ARKANSAS
Paris School District No. 7 of Logan County
Sep 7, 2011 . . . . . . $1,570,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Jun 1, 2013 to 2033.
Callable Dec 1, 2014 at par.
Winning bid: Morgan Keegan, at 98.2545, TIC 3.1292%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/13 | $20,000 | 1.00% | NRO | NRO | |
| 6/1/14 | $70,000 | 1.00% | NRO | NRO | |
| 6/1/16 | $130,000 | 1.00% | NRO | NRO | |
| 6/1/19 | $200,000 | 1.75% | NRO | NRO | |
| 6/1/22 | $205,000 | 2.25% | NRO | NRO | |
| 6/1/25 | $240,000 | 2.75% | NRO | NRO | |
| 6/1/28 | $235,000 | 3.125% | NRO | NRO | |
| 6/1/31 | $270,000 | 3.50% | NRO | NRO | |
| 6/1/33 | $200,000 | 3.625% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.2011%
Ross Sinclaire, TIC 3.2052%
FTN Fin Cap Mkts, TIC 3.2102%
Stephens, TIC 3.2625%
Paris School District No. 7 of Logan County
Sep 7, 2011 . . . . . . $2,130,000
Refunding Bonds, (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Jun 1, 2012 to 2033.
Callable Dec 1, 2014 at par.
Winning bid: Morgan Keegan, at 98.2602, TIC 3.1141%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $10,000 | 1.00% | NRO | NRO | |
| 6/1/13 | $85,000 | 1.00% | NRO | NRO | |
| 6/1/14 | $80,000 | 1.00% | NRO | NRO | |
| 6/1/16 | $165,000 | 1.00% | NRO | NRO | |
| 6/1/19 | $250,000 | 1.75% | NRO | NRO | |
| 6/1/22 | $280,000 | 2.25% | NRO | NRO | |
| 6/1/25 | $290,000 | 2.75% | NRO | NRO | |
| 6/1/27 | $225,000 | 3.00% | NRO | NRO | |
| 6/1/29 | $225,000 | 3.25% | NRO | NRO | |
| 6/1/31 | $250,000 | 3.50% | NRO | NRO | |
| 6/1/33 | $270,000 | 3.625% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.2177%
Crews & Associates, TIC 3.2297%
FTN Fin Cap Mkts, TIC 3.2905%
CALIFORNIA
Shoreline Unified School District
Sep 7, 2011 . . . . . . $5,270,000
2011 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Sep 27, 2011.
Due Aug 1, 2012 to 2026.
Callable Aug 1, 2020 at par.
Winning bid: Southwest Securities, at 102.8011, TIC 2.7%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $230,000 | 3.00% | 0.40% | ||
| 8/1/13 | $300,000 | 3.00% | 0.60% | ||
| 8/1/14 | $305,000 | 5.00% | 0.73% | ||
| 8/1/15 | $325,000 | 5.00% | 0.94% | ||
| 8/1/16 | $340,000 | 2.50% | 1.32% | ||
| 8/1/17 | $350,000 | 2.50% | 1.63% | ||
| 8/1/18 | $360,000 | 2.75% | 1.91% | ||
| 8/1/19 | $365,000 | 3.00% | 2.19% | ||
| 8/1/20 | $380,000 | 2.50% | 2.50% | ||
| 8/1/21 | $390,000 | 2.625% | 2.65% | ||
| 8/1/22 | $405,000 | 2.875% | 2.875% | ||
| 8/1/23 | $415,000 | 3.00% | 3.09% | ||
| 8/1/24 | $430,000 | 3.25% | 3.27% | ||
| 8/1/25 | $445,000 | 3.375% | 3.41% | ||
| 8/1/26 | $230,000 | 3.625% | 3.64% |
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Robert W. Baird, TIC 2.7041%
Morgan Stanley, TIC 2.8082%
Stone & Youngberg, TIC 2.8788%
Raymond James, TIC 3.0132%
ILLINOIS
Lombard School District No. 44
Sep 7, 2011 . . . . . . $1,280,000
General Obligation Limited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 4, 2011.
Due Dec 30, 2018 to 2019.
Non-callable.
Winning bid: BOSC, at 101.8698, TIC 2.2351%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/30/18 | $630,000 | 2.50% | NRO | NRO | |
| 12/30/19 | $650,000 | 2.50% | NRO | NRO |
Other managers: First Trust Portfolios, L.P..
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 2.3391%
Robert W. Baird, TIC 2.3837%
Bernardi Securities, TIC 2.6426%
IOWA
Holstein (City)
Sep 6, 2011 . . . . . . $300,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Jun 1, 2012 to 2019.
Callable Jun 1, 2016 at par.
Winning bid: UMB Bank, at 99.0500, TIC 2.1909%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $170,000 | 1.00% | NRO | NRO | |
| 6/1/19 | $130,000 | 2.25% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 2.3369%
United Bank, TIC 2.72%
Community Bank, TIC 3.15%
KANSAS
Osage City (City)
Sep 6, 2011 . . . . . . $870,000
General Obligation Sales Tax Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Dec 1, 2012 to 2019.
Callable Dec 1, 2016 at par.
Winning bid: UMB Bank, at n/a, NIC 1.616%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $95,000 | 0.50% | NRO | NRO | |
| 12/1/13 | $105,000 | 0.60% | NRO | NRO | |
| 12/1/14 | $110,000 | 0.70% | NRO | NRO | |
| 12/1/15 | $110,000 | 1.00% | NRO | NRO | |
| 12/1/16 | $110,000 | 1.30% | NRO | NRO | |
| 12/1/17 | $110,000 | 1.55% | NRO | NRO | |
| 12/1/18 | $115,000 | 1.85% | NRO | NRO | |
| 12/1/19 | $115,000 | 2.00% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Country Club Bank, NIC 1.811%
Commerce Bank, NIC 1.909%
Cooper Malone, NIC 2.115%
MASSACHUSETTS
Dover-Sherborn Regional School District
Sep 7, 2011 . . . . . . $440,000
Bond Anticipation Note (bank qualified).
Dated Sep 19, 2011.
Due Jun 29, 2012.
Purchased $440,000.00 by UniBank Fiscal Adv, at 0.9%, effective rate 0.9%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.9%
Georgetown (Town)
Sep 7, 2011 . . . . . . $364,968
Bond Anticipation Note (bank qualified).
Dated Sep 19, 2011.
Due Sep 19, 2012.
Purchased $364,970.00 by UniBank Fiscal Adv, at 0.9%, effective rate 0.9%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.9%
People's United Bk, Effective Rate 0.98%
Century Bk, Effective Rate 1.0%
Groton-Dunstable Regional School District
Sep 7, 2011 . . . . . . $18,045,000
State Qualified General Obligation Refunding Bonds (book entry).
Dated Sep 22, 2011.
Due Sep 1, 2012 to 2021.
Non-callable.
Winning bid: Morgan Stanley, at 110.1140, TIC 2.0163%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $1,900,000 | 2.00% | NRO | NRO | |
| 9/1/13 | $1,885,000 | 3.00% | NRO | NRO | |
| 9/1/14 | $1,855,000 | 4.00% | NRO | NRO | |
| 9/1/15 | $1,845,000 | 4.00% | NRO | NRO | |
| 9/1/16 | $1,840,000 | 5.00% | NRO | NRO | |
| 9/1/17 | $1,830,000 | 5.00% | NRO | NRO | |
| 9/1/18 | $1,795,000 | 2.00% | NRO | NRO | |
| 9/1/19 | $1,755,000 | 3.00% | NRO | NRO | |
| 9/1/20 | $1,725,000 | 5.00% | NRO | NRO | |
| 9/1/21 | $1,615,000 | 5.00% | NRO | NRO |
Other managers: Raymond James & Associates, Inc., US Bancorp Investments, Inc., Fidelity Capital Markets, FirstSouthwest.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 2.0826%
Robert W. Baird, TIC 2.1631%
Hanover (Town)
Sep 7, 2011 . . . . . . $6,000,000
General Obligation Bond Anticipation Notes Unlimited Tax (Renewals).
Dated Sep 15, 2011.
Due Sep 14, 2012.
Purchased $6,000,000.00 by TD Securities, at 1.0%, plus $39,900.00, effective rate 0.3331%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.346%
Jefferies, Effective Rate 0.4026%
Century Bk, Effective Rate 0.85%
Hanover (Town)
Sep 7, 2011 . . . . . . $15,635,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Sep 14, 2011.
Due May 15, 2013 to 2032.
Callable May 15, 2022 at par.
Winning bid: Janney Montgomery, at 108.6156, TIC 2.8659%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/13 | $1,020,000 | 3.00% | NRO | NRO | |
| 5/15/14 | $1,015,000 | 3.00% | 0.60% | ||
| 5/15/15 | $1,010,000 | 3.00% | 0.74% | ||
| 5/15/16 | $980,000 | 4.00% | 1.07% | ||
| 5/15/17 | $945,000 | 4.00% | 1.33% | ||
| 5/15/18 | $945,000 | 4.00% | 1.66% | ||
| 5/15/19 | $945,000 | 4.00% | 1.94% | ||
| 5/15/20 | $945,000 | 5.00% | 2.17% | ||
| 5/15/21 | $880,000 | 5.00% | 2.35% | ||
| 5/15/22 | $875,000 | 5.00% | NRO | NRO | |
| 5/15/23 | $875,000 | 4.00% | 2.74% | ||
| 5/15/24 | $875,000 | 3.00% | 3.00% | ||
| 5/15/25 | $815,000 | 3.125% | 3.25% | ||
| 5/15/26 | $695,000 | 3.25% | 3.40% | ||
| 5/15/27 | $485,000 | 4.00% | 3.54% | ||
| 5/15/28 | $485,000 | 4.00% | 3.64% | ||
| 5/15/29 | $485,000 | 4.00% | 3.74% | ||
| 5/15/30 | $470,000 | 4.00% | 3.83% | ||
| 5/15/31 | $445,000 | 4.00% | 3.92% | ||
| 5/15/32 | $445,000 | 4.00% | 4.00% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Morgan Stanley, TIC 2.8697%
Citigroup, TIC 2.9471%
Robert W. Baird, TIC 3.0455%
Hubbardston (Town)
Sep 7, 2011 . . . . . . $250,000
State Aid Anticipation Notes (bank qualified).
Dated Sep 16, 2011.
Due Mar 16, 2012.
Purchased $250,000.00 by People's United Bk, at 0.95%, effective rate 0.95%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Barre Savings Bk, Effective Rate 0.95%
Eastern Bk Cap Mkts, Effective Rate 0.95%
UniBank Fiscal Adv, Effective Rate 1.0%
Lowell (City)
Sep 7, 2011 . . . . . . $170,000
General Obligation Bonds Anticipation Notes Series A (Tax-Exempt) (renewal) (bank qualified).
Dated Sep 16, 2011.
Due Sep 14, 2012.
Purchased $170,000.00 by Century Bk, at 0.9%, effective rate 0.9%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 0.98%
Eastern Bk Cap Mkts, Effective Rate 1.5%
Lowell (City)
Sep 7, 2011 . . . . . . $1,410,000
General Obligation Bonds Anticipation Notes Series B (Taxable) (new money).
Dated Sep 16, 2011.
Due Sep 14, 2012.
Purchased $1,410,000.00 by Century Bk, at 1.1%, effective rate 1.1%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.239%
Jefferies, Effective Rate 1.2827%
Oppenheimer, Effective Rate 1.3649%
Lowell (City)
Sep 7, 2011 . . . . . . $7,120,000
General Obligation State Qualified Municipal Purpose Bonds of 2011 Bonds (bank qualified) (book entry).
Dated Sep 15, 2011.
Due Sep 1, 2012 to 2031.
Callable Sep 1, 2021 at par.
Winning bid: Janney Montgomery, at 105.5899, TIC 2.8745%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $410,000 | 2.00% | NRO | NRO | |
| 9/1/13 | $405,000 | 3.00% | 0.65% | ||
| 9/1/14 | $405,000 | 3.00% | 0.73% | ||
| 9/1/15 | $395,000 | 3.00% | 0.89% | ||
| 9/1/16 | $395,000 | 4.00% | 1.22% | ||
| 9/1/17 | $395,000 | 4.00% | 1.48% | ||
| 9/1/18 | $390,000 | 4.00% | 1.76% | ||
| 9/1/19 | $390,000 | 4.00% | 2.00% | ||
| 9/1/20 | $390,000 | 4.00% | 2.25% | ||
| 9/1/21 | $390,000 | 4.00% | 2.40% | ||
| 9/1/22 | $320,000 | 4.00% | NRO | NRO | |
| 9/1/23 | $320,000 | 4.00% | 2.80% | ||
| 9/1/24 | $320,000 | 3.00% | 3.00% | ||
| 9/1/25 | $315,000 | 3.00% | 3.10% | ||
| 9/1/28 | $945,000 | 3.30% | 3.40% | ||
| 9/1/31 | $935,000 | 3.55% | 3.65% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UBS Financial Svcs, TIC 2.883%
Robert W. Baird, TIC 2.9017%
Fidelity Capital, TIC 3.3173%
Triton Regional School District
Sep 7, 2011 . . . . . . $20,890,000
General Obligation School Refunding Bonds (book entry).
Dated Sep 15, 2011.
Due Apr 1, 2012 to 2021.
Non-callable.
Winning bid: JPMorgan, at 110.6474, TIC 1.8468%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $2,580,000 | 2.00% | S.B. | S.B. | |
| 4/1/13 | $2,195,000 | 3.00% | NRO | NRO | |
| 4/1/14 | $2,200,000 | 4.50% | NRO | NRO | |
| 4/1/15 | $2,220,000 | 5.00% | 0.95% | ||
| 4/1/16 | $2,290,000 | 5.00% | 1.30% | ||
| 4/1/17 | $2,310,000 | 5.00% | 1.58% | ||
| 4/1/18 | $2,305,000 | 5.00% | 1.89% | ||
| 4/1/19 | $2,245,000 | 4.00% | 2.17% | ||
| 4/1/20 | $1,285,000 | 4.00% | 2.40% | ||
| 4/1/21 | $1,260,000 | 3.00% | 2.65% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 1.8775%
Roosevelt & Cross, TIC 1.9178%
Guggenheim Secs, TIC 2.0063%
Fidelity Capital, TIC 2.1917%
Robert W. Baird, TIC 2.3168%
Weymouth (Town)
Sep 7, 2011 . . . . . . $2,290,000
General Obligation Bond Anticipation Notes (renewals) (bank qualified).
Dated Sep 16, 2011.
Due Nov 3, 2011.
Purchased $1,000,000.00 by Century Bk, at 0.5%, effective rate 0.5%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.659%
TD Securities, Effective Rate 0.6826%
Jefferies, Effective Rate 0.8538%
MINNESOTA
Waverly (City)
Sep 7, 2011 . . . . . . $1,625,000
General Obligation Refunding Bonds, Series 2011B (bank qualified) (book entry).
Dated Oct 4, 2011.
Due Feb 1, 2012 to 2024.
Callable Feb 1, 2019 at par.
Winning bid: Northland Securities, at 99.2503, TIC 2.8748%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $100,000 | 2.25% | 0.50% | ||
| 2/1/13 | $115,000 | 2.25% | 0.75% | ||
| 2/1/14 | $110,000 | 2.25% | 1.00% | ||
| 2/1/15 | $115,000 | 2.25% | 1.25% | ||
| 2/1/16 | $115,000 | 2.25% | 1.50% | ||
| 2/1/17 | $120,000 | 2.25% | 1.75% | ||
| 2/1/18 | $125,000 | 2.25% | 2.00% | ||
| 2/1/19 | $130,000 | 2.25% | 2.25% | ||
| 2/1/20 | $130,000 | 2.50% | 2.50% | ||
| 2/1/21 | $135,000 | 2.75% | 2.75% | ||
| 2/1/22 | $140,000 | 3.00% | 3.00% | ||
| 2/1/23 | $140,000 | 3.20% | 3.20% | ||
| 2/1/24 | $150,000 | 3.40% | 3.40% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
United Banker's Bk, TIC 2.8957%
NEW HAMPSHIRE
New Hampshire Municipal Bond Bank
Sep 7, 2011 . . . . . . $8,480,000
2011 Series C Bonds (book entry).
Dated Sep 21, 2011.
Due Jan 1, 2012 to 2026.
Callable Jan 1, 2021 at par.
Winning bid: Fidelity Capital, at 104.1398, TIC 2.5015%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $705,000 | 2.00% | NRO | NRO | |
| 1/1/13 | $535,000 | 2.00% | NRO | NRO | |
| 1/1/14 | $525,000 | 2.00% | NRO | NRO | |
| 1/1/15 | $520,000 | 3.00% | NRO | NRO | |
| 1/1/16 | $1,185,000 | 4.00% | NRO | NRO | |
| 1/1/17 | $520,000 | 3.00% | NRO | NRO | |
| 1/1/18 | $515,000 | 2.00% | NRO | NRO | |
| 1/1/19 | $510,000 | 3.00% | NRO | NRO | |
| 1/1/20 | $505,000 | 2.50% | NRO | NRO | |
| 1/1/21 | $500,000 | 3.00% | NRO | NRO | |
| 1/1/22 | $495,000 | 3.00% | NRO | NRO | |
| 1/1/23 | $495,000 | 3.00% | NRO | NRO | |
| 1/1/24 | $490,000 | 3.00% | NRO | NRO | |
| 1/1/25 | $490,000 | 4.00% | NRO | NRO | |
| 1/1/26 | $490,000 | 4.00% | NRO | NRO |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., US Bancorp Investments, Inc., FirstSouthwest.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 2.6442%
Robert W. Baird, TIC 2.6792%
Janney Montgomery, TIC 2.7182%
BofA Merrill Lynch, TIC 2.811%
NEW JERSEY
Alpine Borough
Sep 7, 2011 . . . . . . $1,122,950
Bond Anticipation Notes (bank qualified).
Dated Sep 14, 2011.
Due Feb 10, 2012.
Purchased $1,122,950.00 by Jefferies, at 1.5%, plus $1,495.00, effective rate 1.1717%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.1958%
Oppenheimer, Effective Rate 1.9925%
Cranbury Township
Sep 7, 2011 . . . . . . $781,048
Bond Anticipation Notes (bank qualified).
Dated Sep 16, 2011.
Due Sep 14, 2012.
Purchased $781,050.00 by Oppenheimer, at 2.0%, plus $273.00, effective rate 1.9649%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Eagleswood Township
Sep 7, 2011 . . . . . . $367,916
$327,616 General Improvement Bond Anticipation Notes and $40,300 Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Sep 16, 2011.
Due Sep 14, 2012.
Purchased $367,920.00 by TD Bank, N.A., at 2.95%, effective rate 2.95%.
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.9538%
Gloucester Township
Sep 7, 2011 . . . . . . $1,165,031
Bond Anticipation Notes of 2011, Series B (bank qualified).
Dated Sep 15, 2011.
Due Jun 6, 2012.
Purchased $1,165,030.00 by Jefferies, at 1.5%, plus $1,505.00, effective rate 1.322%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.4696%
Colonial Bk, FSB, Effective Rate 1.58%
Oppenheimer, Effective Rate 1.9474%
Harmony Township
Sep 7, 2011 . . . . . . $578,151
Bond Anticipation Notes (bank qualified).
Dated Sep 13, 2011.
Due Sep 12, 2012.
Purchased $578,150.00 by Skylands Management, at 1.55%, effective rate 1.55%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.4957%
Salem County
Sep 7, 2011 . . . . . . $3,000,000
Special Emergency Notes of 2011.
Dated Sep 15, 2011.
Due Sep 14, 2012.
Purchased $3,000,000.00 by Jefferies, at 1.5%, plus $9,452.00, effective rate 1.184%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bk, FSB, Effective Rate 1.58%
Oppenheimer, Effective Rate 1.5992%
TBGC Investment Corp, Effective Rate 2.25%
NEW YORK
Alden Village
Sep 7, 2011 . . . . . . $250,000
Public Improvement Serial Bonds for Highway Improvements-2011 (bank qualified) (book entry).
Dated Sep 20, 2011.
Due Sep 15, 2012 to 2021.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.6323%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/12 | $25,000 | 2.00% | NRO | NRO | |
| 9/15/13 | $25,000 | 2.00% | NRO | NRO | |
| 9/15/14 | $25,000 | 2.00% | NRO | NRO | |
| 9/15/15 | $25,000 | 2.25% | NRO | NRO | |
| 9/15/16 | $25,000 | 2.25% | NRO | NRO | |
| 9/15/17 | $25,000 | 2.25% | NRO | NRO | |
| 9/15/18 | $25,000 | 3.00% | NRO | NRO | |
| 9/15/19 | $25,000 | 3.00% | NRO | NRO | |
| 9/15/20 | $25,000 | 3.00% | NRO | NRO | |
| 9/15/21 | $25,000 | 3.20% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Sage Rutty, NIC 2.7097%
Alden Village
Sep 7, 2011 . . . . . . $1,073,000
Bond Anticipation Notes for Various Improvements-2011 (bank qualified).
Dated Sep 23, 2011.
Due Sep 20, 2012.
Purchased $1,073,000.00 by Roosevelt & Cross, at 2.0%, plus $1,245.00, effective rate 1.883%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.4683%
Binghamton City School District
Sep 7, 2011 . . . . . . $12,350,000
Bond Anticipation Notes, 2011 (Renewals) Series E.
Dated Sep 15, 2011.
Due Dec 29, 2011.
Purchased $12,350,000.00 by Jefferies, at 0.75%, plus $8,770.00, effective rate 0.5042%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.6331%
JPMorgan Chase, Effective Rate 0.88%
Morgan Stanley, Effective Rate 0.8915%
Oppenheimer, Effective Rate 1.4654%
Binghamton City School District
Sep 7, 2011 . . . . . . $21,060,000
Bond Anticipation Notes, 2011 (Renewals) Series D.
Dated Sep 15, 2011.
Due Jul 26, 2012.
Purchased $21,060,000.00 by Jefferies, at 1.25%, plus $99,615.00, effective rate 0.7025%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.8101%
Oppenheimer, Effective Rate 1.2705%
Morgan Stanley, Effective Rate 1.398%
Canandaigua City School District
Sep 7, 2011 . . . . . . $8,995,000
Bond Anticipation Notes, 2011 (New Issue) (bank qualified).
Dated Sep 21, 2011.
Due Jun 21, 2012.
Purchased $8,995,000.00 by Janney Montgomery, at 0.75%, plus n/a, effective rate n/a.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.0%
Jefferies, Effective Rate 1.1183%
Canandaigua NB&T, Effective Rate 1.15%
Oppenheimer, Effective Rate 1.7367%
Commack Union Free School District
Sep 7, 2011 . . . . . . $12,711,515
Bond Anticipation Notes-2011.
Dated Sep 14, 2011.
Due Sep 14, 2012.
Purchased $12,711,520.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.434%
Piper Jaffray, Effective Rate 0.45%
Jefferies, Effective Rate 0.496%
JPMorgan Chase, Effective Rate 0.62%
Capital One, Effective Rate 0.79%
State Bank of LI, Effective Rate 0.85%
Commack Union Free School District
Sep 7, 2011 . . . . . . $33,000,000
Tax Anticipation Notes for 2011-2012 Taxes.
Dated Sep 14, 2011.
Due Jun 28, 2012.
Purchased $33,000,000.00 by Janney Montgomery, at 1.5%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.2968%
Jefferies, Effective Rate 0.3408%
Piper Jaffray, Effective Rate 0.3931%
Morgan Stanley, Effective Rate 0.4124%
Flushing Comm Bk, Effective Rate 0.5%
JPMorgan Chase, Effective Rate 0.6%
State Bank of LI, Effective Rate 0.65%
Hauppauge Union Free School District
Sep 7, 2011 . . . . . . $23,000,000
Tax Anticipation Notes for 2011-2012 Taxes.
Dated Sep 15, 2011.
Due Jun 22, 2012.
Purchased $23,000,000.00 by TD Securities, at 1.5%, plus $214,360.00, effective rate 0.2887%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.3675%
JPMorgan, Effective Rate 0.3847%
Jefferies, Effective Rate 0.4234%
Flushing Comm Bk, Effective Rate 0.55%
JPMorgan Chase, Effective Rate 0.61%
State Bank of LI, Effective Rate 0.65%
Hudson City School District
Sep 7, 2011 . . . . . . $3,100,000
Bond Anticipation Notes, 2011A (Renewals) (bank qualified).
Dated Sep 28, 2011.
Due Jun 28, 2012.
Purchased $3,100,000.00 by Jefferies, at 1.5%, plus $127.00, effective rate 1.4945%.
L.O.: Rapport Meyers LLP, Rhinebeck, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.9827%
Moriah Central School District
Sep 7, 2011 . . . . . . $7,309,448
Bond Anticipation Notes, 2011 Series B (book entry).
Dated Sep 22, 2011.
Due Jul 26, 2012.
Purchased $7,309,450.00 by TD Securities, at 1.5%, plus $20,393.36, effective rate 1.1696%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.0335%
Oppenheimer, Effective Rate 1.2569%
Moriah Central School District
Sep 7, 2011 . . . . . . $8,830,000
Bond Anticipation Notes, 2011 Series A (Renewals) (book entry).
Dated Sep 22, 2011.
Due Dec 29, 2011.
Purchased $8,830,000.00 by TD Securities, at 1.25%, plus $7,328.90, effective rate 0.942%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.0792%
Oppenheimer, Effective Rate 1.6943%
South Huntington Union Free School District
Sep 7, 2011 . . . . . . $5,000,000
School District Serial Bonds - 2011 (book entry).
Dated Sep 21, 2011.
Due Mar 15, 2013 to 2030.
Callable Mar 15, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9999%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/13 | $250,000 | 2.25% | NRO | NRO | |
| 3/15/14 | $250,000 | 2.25% | NRO | NRO | |
| 3/15/15 | $250,000 | 2.25% | NRO | NRO | |
| 3/15/16 | $250,000 | 2.25% | NRO | NRO | |
| 3/15/17 | $250,000 | 2.25% | NRO | NRO | |
| 3/15/18 | $275,000 | 2.25% | NRO | NRO | |
| 3/15/19 | $275,000 | 2.25% | NRO | NRO | |
| 3/15/20 | $275,000 | 2.25% | NRO | NRO | |
| 3/15/21 | $275,000 | 2.25% | NRO | NRO | |
| 3/15/22 | $275,000 | 2.50% | NRO | NRO | |
| 3/15/23 | $275,000 | 2.75% | NRO | NRO | |
| 3/15/24 | $300,000 | 3.00% | NRO | NRO | |
| 3/15/25 | $300,000 | 3.00% | NRO | NRO | |
| 3/15/26 | $300,000 | 3.25% | NRO | NRO | |
| 3/15/27 | $300,000 | 3.375% | NRO | NRO | |
| 3/15/28 | $300,000 | 3.50% | NRO | NRO | |
| 3/15/29 | $300,000 | 3.50% | NRO | NRO | |
| 3/15/30 | $300,000 | 3.75% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Morgan Stanley, NIC 3.0241%
Janney Montgomery, NIC 3.1974%
Robert W. Baird, NIC 3.3987%
South Huntington Union Free School District
Sep 7, 2011 . . . . . . $25,000,000
Tax Anticipation Notes for 2011-2012 Taxes.
Dated Sep 21, 2011.
Due Jun 28, 2012.
Purchased $25,000,000.00 by TD Securities, at 1.5%, plus $235,250.00, effective rate 0.277%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan, Effective Rate 0.2857%
Morgan Stanley, Effective Rate 0.3472%
Jefferies, Effective Rate 0.413%
Janney Montgomery, Effective Rate 0.4286%
Capital One, Effective Rate 0.43%
JPMorgan Chase, Effective Rate 0.6%
State Bank of LI, Effective Rate 0.75%
Flushing Comm Bk, Effective Rate 0.8%
Taconic Hills Central School District at Craryville
Sep 7, 2011 . . . . . . $357,400
Bond Anticipation Notes, 2011 (Renewals) (bank qualified) (book entry).
Dated Sep 15, 2011.
Due Sep 14, 2012.
Purchased $357,400.00 by JPMorgan Chase, at 1.23%, effective rate 1.23%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
KeyBank NY, Effective Rate 1.27%
First Niagara Bank, Effective Rate 1.35%
Oppenheimer, Effective Rate 1.7079%
Roosevelt & Cross, Effective Rate 2.2326%
Watertown City School District
Sep 7, 2011 . . . . . . $15,975,000
Bond Anticipation Notes, 2011 (Renewals).
Dated Sep 15, 2011.
Due Jul 26, 2012.
Purchased $15,975,000.00 by TD Securities, at 1.25%, plus $97,607.25, effective rate 0.5427%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.5485%
Oppenheimer, Effective Rate 1.1791%
Waterville Central School District
Sep 7, 2011 . . . . . . $334,000
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Sep 15, 2011.
Due Sep 13, 2012.
Purchased $334,000.00 by Berkshire Bank, at 0.95%, effective rate 0.95%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.95%
Roosevelt & Cross, Effective Rate 2.2304%
Oppenheimer, Effective Rate 2.2365%
Adirondack Bank, Effective Rate 2.5%
SOUTH CAROLINA
Irmo Fire District
Sep 7, 2011 . . . . . . $3,000,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Sep 21, 2011.
Due Mar 1, 2012 to 2021.
Non-callable.
Winning bid: Robert W. Baird, at 102.6705, TIC 1.6329%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $250,000 | 2.00% | NRO | NRO | |
| 3/1/13 | $315,000 | 2.00% | NRO | NRO | |
| 3/1/14 | $325,000 | 2.00% | NRO | NRO | |
| 3/1/15 | $285,000 | 2.00% | NRO | NRO | |
| 3/1/16 | $290,000 | 2.00% | NRO | NRO | |
| 3/1/17 | $295,000 | 2.00% | NRO | NRO | |
| 3/1/18 | $300,000 | 2.00% | NRO | NRO | |
| 3/1/19 | $305,000 | 2.00% | NRO | NRO | |
| 3/1/20 | $315,000 | 2.00% | NRO | NRO | |
| 3/1/21 | $320,000 | 3.00% | NRO | NRO |
Other managers: Davenport & Company LLC, CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Crews & Associates, Inc., Edward D. Jones & Co., Duncan-Williams, Inc., SAMCO Capital Markets, Corby Capital Markets, Inc., Eastern Bank Capital Markets, Isaak Bond Investments, Inc., FTN Financial Capital Markets, Vining-Sparks IBG, Limited Partnership.
L.O.: Pope Zeigler, LLC, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
Morgan Keegan, TIC 1.7157%
UMB Bank, TIC 1.7491%
Fifth Third Sec, TIC 1.8445%
Incapital, TIC 1.9366%
BB&T Cap Mkts, TIC 2.26%
First Citizens Bk, TIC 3.06%
TEXAS
Harris County Municipal Utility District No. 468
Sep 7, 2011 . . . . . . $4,135,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2012 to 2032.
Callable Sep 1, 2019 at par.
Winning bid: RBC Capital Mkts, at 97.2500, NIC 4.7287%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $155,000 | 3.00% | 1.00% | ||
| 9/1/13 | $130,000 | 3.00% | 1.50% | ||
| 9/1/14 | $135,000 | 3.00% | 2.00% | ||
| 9/1/15 | $140,000 | 3.00% | 2.50% | ||
| 9/1/16 | $145,000 | 3.00% | 2.75% | ||
| 9/1/17 | $145,000 | 3.00% | 3.00% | ||
| 9/1/18 | $155,000 | 3.25% | 3.25% | ||
| 9/1/19 | $155,000 | 3.50% | 3.50% | ||
| 9/1/20 | $165,000 | 3.75% | 3.75% | ||
| 9/1/21 | $170,000 | 4.00% | 4.00% | ||
| 9/1/22 | $170,000 | 4.00% | 4.20% | ||
| 9/1/23 | $185,000 | 4.25% | 4.40% | ||
| 9/1/24 | $195,000 | 4.375% | 4.50% | ||
| 9/1/25 | $200,000 | 4.50% | 4.60% | ||
| 9/1/26 | $210,000 | 4.625% | 4.70% | ||
| 9/1/27 | $220,000 | 4.75% | 4.80% | ||
| 9/1/28 | $235,000 | 4.75% | 4.90% | ||
| 9/1/32 | $1,225,000 | 4.875% | 5.00% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
Southwest Securities, NIC 4.7907%
FirstSouthwest, NIC 4.943%
GMS Group, NIC 4.9773%
TAXABLE ISSUES
MICHIGAN
Green Oak Charter Township
Sep 7, 2011 . . . . . . $1,115,000
Green Oak Charter Township Hidden Lake Road Special Assessment Bonds, Series 2011 (Taxable) (book entry).
Dated Sep 1, 2011.
Due May 1, 2012 to 2021.
Non-callable.
Winning bid: Fifth Third Sec, at 98.0000, TIC 3.3057%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $60,000 | 0.85% | 0.85% | ||
| 5/1/13 | $100,000 | 1.10% | 1.10% | ||
| 5/1/14 | $105,000 | 1.40% | 1.40% | ||
| 5/1/15 | $105,000 | 1.80% | 1.80% | ||
| 5/1/16 | $110,000 | 2.00% | 2.00% | ||
| 5/1/17 | $115,000 | 2.50% | 2.50% | ||
| 5/1/18 | $120,000 | 2.80% | 2.80% | ||
| 5/1/19 | $125,000 | 3.20% | 3.20% | ||
| 5/1/20 | $135,000 | 3.55% | 3.55% | ||
| 5/1/21 | $140,000 | 3.80% | 3.80% |
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Robert W. Baird, TIC 3.3077%
BMO Cap Mkts GKST, TIC 3.5807%
Stifel Nicolaus, TIC 3.7196%
Comerica Securities, TIC 4.84%
