CONNECTICUT
Litchfield (Town)
Jan 26, 2011 . . . . . . $2,210,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Feb 9, 2011.
Due Feb 8, 2012.
Purchased $2,210,000.00 by Piper Jaffray, at 1.5%, plus $17,635.80, effective rate 0.6998%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Janney Montgomery, Effective Rate 0.7292%
Jefferies, Effective Rate 0.738%
FirstSouthwest, Effective Rate 0.7452%
Oppenheimer, Effective Rate 0.7455%
TD Securities, Effective Rate 0.7694%
Eastern Bank, Effective Rate 0.784%
Roosevelt & Cross, Effective Rate 1.2075%
IOWA
Iowa Western Community College
Jan 26, 2011 . . . . . . $6,000,000
General Obligation School Bonds, Series 2011 (bank qualified) (book entry).
Dated Feb 15, 2011.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2015 at par.
Winning bid: Hutchinson Shockey, at 100.0000, TIC 2.4562%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $455,000 | 1.50% | NRO | NRO | |
| 6/1/13 | $540,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $555,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $575,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $590,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $610,000 | 2.10% | NRO | NRO | |
| 6/1/18 | $635,000 | 2.40% | NRO | NRO | |
| 6/1/19 | $655,000 | 2.60% | NRO | NRO | |
| 6/1/20 | $680,000 | 2.75% | NRO | NRO | |
| 6/1/21 | $705,000 | 3.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Ruan Securities Corp., Des Moines, IA.
Other bidders were:
Morgan Keegan, TIC 2.4796%
FTN Fin Cap Mkts, TIC 2.5139%
UMB Bank, TIC 2.5372%
Piper Jaffray, TIC 2.5685%
Stifel Nicolaus, TIC 2.5768%
Robert W. Baird, TIC 2.6983%
JPMorgan, TIC 2.7834%
M&I Marshall, TIC 2.9209%
KENTUCKY
Kentucky Interlocal School Transportation Association
Jan 26, 2011 . . . . . . $9,755,000
Equipment Lease Certificates of Participation, Series of 2011 (book entry).
Dated Jan 1, 2011.
Due Mar 1, 2012 to 2021.
Callable Mar 1, 2016 at par.
Winning bid: Ross Sinclaire, at n/a, NIC 3.1983%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $1,055,000 | 1.00% | NRO | NRO | |
| 3/1/13 | $1,075,000 | 1.30% | NRO | NRO | |
| 3/1/14 | $920,000 | 1.75% | NRO | NRO | |
| 3/1/15 | $940,000 | 2.10% | NRO | NRO | |
| 3/1/16 | $955,000 | 2.50% | NRO | NRO | |
| 3/1/17 | $980,000 | 2.75% | NRO | NRO | |
| 3/1/18 | $1,005,000 | 3.10% | NRO | NRO | |
| 3/1/19 | $1,035,000 | 3.50% | NRO | NRO | |
| 3/1/20 | $880,000 | 3.75% | NRO | NRO | |
| 3/1/21 | $910,000 | 4.00% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Duncan-Williams, Inc., PNC Capital Markets, Robert W. Baird & Co., Inc., CL King & Associates, Edward D. Jones & Co..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 3.5473%
Morgan Keegan, NIC 3.5932%
MASSACHUSETTS
West Boylston (Town)
Jan 26, 2011 . . . . . . $56,000
Bond Anticipation Notes (bank qualified).
Dated Feb 11, 2011.
Due Feb 10, 2012.
Purchased $56,000.00 by People's United Bk, at 1.1%, effective rate 1.1%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.15%
Eastern Bank, Effective Rate 1.5%
NEW JERSEY
Clinton Township
Jan 26, 2011 . . . . . . $3,500,000
Bond Anticipation Notes (bank qualified).
Dated Feb 2, 2011.
Due Feb 2, 2012.
Purchased $3,500,000.00 by TD Securities, at 1.5%, plus $21,525.00, effective rate 0.885%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 0.886%
Oppenheimer, Effective Rate 1.475%
Janney Montgomery, Effective Rate 1.599%
Ocean Township (Monmouth County)
Dec 7, 2010 . . . . . . $4,564,007
Bond Anticipation Notes, Series 2010 (bank qualified) (book entry).
Dated Oct 21, 2010.
Due Oct 20, 2011.
Purchased $4,564,010.00 by Jefferies, at 1.25%, plus $19,398.00, effective rate 0.8238%.
L.O.: McLaughlin Gelson D'Apolito Stauffer Shaklee & Curtis LLC, Wall Township, NJ.
Other bidders were:
Beneficial Bk, Effective Rate 0.8409%
TD Securities, Effective Rate 0.8662%
Bank of America, Effective Rate 0.99%
Janney Montgomery, Effective Rate 1.2343%
Oppenheimer, Effective Rate 1.3158%
Readington Township
Jan 26, 2011 . . . . . . $34,200,000
Bond Anticipation Notes (book entry).
Dated Feb 2, 2011.
Due Feb 1, 2012.
Purchased $34,200,000.00 by Jefferies, at 1.5%, plus $326,269.00, effective rate 0.546%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Suplee, Clooney & Company, Westfield, NJ.
Other bidders were:
TD Securities, Effective Rate 0.6186%
Beneficial Bk, Effective Rate 0.636%
Janney Montgomery, Effective Rate 0.648%
Morgan Stanley, Effective Rate 0.694%
Oppenheimer, Effective Rate 0.7859%
Seaside Heights Borough
Jan 26, 2011 . . . . . . $3,465,022
Bond Anticipation Notes, Series 2011A (bank qualified).
Dated Feb 4, 2011.
Due Feb 3, 2012.
Purchased $3,465,020.00 by Janney Montgomery, at 2.0%, plus n/a, effective rate n/a.
L.O.: Dilworth Paxson, Neptune, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 2.2236%
Oppenheimer, Effective Rate 2.2928%
NEW YORK
Binghamton (City)
Jan 26, 2011 . . . . . . $30,815,057
Various Purposes Bond Anticipation Notes - 2011.
Dated Feb 3, 2011.
Due Feb 3, 2012.
Purchased $10,000,000.00 by Jefferies, at 2.5%, plus $53,901.00, effective rate 1.961%.
Purchased $5,815,060.00 by Jefferies, at 2.5%, plus $145,376.40, effective rate 2.06%.
Purchased $15,000,000.00 by TD Securities, at 2.0%, plus $35,550.00, effective rate 1.763%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.119%
Jefferies, Effective Rate 2.148%
Oppenheimer, Effective Rate 2.236%
Oppenheimer, Effective Rate 2.334%
Janney Montgomery, Effective Rate 2.339%
Oppenheimer, Effective Rate 2.432%
Brewster Central School District
Jan 26, 2011 . . . . . . $15,000,000
Bond Anticipation Notes for School Improvements - 2011A.
Dated Feb 2, 2011.
Due Oct 27, 2011.
Purchased $15,000,000.00 by Jefferies, at 0.75%, plus $23,401.00, effective rate 0.5381%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 0.5603%
Janney Montgomery, Effective Rate 0.6563%
Piper Jaffray, Effective Rate 0.6686%
Oppenheimer, Effective Rate 1.0694%
JPMorgan Chase, Effective Rate 1.18%
Morgan Stanley, Effective Rate 1.3398%
East Irondequoit Central School District
Jan 26, 2011 . . . . . . $10,000,000
Bond Anticipation Notes, 2011.
Dated Feb 9, 2011.
Due Jul 19, 2011.
Purchased $10,000,000.00 by TD Securities, at 1.0%, plus $18,910.00, effective rate 0.5745%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 0.586%
Janney Montgomery, Effective Rate 0.7053%
Roosevelt & Cross, Effective Rate 0.721%
JPMorgan Chase, Effective Rate 1.07%
Oppenheimer, Effective Rate 1.1085%
Geneva (City)
Jan 26, 2011 . . . . . . $4,712,568
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Feb 10, 2011.
Due Feb 9, 2012.
Purchased $4,712,570.00 by TD Securities, at 1.25%, plus $12,846.46, effective rate 0.9766%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.03%
Jefferies, Effective Rate 1.249%
First Niagara Bank, Effective Rate 1.25%
Five Star Bnk, Effective Rate 1.65%
Oppenheimer, Effective Rate 1.6989%
Glens Falls (City)
Jan 26, 2011 . . . . . . $11,912,900
Public Improvement (Serial) Bonds, 2011 (book entry).
Dated Feb 9, 2011.
Due Feb 1, 2012 to 2041.
Callable Feb 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 5.5721%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $207,900 | 5.00% | NRO | NRO | AGM |
| 2/1/13 | $215,000 | 5.00% | NRO | NRO | AGM |
| 2/1/14 | $225,000 | 5.00% | NRO | NRO | AGM |
| 2/1/15 | $235,000 | 5.00% | NRO | NRO | AGM |
| 2/1/16 | $245,000 | 5.00% | NRO | NRO | AGM |
| 2/1/17 | $255,000 | 5.00% | NRO | NRO | AGM |
| 2/1/18 | $265,000 | 5.00% | NRO | NRO | AGM |
| 2/1/19 | $275,000 | 5.25% | NRO | NRO | AGM |
| 2/1/20 | $285,000 | 5.25% | NRO | NRO | AGM |
| 2/1/21 | $300,000 | 5.25% | NRO | NRO | AGM |
| 2/1/22 | $310,000 | 5.25% | NRO | NRO | AGM |
| 2/1/23 | $325,000 | 5.25% | NRO | NRO | AGM |
| 2/1/24 | $340,000 | 5.25% | NRO | NRO | AGM |
| 2/1/25 | $350,000 | 5.25% | NRO | NRO | AGM |
| 2/1/26 | $365,000 | 5.25% | NRO | NRO | AGM |
| 2/1/27 | $380,000 | 5.25% | NRO | NRO | AGM |
| 2/1/28 | $400,000 | 5.25% | NRO | NRO | AGM |
| 2/1/29 | $415,000 | 5.25% | NRO | NRO | AGM |
| 2/1/30 | $430,000 | 5.25% | NRO | NRO | AGM |
| 2/1/31 | $450,000 | 5.375% | NRO | NRO | AGM |
| 2/1/32 | $465,000 | 5.375% | NRO | NRO | AGM |
| 2/1/33 | $485,000 | 5.50% | NRO | NRO | AGM |
| 2/1/34 | $505,000 | 5.50% | NRO | NRO | AGM |
| 2/1/35 | $530,000 | 5.50% | NRO | NRO | AGM |
| 2/1/36 | $550,000 | 5.50% | NRO | NRO | AGM |
| 2/1/37 | $570,000 | 5.50% | NRO | NRO | AGM |
| 2/1/38 | $595,000 | 6.00% | NRO | NRO | AGM |
| 2/1/39 | $620,000 | 6.00% | NRO | NRO | AGM |
| 2/1/40 | $645,000 | 6.00% | NRO | NRO | AGM |
| 2/1/41 | $675,000 | 6.00% | NRO | NRO | AGM |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Fidelity Capital Markets, CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, NIC 5.9552%
Morgan Stanley, NIC 6.2693%
Marathon Village
Jan 26, 2011 . . . . . . $140,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Feb 3, 2011.
Due Feb 2, 2012.
Purchased $140,000.00 by Alliance Bank, at 1.75%, effective rate 1.75%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
First Natl Bk Dryden, Effective Rate 1.75%
TEXAS
Kaufman County Municipal Utility District No. 2
Jan 26, 2011 . . . . . . $4,000,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Feb 1, 2011.
Due Mar 1, 2013 to 2035.
Callable Mar 1, 2019 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 6.3258%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $85,000 | 4.00% | 4.00% | ||
| 3/1/14 | $90,000 | 4.25% | 4.25% | ||
| 3/1/15 | $95,000 | 4.50% | 4.50% | ||
| 3/1/16 | $100,000 | 4.75% | 4.75% | ||
| 3/1/17 | $110,000 | 5.00% | 5.00% | ||
| 3/1/18 | $115,000 | 5.20% | 5.20% | ||
| 3/1/19 | $120,000 | 5.40% | 5.40% | ||
| 3/1/20 | $130,000 | 5.50% | 5.50% | ||
| 3/1/21 | $135,000 | 5.60% | 5.60% | ||
| 3/1/22 | $145,000 | 5.70% | 5.70% | ||
| 3/1/23 | $155,000 | 5.80% | 5.80% | ||
| 3/1/24 | $160,000 | 5.90% | 5.90% | ||
| 3/1/26 | $350,000 | 6.00% | 6.00% | ||
| 3/1/28 | $400,000 | 6.10% | 6.10% | ||
| 3/1/30 | $445,000 | 6.20% | 6.20% | ||
| 3/1/35 | $1,365,000 | 6.40% | 6.40% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C., Dallas, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
GMS Group, NIC 6.3746%
