ARKANSAS
Heber Springs School District No. 1 of Cleburne County
Sep 13, 2011 . . . . . . $3,160,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2011.
Due May 1, 2013 to 2028.
Callable Nov 1, 2013 at par.
Winning bid: Morgan Keegan, at n/a, TIC 2.5662%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/13 | $160,000 | 1.00% | NRO | NRO | |
5/1/14 | $170,000 | 1.00% | NRO | NRO | |
5/1/15 | $175,000 | 1.00% | NRO | NRO | |
5/1/17 | $355,000 | 1.25% | NRO | NRO | |
5/1/19 | $365,000 | 1.75% | NRO | NRO | |
5/1/21 | $385,000 | 2.125% | NRO | NRO | |
5/1/22 | $200,000 | 2.25% | NRO | NRO | |
5/1/23 | $205,000 | 2.375% | NRO | NRO | |
5/1/24 | $215,000 | 2.625% | NRO | NRO | |
5/1/25 | $220,000 | 2.80% | NRO | NRO | |
5/1/26 | $230,000 | 2.95% | NRO | NRO | |
5/1/27 | $235,000 | 3.10% | NRO | NRO | |
5/1/28 | $245,000 | 3.15% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 2.5869%
FTN Fin Cap Mkts, TIC 2.6618%
Raymond James, TIC 2.6787%
Crews & Associates, TIC 2.6889%
Hope School District No. 1-A of Hempstead County
Sep 13, 2011 . . . . . . $8,395,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Jun 1, 2014 to 2033.
Callable Dec 1, 2016 at par.
Winning bid: Morgan Keegan, at n/a, TIC 3.0823%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/14 | $100,000 | 1.00% | NRO | NRO | |
6/1/15 | $345,000 | 1.00% | NRO | NRO | |
6/1/16 | $350,000 | 1.00% | NRO | NRO | |
6/1/17 | $355,000 | 1.25% | NRO | NRO | |
6/1/18 | $360,000 | 1.50% | NRO | NRO | |
6/1/19 | $370,000 | 1.75% | NRO | NRO | |
6/1/20 | $380,000 | 2.00% | NRO | NRO | |
6/1/21 | $390,000 | 2.125% | NRO | NRO | |
6/1/22 | $405,000 | 2.25% | NRO | NRO | |
6/1/23 | $410,000 | 2.375% | NRO | NRO | |
6/1/24 | $425,000 | 2.625% | NRO | NRO | |
6/1/25 | $440,000 | 2.80% | NRO | NRO | |
6/1/26 | $455,000 | 3.00% | NRO | NRO | |
6/1/27 | $470,000 | 3.125% | NRO | NRO | |
6/1/28 | $485,000 | 3.15% | NRO | NRO | |
6/1/29 | $500,000 | 3.25% | NRO | NRO | |
6/1/30 | $505,000 | 3.375% | NRO | NRO | |
6/1/31 | $525,000 | 3.50% | NRO | NRO | |
6/1/32 | $550,000 | 3.625% | NRO | NRO | |
6/1/33 | $575,000 | 3.75% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.1456%
Valley Springs School District No. 2 of Boone County
Sep 13, 2011 . . . . . . $1,295,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Feb 1, 2012 to 2023.
Callable Feb 1, 2014 at par.
Winning bid: Stephens, at 100.1382, TIC 2.1278%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $45,000 | 2.00% | 0.45% | ||
2/1/13 | $100,000 | 2.00% | 0.50% | ||
2/1/14 | $100,000 | 2.00% | 0.55% | ||
2/1/15 | $105,000 | 2.00% | 0.70% | ||
2/1/16 | $105,000 | 2.00% | 1.00% | ||
2/1/17 | $105,000 | 2.00% | 1.25% | ||
2/1/18 | $110,000 | 2.00% | 1.50% | ||
2/1/19 | $115,000 | 2.00% | 1.70% | ||
2/1/20 | $120,000 | 2.00% | 1.95% | ||
2/1/21 | $125,000 | 2.125% | 2.125% | ||
2/1/22 | $130,000 | 2.30% | 2.30% | ||
2/1/23 | $135,000 | 2.50% | 2.50% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 2.1335%
Crews & Associates, TIC 2.2198%
Morgan Keegan, TIC 2.2299%
CONNECTICUT
Berlin (Town)
Sep 13, 2011 . . . . . . $2,000,000
General Obligation Bond Anticipation Notes (book entry).
Dated Sep 27, 2011.
Due May 31, 2012.
Purchased $2,000,000.00 by Jefferies, at 1.5%, plus $14,802.00, effective rate 0.408%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.448%
Piper Jaffray, Effective Rate 0.8759%
Oppenheimer, Effective Rate 0.983%
INDIANA
Vincennes (City)
Sep 13, 2011 . . . . . . $1,000,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Sep 20, 2011.
Due Jul 15, 2012 to Jan 15, 2017.
The bonds shall be callable in accordance with the specification.
Winning bid: City Securities, at n/a, NIC 1.74%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/12 | $80,000 | 0.60% | 0.60% | ||
1/15/13 | $95,000 | 0.85% | 0.85% | ||
7/15/13 | $95,000 | 1.00% | 1.00% | ||
1/15/14 | $100,000 | 1.10% | 1.10% | ||
7/15/14 | $100,000 | 1.20% | 1.20% | ||
1/15/15 | $100,000 | 1.30% | 1.30% | ||
7/15/15 | $105,000 | 1.40% | 1.40% | ||
1/15/16 | $105,000 | 1.70% | 1.70% | ||
7/15/16 | $110,000 | 1.80% | 1.80% | ||
1/15/17 | $110,000 | 2.00% | 2.00% |
Other managers: Bernardi Securities, Inc..
L.O.: Bingham McHale LLP, Indianapolis, IN.
F.A.: London Witte Group, Indianapolis, IN.
Other bidders were:
Ross Sinclaire, NIC 2.36%
J.J.B. Hilliard, NIC 2.47%
KANSAS
Topeka (City)
Sep 13, 2011 . . . . . . $3,430,000
General Obligation Bonds, Series 2011-B (Special Assessment Improvements) (book entry).
Dated Sep 29, 2011.
Due Aug 15, 2013 to 2031.
Callable Aug 15, 2019 at par.
Winning bid: George K. Baum, at n/a, TIC 3.4761%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/13 | $150,000 | 2.00% | 0.50% | ||
8/15/14 | $145,000 | 2.00% | 0.60% | ||
8/15/15 | $150,000 | 2.00% | 0.80% | ||
8/15/16 | $150,000 | 2.00% | 1.15% | ||
8/15/17 | $155,000 | 2.00% | 1.50% | ||
8/15/18 | $155,000 | 2.00% | 1.80% | ||
8/15/20 | $325,000 | 2.50% | 2.30% | ||
8/15/21 | $175,000 | 2.50% | 2.60% | ||
8/15/22 | $170,000 | 2.75% | 2.90% | ||
8/15/23 | $175,000 | 3.00% | 3.15% | ||
8/15/24 | $185,000 | 3.25% | 3.40% | ||
8/15/25 | $190,000 | 3.50% | 3.60% | ||
8/15/28 | $605,000 | 3.75% | 3.90% | ||
8/15/30 | $450,000 | 4.50% | 4.00% | ||
8/15/31 | $250,000 | 4.00% | 4.15% |
Other managers: BOSC, Inc., Oppenheimer & Co., Inc., Cooper Malone McClain, Inc..
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
US Bancorp Invest, TIC 3.4938%
Hutchinson Shockey, TIC 3.5366%
Topeka (City)
Sep 13, 2011 . . . . . . $18,900,000
Combined Utility Improvement and Refunding Revenue Bonds, Series 2011-A (book entry).
Dated Sep 29, 2011.
Due Aug 1, 2012 to 2041.
Callable Aug 1, 2019 at par.
Winning bid: Hutchinson Shockey, at n/a, TIC 2.9649%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/12 | $110,000 | 2.00% | NRO | NRO | |
8/1/13 | $35,000 | 2.00% | NRO | NRO | |
8/1/14 | $1,210,000 | 4.00% | NRO | NRO | |
8/1/15 | $1,330,000 | 4.00% | NRO | NRO | |
8/1/16 | $1,385,000 | 2.00% | NRO | NRO | |
8/1/17 | $1,415,000 | 2.00% | NRO | NRO | |
8/1/18 | $1,445,000 | 2.00% | NRO | NRO | |
8/1/19 | $1,470,000 | 4.00% | NRO | NRO | |
8/1/20 | $1,735,000 | 2.50% | NRO | NRO | |
8/1/21 | $1,760,000 | 2.50% | NRO | NRO | |
8/1/22 | $1,680,000 | 3.00% | NRO | NRO | |
8/1/23 | $1,595,000 | 3.00% | NRO | NRO | |
8/1/24 | $2,040,000 | 3.25% | NRO | NRO | |
8/1/33 | $650,000 | 4.50% | NRO | NRO | |
8/1/36 | $640,000 | 4.00% | NRO | NRO | |
8/1/38 | $205,000 | 4.125% | NRO | NRO | |
8/1/41 | $195,000 | 4.25% | NRO | NRO |
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
BOSC, TIC 3.0035%
Piper Jaffray, TIC 3.1484%
Guggenheim Secs, TIC 3.2281%
BMO Cap Mkts GKST, TIC 3.2537%
US Bancorp Invest, TIC 3.3792%
MICHIGAN
Grosse Ile Township
Sep 13, 2011 . . . . . . $3,000,000
2011 Capital Improvement Bonds (Limited Tax General Obligation) (bank qualified) (book entry).
Dated Sep 27, 2011.
Due Oct 1, 2012 to 2031.
Callable Oct 1, 2020 at par.
Winning bid: Mesirow Financial, at 99.0000, TIC 3.7859%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/12 | $75,000 | 2.00% | 0.625% | ||
10/1/13 | $75,000 | 2.00% | 1.125% | ||
10/1/14 | $100,000 | 2.00% | 1.375% | ||
10/1/15 | $100,000 | 2.00% | 1.55% | ||
10/1/16 | $100,000 | 2.00% | 1.95% | ||
10/1/17 | $125,000 | 3.00% | 2.20% | ||
10/1/18 | $125,000 | 3.00% | 2.40% | ||
10/1/19 | $125,000 | 3.00% | 2.65% | ||
10/1/20 | $125,000 | 3.00% | 2.85% | ||
10/1/21 | $150,000 | 3.00% | 3.05% | ||
10/1/22 | $150,000 | 3.50% | 3.20% | ||
10/1/23 | $150,000 | 3.50% | 3.40% | ||
10/1/24 | $175,000 | 3.50% | 3.60% | ||
10/1/25 | $175,000 | 3.50% | 3.75% | ||
10/1/26 | $175,000 | 4.00% | 3.85% | ||
10/1/27 | $175,000 | 4.00% | 3.95% | ||
10/1/28 | $200,000 | 4.00% | 4.05% | ||
10/1/29 | $200,000 | 4.00% | 4.15% | ||
10/1/30 | $250,000 | 4.125% | 4.25% | ||
10/1/31 | $250,000 | 4.25% | 4.35% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
Other bidders were:
Fifth Third Sec, TIC 3.8205%
Robert W. Baird, TIC 3.8637%
Raymond James, TIC 3.939%
MINNESOTA
Motley (City)
Sep 13, 2011 . . . . . . $755,000
General Obligation Improvement Bonds, Series 2011A (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Feb 1, 2013 to 2027.
Callable Feb 1, 2018 at par.
Winning bid: Northland Securities, at 98.9212, NIC 3.1176%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $35,000 | 1.00% | 0.60% | ||
2/1/15 | $85,000 | 1.00% | 1.00% | ||
2/1/17 | $90,000 | 1.60% | 1.60% | ||
2/1/19 | $95,000 | 2.15% | 2.15% | ||
2/1/21 | $100,000 | 3.00% | 2.55% | ||
2/1/23 | $110,000 | 3.00% | 3.00% | ||
2/1/25 | $115,000 | 3.50% | 3.35% | ||
2/1/27 | $125,000 | 3.55% | 3.55% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
First Sec Bk, NIC 3.19%
MISSOURI
Ferguson (City)
Sep 13, 2011 . . . . . . $8,000,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Sep 15, 2011.
Due Mar 1, 2012 to 2031.
Callable Mar 1, 2020 at par.
Winning bid: Robert W. Baird, at 100.5955, TIC 2.7303%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/12 | $330,000 | 2.00% | 0.40% | ||
3/1/13 | $325,000 | 2.00% | 0.50% | ||
3/1/14 | $335,000 | 2.00% | 0.55% | ||
3/1/15 | $340,000 | 2.00% | 0.65% | ||
3/1/16 | $345,000 | 2.00% | 1.00% | ||
3/1/17 | $355,000 | 2.00% | 1.25% | ||
3/1/18 | $360,000 | 2.00% | 1.50% | ||
3/1/19 | $370,000 | 2.00% | 1.75% | ||
3/1/20 | $375,000 | 2.25% | 1.90% | ||
3/1/21 | $385,000 | 2.25% | 2.05% | ||
3/1/22 | $395,000 | 2.50% | 2.20% | ||
3/1/23 | $405,000 | 2.50% | 2.35% | ||
3/1/24 | $415,000 | 2.50% | 2.50% | ||
3/1/25 | $425,000 | 3.00% | 2.70% | ||
3/1/26 | $440,000 | 3.00% | 2.85% | ||
3/1/27 | $450,000 | 3.00% | 3.00% | ||
3/1/28 | $465,000 | 3.00% | 3.10% | ||
3/1/29 | $480,000 | 3.125% | 3.20% | ||
3/1/30 | $495,000 | 3.25% | 3.30% | ||
3/1/31 | $510,000 | 3.375% | 3.40% |
Other managers: CL King & Associates, Edward D. Jones & Co., Davenport & Company LLC, Coastal Securities Corp., Duncan-Williams, Inc., Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., SAMCO Capital Markets, NW Capital Markets Inc., Corby Capital Markets, Inc., Jackson Securities Inc., Cronin & Co., Inc., Wedbush Securities Inc, Ross, Sinclaire & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc..
L.O.: Gilmore & Bell, St. Louis, MO.
F.A.: WM Financial Strategies, St. Louis, MO.
Other bidders were:
UMB Bank, TIC 2.8203%
Stifel Nicolaus, TIC 2.8205%
BOSC, TIC 2.843%
Morgan Keegan, TIC 2.8483%
Piper Jaffray, TIC 2.8732%
Country Club Bank, TIC 2.9137%
Raymond James, TIC 2.9421%
FTN Fin Cap Mkts, TIC 2.9505%
BMO Cap Mkts GKST, TIC 2.965%
Missouri State Board of Public Buildings
Sep 13, 2011 . . . . . . $143,020,000
Special Obligation Refunding Bonds, Series A 2011 (book entry).
Dated Sep 27, 2011.
Due Oct 1, 2013 to 2028.
Callable Oct 1, 2019 at par.
Winning bid: Citigroup, at n/a, TIC 2.8338%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/13 | $7,270,000 | 3.00% | NRO | NRO | |
10/1/14 | $7,480,000 | 4.00% | 0.48% | ||
10/1/15 | $7,735,000 | 4.00% | NRO | NRO | |
10/1/16 | $7,965,000 | 3.00% | NRO | NRO | |
10/1/17 | $8,250,000 | 4.00% | NRO | NRO | |
10/1/18 | $8,585,000 | 4.00% | 1.55% | ||
10/1/19 | $8,925,000 | 4.00% | 1.85% | ||
10/1/20 | $9,310,000 | 4.00% | 2.10% | ||
10/1/21 | $9,610,000 | 2.25% | 2.32% | ||
10/1/22 | $9,935,000 | 4.00% | 2.60% | ||
10/1/23 | $10,410,000 | 5.00% | 2.58% | ||
10/1/24 | $10,970,000 | 5.00% | 2.77% | ||
10/1/25 | $11,495,000 | 4.00% | 3.26% | ||
10/1/26 | $10,670,000 | 1.00% | 3.79% | ||
10/1/27 | $8,185,000 | 1.00% | 3.90% | ||
10/1/28 | $6,225,000 | 1.00% | 4.00% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, St Louis, MO.
Other bidders were:
Wells Fargo Secs, TIC 2.9017%
Robert W. Baird, TIC 2.9425%
BofA Merrill Lynch, TIC 2.9747%
JPMorgan, TIC 3.0733%
NEW JERSEY
Fair Lawn (Borough)
Sep 13, 2011 . . . . . . $6,200,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Sep 22, 2011.
Due Sep 21, 2012.
Purchased $6,200,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.524%
Jefferies, Effective Rate 0.7559%
Columbia Savings Bk, Effective Rate 0.85%
Oppenheimer, Effective Rate 1.0066%
Far Hills Borough
Sep 13, 2011 . . . . . . $381,420
Bond Anticipation Note (bank qualified).
Dated Sep 22, 2011.
Due May 25, 2012.
Purchased $381,420.00 by Peapack-Gladstone, at 1.29%, effective rate 1.29%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.995%
Hackettstown (Town)
Sep 13, 2011 . . . . . . $1,530,051
Bond Anticipation Notes (bank qualified).
Dated Sep 20, 2011.
Due Sep 19, 2012.
Purchased $1,530,050.00 by Skylands Management, at 1.3%, effective rate 1.3%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.744%
TD Securities, Effective Rate 2.0%
First Hope Bk, Effective Rate 2.0%
Morris County
Sep 13, 2011 . . . . . . $22,275,000
General Obligation Bonds of 2011 Consisting of: $24,907,000 General Improvement Bonds of 2010 and $1,495,000 Park Bonds of 2010 (book entry).
Dated Sep 22, 2011.
Due Sep 15, 2012 to 2022.
Callable Sep 15, 2020 at par.
Winning bid: Citigroup, at n/a, TIC 1.8586%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/12 | $1,585,000 | 5.00% | NRO | NRO | |
9/15/13 | $1,285,000 | 5.00% | NRO | NRO | |
9/15/14 | $1,385,000 | 5.00% | 0.45% | ||
9/15/15 | $2,285,000 | 5.00% | 0.60% | ||
9/15/16 | $2,285,000 | 5.00% | 0.95% | ||
9/15/17 | $2,285,000 | 5.00% | 1.20% | ||
9/15/18 | $2,385,000 | 5.00% | 1.50% | ||
9/15/19 | $2,400,000 | 5.00% | 1.77% | ||
9/15/20 | $2,200,000 | 5.00% | 2.00% | ||
9/15/21 | $2,200,000 | 5.00% | 2.17% | ||
9/15/22 | $1,980,000 | 5.00% | 2.35% |
Other managers: CL King & Associates, Stifel, Nicolaus & Co., Inc., Ramirez & Co., Inc., Loop Capital Markets, LLC, Oppenheimer & Co., Inc., Guggenheim Securities, LLC, Roosevelt & Cross, Inc., UBS Financial Services, Inc., Cabrera Capital Markets Inc., M.R. Beal & Co..
L.O.: Drinker Biddle & Reath LLP, Florham Park, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Robert W. Baird, TIC 1.9502%
Hutchinson Shockey, TIC 2.182%
PNC Capital Markets, TIC 2.2152%
TD Securities, TIC 2.3579%
Janney Montgomery, TIC 2.3636%
Fidelity Capital, TIC 2.4125%
Wells Fargo Secs, TIC 2.5218%
BofA Merrill Lynch, TIC 2.5223%
New Milford Borough
Sep 13, 2011 . . . . . . $927,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 19, 2011.
Due Apr 19, 2012.
Purchased $927,000.00 by Valley National Bank, at 0.88%, effective rate 0.88%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Wells Fargo Secs, Effective Rate 1.35%
Oppenheimer, Effective Rate 2.21%
Oxford Township
Sep 13, 2011 . . . . . . $972,500
Bond Anticipation Note (bank qualified).
Dated Sep 19, 2011.
Due Sep 18, 2012.
Purchased $972,500.00 by Skylands Management, at 1.3%, effective rate 1.3%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.1826%
Ringswood Borough Board of Education
Sep 13, 2011 . . . . . . $11,195,000
School Bonds, Series 2011 (book entry).
Dated Sep 22, 2011.
Due Sep 1, 2013 to 2031.
Callable Sep 1, 2021 at par.
Winning bid: Raymond James, at n/a, NIC 3.4962%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $440,000 | 2.25% | NRO | NRO | NJ SB |
9/1/14 | $445,000 | 2.25% | NRO | NRO | NJ SB |
9/1/15 | $460,000 | 2.50% | NRO | NRO | NJ SB |
9/1/16 | $465,000 | 2.50% | NRO | NRO | NJ SB |
9/1/17 | $475,000 | 2.50% | NRO | NRO | NJ SB |
9/1/18 | $490,000 | 2.50% | NRO | NRO | NJ SB |
9/1/19 | $505,000 | 3.00% | NRO | NRO | NJ SB |
9/1/20 | $520,000 | 3.00% | NRO | NRO | NJ SB |
9/1/21 | $545,000 | 3.00% | NRO | NRO | NJ SB |
9/1/22 | $560,000 | 3.00% | NRO | NRO | NJ SB |
9/1/23 | $580,000 | 3.00% | NRO | NRO | NJ SB |
9/1/24 | $605,000 | 3.125% | NRO | NRO | NJ SB |
9/1/25 | $640,000 | 3.375% | NRO | NRO | NJ SB |
9/1/26 | $665,000 | 3.50% | NRO | NRO | NJ SB |
9/1/27 | $690,000 | 3.625% | NRO | NRO | NJ SB |
9/1/28 | $720,000 | 4.00% | NRO | NRO | NJ SB |
9/1/29 | $765,000 | 4.00% | NRO | NRO | NJ SB |
9/1/30 | $795,000 | 4.00% | NRO | NRO | NJ SB |
9/1/31 | $830,000 | 4.00% | NRO | NRO | NJ SB |
Other managers: US Bancorp Investments, Inc., Morgan Stanley & Co., Inc., Fidelity Capital Markets, FirstSouthwest.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
UBS Financial Svcs, NIC 3.4969%
Janney Montgomery, NIC 3.5062%
TD Securities, NIC 3.5655%
Robert W. Baird, NIC 3.7233%
Upper Saddle River Borough
Sep 13, 2011 . . . . . . $871,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Sep 20, 2011.
Due Feb 24, 2012.
Purchased $871,000.00 by Valley National Bank, at 0.9%, effective rate 0.9%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.4155%
NEW MEXICO
Los Lunas School District No. 1
Sep 13, 2011 . . . . . . $15,775,000
General Obligation School Building and Refunding Bonds, Series 2011 (NM Credit Enhancement Program) (book entry).
Dated Oct 19, 2011.
Due Jul 15, 2012 to 2024.
Callable Jul 15, 2021 at par.
Winning bid: Robert W. Baird, at 102.2728, TIC 1.9962%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/12 | $1,530,000 | 2.00% | NRO | NRO | |
7/15/13 | $1,760,000 | 2.00% | NRO | NRO | |
7/15/14 | $2,035,000 | 2.00% | NRO | NRO | |
7/15/15 | $1,440,000 | 2.00% | NRO | NRO | |
7/15/16 | $1,000,000 | 2.00% | NRO | NRO | |
7/15/17 | $1,335,000 | 2.00% | NRO | NRO | |
7/15/18 | $1,360,000 | 2.00% | NRO | NRO | |
7/15/19 | $1,465,000 | 2.00% | NRO | NRO | |
7/15/20 | $1,450,000 | 3.00% | NRO | NRO | |
7/15/21 | $600,000 | 3.00% | NRO | NRO | |
7/15/22 | $600,000 | 3.00% | NRO | NRO | |
7/15/23 | $600,000 | 3.00% | NRO | NRO | |
7/15/24 | $600,000 | 3.00% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Edward D. Jones & Co., SAMCO Capital Markets, Davenport & Company LLC, Kildare Capital, Inc., Loop Capital Markets, LLC, Crews & Associates, Inc., BOSC, Inc., Jackson Securities Inc., Cronin & Co., Inc., Incapital LLC, Vining-Sparks IBG, Limited Partnership, NW Capital Markets Inc., Wedbush Securities Inc, Lawson Financial Corporation, Sterne, Agee & Leach, Inc.
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM; and State Attorney General.
F.A.: RBC Capital Markets, Albuquerque, NM.
Other bidders were:
Southwest Securities, TIC 2.1177%
Morgan Stanley, TIC 2.1247%
UBS Financial Svcs, TIC 2.2222%
FirstSouthwest, TIC 2.4656%
Hutchinson Shockey, TIC 2.6904%
Ruidoso Municipal School District No. 3
Sep 13, 2011 . . . . . . $9,000,000
General Obligation School Bonds, Series 2011 (New Mexico Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 18, 2011.
Due Aug 1, 2012 to 2025.
Callable Aug 1, 2021 at par.
Winning bid: Morgan Keegan, at 100.9096, TIC 2.5213%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/12 | $200,000 | 2.00% | NRO | NRO | |
8/1/13 | $100,000 | 2.00% | NRO | NRO | |
8/1/14 | $300,000 | 2.00% | NRO | NRO | |
8/1/15 | $300,000 | 2.00% | NRO | NRO | |
8/1/16 | $100,000 | 2.00% | NRO | NRO | |
8/1/17 | $200,000 | 2.00% | NRO | NRO | |
8/1/18 | $300,000 | 2.00% | NRO | NRO | |
8/1/19 | $400,000 | 2.00% | NRO | NRO | |
8/1/20 | $400,000 | 2.50% | NRO | NRO | |
8/1/21 | $600,000 | 2.50% | NRO | NRO | |
8/1/22 | $600,000 | 2.50% | NRO | NRO | |
8/1/23 | $1,500,000 | 2.50% | NRO | NRO | |
8/1/24 | $2,000,000 | 2.75% | NRO | NRO | |
8/1/25 | $2,000,000 | 2.875% | NRO | NRO |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM; and State Attorney General.
F.A.: Casey Financial Consulting, Albuquerque, NM.
Other bidders were:
D.A. Davidson, TIC 2.6563%
Southwest Securities, TIC 2.6783%
Raymond James, TIC 2.6811%
JPMorgan, TIC 2.6826%
Robert W. Baird, TIC 2.7026%
Baker Group, TIC 2.7126%
George K. Baum, TIC 2.7184%
Kious & Co, TIC 3.0452%
Morgan Stanley, TIC 3.1177%
Tularosa Municipal School District No. 4
Sep 13, 2011 . . . . . . $305,000
General Obligation School Bonds, Series 2011A (bank qualified) (book entry).
Dated Oct 15, 2011.
Due Oct 15, 2013 to 2021.
Non-callable.
Winning bid: Kious & Co, at n/a, TIC 2.45%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/13 | $25,000 | 2.00% | NRO | NRO | |
10/15/14 | $25,000 | 2.00% | NRO | NRO | |
10/15/15 | $30,000 | 2.00% | NRO | NRO | |
10/15/16 | $30,000 | 2.00% | NRO | NRO | |
10/15/17 | $35,000 | 2.00% | NRO | NRO | |
10/15/18 | $35,000 | 2.25% | NRO | NRO | |
10/15/19 | $40,000 | 2.50% | NRO | NRO | |
10/15/20 | $40,000 | 2.75% | NRO | NRO | |
10/15/21 | $45,000 | 3.00% | NRO | NRO |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Lawson Financial, TIC 2.75%
NEW YORK
Albany County
Sep 13, 2011 . . . . . . $15,100,000
Tax Anticipation Notes-2011 (book entry).
Dated Sep 22, 2011.
Due May 10, 2012.
Purchased $15,100,000.00 by Morgan Stanley, at 1.0%, plus $64,930.00, effective rate 0.3211%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.3405%
Piper Jaffray, Effective Rate 0.3868%
Jefferies, Effective Rate 0.6531%
KeyBanc Cap Mkts, Effective Rate 0.6626%
Oppenheimer, Effective Rate 0.7984%
First Niagara Bank, Effective Rate 2.0%
Albany County
Sep 13, 2011 . . . . . . $23,031,965
General Obligation Serial Bonds-2011 (book entry).
Dated Sep 22, 2011.
Due Sep 15, 2012 to 2025.
Callable Sep 15, 2019 at par.
Winning bid: UBS Financial Svcs, at n/a, NIC 2.6278%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/12 | $1,506,965 | 2.00% | NRO | NRO | |
9/15/13 | $1,500,000 | 2.00% | NRO | NRO | |
9/15/14 | $1,510,000 | 2.00% | NRO | NRO | |
9/15/15 | $1,520,000 | 2.00% | NRO | NRO | |
9/15/16 | $1,540,000 | 2.25% | NRO | NRO | |
9/15/17 | $1,560,000 | 2.25% | NRO | NRO | |
9/15/18 | $1,585,000 | 2.25% | NRO | NRO | |
9/15/19 | $1,620,000 | 2.25% | NRO | NRO | |
9/15/20 | $1,660,000 | 2.25% | NRO | NRO | |
9/15/21 | $1,700,000 | 2.50% | NRO | NRO | |
9/15/22 | $1,750,000 | 2.75% | NRO | NRO | |
9/15/23 | $1,800,000 | 3.00% | NRO | NRO | |
9/15/24 | $1,860,000 | 3.00% | NRO | NRO | |
9/15/25 | $1,920,000 | 3.125% | NRO | NRO |
Other managers: Stifel, Nicolaus & Co., Inc., Roosevelt & Cross, Inc., CL King & Associates, Ramirez & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Loop Capital Markets, LLC, Citigroup Global Markets, Inc..
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Fidelity Capital, NIC 2.7131%
JPMorgan, NIC 2.9829%
Jefferies, NIC 3.009%
Hutchinson Shockey, NIC 3.3123%
Albany County
Sep 13, 2011 . . . . . . $27,886,369
Various Purposes Bond Anticipation Notes-2011 (book entry).
Dated Sep 22, 2011.
Due Sep 21, 2012.
Purchased $27,886,370.00 by TD Securities, at 1.25%, plus $214,725.20, effective rate 0.4779%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.6556%
Morgan Stanley, Effective Rate 0.6753%
Oppenheimer, Effective Rate 0.8061%
Oppenheimer, Effective Rate 0.8813%
Oppenheimer, Effective Rate 0.9816%
First Niagara Bank, Effective Rate 2.0%
Bayport-Blue Point Union Free School District
Sep 13, 2011 . . . . . . $10,500,000
Tax Anticipation Notes for 2011-2012 Taxes.
Dated Sep 21, 2011.
Due Jun 28, 2012.
Purchased $10,500,000.00 by TD Securities, at 1.5%, plus $90,825.00, effective rate 0.3758%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.3818%
Janney Montgomery, Effective Rate 0.4334%
Piper Jaffray, Effective Rate 0.4689%
Capital One, Effective Rate 0.53%
JPMorgan Chase, Effective Rate 0.65%
Bronxville Union Free School District
Sep 13, 2011 . . . . . . $4,275,000
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Sep 22, 2011.
Due Sep 21, 2012.
Purchased $4,275,000.00 by Jefferies, at 1.25%, plus $33,646.00, effective rate 0.4608%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.5116%
JPMorgan Chase, Effective Rate 0.76%
Oppenheimer, Effective Rate 0.8254%
Catskill Central School District
Sep 13, 2011 . . . . . . $13,629,881
Bond Anticipation Notes, 2011 (Renewals).
Dated Sep 22, 2011.
Due Dec 29, 2011.
Purchased $13,629,880.00 by TD Securities, at 0.75%, plus $8,041.63, effective rate 0.531%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.6697%
Jefferies, Effective Rate 0.7216%
JPMorgan Chase, Effective Rate 1.18%
Oppenheimer, Effective Rate 1.2179%
Clifton Springs Village
Sep 13, 2011 . . . . . . $750,000
Public Improvement (Serial) Bonds, 2011 (bank qualified).
Dated Sep 29, 2011.
Due May 15, 2013 to 2023.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.1417%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/15/13 | $55,000 | 2.75% | NRO | NRO | |
5/15/14 | $55,000 | 2.75% | NRO | NRO | |
5/15/15 | $55,000 | 2.75% | NRO | NRO | |
5/15/16 | $60,000 | 2.75% | NRO | NRO | |
5/15/17 | $65,000 | 2.75% | NRO | NRO | |
5/15/18 | $70,000 | 2.75% | NRO | NRO | |
5/15/19 | $75,000 | 3.00% | NRO | NRO | |
5/15/20 | $75,000 | 3.25% | NRO | NRO | |
5/15/21 | $80,000 | 3.25% | NRO | NRO | |
5/15/22 | $80,000 | 3.375% | NRO | NRO | |
5/15/23 | $80,000 | 3.50% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Hamburg Central School District
Sep 13, 2011 . . . . . . $5,000,000
Bond Anticipation Notes, 2011A (bank qualified).
Dated Sep 21, 2011.
Due Jun 15, 2012.
Purchased $5,000,000.00 by Jefferies, at 1.25%, plus $16,952.00, effective rate 0.7877%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.8%
First Niagara Bank, Effective Rate 1.25%
Oppenheimer, Effective Rate 1.2832%
Citizens Bank, Effective Rate 1.35%
Evans Natl Bk, Effective Rate 1.7%
Heuvelton Central School District
Sep 13, 2011 . . . . . . $950,000
Bond Anticipation Notes, 2010 (New Issue) (bank qualified).
Dated Sep 28, 2011.
Due Sep 28, 2012.
Purchased $950,000.00 by Roosevelt & Cross, at 1.5%, plus $4,143.00, effective rate 1.0639%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.35%
Oppenheimer, Effective Rate 1.942%
Lawrence Union Free School District
Sep 13, 2011 . . . . . . $7,500,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified).
Dated Sep 22, 2011.
Due Jun 22, 2012.
Purchased $7,500,000.00 by JPMorgan Chase, at 0.58%, effective rate 0.58%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Bank, N.A., Effective Rate 0.9%
Jefferies, Effective Rate 0.924%
Oppenheimer, Effective Rate 1.272%
Naples Village
Sep 13, 2011 . . . . . . $681,850
Bond Anticipation Notes, 2011 (New Issue) (bank qualified).
Dated Sep 27, 2011.
Due Jul 10, 2012.
Purchased $681,850.00 by JPMorgan Chase, at 1.34%, effective rate 1.34%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Five Star Bnk, Effective Rate 1.74%
Roosevelt & Cross, Effective Rate 2.2349%
Oppenheimer, Effective Rate 2.7267%
New York City Municipal Water Finance Authority
Sep 13, 2011 . . . . . . $450,900,000
Water and Sewer System Second General Resolution Revenue Bonds, Fiscal 2012 Series AA (book entry).
Dated Sep 22, 2011.
Due Jun 15, 2032 to 2044.
Callable Jun 15, 2021 at par.
Winning bid: Citigroup, at 107.5221, TIC 4.5164%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/32 | $50,725,000 | 5.00% | 3.86% | ||
6/15/33 | $54,140,000 | 5.00% | 3.93% | ||
6/15/34 | $96,035,000 | 5.00% | NRO | NRO | |
6/15/44 | $250,000,000 | 5.00% | 4.08% |
Other managers: Roosevelt & Cross, Inc., M.R. Beal & Co., Stifel, Nicolaus & Co., Inc., Morgan Keegan & Co., Inc., BMO Capital Markets GKST, Inc, Duncan-Williams, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., CL King & Associates, Loop Capital Markets, LLC, Piper Jaffray & Company, Guggenheim Securities, LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Lamont Financial Services Corporation, Fairfield, NJ; and Drexel Hamilton, LLC, New York, NY.
Other bidders were:
BofA Merrill Lynch, TIC 4.5174%
JPMorgan, TIC 4.5283%
Wells Fargo Secs, TIC 4.53%
Jefferies, TIC 4.5408%
Goldman Sachs, TIC 4.5764%
RBC Capital Mkts, TIC 4.5787%
Morgan Stanley, TIC 4.5833%
Barclays Capital, TIC 4.5925%
North Tonawanda City School District
Sep 13, 2011 . . . . . . $39,715,477
Bond Anticipation Notes For School Construction - 2011.
Dated Sep 21, 2011.
Due Sep 20, 2012.
Purchased $39,715,480.00 by TD Securities, at 1.25%, plus $341,950.20, effective rate 0.3866%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.4538%
JPMorgan, Effective Rate 0.4849%
Janney Montgomery, Effective Rate 0.4872%
JPMorgan Chase, Effective Rate 0.88%
Oppenheimer, Effective Rate 0.8976%
Morgan Stanley, Effective Rate 1.4106%
First Niagara Bank, Effective Rate 1.9%
Plattsburgh (City)
Sep 13, 2011 . . . . . . $8,735,000
Public Improvement Serial Bonds - 2011 (bank qualified) (book entry).
Dated Sep 22, 2011.
Due Sep 15, 2012 to 2030.
Callable Sep 15, 2019 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 2.6719%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/12 | $335,000 | 1.25% | NRO | NRO | |
9/15/13 | $500,000 | 1.50% | NRO | NRO | |
9/15/14 | $500,000 | 1.75% | NRO | NRO | |
9/15/15 | $500,000 | 2.00% | NRO | NRO | |
9/15/16 | $500,000 | 2.00% | NRO | NRO | |
9/15/17 | $520,000 | 2.00% | NRO | NRO | |
9/15/18 | $520,000 | 2.00% | NRO | NRO | |
9/15/19 | $520,000 | 2.00% | NRO | NRO | |
9/15/20 | $520,000 | 2.125% | NRO | NRO | |
9/15/21 | $520,000 | 2.25% | NRO | NRO | |
9/15/22 | $550,000 | 2.50% | NRO | NRO | |
9/15/23 | $550,000 | 2.75% | NRO | NRO | |
9/15/24 | $550,000 | 3.00% | NRO | NRO | |
9/15/25 | $500,000 | 3.00% | NRO | NRO | |
9/15/26 | $415,000 | 3.00% | NRO | NRO | |
9/15/27 | $290,000 | 3.125% | NRO | NRO | |
9/15/28 | $315,000 | 3.25% | NRO | NRO | |
9/15/29 | $315,000 | 3.25% | NRO | NRO | |
9/15/30 | $315,000 | 3.25% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Nixon Peabody LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, NIC 2.69%
Robert W. Baird, NIC 2.9148%
US Bancorp Invest, NIC 3.0982%
TD Securities, NIC 3.8202%
Portville Central School District
Sep 13, 2011 . . . . . . $564,013
Bond Anticipation Notes, 2011 (bank qualified).
Dated Sep 21, 2011.
Due Sep 21, 2012.
Purchased $564,010.00 by Five Star Bnk, at 1.55%, effective rate 1.55%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.58%
Roosevelt & Cross, Effective Rate 1.9897%
Scottsville Village
Sep 13, 2011 . . . . . . $450,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Sep 27, 2011.
Due Sep 27, 2012.
Purchased $450,000.00 by Roosevelt & Cross, at 1.5%, plus $1,773.00, effective rate 1.106%.
L.O.: Underberg & Kessler LLP, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.19%
Syosset Central School District
Sep 13, 2011 . . . . . . $25,000,000
Tax Anticipation Notes For 2011-12 Taxes.
Dated Sep 20, 2011.
Due Jun 22, 2012.
Purchased $25,000,000.00 by TD Securities, at 1.5%, plus $232,875.00, effective rate 0.2671%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.2771%
JPMorgan, Effective Rate 0.2776%
Jefferies, Effective Rate 0.2944%
Capital One, Effective Rate 0.44%
JPMorgan Chase, Effective Rate 0.63%
State Bank of LI, Effective Rate 0.71%
SOUTH CAROLINA
Lexington & Richland Counties School District No. 5
Sep 13, 2011 . . . . . . $17,500,000
General Obligation Bonds, Series 2011 (book entry).
Dated Sep 27, 2011.
Due Mar 1, 2012.
Purchased $17,500,000.00 by Piper Jaffray, at 1.0%, plus $58,625.00, effective rate 0.2162%.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Jefferies, Effective Rate 0.2232%
Morgan Keegan, Effective Rate 0.2712%
Citigroup, Effective Rate 0.2844%
Southwest Securities, Effective Rate 0.3305%
TD Securities, Effective Rate 0.3656%
Morgan Stanley, Effective Rate 0.475%
Oppenheimer, Effective Rate 0.6945%
TEXAS
Fort Bend County Municipal Utility District No. 50
Sep 13, 2011 . . . . . . $7,000,000
Unlimited Tax Bonds, Series 2011A (book entry).
Dated Sep 1, 2011.
Due Sep 1, 2013 to 2039.
Callable Sep 1, 2018 at par.
Winning bid: RBC Capital Mkts, at 97.5000, NIC 5.1481%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $25,000 | 3.00% | 1.50% | ||
9/1/14 | $25,000 | 3.00% | 2.00% | ||
9/1/15 | $25,000 | 3.00% | 2.50% | ||
9/1/16 | $25,000 | 3.00% | 2.75% | ||
9/1/17 | $25,000 | 3.00% | 3.00% | ||
9/1/18 | $25,000 | 3.25% | 3.25% | ||
9/1/19 | $50,000 | 3.50% | 3.50% | ||
9/1/20 | $50,000 | 3.75% | 3.75% | ||
9/1/21 | $50,000 | 4.00% | 4.00% | ||
9/1/22 | $50,000 | 4.20% | 4.20% | ||
9/1/23 | $50,000 | 4.40% | 4.40% | ||
9/1/24 | $50,000 | 4.50% | 4.50% | ||
9/1/25 | $75,000 | 4.60% | 4.60% | ||
9/1/26 | $75,000 | 4.70% | 4.70% | ||
9/1/27 | $75,000 | 4.75% | 4.75% | ||
9/1/28 | $75,000 | 4.75% | 4.80% | ||
9/1/29 | $75,000 | 4.75% | 4.90% | ||
9/1/34 | $475,000 | 4.875% | 5.00% | ||
9/1/39 | $5,700,000 | 5.10% | 5.10% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
GMS Group, NIC 5.1485%
SAMCO Cap Mkts, NIC 5.1898%
WISCONSIN
New Berlin (City)
Sep 13, 2011 . . . . . . $6,445,000
General Obligation Promissory Notes, Series 2011A (bank qualified) (book entry).
Dated Oct 4, 2011.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2018 at par.
Winning bid: Robert W. Baird, at 101.8694, TIC 1.561%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $650,000 | 0.35% | 0.35% | ||
6/1/13 | $540,000 | 0.45% | 0.45% | ||
6/1/14 | $650,000 | 2.00% | 0.50% | ||
6/1/15 | $660,000 | 2.00% | 0.60% | ||
6/1/16 | $675,000 | 2.00% | 0.90% | ||
6/1/17 | $650,000 | 2.00% | 1.15% | ||
6/1/18 | $665,000 | 2.00% | 1.40% | ||
6/1/19 | $675,000 | 2.00% | 1.70% | ||
6/1/20 | $700,000 | 2.00% | 1.90% | ||
6/1/21 | $580,000 | 2.00% | 2.05% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Jackson Securities Inc., Cronin & Co., Inc., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Wedbush Securities Inc, Corby Capital Markets, Inc., NW Capital Markets Inc..
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Morgan Keegan, TIC 1.5686%
BOSC, TIC 1.6029%
UMB Bank, TIC 1.6471%
BMO Harris Bank N.A., TIC 1.6514%
Piper Jaffray, TIC 1.6635%
Bankers' Bank, TIC 1.6743%
JPMorgan Chase, TIC 1.8496%
Three Lakes School District
Aug 31, 2011 . . . . . . $3,100,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Sep 14, 2011.
Due Aug 20, 2012.
Purchased $3,100,000.00 by Robert W. Baird, at 1.0%, plus $5,580.00, effective rate 0.8071%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
US Bancorp, Effective Rate 0.82%
Oppenheimer, Effective Rate 1.0768%
TAXABLE ISSUES
ARKANSAS
Fort Smith School District No. 100 of Sebastian County
Sep 13, 2011 . . . . . . $1,115,000
Construction Bonds (Qualified School Construction Bonds-Direct Payment), (Arkansas School District Credit Enhancement Program) (book entry).
Dated Oct 6, 2011.
Due Oct 1, 2029.
Non-callable.
Winning bid: Ross Sinclaire, at 98.0000, TIC 4.5389%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/29 | $1,115,000 | 4.375% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 4.6118%
Morgan Keegan, TIC 4.6124%
Fort Smith School District No. 100 of Sebastian County
Sep 13, 2011 . . . . . . $3,885,000
Construction Bonds (Qualified Zone Academy Bonds-Direct Payment), (Arkansas School District Credit Enhancement Program) (book entry).
Dated Oct 6, 2011.
Due Oct 1, 2029.
Non-callable.
Winning bid: Ross Sinclaire, at 98.5820, TIC 4.4151%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/29 | $3,885,000 | 4.30% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 4.6057%
Morgan Keegan, TIC 4.6967%
TEXAS
Gatesville (City)
Sep 13, 2011 . . . . . . $8,005,000
Tax and Utility System Surplus Revenue Certificates of Obligation, Taxable Series 2011 (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2012 to 2036.
Callable Sep 1, 2021 at par.
Winning bid: Morgan Keegan, at 100.0000, TIC 4.8324%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $190,000 | 4.00% | NRO | NRO | AGM |
9/1/13 | $165,000 | 4.00% | NRO | NRO | AGM |
9/1/14 | $175,000 | 4.00% | NRO | NRO | AGM |
9/1/15 | $185,000 | 4.25% | NRO | NRO | AGM |
9/1/16 | $195,000 | 4.375% | NRO | NRO | AGM |
9/1/17 | $205,000 | 4.25% | NRO | NRO | AGM |
9/1/18 | $215,000 | 4.25% | NRO | NRO | AGM |
9/1/19 | $225,000 | 4.25% | NRO | NRO | AGM |
9/1/20 | $240,000 | 4.25% | NRO | NRO | AGM |
9/1/21 | $250,000 | 4.25% | NRO | NRO | AGM |
9/1/22 | $265,000 | 4.25% | NRO | NRO | AGM |
9/1/23 | $280,000 | 4.25% | NRO | NRO | AGM |
9/1/24 | $295,000 | 4.40% | NRO | NRO | AGM |
9/1/25 | $310,000 | 4.50% | NRO | NRO | AGM |
9/1/29 | $1,430,000 | 4.75% | NRO | NRO | AGM |
9/1/36 | $3,380,000 | 5.10% | NRO | NRO | AGM |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., Dallas, TX.
Other bidders were:
Robert W. Baird, TIC 4.918%
Southwest Securities, TIC 4.9414%
FirstSouthwest, TIC 4.9995%
RBC Capital Mkts, TIC 5.2237%
WISCONSIN
Shorewood School District
Sep 13, 2011 . . . . . . $5,060,000
Taxable General Obligation Refunding Bonds, Series 2011A (book entry).
Dated Sep 27, 2011.
Due Apr 1, 2012 to 2031.
Callable Apr 1, 2021 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.4567%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/12 | $195,000 | 2.00% | 0.40% | ||
4/1/13 | $200,000 | 2.00% | 0.60% | ||
4/1/14 | $205,000 | 2.00% | 0.75% | ||
4/1/15 | $210,000 | 2.00% | 1.10% | ||
4/1/16 | $215,000 | 2.00% | 1.40% | ||
4/1/17 | $220,000 | 2.00% | 1.70% | ||
4/1/18 | $225,000 | 2.00% | 1.95% | ||
4/1/19 | $230,000 | 2.30% | 2.30% | ||
4/1/20 | $235,000 | 2.50% | 2.50% | ||
4/1/21 | $240,000 | 2.75% | 2.75% | ||
4/1/22 | $245,000 | 2.90% | 2.90% | ||
4/1/23 | $255,000 | 3.05% | 3.05% | ||
4/1/24 | $260,000 | 3.20% | 3.20% | ||
4/1/25 | $270,000 | 3.35% | 3.35% | ||
4/1/26 | $280,000 | 3.55% | 3.55% | ||
4/1/27 | $290,000 | 3.70% | 3.70% | ||
4/1/28 | $300,000 | 4.00% | 4.00% | ||
4/1/29 | $315,000 | 4.10% | 4.10% | ||
4/1/30 | $330,000 | 4.20% | 4.20% | ||
4/1/31 | $340,000 | 4.30% | 4.30% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Jackson Securities Inc., Cronin & Co., Inc., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Wedbush Securities Inc, Corby Capital Markets, Inc., NW Capital Markets Inc., William Blair & Company, LLC.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
BMO Harris Bank N.A., TIC 3.6377%
Northland Securities, TIC 3.8929%
Morgan Keegan, TIC 4.1245%