INDIANA
Penn Township of St. Joseph County
Sep 8, 2011 . . . . . . $450,000
Emergency Borrowing Note of 2011 (bank qualified) (book entry).
Dated Sep 21, 2011.
Due Jun 30, 2012 to Dec 30, 2012.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.3774%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/30/12 | $225,000 | 0.50% | 0.50% | SIP | |
| 12/30/12 | $225,000 | 0.75% | 0.75% | SIP |
F.A.: Cender and Company, L.L.C., Merrillville, IN.
Other bidders were:
PNC Capital Markets, NIC 2.1742%
IOWA
Council Bluffs (City)
Sep 12, 2011 . . . . . . $3,165,000
General Obligation Refunding Bonds, Series 2011A (bank qualified) (book entry).
Dated Oct 12, 2011.
Due Jun 1, 2013 to 2019.
Callable Jun 1, 2018 at par.
Winning bid: Piper Jaffray, at 103.0625, TIC 1.3254%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $415,000 | 2.00% | 0.45% | ||
| 6/1/14 | $425,000 | 2.00% | 0.55% | ||
| 6/1/15 | $440,000 | 2.00% | 0.70% | ||
| 6/1/16 | $450,000 | 2.00% | 1.00% | ||
| 6/1/17 | $465,000 | 2.00% | 1.25% | ||
| 6/1/18 | $480,000 | 2.00% | 1.50% | ||
| 6/1/19 | $490,000 | 2.00% | 1.75% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
UMB Bank, TIC 1.336%
Morgan Keegan, TIC 1.3374%
FTN Fin Cap Mkts, TIC 1.3376%
Hutchinson Shockey, TIC 1.3381%
Robert W. Baird, TIC 1.3589%
Northland Securities, TIC 1.3657%
Raymond James, TIC 1.3741%
BOSC, TIC 1.3743%
BMO Cap Mkts GKST, TIC 1.384%
D.A. Davidson, TIC 1.4197%
Incapital, TIC 1.6095%
Stifel Nicolaus, TIC 1.6136%
KANSAS
Johnson County Unified School District No. 229 (Blue Valley)
Sep 12, 2011 . . . . . . $38,805,000
General Obligation Refunding Bonds, Series 2011-B (book entry).
Dated Sep 15, 2011.
Due Oct 1, 2012 to 2018.
Non-callable.
Winning bid: BofA Merrill Lynch, at 110.1074, TIC 0.8457%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $7,370,000 | 2.00% | 0.18% | ||
| 10/1/13 | $6,765,000 | 4.00% | 0.30% | ||
| 10/1/14 | $7,055,000 | 4.00% | 0.38% | ||
| 10/1/15 | $5,085,000 | 4.00% | 0.54% | ||
| 10/1/16 | $5,295,000 | 4.00% | NRO | NRO | |
| 10/1/17 | $5,505,000 | 4.00% | NRO | NRO | |
| 10/1/18 | $1,730,000 | 3.00% | 1.45% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: George K. Baum & Co., Kansas City, MO.
Other bidders were:
Stifel Nicolaus, TIC 0.8795%
JPMorgan, TIC 0.884%
Citigroup, TIC 0.8872%
Wells Fargo Secs, TIC 0.9129%
Piper Jaffray, TIC 0.9154%
TD Securities, TIC 0.9192%
Robert W. Baird, TIC 0.9226%
Hutchinson Shockey, TIC 0.9286%
BMO Cap Mkts GKST, TIC 0.9426%
Guggenheim Secs, TIC 0.989%
Raymond James, TIC 1.1863%
MINNESOTA
Alden-Conger Independent School District #242
Sep 12, 2011 . . . . . . $960,000
General Obligation Refunding Bonds of 2011 (Minnesota SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Nov 8, 2011.
Due Feb 1, 2013 to 2017.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 1.0375%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $185,000 | 0.40% | NRO | NRO | |
| 2/1/14 | $195,000 | 0.50% | NRO | NRO | |
| 2/1/15 | $190,000 | 0.60% | NRO | NRO | |
| 2/1/16 | $195,000 | 1.00% | NRO | NRO | |
| 2/1/17 | $195,000 | 1.25% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Chanhassen (City)
Sep 12, 2011 . . . . . . $5,920,000
General Obligation Bonds, Series 2011A (bank qualified) (book entry).
Dated Oct 6, 2011.
Due Feb 1, 2013 to 2022.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 1.5827%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $220,000 | 0.30% | 0.30% | ||
| 2/1/14 | $645,000 | 0.40% | 0.40% | ||
| 2/1/15 | $655,000 | 0.50% | 0.50% | ||
| 2/1/16 | $655,000 | 0.85% | 0.85% | ||
| 2/1/17 | $665,000 | 1.15% | 1.15% | ||
| 2/1/18 | $680,000 | 1.35% | 1.35% | ||
| 2/1/19 | $695,000 | 1.60% | 1.60% | ||
| 2/1/20 | $705,000 | 1.85% | 1.85% | ||
| 2/1/21 | $725,000 | 2.10% | 2.10% | ||
| 2/1/22 | $275,000 | 2.20% | 2.20% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Raymond James, TIC 1.6578%
Stifel Nicolaus, TIC 1.6589%
Robert W. Baird, TIC 1.6645%
Morgan Keegan, TIC 1.6698%
JPMorgan, TIC 1.6892%
Piper Jaffray, TIC 1.6917%
BOSC, TIC 1.7759%
UMB Bank, TIC 1.8339%
Park Rapids Area Independent School District No. 309
Sep 12, 2011 . . . . . . $4,155,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2011A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 28, 2011.
Due Sep 28, 2012.
Purchased $4,155,000.00 by Piper Jaffray, at 1.0%, plus $22,478.55, effective rate 0.459%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Janney Montgomery, Effective Rate 0.467%
Wells Fargo Secs, Effective Rate 0.492%
Jefferies, Effective Rate 0.519%
Oppenheimer, Effective Rate 0.5654%
Taylors Falls (City)
Sep 12, 2011 . . . . . . $1,430,000
General Obligation Bonds, Series 2011A (bank qualified) (book entry).
Dated Sep 29, 2011.
Due Feb 1, 2012 to 2028.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 101.9113, TIC 2.6577%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $40,000 | 2.00% | 0.40% | ||
| 2/1/13 | $90,000 | 2.00% | 0.55% | ||
| 2/1/14 | $95,000 | 2.00% | 0.65% | ||
| 2/1/15 | $95,000 | 2.00% | 0.85% | ||
| 2/1/16 | $100,000 | 2.00% | 1.20% | ||
| 2/1/17 | $105,000 | 2.00% | 1.45% | ||
| 2/1/18 | $105,000 | 2.00% | 1.75% | ||
| 2/1/19 | $105,000 | 3.00% | 2.00% | ||
| 2/1/20 | $110,000 | 3.00% | 2.25% | ||
| 2/1/21 | $110,000 | 3.00% | 2.40% | ||
| 2/1/23 | $175,000 | 3.00% | 2.80% | ||
| 2/1/28 | $300,000 | 3.45% | 3.45% |
Other managers: CL King & Associates, SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Crews & Associates, Inc., Jackson Securities Inc., Cronin & Co., Inc., Wedbush Securities Inc, Corby Capital Markets, Inc., Dougherty & Company LLC, Isaak Bond Investments, Inc..
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 2.7015%
United Banker's Bk, TIC 2.8218%
NEW YORK
Colonie (Town)
Sep 12, 2011 . . . . . . $4,778,800
Bond Anticipation Notes, 2011, Series C (Renewals).
Dated Sep 16, 2011.
Due May 4, 2012.
Purchased $4,778,800.00 by First Niagara Bank, at 2.0%, effective rate 2.0%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 2.59%
Jefferies, Effective Rate 3.1289%
Oppenheimer, Effective Rate 3.6631%
Colonie (Town)
Sep 12, 2011 . . . . . . $6,671,200
Bond Anticipation Notes, 2011, Series B (Renewals).
Dated Sep 16, 2011.
Due May 4, 2012.
Purchased $6,671,200.00 by First Niagara Bank, at 3.0%, effective rate 3.0%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 3.492%
Oppenheimer, Effective Rate 4.2382%
NORTH DAKOTA
West Fargo Public School District No. 6
Sep 12, 2011 . . . . . . $67,200,000
General Obligation School Building Bonds, Series 2011 (book entry).
Dated Oct 5, 2011.
Due May 1, 2012 to 2031.
Callable May 1, 2021 at par.
Winning bid: Robert W. Baird, at 103.0269, TIC 3.4963%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $1,855,000 | 3.00% | NRO | NRO | |
| 5/1/13 | $2,180,000 | 4.00% | NRO | NRO | |
| 5/1/14 | $2,065,000 | 4.00% | NRO | NRO | |
| 5/1/15 | $1,625,000 | 4.00% | NRO | NRO | |
| 5/1/16 | $1,805,000 | 4.00% | NRO | NRO | |
| 5/1/17 | $1,985,000 | 3.00% | NRO | NRO | |
| 5/1/18 | $2,180,000 | 3.00% | NRO | NRO | |
| 5/1/19 | $2,385,000 | 3.00% | NRO | NRO | |
| 5/1/20 | $2,605,000 | 3.00% | NRO | NRO | |
| 5/1/21 | $2,840,000 | 4.00% | NRO | NRO | |
| 5/1/22 | $3,090,000 | 4.00% | NRO | NRO | |
| 5/1/23 | $3,365,000 | 4.00% | NRO | NRO | |
| 5/1/24 | $3,650,000 | 3.125% | NRO | NRO | |
| 5/1/25 | $3,965,000 | 3.25% | NRO | NRO | |
| 5/1/26 | $4,300,000 | 4.00% | NRO | NRO | |
| 5/1/27 | $4,655,000 | 4.00% | NRO | NRO | |
| 5/1/29 | $10,465,000 | 4.00% | NRO | NRO | |
| 5/1/31 | $12,185,000 | 4.00% | NRO | NRO |
Other managers: Fidelity Capital Markets, Coastal Securities Corp., CL King & Associates, Kildare Capital, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, SAMCO Capital Markets, Crews & Associates, Inc., Bank of New York Mellon Capital Markets, LLC, NW Capital Markets Inc., Stifel, Nicolaus & Co., Inc., FirstSouthwest, William Blair & Company, LLC, Vining-Sparks IBG, Limited Partnership, Southwest Securities, Inc., PNC Capital Markets, Davenport & Company LLC, Cronin & Co., Inc., BMO Capital Markets GKST, Inc, Northland Securities, Inc., Wedbush Securities Inc, Incapital LLC.
L.O.: Arntson & Stewart, Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Wells Fargo Secs, TIC 3.55%
Piper Jaffray, TIC 3.5546%
BofA Merrill Lynch, TIC 3.5659%
Citigroup, TIC 3.5719%
Prager Sealy, TIC 3.5745%
JPMorgan, TIC 3.6084%
Hutchinson Shockey, TIC 3.7307%
SOUTH DAKOTA
Milbank (City)
Sep 12, 2011 . . . . . . $3,080,000
Sales Tax Revenue Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 12, 2011.
Due Oct 1, 2012 to 2031.
Callable Oct 1, 2020 at par.
Winning bid: Northland Securities, at 99.4607, TIC 3.2419%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $120,000 | 1.875% | NRO | NRO | |
| 10/1/13 | $125,000 | 1.875% | 0.60% | ||
| 10/1/14 | $130,000 | 1.875% | 0.80% | ||
| 10/1/15 | $130,000 | 1.875% | 1.00% | ||
| 10/1/16 | $135,000 | 1.875% | 1.25% | ||
| 10/1/17 | $135,000 | 1.875% | 1.50% | ||
| 10/1/19 | $280,000 | 1.875% | NRO | NRO | |
| 10/1/22 | $440,000 | 2.50% | NRO | NRO | |
| 10/1/23 | $155,000 | 3.00% | 3.00% | ||
| 10/1/25 | $325,000 | 3.25% | NRO | NRO | |
| 10/1/27 | $345,000 | 3.50% | NRO | NRO | |
| 10/1/29 | $365,000 | 3.65% | 3.65% | ||
| 10/1/31 | $395,000 | 3.90% | NRO | NRO |
L.O.: Faegre & Benson, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Dougherty, TIC 3.5726%
TENNESSEE
Anderson County
Sep 12, 2011 . . . . . . $24,750,000
General Obligation Bonds, Series 2011D (book entry). $14,750,000
Dated Sep 28, 2011.
Due May 1, 2013 to 2035.
Callable May 1, 2020 at par.
Winning bid: Morgan Keegan, at 100.7033, TIC 3.7468%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/13 | $25,000 | 2.00% | 0.45% | ||
| 5/1/14 | $25,000 | 2.00% | 0.55% | ||
| 5/1/15 | $25,000 | 2.00% | 0.72% | ||
| 5/1/16 | $75,000 | 2.00% | 1.07% | ||
| 5/1/17 | $75,000 | 2.00% | 1.33% | ||
| 5/1/18 | $75,000 | 2.00% | 1.60% | ||
| 5/1/19 | $100,000 | 3.00% | 1.90% | ||
| 5/1/20 | $400,000 | 3.00% | 2.14% | ||
| 5/1/21 | $400,000 | 2.25% | 2.32% | ||
| 5/1/22 | $550,000 | 3.00% | 2.55% | ||
| 5/1/23 | $600,000 | 3.00% | 2.73% | ||
| 5/1/25 | $1,275,000 | 3.00% | 3.10% | ||
| 5/1/27 | $1,775,000 | 4.00% | 3.33% | ||
| 5/1/29 | $2,000,000 | 4.00% | 3.53% | ||
| 5/1/31 | $2,250,000 | 4.00% | 3.71% | ||
| 5/1/35 | $5,100,000 | 4.00% | 4.00% |
Rural Elementary School Bonds, Series 2011E (book entry). $2,000,000
Dated Sep 28, 2011.
Due May 1, 2012 to 2031.
Callable May 1, 2020 at par.
Winning bid: Morgan Keegan, at 100.7033, TIC 3.7468%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $25,000 | 2.00% | 0.35% | ||
| 5/1/13 | $25,000 | 2.00% | 0.45% | ||
| 5/1/14 | $25,000 | 2.00% | 0.55% | ||
| 5/1/15 | $25,000 | 2.00% | 0.72% | ||
| 5/1/16 | $25,000 | 2.00% | 1.07% | ||
| 5/1/17 | $25,000 | 2.00% | 1.33% | ||
| 5/1/18 | $25,000 | 2.00% | 1.60% | ||
| 5/1/19 | $25,000 | 3.00% | 1.90% | ||
| 5/1/20 | $25,000 | 3.00% | 2.14% | ||
| 5/1/25 | $125,000 | 3.00% | 3.10% | ||
| 5/1/27 | $325,000 | 4.00% | 3.33% | ||
| 5/1/28 | $315,000 | 3.50% | 3.50% | ||
| 5/1/31 | $1,010,000 | 4.00% | 3.71% |
Rural High School Bonds, Series 2011F (book entry). $8,000,000
Dated Sep 28, 2011.
Due May 1, 2012 to 2031.
Callable May 1, 2020 at par.
Winning bid: Morgan Keegan, at 100.7033, TIC 3.7468%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $25,000 | 2.00% | 0.35% | ||
| 5/1/13 | $25,000 | 2.00% | 0.45% | ||
| 5/1/14 | $25,000 | 2.00% | 0.55% | ||
| 5/1/15 | $125,000 | 2.00% | 0.72% | ||
| 5/1/16 | $135,000 | 2.00% | 1.07% | ||
| 5/1/17 | $150,000 | 2.00% | 1.33% | ||
| 5/1/18 | $155,000 | 2.00% | 1.60% | ||
| 5/1/19 | $175,000 | 3.00% | 1.90% | ||
| 5/1/20 | $185,000 | 3.00% | 2.14% | ||
| 5/1/21 | $190,000 | 3.00% | 2.32% | ||
| 5/1/22 | $200,000 | 3.00% | 2.55% | ||
| 5/1/23 | $215,000 | 3.00% | 2.73% | ||
| 5/1/25 | $445,000 | 3.00% | 3.10% | ||
| 5/1/27 | $1,825,000 | 4.00% | 3.33% | ||
| 5/1/29 | $1,975,000 | 4.00% | 3.53% | ||
| 5/1/31 | $2,150,000 | 4.00% | 3.71% |
Other managers: Duncan-Williams, Inc., Robert W. Baird & Co., Inc., Davenport & Company LLC, Coastal Securities Corp., Fidelity Capital Markets, CL King & Associates, Crews & Associates, Inc., Edward D. Jones & Co., Loop Capital Markets, LLC, Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, SAMCO Capital Markets, NW Capital Markets Inc., Ross, Sinclaire & Associates, Inc., Incapital LLC, Cronin & Co., Inc., FTN Financial Capital Markets, J.J.B. Hilliard, W.L. Lyons, Inc., Jackson Securities Inc., Northern Trust Company, SunTrust Robinson Humphrey, Synovus Securities, Inc, Wedbush Securities Inc, Southwest Securities, Inc., FirstSouthwest.
L.O.: Bass, Berry & Sims PLC, Knoxville, TN.
F.A.: Morgan Keegan & Co., Inc., Knoxville, TN; and Morgan Keegan, Knoxville, TN.
Other bidders were:
Morgan Stanley, TIC 3.7546%
Citigroup, TIC 3.7771%
Germantown (City)
Sep 12, 2011 . . . . . . $6,025,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Sep 28, 2011.
Due Dec 1, 2012 to 2031.
Callable Dec 1, 2021 at par.
Winning bid: Morgan Keegan, at 101.5842, TIC 2.5964%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $240,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $245,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $250,000 | 2.00% | NRO | NRO | |
| 12/1/15 | $255,000 | 2.00% | NRO | NRO | |
| 12/1/16 | $265,000 | 2.00% | NRO | NRO | |
| 12/1/17 | $270,000 | 2.00% | NRO | NRO | |
| 12/1/18 | $275,000 | 2.00% | NRO | NRO | |
| 12/1/19 | $280,000 | 2.00% | NRO | NRO | |
| 12/1/20 | $285,000 | 2.00% | NRO | NRO | |
| 12/1/21 | $290,000 | 2.00% | NRO | NRO | |
| 12/1/22 | $295,000 | 2.50% | NRO | NRO | |
| 12/1/23 | $305,000 | 2.50% | NRO | NRO | |
| 12/1/24 | $310,000 | 2.75% | NRO | NRO | |
| 12/1/25 | $320,000 | 2.75% | NRO | NRO | |
| 12/1/26 | $330,000 | 3.00% | NRO | NRO | |
| 12/1/27 | $340,000 | 3.00% | NRO | NRO | |
| 12/1/28 | $350,000 | 3.00% | NRO | NRO | |
| 12/1/29 | $360,000 | 3.125% | NRO | NRO | |
| 12/1/30 | $375,000 | 3.25% | NRO | NRO | |
| 12/1/31 | $385,000 | 3.25% | NRO | NRO |
L.O.: Adams & Reese LLP, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Raymond James, TIC 2.6342%
Robert W. Baird, TIC 2.6701%
Duncan-Williams, TIC 2.7278%
SunTrust Robinson, TIC 2.7701%
BMO Cap Mkts GKST, TIC 2.8676%
TEXAS
Fort Bend County Municipal Utility District No. 171
Sep 12, 2011 . . . . . . $4,270,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Sep 1, 2013 to 2036.
Callable Sep 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.0308, NIC 4.6281%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $80,000 | 5.00% | 1.25% | AGM | |
| 9/1/14 | $85,000 | 5.00% | 1.50% | AGM | |
| 9/1/15 | $90,000 | 5.00% | 1.75% | AGM | |
| 9/1/16 | $95,000 | 5.00% | 2.00% | AGM | |
| 9/1/17 | $100,000 | 5.00% | 2.00% | AGM | |
| 9/1/18 | $110,000 | 5.00% | 2.35% | AGM | |
| 9/1/19 | $115,000 | 5.00% | 2.70% | AGM | |
| 9/1/20 | $120,000 | 4.00% | 2.85% | AGM | |
| 9/1/21 | $130,000 | 4.00% | 3.00% | AGM | |
| 9/1/22 | $140,000 | 4.00% | 3.20% | AGM | |
| 9/1/24 | $300,000 | 4.00% | 3.60% | AGM | |
| 9/1/26 | $345,000 | 4.10% | 3.75% | AGM | |
| 9/1/31 | $1,080,000 | 4.30% | 4.40% | AGM | |
| 9/1/36 | $1,480,000 | 4.625% | 4.75% | AGM |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.7658%
Southwest Securities, NIC 4.9258%
Harris County Municipal Utility District No. 419
Sep 12, 2011 . . . . . . $13,000,000
Unlimited Tax Bonds, Series 2011 (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2013 to 2037.
Callable Sep 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.1667, NIC 4.7522%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $520,000 | 2.50% | 1.40% | ||
| 9/1/14 | $520,000 | 2.50% | 1.90% | ||
| 9/1/15 | $520,000 | 2.50% | 2.35% | ||
| 9/1/16 | $520,000 | 2.70% | 2.70% | ||
| 9/1/17 | $520,000 | 2.90% | 2.90% | ||
| 9/1/18 | $520,000 | 3.20% | 3.20% | ||
| 9/1/19 | $520,000 | 3.40% | 3.40% | ||
| 9/1/20 | $520,000 | 3.70% | 3.70% | ||
| 9/1/21 | $520,000 | 3.90% | 3.90% | ||
| 9/1/22 | $520,000 | 4.00% | 4.10% | ||
| 9/1/23 | $520,000 | 4.20% | 4.30% | ||
| 9/1/24 | $520,000 | 4.30% | 4.40% | ||
| 9/1/25 | $520,000 | 4.40% | 4.50% | ||
| 9/1/26 | $520,000 | 4.50% | 4.60% | ||
| 9/1/27 | $520,000 | 4.60% | 4.70% | ||
| 9/1/28 | $520,000 | 4.70% | 4.80% | ||
| 9/1/31 | $1,560,000 | 4.875% | 5.00% | ||
| 9/1/34 | $1,560,000 | 5.00% | 5.10% | ||
| 9/1/37 | $1,560,000 | 5.00% | 5.15% |
Other managers: Southwest Securities, Inc., Citigroup Global Markets, Inc..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 4.7937%
SAMCO Cap Mkts, NIC 4.7941%
Hutchinson Shockey, NIC 6.2375%
Trail of the Lakes Municipal Utility District
Sep 12, 2011 . . . . . . $4,940,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Apr 1, 2012 to 2031.
Callable Apr 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 97.8750, NIC 3.787%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $145,000 | 2.00% | 0.75% | AGM | |
| 4/1/13 | $150,000 | 2.00% | 0.85% | AGM | |
| 4/1/14 | $160,000 | 2.00% | 1.00% | AGM | |
| 4/1/15 | $170,000 | 2.00% | 1.20% | AGM | |
| 4/1/16 | $175,000 | 2.00% | 1.50% | AGM | |
| 4/1/17 | $185,000 | 2.00% | 1.75% | AGM | |
| 4/1/18 | $195,000 | 3.00% | 2.15% | AGM | |
| 4/1/19 | $205,000 | 3.00% | 2.45% | AGM | |
| 4/1/20 | $220,000 | 3.00% | 2.70% | AGM | |
| 4/1/21 | $230,000 | 3.00% | 2.87% | AGM | |
| 4/1/22 | $240,000 | 3.00% | 3.05% | AGM | |
| 4/1/23 | $255,000 | 3.50% | 3.23% | AGM | |
| 4/1/24 | $270,000 | 3.50% | 3.42% | AGM | |
| 4/1/25 | $285,000 | 3.50% | 3.56% | AGM | |
| 4/1/26 | $300,000 | 3.50% | 3.69% | AGM | |
| 4/1/27 | $315,000 | 4.00% | 3.80% | AGM | |
| 4/1/28 | $330,000 | 4.00% | 3.90% | AGM | |
| 4/1/29 | $350,000 | 4.00% | 4.00% | AGM | |
| 4/1/30 | $370,000 | 4.00% | 4.09% | AGM | |
| 4/1/31 | $390,000 | 4.00% | 4.18% | AGM |
L.O.: Vinson & Elkins, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 3.8773%
SAMCO Cap Mkts, NIC 3.8918%
WASHINGTON
Bellingham (City)
Sep 12, 2011 . . . . . . $42,655,000
Water and Sewer Revenue Bonds, 2011 (book entry).
Dated Sep 27, 2011.
Due Aug 1, 2012 to 2041.
Callable Aug 1, 2021 at par.
Winning bid: Fidelity Capital, at 107.4093, TIC 4.232%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $610,000 | 2.00% | 0.35% | ||
| 8/1/13 | $315,000 | 2.00% | 0.45% | ||
| 8/1/14 | $305,000 | 2.00% | 0.55% | ||
| 8/1/15 | $300,000 | 2.00% | 0.74% | ||
| 8/1/16 | $300,000 | 2.00% | 1.10% | ||
| 8/1/17 | $915,000 | 4.00% | 1.35% | ||
| 8/1/18 | $945,000 | 4.00% | 1.63% | ||
| 8/1/19 | $480,000 | 4.00% | 1.92% | ||
| 8/1/20 | $490,000 | 4.00% | 2.15% | ||
| 8/1/21 | $500,000 | 4.00% | 2.32% | ||
| 8/1/22 | $515,000 | 4.00% | 2.58% | ||
| 8/1/23 | $525,000 | 4.00% | 2.78% | ||
| 8/1/24 | $540,000 | 3.00% | 3.00% | ||
| 8/1/25 | $1,000,000 | 5.00% | 3.11% | ||
| 8/1/26 | $1,045,000 | 5.00% | 3.24% | ||
| 8/1/27 | $1,580,000 | 5.00% | 3.35% | ||
| 8/1/28 | $1,660,000 | 5.00% | 3.45% | ||
| 8/1/29 | $1,740,000 | 5.00% | 3.55% | ||
| 8/1/30 | $1,830,000 | 5.00% | 3.64% | ||
| 8/1/31 | $1,920,000 | 4.00% | 4.00% | ||
| 8/1/36 | $11,050,000 | 5.00% | 3.98% | ||
| 8/1/40 | $10,990,000 | 5.00% | 4.00% | ||
| 8/1/41 | $3,100,000 | 4.125% | 4.244% |
Other managers: Raymond James & Associates, Inc., UBS Financial Services, Inc..
L.O.: Pacifica Law Group, Seattle, WA.
F.A.: Seattle-Northwest Securities Corp., Seattle, WA.
Other bidders were:
Prager Sealy, TIC 4.238%
Morgan Stanley, TIC 4.2463%
BofA Merrill Lynch, TIC 4.2644%
BMO Cap Mkts GKST, TIC 4.2705%
Piper Jaffray, TIC 4.3115%
JPMorgan, TIC 4.3604%
Wells Fargo Secs, TIC 4.3884%
Hutchinson Shockey, TIC 4.3972%
WISCONSIN
Kewaskum School District
Sep 12, 2011 . . . . . . $2,700,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Sep 20, 2011.
Due Aug 30, 2012.
Purchased $2,700,000.00 by BMO Harris Bank N.A., at 1.0%, plus $7,290.00, effective rate 0.7141%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Wisconsin Public Finance Professional, LLC, Milwaukee, WI.
Other bidders were:
Robert W. Baird, Effective Rate 0.7681%
Oppenheimer, Effective Rate 0.8725%
BOSC, Effective Rate 0.8846%
Jefferies, Effective Rate 1.5044%
