ARKANSAS
Hot Springs School District No. 6 of Garland County
Sep 22, 2011 . . . . . . $21,665,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (book entry).
Dated Oct 1, 2011.
Due Jun 1, 2013 to 2031.
Callable Dec 1, 2016 at par.
Winning bid: Crews & Associates, at 98.7973, TIC 3.4566%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $305,000 | 2.00% | 0.70% | ||
| 6/1/14 | $815,000 | 2.00% | 0.85% | ||
| 6/1/15 | $830,000 | 2.00% | 1.00% | ||
| 6/1/16 | $845,000 | 2.00% | 1.40% | ||
| 6/1/17 | $855,000 | 2.00% | 1.65% | ||
| 6/1/18 | $870,000 | 2.00% | 1.95% | ||
| 6/1/19 | $890,000 | 2.125% | 2.20% | ||
| 6/1/20 | $905,000 | 2.375% | 2.45% | ||
| 6/1/21 | $935,000 | 2.625% | 2.65% | ||
| 6/1/22 | $1,250,000 | 2.75% | 2.80% | ||
| 6/1/23 | $1,285,000 | 3.00% | 3.00% | ||
| 6/1/24 | $1,320,000 | 3.00% | 3.15% | ||
| 6/1/25 | $1,355,000 | 3.25% | 3.30% | ||
| 6/1/26 | $1,405,000 | 3.375% | 3.45% | ||
| 6/1/27 | $1,450,000 | 3.50% | 3.55% | ||
| 6/1/31 | $6,350,000 | 4.00% | 4.00% |
Other managers: Edward D. Jones & Co., SAMCO Capital Markets, Citigroup Global Markets, Inc., BOSC, Inc., Stifel, Nicolaus & Co., Inc., FirstSouthwest, Coastal Securities Corp., Sterne, Agee & Leach, Inc, Southwest Securities, Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 3.5146%
CALIFORNIA
Riverside Unified School District
Sep 22, 2011 . . . . . . $46,125,000
General Obligation Refunding Bonds, Series 2011 (book entry).
Dated Oct 5, 2011.
Due Feb 1, 2012 to 2027.
Callable Feb 1, 2021 at par.
Winning bid: Stone & Youngberg, at 109.0074, TIC 3.3431%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $2,845,000 | 2.00% | NRO | NRO | |
| 2/1/13 | $2,480,000 | 4.00% | NRO | NRO | |
| 2/1/14 | $2,720,000 | 4.00% | 0.75% | ||
| 2/1/15 | $2,940,000 | 4.00% | 1.02% | ||
| 2/1/16 | $1,285,000 | 4.00% | NRO | NRO | AGM |
| 2/1/17 | $1,435,000 | 4.00% | 1.70% | AGM | |
| 2/1/18 | $1,590,000 | 4.00% | 2.00% | AGM | |
| 2/1/19 | $1,765,000 | 4.00% | 2.30% | AGM | |
| 2/1/20 | $1,945,000 | 4.00% | 2.52% | AGM | |
| 2/1/21 | $2,140,000 | 4.00% | 2.70% | AGM | |
| 2/1/22 | $3,860,000 | 5.00% | 2.92% | AGM | |
| 2/1/23 | $3,335,000 | 5.00% | 3.07% | AGM | |
| 2/1/24 | $4,330,000 | 5.00% | 3.40% | AGM | |
| 2/1/25 | $4,555,000 | 5.00% | 3.54% | AGM | |
| 2/1/26 | $4,410,000 | 5.00% | 3.65% | AGM | |
| 2/1/27 | $4,490,000 | 4.00% | 4.00% | AGM |
L.O.: Best, Best & Krieger LLP, Riverside, CA.
F.A.: Fieldman, Rolapp & Associates, Irvine, CA.
Other bidders were:
Wells Fargo Secs, TIC 3.3513%
Citigroup, TIC 3.5402%
Raymond James, TIC 4.3804%
Yosemite Unified School District
Sep 22, 2011 . . . . . . $7,695,000
2011 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Oct 13, 2011.
Due Aug 1, 2012 to 2025.
Callable Aug 1, 2020 at par.
Winning bid: Stone & Youngberg, at 103.2692, TIC 2.9705%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $635,000 | 2.00% | 0.70% | AGM | |
| 8/1/13 | $510,000 | 2.00% | 0.90% | AGM | |
| 8/1/14 | $520,000 | 2.00% | 1.10% | AGM | |
| 8/1/15 | $530,000 | 2.25% | 1.34% | AGM | |
| 8/1/16 | $540,000 | 3.00% | 1.72% | AGM | |
| 8/1/17 | $560,000 | 3.00% | NRO | NRO | AGM |
| 8/1/18 | $580,000 | 3.00% | NRO | NRO | AGM |
| 8/1/19 | $595,000 | 4.00% | 2.55% | AGM | |
| 8/1/20 | $620,000 | 4.00% | 2.80% | AGM | |
| 8/1/21 | $650,000 | 3.00% | 3.00% | AGM | |
| 8/1/22 | $670,000 | 4.00% | NRO | NRO | AGM |
| 8/1/23 | $695,000 | 4.00% | NRO | NRO | AGM |
| 8/1/24 | $290,000 | 4.00% | 3.60% | AGM | |
| 8/1/25 | $300,000 | 3.75% | 3.80% | AGM |
L.O.: Lozano Smith, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Robert W. Baird, TIC 2.9915%
Morgan Stanley, TIC 3.1423%
KENTUCKY
Boone County Public Properties Corporation
Sep 22, 2011 . . . . . . $9,840,000
First Mortgage Revenue Refunding Bonds (Court Facilities Project), Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2013 to 2022.
Callable Sep 1, 2021 at par.
Winning bid: Ross Sinclaire, at 99.3339, NIC 2.0152%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $320,000 | 1.00% | NRO | NRO | |
| 9/1/14 | $1,000,000 | 1.00% | NRO | NRO | |
| 9/1/15 | $1,015,000 | 1.00% | NRO | NRO | |
| 9/1/16 | $1,020,000 | 1.15% | NRO | NRO | |
| 9/1/17 | $1,035,000 | 1.50% | NRO | NRO | |
| 9/1/18 | $1,045,000 | 1.80% | NRO | NRO | |
| 9/1/19 | $1,070,000 | 2.00% | NRO | NRO | |
| 9/1/20 | $1,090,000 | 2.125% | NRO | NRO | |
| 9/1/21 | $1,110,000 | 2.30% | NRO | NRO | |
| 9/1/22 | $1,135,000 | 2.50% | NRO | NRO |
Other managers: PNC Capital Markets, Duncan-Williams, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., Edward D. Jones & Co..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 2.045%
Morgan Keegan, NIC 2.3593%
Muhlenberg County School District Finance Corporation
Sep 22, 2011 . . . . . . $6,560,000
School Building Refunding Revenue Bonds, Series of 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Mar 1, 2012 to Sep 1, 2023.
Non-callable.
Winning bid: Stifel Nicolaus, at 99.3036, NIC 2.0157%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $45,000 | 1.25% | 0.30% | ||
| 9/1/12 | $90,000 | 1.25% | 0.35% | ||
| 9/1/13 | $90,000 | 1.25% | 0.45% | ||
| 9/1/14 | $95,000 | 1.25% | 0.55% | ||
| 9/1/15 | $645,000 | 1.50% | 0.75% | ||
| 9/1/16 | $655,000 | 1.50% | 1.05% | ||
| 9/1/17 | $670,000 | 1.625% | 1.35% | ||
| 9/1/18 | $675,000 | 1.75% | 1.60% | ||
| 9/1/19 | $695,000 | 2.00% | 1.80% | ||
| 9/1/20 | $710,000 | 2.00% | 2.05% | ||
| 9/1/21 | $720,000 | 2.00% | 2.20% | ||
| 9/1/22 | $740,000 | 2.125% | NRO | NRO | |
| 9/1/23 | $730,000 | 2.125% | NRO | NRO |
Other managers: Crews & Associates, Inc..
In association with: Oppenheimer & Co., Inc., KeyBanc Capital Markets, Rockfleet Financial Services, Inc.
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Morgan Keegan, NIC 2.1156%
Ross Sinclaire, NIC 2.2445%
Fifth Third Sec, NIC 2.2733%
MASSACHUSETTS
Adams Cheshire Regional School District
Sep 22, 2011 . . . . . . $5,000,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Sep 30, 2011.
Due Sep 28, 2012.
Purchased $5,000,000.00 by Oppenheimer, at 1.25%, plus $29,125.00, effective rate 0.6642%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.7265%
Eastern Bk Cap Mkts, Effective Rate 0.782%
People's United Bk, Effective Rate 0.98%
Berkshire Regional Transit Authority
Sep 22, 2011 . . . . . . $5,900,000
General Obligation Revenue Anticipation Notes (bank qualified) (book entry).
Dated Sep 29, 2011.
Due Sep 28, 2012.
Purchased $5,900,000.00 by Oppenheimer, at 1.25%, plus $22,730.00, effective rate 0.8671%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Corby Capital Markets, Inc., Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.87%
Eastern Bk Cap Mkts, Effective Rate 0.933%
Stow (Town)
Sep 22, 2011 . . . . . . $6,700,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 30, 2011.
Due Sep 28, 2012.
Purchased $6,700,000.00 by Eastern Bk Cap Mkts, at 1.5%, plus $79,730.00, effective rate 0.3034%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
TD Securities, Effective Rate 0.3178%
Jefferies, Effective Rate 0.3627%
FirstSouthwest, Effective Rate 0.417%
Janney Montgomery, Effective Rate 0.4932%
Oppenheimer, Effective Rate 0.5639%
PNC Capital Markets, Effective Rate 0.7492%
NEW HAMPSHIRE
Cheshire County
Sep 22, 2011 . . . . . . $8,000,000
General Obligation Tax Anticipation Notes (book entry).
Dated Sep 29, 2011.
Due Dec 30, 2011.
Purchased $8,000,000.00 by Oppenheimer, at 1.5%, plus $1,040.00, effective rate 1.4486%.
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Jefferies, Effective Rate 1.5047%
NEW JERSEY
Camden (City)
Sep 22, 2011 . . . . . . $1,251,600
Refunding Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Sep 29, 2011.
Due Sep 28, 2012.
Purchased $1,251,600.00 by Janney Montgomery, at 2.5%, plus n/a, effective rate n/a.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.62%
PNC Capital Markets, Effective Rate 2.64%
Essex County
Sep 22, 2011 . . . . . . $22,500,000
Bond Anticipation Notes, Series 2011 (book entry).
Dated Sep 29, 2011.
Due Sep 28, 2012.
Purchased $22,500,000.00 by TD Securities, at 1.25%, plus $227,249.99, effective rate 0.2372%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Jefferies, Effective Rate 0.3458%
Wells Fargo Secs, Effective Rate 0.3528%
Janney Montgomery, Effective Rate 0.423%
Citigroup, Effective Rate 0.4778%
Oppenheimer, Effective Rate 0.8048%
Rahway (City)
Sep 22, 2011 . . . . . . $10,900,000
$7,679,000 General Improvement BANs, Series 2011C; $2,221,000 Water Utility BANS, Series 2011D and $1,000,000 Refunding Note, Series 2011E (book entry).
Dated Oct 4, 2011.
Due Oct 3, 2012.
Purchased $10,900,000.00 by Jefferies, at 1.0%, plus $19,403.00, effective rate 0.8215%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s); and Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Oppenheimer, Effective Rate 1.2313%
TD Securities, Effective Rate 1.774%
Stillwater Township
Sep 22, 2011 . . . . . . $684,780
Bond Anticipation Note (bank qualified).
Dated Sep 29, 2011.
Due Sep 28, 2012.
Purchased $684,780.00 by Lakeland Bank, at 1.35%, effective rate 1.35%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.4205%
Wallington Borough
Sep 22, 2011 . . . . . . $3,819,324
$2,019,324 General Bond Anticipation Notes and $1,800,000 Water Utility Bond Anticipation Notes (bank qualified).
Dated Sep 29, 2011.
Due Sep 28, 2012.
Purchased $3,819,320.00 by Oppenheimer, at 1.5%, plus $10,236.00, effective rate 1.2312%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.2476%
TD Securities, Effective Rate 1.3345%
Janney Montgomery, Effective Rate 1.4017%
West Cape May Borough
Sep 22, 2011 . . . . . . $1,060,000
Bond Anticipation Notes (bank qualified).
Dated Sep 29, 2011.
Due Sep 28, 2012.
Purchased $1,060,000.00 by Sturdy Savings Bk, at 1.1%, effective rate 1.1%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.15%
NEW MEXICO
Bernalillo Municipal School District No. 1
Sep 22, 2011 . . . . . . $10,620,000
General Obligation School Building and Refunding Bonds, Series 2011 (New Mexico School District Credit Enhancement Program) (book entry).
Dated Oct 26, 2011.
Due Aug 1, 2012 to 2024.
Callable Aug 1, 2021 at par.
Winning bid: Hutchinson Shockey, at 102.7234, TIC 1.6807%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $2,055,000 | 3.00% | NRO | NRO | |
| 8/1/13 | $1,065,000 | 2.00% | NRO | NRO | |
| 8/1/14 | $1,205,000 | 2.00% | NRO | NRO | |
| 8/1/15 | $1,335,000 | 3.00% | NRO | NRO | |
| 8/1/16 | $1,230,000 | 2.00% | NRO | NRO | |
| 8/1/17 | $780,000 | 1.50% | NRO | NRO | |
| 8/1/18 | $765,000 | 2.00% | NRO | NRO | |
| 8/1/19 | $750,000 | 2.00% | NRO | NRO | |
| 8/1/20 | $735,000 | 3.00% | NRO | NRO | |
| 8/1/21 | $100,000 | 2.25% | NRO | NRO | |
| 8/1/22 | $125,000 | 2.50% | NRO | NRO | |
| 8/1/23 | $225,000 | 2.50% | NRO | NRO | |
| 8/1/24 | $250,000 | 2.75% | NRO | NRO |
L.O.: Scheuer, Yost & Patterson, P.C., Santa Fe, NM; McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Robert W. Baird, TIC 1.7657%
JPMorgan, TIC 1.8219%
FirstSouthwest, TIC 1.8236%
Morgan Stanley, TIC 1.9204%
Guggenheim Secs, TIC 1.9549%
Piper Jaffray, TIC 2.0143%
Gadsden Independent School District No. 16
Sep 22, 2011 . . . . . . $8,250,000
General Obligation School Bonds, Series 2011A (book entry).
Dated Oct 26, 2011.
Due Aug 15, 2012 to 2021.
Callable Aug 15, 2019 at par.
Winning bid: Morgan Stanley, at 101.8400, TIC 1.9772%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $2,065,000 | 2.00% | 0.30% | ||
| 8/15/13 | $1,285,000 | 2.00% | 0.50% | ||
| 8/15/14 | $500,000 | 2.00% | 0.70% | ||
| 8/15/15 | $500,000 | 2.00% | 1.00% | ||
| 8/15/16 | $500,000 | 2.00% | 1.25% | ||
| 8/15/17 | $500,000 | 2.00% | 1.50% | ||
| 8/15/18 | $500,000 | 2.00% | 1.75% | ||
| 8/15/19 | $700,000 | 2.00% | 2.00% | ||
| 8/15/20 | $850,000 | 3.00% | 2.25% | ||
| 8/15/21 | $850,000 | 3.00% | 2.50% |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Hutchinson Shockey, TIC 2.3952%
Southwest Securities, TIC 2.4045%
NEW YORK
Brookhaven (Town)
Sep 22, 2011 . . . . . . $36,741,000
Public Improvement Serial Bonds - 2011 (book entry).
Dated Sep 28, 2011.
Due Sep 15, 2012 to 2028.
Callable Sep 15, 2019 at par.
Winning bid: Citigroup, at 100.0242, NIC 2.7285%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/12 | $1,791,000 | 2.00% | NRO | NRO | |
| 9/15/13 | $1,795,000 | 2.00% | NRO | NRO | |
| 9/15/14 | $1,830,000 | 2.00% | 0.60% | ||
| 9/15/15 | $1,870,000 | 2.00% | 0.75% | ||
| 9/15/16 | $1,905,000 | 2.00% | 1.05% | ||
| 9/15/17 | $1,945,000 | 2.00% | 1.30% | ||
| 9/15/18 | $1,980,000 | 2.125% | 1.60% | ||
| 9/15/19 | $2,025,000 | 2.125% | 1.85% | ||
| 9/15/20 | $2,110,000 | 2.125% | 2.125% | ||
| 9/15/21 | $2,180,000 | 2.25% | 2.25% | ||
| 9/15/22 | $2,255,000 | 2.375% | 2.45% | ||
| 9/15/23 | $2,325,000 | 3.00% | 2.65% | ||
| 9/15/24 | $2,395,000 | 3.00% | 2.88% | ||
| 9/15/25 | $2,470,000 | 3.00% | 3.00% | ||
| 9/15/26 | $2,545,000 | 3.00% | 3.15% | ||
| 9/15/27 | $2,620,000 | 3.125% | 3.25% | ||
| 9/15/28 | $2,700,000 | 3.25% | 3.35% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., CL King & Associates, Loop Capital Markets, LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, NIC 2.8382%
Morgan Stanley, NIC 2.9156%
Morgan Keegan, NIC 3.111%
BofA Merrill Lynch, NIC 3.1909%
Wells Fargo Secs, NIC 3.2018%
Brookhaven (Town)
Sep 22, 2011 . . . . . . $83,908,000
Bond Anticipation Note - 2011.
Dated Sep 28, 2011.
Due Sep 28, 2012.
Purchased $20,000,000.00 by Jefferies, at 0.9%, plus $107,401.00, effective rate 0.363%.
Purchased $26,000,000.00 by Jefferies, at 1.0%, plus $146,120.00, effective rate 0.438%.
Purchased $37,908,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.446%
Jefferies, Effective Rate 0.453%
JPMorgan, Effective Rate 0.4835%
Morgan Stanley, Effective Rate 0.498%
Capital One, Effective Rate 0.53%
JPMorgan Chase, Effective Rate 0.61%
Morgan Keegan, Effective Rate 0.704%
Morgan Keegan, Effective Rate 0.754%
Morgan Keegan, Effective Rate 0.804%
East Fishkill (Town)
Sep 22, 2011 . . . . . . $1,468,000
Public Improvement (Serial) Bonds, 2011 Series B (bank qualified) (book entry).
Dated Sep 29, 2011.
Due Sep 1, 2012 to 2041.
Callable Sep 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.9116%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $33,000 | 3.00% | NRO | NRO | |
| 9/1/13 | $35,000 | 3.00% | NRO | NRO | |
| 9/1/14 | $35,000 | 2.00% | NRO | NRO | |
| 9/1/15 | $35,000 | 2.00% | NRO | NRO | |
| 9/1/16 | $35,000 | 2.00% | NRO | NRO | |
| 9/1/17 | $35,000 | 2.50% | NRO | NRO | |
| 9/1/18 | $35,000 | 2.50% | NRO | NRO | |
| 9/1/19 | $35,000 | 2.50% | NRO | NRO | |
| 9/1/20 | $35,000 | 2.50% | NRO | NRO | |
| 9/1/21 | $40,000 | 5.00% | NRO | NRO | |
| 9/1/22 | $40,000 | 5.00% | NRO | NRO | |
| 9/1/23 | $40,000 | 5.00% | NRO | NRO | |
| 9/1/24 | $40,000 | 5.00% | NRO | NRO | |
| 9/1/25 | $40,000 | 3.125% | NRO | NRO | |
| 9/1/26 | $45,000 | 3.25% | NRO | NRO | |
| 9/1/27 | $45,000 | 3.375% | NRO | NRO | |
| 9/1/28 | $45,000 | 3.50% | NRO | NRO | |
| 9/1/29 | $50,000 | 3.625% | NRO | NRO | |
| 9/1/30 | $50,000 | 3.75% | NRO | NRO | |
| 9/1/31 | $55,000 | 3.875% | NRO | NRO | |
| 9/1/32 | $55,000 | 4.00% | NRO | NRO | |
| 9/1/33 | $55,000 | 4.00% | NRO | NRO | |
| 9/1/34 | $60,000 | 4.00% | NRO | NRO | |
| 9/1/35 | $60,000 | 4.125% | NRO | NRO | |
| 9/1/36 | $65,000 | 4.125% | NRO | NRO | |
| 9/1/37 | $70,000 | 4.125% | NRO | NRO | |
| 9/1/38 | $70,000 | 4.125% | NRO | NRO | |
| 9/1/39 | $75,000 | 4.125% | NRO | NRO | |
| 9/1/40 | $75,000 | 4.125% | NRO | NRO | |
| 9/1/41 | $80,000 | 4.125% | NRO | NRO |
Other managers: Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, UBS Financial Services, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Pine Valley Central School District
Sep 22, 2011 . . . . . . $695,505
Bond Anticipation Notes, 2011 (bank qualified).
Dated Oct 6, 2011.
Due Oct 4, 2012.
Purchased $695,510.00 by Evans Natl Bk, at 1.3%, effective rate 1.3%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.6863%
Oppenheimer, Effective Rate 1.9978%
Plainview-Old Bethpage Central School District
Sep 22, 2011 . . . . . . $2,500,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified).
Dated Oct 4, 2011.
Due Jun 28, 2012.
Purchased $2,500,000.00 by JPMorgan Chase, at 0.53%, effective rate 0.53%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Capital One, Effective Rate 0.53%
Roosevelt & Cross, Effective Rate 0.5773%
Janney Montgomery, Effective Rate 0.6336%
TD Securities, Effective Rate 0.69%
Flushing Comm Bk, Effective Rate 0.75%
Jefferies, Effective Rate 0.8531%
Oppenheimer, Effective Rate 1.2641%
St. Lawrence County
Sep 22, 2011 . . . . . . $8,500,000
Revenue Anticipation Notes, 2011 (bank qualified).
Dated Sep 30, 2011.
Due Aug 30, 2012.
Purchased $8,500,000.00 by Oppenheimer, at 1.5%, plus $33,235.00, effective rate 1.0735%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.12%
TD Securities, Effective Rate 1.2185%
Westfield Village
Sep 22, 2011 . . . . . . $326,000
Public Improvement Serial Bonds, 2011 (bank qualified) (book entry).
Dated Oct 6, 2011.
Due Oct 1, 2012 to 2022.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.6575%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $26,000 | 1.70% | NRO | NRO | |
| 10/1/13 | $30,000 | 1.70% | NRO | NRO | |
| 10/1/14 | $30,000 | 1.875% | NRO | NRO | |
| 10/1/15 | $30,000 | 1.875% | NRO | NRO | |
| 10/1/16 | $30,000 | 2.00% | NRO | NRO | |
| 10/1/17 | $30,000 | 2.25% | NRO | NRO | |
| 10/1/18 | $30,000 | 2.50% | NRO | NRO | |
| 10/1/19 | $30,000 | 2.50% | NRO | NRO | |
| 10/1/20 | $30,000 | 3.20% | NRO | NRO | |
| 10/1/21 | $30,000 | 3.20% | NRO | NRO | |
| 10/1/22 | $30,000 | 3.20% | NRO | NRO |
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.6735%
TEXAS
Brazoria County Municipal Utility District No. 34
Sep 22, 2011 . . . . . . $8,150,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2013 to 2036.
Callable Sep 1, 2018 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.4425%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $145,000 | 6.00% | NRO | NRO | AGM |
| 9/1/14 | $160,000 | 6.00% | NRO | NRO | AGM |
| 9/1/15 | $165,000 | 6.00% | NRO | NRO | AGM |
| 9/1/16 | $180,000 | 6.00% | NRO | NRO | AGM |
| 9/1/17 | $190,000 | 6.00% | NRO | NRO | AGM |
| 9/1/18 | $200,000 | 6.00% | NRO | NRO | AGM |
| 9/1/19 | $215,000 | 6.00% | NRO | NRO | AGM |
| 9/1/20 | $225,000 | 6.00% | NRO | NRO | AGM |
| 9/1/21 | $245,000 | 4.00% | NRO | NRO | AGM |
| 9/1/22 | $260,000 | 4.00% | NRO | NRO | AGM |
| 9/1/23 | $275,000 | 4.00% | NRO | NRO | AGM |
| 9/1/24 | $295,000 | 4.00% | NRO | NRO | AGM |
| 9/1/25 | $315,000 | 4.00% | NRO | NRO | AGM |
| 9/1/26 | $335,000 | 4.00% | NRO | NRO | AGM |
| 9/1/27 | $365,000 | 4.00% | NRO | NRO | AGM |
| 9/1/30 | $1,240,000 | 4.00% | NRO | NRO | AGM |
| 9/1/32 | $970,000 | 4.00% | NRO | NRO | AGM |
| 9/1/34 | $1,105,000 | 4.25% | NRO | NRO | AGM |
| 9/1/36 | $1,265,000 | 4.375% | NRO | NRO | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Morgan Keegan & Co., Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.6988%
RBC Capital Mkts, NIC 4.7426%
Fort Bend County Municipal Utility District No. 145
Sep 22, 2011 . . . . . . $2,450,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due May 1, 2013 to 2034.
Callable May 1, 2019 at par.
Winning bid: GMS Group, at 97.7500, NIC 4.7909%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $55,000 | 3.50% | 1.50% | ||
| 5/1/14 | $55,000 | 3.50% | 2.00% | ||
| 5/1/15 | $60,000 | 3.50% | 2.50% | ||
| 5/1/16 | $65,000 | 3.50% | 2.75% | ||
| 5/1/17 | $70,000 | 3.50% | 3.00% | ||
| 5/1/18 | $75,000 | 3.50% | 3.25% | ||
| 5/1/19 | $75,000 | 3.50% | 3.50% | ||
| 5/1/20 | $80,000 | 3.75% | 3.75% | ||
| 5/1/21 | $90,000 | 4.00% | 4.00% | ||
| 5/1/22 | $95,000 | 4.00% | 4.10% | ||
| 5/1/23 | $100,000 | 4.10% | 4.20% | ||
| 5/1/24 | $105,000 | 4.20% | 4.30% | ||
| 5/1/25 | $115,000 | 4.30% | 4.40% | ||
| 5/1/26 | $120,000 | 4.40% | 4.50% | ||
| 5/1/27 | $130,000 | 4.50% | 4.60% | ||
| 5/1/29 | $280,000 | 4.65% | 4.75% | ||
| 5/1/34 | $880,000 | 5.00% | 5.00% |
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.9625%
Moore's Crossing Municipal Utility District
Sep 22, 2011 . . . . . . $2,000,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2012 to 2031.
Callable Sep 1, 2017 at par.
Winning bid: GMS Group, at 97.4000, NIC 4.6912%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $25,000 | 3.00% | 1.25% | ||
| 9/1/13 | $25,000 | 3.00% | 1.50% | ||
| 9/1/14 | $50,000 | 3.00% | 2.00% | ||
| 9/1/15 | $50,000 | 3.00% | 2.50% | ||
| 9/1/16 | $50,000 | 3.00% | 2.75% | ||
| 9/1/17 | $50,000 | 3.00% | 3.00% | ||
| 9/1/18 | $75,000 | 3.25% | 3.25% | ||
| 9/1/19 | $75,000 | 3.50% | 3.50% | ||
| 9/1/20 | $75,000 | 3.75% | 3.75% | ||
| 9/1/21 | $100,000 | 4.00% | 4.00% | ||
| 9/1/22 | $100,000 | 4.00% | 4.10% | ||
| 9/1/23 | $100,000 | 4.10% | 4.20% | ||
| 9/1/24 | $125,000 | 4.20% | 4.30% | ||
| 9/1/25 | $125,000 | 4.30% | 4.40% | ||
| 9/1/26 | $125,000 | 4.40% | 4.50% | ||
| 9/1/27 | $150,000 | 4.50% | 4.60% | ||
| 9/1/28 | $150,000 | 4.65% | 4.75% | ||
| 9/1/31 | $550,000 | 5.00% | 5.00% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Austin, TX.
Other bidders were:
Southwest Securities, NIC 4.723%
FirstSouthwest, NIC 4.7283%
Northtown Municipal Utility District
Sep 22, 2011 . . . . . . $4,790,000
Unlimited Tax and Revenue Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2012 to 2031.
Callable Sep 1, 2016 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 3.3969%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $150,000 | 2.00% | 0.73% | AGM | |
| 9/1/13 | $140,000 | 2.00% | 0.80% | AGM | |
| 9/1/14 | $145,000 | 2.00% | 0.90% | AGM | |
| 9/1/15 | $155,000 | 2.00% | 1.10% | AGM | |
| 9/1/16 | $165,000 | 2.00% | 1.40% | AGM | |
| 9/1/17 | $175,000 | 2.00% | 1.60% | AGM | |
| 9/1/18 | $185,000 | 2.00% | 1.95% | AGM | |
| 9/1/19 | $195,000 | 2.00% | 2.10% | AGM | |
| 9/1/20 | $205,000 | 2.25% | 2.33% | AGM | |
| 9/1/21 | $220,000 | 2.25% | 2.49% | AGM | |
| 9/1/22 | $230,000 | 2.50% | 2.65% | AGM | |
| 9/1/23 | $245,000 | 2.75% | 2.84% | AGM | |
| 9/1/24 | $260,000 | 3.00% | 3.04% | AGM | |
| 9/1/25 | $275,000 | 3.00% | 3.18% | AGM | |
| 9/1/26 | $295,000 | 3.125% | 3.30% | AGM | |
| 9/1/29 | $990,000 | 3.50% | 3.65% | AGM | |
| 9/1/31 | $760,000 | 3.75% | 3.85% | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., Edward D. Jones & Co..
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Austin, TX.
Other bidders were:
Morgan Keegan, NIC 3.4685%
FirstSouthwest, NIC 3.52%
Southwest Securities, NIC 3.6211%
WISCONSIN
Oconto Falls Public School District
Sep 19, 2011 . . . . . . $4,700,000
Tax and Revenue Anticipation Notes (bank qualified) (book entry).
Dated Sep 26, 2011.
Due Oct 1, 2012.
Purchased $1,000,000.00 by Robert W. Baird, at 1.25%, effective rate 1.25%.
Purchased $3,700,000.00 by Oppenheimer, at 1.75%, plus $6,356.91, effective rate 1.5805%.
L.O.: Davis & Kuelthau, S.C., Milwaukee, WI.
Other bidders were:
Oppenheimer, Effective Rate 1.5805%
TAXABLE ISSUES
ARKANSAS
Bald Knob School District No. 1 of White County
Sep 22, 2011 . . . . . . $185,456
Construction Bonds (Qualified School Construction Bonds-Direct Payment) (book entry).
Dated Oct 11, 2011.
Due Oct 1, 2029.
Callable Oct 1, 2016 at par.
Winning bid: Crews & Associates, at 98.2600, TIC 5.0991%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/29 | $185,456 | 4.95% | 4.95% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 5.1637%
Commerce Bank, TIC 5.1724%
INDIANA
Franklin Community School Corporation
Sep 22, 2011 . . . . . . $1,985,000
General Obligation Bonds of 2011 (Qualified Zone Academy Bonds-Tax Credit Bonds).
Dated Sep 29, 2011.
Due Jan 15, 2013 to 2023.
Non-callable.
Winning bid: Mainsource Bk, at n/a, TIC 1.582%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/13 | $85,000 | 1.50% | NRO | NRO | |
| 7/15/13 | $85,000 | 1.50% | NRO | NRO | |
| 1/15/14 | $85,000 | 1.50% | NRO | NRO | |
| 7/15/14 | $90,000 | 1.50% | NRO | NRO | |
| 1/15/15 | $90,000 | 1.50% | NRO | NRO | |
| 7/15/15 | $90,000 | 1.50% | NRO | NRO | |
| 1/15/16 | $90,000 | 1.50% | NRO | NRO | |
| 7/15/16 | $90,000 | 1.50% | NRO | NRO | |
| 1/15/17 | $95,000 | 1.50% | NRO | NRO | |
| 7/15/17 | $95,000 | 1.50% | NRO | NRO | |
| 1/15/18 | $95,000 | 1.50% | NRO | NRO | |
| 7/15/18 | $95,000 | 1.50% | NRO | NRO | |
| 1/15/19 | $95,000 | 1.50% | NRO | NRO | |
| 7/15/19 | $95,000 | 1.50% | NRO | NRO | |
| 1/15/20 | $100,000 | 1.50% | NRO | NRO | |
| 7/15/20 | $100,000 | 1.50% | NRO | NRO | |
| 1/15/21 | $100,000 | 1.50% | NRO | NRO | |
| 7/15/21 | $100,000 | 1.50% | NRO | NRO | |
| 1/15/22 | $100,000 | 1.50% | NRO | NRO | |
| 7/15/22 | $105,000 | 1.50% | NRO | NRO | |
| 1/15/23 | $105,000 | 1.50% | NRO | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Ross, Sinclaire & Associates, Indianapolis, IN; and Ross, Sinclaire & Associates, Inc., Lexington, KY.
