% | 4.20% | ||
| 9/1/40 | $6,105,000 | 4.75% | 4.35% |
L.O.: Miles & Stockbridge, Baltimore, MD.
F.A.: Manufacturers & Traders Securities, Canonsburg, PA.
Other bidders were:
BofA Merrill Lynch, TIC 4.2095%
Janney Montgomery, TIC 4.2773%
Davenport, TIC 4.505%
Hutchinson Shockey, TIC 4.5209%
MASSACHUSETTS
Heath (Town)
Oct 20, 2011 . . . . . . $650,000
Bond Anticipation Notes (bank qualified).
Dated Nov 2, 2011.
Due Nov 2, 2012.
Purchased $650,000.00 by People's United Bk, at 0.9%, effective rate 0.9%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.9%
Greenfield Co-Op Bk, Effective Rate 0.92%
Berkshire Bank, Effective Rate 0.95%
UniBank Fiscal Adv, Effective Rate 0.95%
Templeton (Town)
Oct 20, 2011 . . . . . . $1,900,000
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Nov 2, 2011.
Due Nov 2, 2012.
Purchased $1,900,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $6,764.00, effective rate 0.894%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 0.9%
Century Bk, Effective Rate 0.975%
Jefferies, Effective Rate 1.1349%
Tisbury (Town)
Oct 20, 2011 . . . . . . $665,000
Bond Anticipation Notes (bank qualified).
Dated Nov 3, 2011.
Due Nov 1, 2012.
Purchased $665,000.00 by Cape Cod 5 Cents Svg, at 0.84%, effective rate 0.84%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.85%
UniBank Fiscal Adv, Effective Rate 0.9%
NEW HAMPSHIRE
New Hampshire
Oct 20, 2011 . . . . . . $100,000,000
General Obligation Capital Improvement Bonds, 2011 Series B (book entry).
Dated Oct 27, 2011.
Due Feb 1, 2013 to 2031.
Callable Feb 1, 2022 at par.
Winning bid: JPMorgan, at 109.0319, TIC 2.8799%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $6,000,000 | 3.00% | 0.38% | ||
| 2/1/14 | $6,000,000 | 4.00% | 0.60% | ||
| 2/1/15 | $6,000,000 | 5.00% | 0.86% | ||
| 2/1/16 | $6,000,000 | 5.00% | 1.20% | ||
| 2/1/17 | $6,000,000 | 5.00% | 1.46% | ||
| 2/1/18 | $6,000,000 | 5.00% | 1.68% | ||
| 2/1/19 | $6,000,000 | 4.00% | 1.99% | ||
| 2/1/20 | $6,000,000 | 5.00% | 2.22% | ||
| 2/1/21 | $6,000,000 | 4.00% | 2.38% | ||
| 2/1/22 | $6,000,000 | 4.00% | 2.52% | ||
| 2/1/23 | $4,445,000 | 5.00% | 2.63% | ||
| 2/1/24 | $4,445,000 | 3.00% | 3.13% | ||
| 2/1/25 | $4,445,000 | 3.25% | 3.25% | ||
| 2/1/26 | $4,445,000 | 3.25% | 3.35% | ||
| 2/1/27 | $4,445,000 | 3.50% | 3.50% | ||
| 2/1/28 | $4,445,000 | 3.50% | 3.60% | ||
| 2/1/29 | $4,445,000 | 4.00% | 3.65% | ||
| 2/1/30 | $4,445,000 | 4.00% | 3.75% | ||
| 2/1/31 | $4,440,000 | 4.00% | 3.80% |
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
BofA Merrill Lynch, TIC 2.9184%
Wells Fargo Secs, TIC 2.9339%
Citigroup, TIC 2.9533%
TD Securities, TIC 2.9711%
Morgan Stanley, TIC 3.0155%
Jefferies, TIC 3.0236%
Prager Sealy, TIC 3.0286%
NEW YORK
AuSable Valley Central School District
Oct 20, 2011 . . . . . . $686,843
Bond Anticipation Notes-New Issue/Renewal-2011E.
Dated Oct 27, 2011.
Due Sep 28, 2012.
Purchased $686,840.00 by Oppenheimer, at 1.625%, plus $100.00, effective rate 1.608%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Management Advisory Group of NY, Inc., Catskill, NY.
Other bidders were:
Jefferies, Effective Rate 1.98%
AuSable Valley Central School District
Oct 20, 2011 . . . . . . $17,792,303
Bond Anticipation Notes-New Issue/Renewal-2011F.
Dated Oct 27, 2011.
Due Jun 8, 2012.
Purchased $17,792,300.00 by Oppenheimer, at 1.5%, plus $51,100.00, effective rate 1.0321%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Management Advisory Group of NY, Inc., Catskill, NY.
Other bidders were:
Jefferies, Effective Rate 1.113%
Jefferies, Effective Rate 1.153%
Jefferies, Effective Rate 1.193%
Morgan Stanley, Effective Rate 1.98%
Brewster Central School District
Oct 20, 2011 . . . . . . $15,000,000
Bond Anticipation Notes for School Improvements- 2011 C.
Dated Oct 26, 2011.
Due Feb 14, 2012.
Purchased $15,000,000.00 by TD Securities, at 1.0%, plus $33,600.00, effective rate 0.2533%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.3367%
Janney Montgomery, Effective Rate 0.3567%
Jefferies, Effective Rate 0.4033%
JPMorgan Chase, Effective Rate 0.81%
Oppenheimer, Effective Rate 0.92%
Clarendon (Town)
Oct 20, 2011 . . . . . . $1,280,000
Bond Anticipation Notes, 2011A (bank qualified).
Dated Nov 3, 2011.
Due Nov 1, 2012.
Purchased $1,280,000.00 by First Niagara Bank, at 1.85%, effective rate 1.85%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.9097%
Roosevelt & Cross, Effective Rate 1.9809%
Kenmore Village
Oct 20, 2011 . . . . . . $505,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Nov 2, 2011.
Due Nov 1, 2012.
Purchased $505,000.00 by First Niagara Bank, at 1.75%, effective rate 1.75%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.94%
Oppenheimer, Effective Rate 1.9559%
Springs Union Free School District
Oct 20, 2011 . . . . . . $5,300,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified).
Dated Oct 27, 2011.
Due Jun 28, 2012.
Purchased $4,000,000.00 by Bridgehampton Bank, at 0.55%, effective rate 0.55%.
Purchased $1,300,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.7143%
TD Securities, Effective Rate 0.7352%
Jefferies, Effective Rate 0.748%
Oppenheimer, Effective Rate 0.8273%
OHIO
Dover (City)
Oct 20, 2011 . . . . . . $9,645,000
General Obligation (Limited Tax) Various Purpose Improvement Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 2, 2011.
Due Dec 1, 2012 to 2031.
Callable Dec 1, 2018 at par.
Winning bid: Fifth Third Sec, at 101.0647, TIC 3.0514%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $385,000 | 2.00% | 0.50% | ||
| 12/1/13 | $410,000 | 2.00% | 0.75% | ||
| 12/1/14 | $415,000 | 2.00% | 1.00% | ||
| 12/1/15 | $425,000 | 2.00% | 1.30% | ||
| 12/1/16 | $430,000 | 3.00% | 1.60% | ||
| 12/1/17 | $440,000 | 4.00% | 1.85% | ||
| 12/1/18 | $450,000 | 5.00% | 2.10% | ||
| 12/1/19 | $460,000 | 2.25% | 2.35% | ||
| 12/1/20 | $470,000 | 2.50% | 2.58% | ||
| 12/1/21 | $485,000 | 2.625% | 2.70% | ||
| 12/1/22 | $500,000 | 2.75% | 2.80% | ||
| 12/1/23 | $515,000 | 2.875% | 2.92% | ||
| 12/1/24 | $535,000 | 3.00% | 3.05% | ||
| 12/1/25 | $555,000 | 3.00% | 3.15% | ||
| 12/1/26 | $575,000 | 3.25% | 3.25% | ||
| 12/1/27 | $480,000 | 3.25% | 3.35% | ||
| 12/1/28 | $495,000 | 3.375% | 3.45% | ||
| 12/1/29 | $520,000 | 3.50% | NRO | NRO | |
| 12/1/30 | $540,000 | 3.50% | NRO | NRO | |
| 12/1/31 | $560,000 | 3.625% | 3.75% |
L.O.: Squire, Sanders & Dempsey (US) LLP, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Stifel Nicolaus, TIC 3.0956%
Robert W. Baird, TIC 3.1337%
BMO Cap Mkts GKST, TIC 3.1634%
JPMorgan, TIC 3.2772%
Sterne Agee, TIC 3.3758%
PENNSYLVANIA
Phoenixville Area School District
Oct 20, 2011 . . . . . . $9,700,000
General Obligation Bonds, Series of 2011 (bank qualified) (book entry).
Dated Nov 22, 2011.
Due May 15, 2012 to 2031.
Callable Nov 15, 2016 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 3.1154%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/12 | $540,000 | 3.00% | NRO | NRO | |
| 5/15/13 | $385,000 | 2.00% | NRO | NRO | |
| 5/15/14 | $390,000 | 2.00% | NRO | NRO | |
| 5/15/15 | $395,000 | 2.00% | NRO | NRO | |
| 5/15/16 | $400,000 | 2.00% | NRO | NRO | |
| 5/15/17 | $405,000 | 2.00% | NRO | NRO | |
| 5/15/18 | $410,000 | 2.00% | NRO | NRO | |
| 5/15/19 | $420,000 | 2.25% | NRO | NRO | |
| 5/15/20 | $435,000 | 2.50% | NRO | NRO | |
| 5/15/21 | $445,000 | 2.75% | NRO | NRO | |
| 5/15/22 | $460,000 | 2.75% | NRO | NRO | |
| 5/15/23 | $475,000 | 3.00% | NRO | NRO | |
| 5/15/24 | $490,000 | 3.00% | NRO | NRO | |
| 5/15/25 | $510,000 | 3.10% | NRO | NRO | |
| 5/15/26 | $530,000 | 3.20% | NRO | NRO | |
| 5/15/27 | $550,000 | 3.30% | NRO | NRO | |
| 5/15/28 | $575,000 | 3.35% | NRO | NRO | |
| 5/15/29 | $600,000 | 3.45% | NRO | NRO | |
| 5/15/30 | $630,000 | 3.50% | NRO | NRO | |
| 5/15/31 | $655,000 | 3.60% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., CL King & Associates.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Fox Rothschild LLP, Blue Bell, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 3.1162%
Raymond James, TIC 3.2317%
BNY Mellon Cap Mkts, TIC 3.2444%
TEXAS
Sunrise Beach Village
Oct 20, 2011 . . . . . . $4,005,000
Combination Tax and Revenue Certificates of Obligation, Series 2011 (bank qualified) (book entry).
Dated Oct 15, 2011.
Due Aug 15, 2014 to 2036.
Callable Aug 15, 2021 at par.
Winning bid: Coastal Securities, at 100.0000, TIC 3.8186%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/14 | $25,000 | 3.00% | 0.90% | AGM | |
| 8/15/15 | $50,000 | 3.00% | 1.10% | AGM | |
| 8/15/16 | $60,000 | 3.00% | 1.50% | AGM | |
| 8/15/17 | $65,000 | 3.00% | 1.75% | AGM | |
| 8/15/18 | $70,000 | 3.00% | 2.00% | AGM | |
| 8/15/19 | $75,000 | 3.00% | 2.25% | AGM | |
| 8/15/20 | $80,000 | 3.00% | 2.45% | AGM | |
| 8/15/21 | $90,000 | 3.00% | 2.60% | AGM | |
| 8/15/23 | $310,000 | 3.00% | 2.80% | AGM | |
| 8/15/25 | $380,000 | 3.25% | 3.05% | AGM | |
| 8/15/27 | $415,000 | 4.00% | 3.25% | AGM | |
| 8/15/29 | $450,000 | 4.00% | 3.45% | AGM | |
| 8/15/31 | $490,000 | 4.00% | 3.60% | AGM | |
| 8/15/33 | $540,000 | 4.00% | 3.80% | AGM | |
| 8/15/36 | $905,000 | 4.00% | 4.05% | AGM |
Other managers: SAMCO Capital Markets, Crews & Associates, Inc., BLNS Securities Limited, Protective Securities A Division of ProEquities, Stifel, Nicolaus & Co., Inc..
L.O.: Bickerstaff Heath Delgado Acosta LLP, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
Robert W. Baird, TIC 3.8215%
Southwest Securities, TIC 4.0235%
Sterne Agee, TIC 4.0277%
Ross Sinclaire, TIC 4.1205%
FirstSouthwest, TIC 4.3757%
Hutchinson Shockey, TIC 4.6356%
The Woodlands Township
Oct 20, 2011 . . . . . . $9,900,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Mar 1, 2013 to 2032.
Callable Mar 1, 2021 at par.
Winning bid: Morgan Keegan, at 100.0000, TIC 2.9095%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $380,000 | 1.50% | NRO | NRO | |
| 3/1/14 | $385,000 | 1.50% | NRO | NRO | |
| 3/1/15 | $395,000 | 1.50% | NRO | NRO | |
| 3/1/16 | $405,000 | 1.75% | NRO | NRO | |
| 3/1/17 | $410,000 | 2.00% | NRO | NRO | |
| 3/1/18 | $420,000 | 2.00% | NRO | NRO | |
| 3/1/19 | $430,000 | 2.00% | NRO | NRO | |
| 3/1/20 | $445,000 | 2.25% | NRO | NRO | |
| 3/1/21 | $455,000 | 2.375% | NRO | NRO | |
| 3/1/22 | $470,000 | 2.50% | NRO | NRO | |
| 3/1/23 | $485,000 | 2.50% | NRO | NRO | |
| 3/1/24 | $500,000 | 2.75% | NRO | NRO | |
| 3/1/25 | $515,000 | 3.00% | NRO | NRO | |
| 3/1/26 | $535,000 | 3.00% | NRO | NRO | |
| 3/1/27 | $555,000 | 3.00% | NRO | NRO | |
| 3/1/28 | $575,000 | 3.125% | NRO | NRO | |
| 3/1/29 | $600,000 | 3.25% | NRO | NRO | |
| 3/1/30 | $620,000 | 3.40% | NRO | NRO | |
| 3/1/31 | $645,000 | 3.40% | NRO | NRO | |
| 3/1/32 | $675,000 | 3.45% | NRO | NRO |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.9915%
Wells Fargo Secs, TIC 3.009%
Robert W. Baird, TIC 3.019%
Sterne Agee, TIC 3.0679%
Southwest Securities, TIC 3.1191%
SAMCO Cap Mkts, TIC 3.201%
Vining-Sparks IBG, TIC 3.2665%
Travis County Water Control and Improvement District No. 17
Oct 20, 2011 . . . . . . $2,350,000
Steiner Ranch Defined Area Unlimited Tax Bonds, Sereis 2011 (bank qualified) (book entry).
Dated Oct 15, 2011.
Due Nov 1, 2014 to 2031.
Callable Nov 1, 2020 at par.
Winning bid: Southwest Securities, at 97.0000, NIC 3.8015%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/14 | $80,000 | 2.00% | 1.00% | AGM | |
| 11/1/15 | $85,000 | 2.00% | 1.40% | AGM | |
| 11/1/16 | $90,000 | 2.00% | 1.73% | AGM | |
| 11/1/17 | $95,000 | 2.00% | 2.00% | AGM | |
| 11/1/18 | $100,000 | 2.50% | 2.20% | AGM | |
| 11/1/19 | $105,000 | 3.00% | 2.50% | AGM | |
| 11/1/20 | $110,000 | 3.00% | 2.73% | AGM | |
| 11/1/21 | $115,000 | 3.00% | 2.85% | AGM | |
| 11/1/23 | $255,000 | 3.00% | 3.15% | AGM | |
| 11/1/25 | $280,000 | 3.25% | 3.40% | AGM | |
| 11/1/27 | $310,000 | 4.00% | 3.60% | AGM | |
| 11/1/29 | $345,000 | 4.00% | 3.80% | AGM | |
| 11/1/31 | $380,000 | 4.00% | 3.90% | AGM |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
Ross Sinclaire, NIC 3.8421%
Sterne Agee, NIC 3.8433%
SAMCO Cap Mkts, NIC 3.8694%
FirstSouthwest, NIC 4.0288%
WISCONSIN
Dane County
Oct 20, 2011 . . . . . . $11,530,000
General Obligation Promissory Notes, Series 2011A (book entry).
Dated Nov 9, 2011.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2018 at par.
Winning bid: JPMorgan Chase, at n/a, TIC 2.0998%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $1,475,000 | 2.10% | NRO | NRO | |
| 6/1/13 | $1,500,000 | 2.10% | NRO | NRO | |
| 6/1/14 | $1,515,000 | 2.10% | NRO | NRO | |
| 6/1/15 | $1,215,000 | 2.10% | NRO | NRO | |
| 6/1/16 | $1,230,000 | 2.10% | NRO | NRO | |
| 6/1/17 | $875,000 | 2.10% | NRO | NRO | |
| 6/1/18 | $895,000 | 2.10% | NRO | NRO | |
| 6/1/19 | $915,000 | 2.10% | NRO | NRO | |
| 6/1/20 | $940,000 | 2.10% | NRO | NRO | |
| 6/1/21 | $970,000 | 2.10% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
FirstSouthwest, TIC 2.1622%
UBS Financial Svcs, TIC 2.2099%
Robert W. Baird, TIC 2.2262%
BMO Cap Mkts GKST, TIC 2.2847%
Hutchinson Shockey, TIC 2.331%
Dane County
Oct 20, 2011 . . . . . . $15,410,000
General Obligation Corporate Purpose Bonds, Series 2011B (book entry).
Dated Nov 9, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2019 at par.
Winning bid: Robert W. Baird, at 101.8672, TIC 3.0237%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $595,000 | 2.00% | S.B. | S.B. | |
| 6/1/13 | $1,075,000 | 3.00% | 0.55% | ||
| 6/1/14 | $1,115,000 | 3.00% | 0.80% | ||
| 6/1/15 | $895,000 | 3.00% | 1.17% | ||
| 6/1/16 | $920,000 | 3.00% | 1.51% | ||
| 6/1/17 | $955,000 | 3.00% | 1.76% | ||
| 6/1/18 | $980,000 | 3.00% | 2.05% | ||
| 6/1/19 | $1,010,000 | 3.00% | 2.37% | ||
| 6/1/20 | $1,040,000 | 3.00% | 2.61% | ||
| 6/1/21 | $1,065,000 | 3.00% | 2.75% | ||
| 6/1/22 | $1,105,000 | 3.00% | 3.04% | ||
| 6/1/23 | $1,135,000 | 3.125% | 3.20% | ||
| 6/1/24 | $1,180,000 | 3.25% | 3.40% | ||
| 6/1/26 | $1,870,000 | 4.00% | 3.50% | ||
| 6/1/31 | $470,000 | 4.00% | 4.00% |
Other managers: Morgan Keegan & Co., Inc., Fidelity Capital Markets, Coastal Securities Corp., CL King & Associates, Kildare Capital, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, SAMCO Capital Markets, Crews & Associates, Inc., NW Capital Markets Inc., Davenport & Company LLC, Incapital LLC, Cronin & Co., Inc., Wedbush Securities Inc, Corby Capital Markets, Inc., Jackson Securities Inc., Northland Securities, Inc., Sterne, Agee & Leach, Inc.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 3.1342%
Raymond James, TIC 3.15%
UBS Financial Svcs, TIC 3.1736%
Hutchinson Shockey, TIC 3.2586%
BMO Cap Mkts GKST, TIC 3.2786%
Sun Prairie Area School District
Oct 17, 2011 . . . . . . $12,000,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 21, 2011.
Due Oct 26, 2012.
Purchased $12,000,000.00 by Robert W. Baird, at 1.0%, plus $33,000.00, effective rate 0.7287%.
L.O.: Godfrey & Kahn, Milwaukee, WI.
F.A.: Municipal Official(s).
TAXABLE ISSUES
MARYLAND
Aberdeen (City)
Oct 20, 2011 . . . . . . $1,415,000
General Obligation Refunding Bonds, Series 2011 (Taxable) (book entry).
Dated Nov 1, 2011.
Due May 1, 2012 to 2021.
Non-callable.
Winning bid: Robert W. Baird, at 100.3351, TIC 2.8076%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $150,000 | 2.00% | 0.70% | ||
| 5/1/13 | $125,000 | 2.00% | 0.90% | ||
| 5/1/14 | $130,000 | 2.00% | 1.20% | ||
| 5/1/15 | $135,000 | 2.00% | 1.45% | ||
| 5/1/16 | $135,000 | 3.00% | 1.80% | ||
| 5/1/17 | $140,000 | 3.00% | 2.10% | ||
| 5/1/18 | $140,000 | 3.00% | 2.45% | ||
| 5/1/19 | $150,000 | 3.00% | 2.70% | ||
| 5/1/20 | $155,000 | 3.00% | 3.00% | ||
| 5/1/21 | $155,000 | 3.20% | 3.20% |
Other managers: CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Crews & Associates, Inc., Edward D. Jones & Co., SAMCO Capital Markets, NW Capital Markets Inc., Advisors Asset Management Inc, Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc., Corby Capital Markets, Inc., Lafayette Investments, Inc., Cronin & Co., Inc..
L.O.: Royston, Mueller, McLean & Reid, LLP, Towson, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
Janney Montgomery, TIC 2.9457%
