ILLINOIS
Galesburg (City)
Sep 6, 2011 . . . . . . $4,665,000
General Obligation Refunding Bonds, Series 2011A (bank qualified) (book entry). $265,000
Dated Oct 3, 2011.
Due Dec 30, 2012 to 2018.
Non-callable.
Winning bid: Bernardi Securities, at n/a, TIC 1.6811%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/30/12 | $35,000 | 2.00% | NRO | NRO | |
| 12/30/13 | $35,000 | 2.00% | NRO | NRO | |
| 12/30/14 | $35,000 | 2.00% | NRO | NRO | |
| 12/30/15 | $40,000 | 2.00% | NRO | NRO | |
| 12/30/16 | $40,000 | 2.50% | NRO | NRO | |
| 12/30/17 | $40,000 | 2.50% | NRO | NRO | |
| 12/30/18 | $40,000 | 3.00% | NRO | NRO |
General Obligation Refunding Bonds, Series 2011B (bank qualified) (book entry). $4,400,000
Dated Oct 3, 2011.
Due Dec 30, 2012 to 2019.
Non-callable.
Winning bid: Bernardi Securities, at n/a, TIC 1.6811%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/30/12 | $490,000 | 2.00% | NRO | NRO | |
| 12/30/13 | $525,000 | 2.00% | NRO | NRO | |
| 12/30/14 | $535,000 | 2.00% | NRO | NRO | |
| 12/30/15 | $545,000 | 2.00% | NRO | NRO | |
| 12/30/16 | $555,000 | 2.50% | NRO | NRO | |
| 12/30/17 | $565,000 | 2.50% | NRO | NRO | |
| 12/30/18 | $585,000 | 3.00% | NRO | NRO | |
| 12/30/19 | $600,000 | 3.00% | NRO | NRO |
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
BOSC, TIC 1.9835%
Hutchinson Shockey, TIC 2.1048%
BMO Cap Mkts GKST, TIC 2.1341%
Robert W. Baird, TIC 2.3036%
Raymond James, TIC 2.5031%
Incapital, TIC 2.5755%
Geneva (City)
Sep 6, 2011 . . . . . . $9,935,000
General Obligation Refunding Bonds (Electric System Alternate Revenue Source), Series 2011 (bank qualified) (book entry).
Dated Sep 27, 2011.
Due May 1, 2012 to 2021.
Non-callable.
Winning bid: BOSC, at n/a, TIC 2.2937%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $35,000 | 2.00% | 0.50% | ||
| 11/1/12 | $60,000 | 2.00% | 0.60% | ||
| 5/1/13 | $60,000 | 2.00% | 0.70% | ||
| 11/1/13 | $60,000 | 2.00% | 0.80% | ||
| 5/1/14 | $60,000 | 2.00% | 0.90% | ||
| 11/1/14 | $460,000 | 2.00% | 1.00% | ||
| 5/1/15 | $460,000 | 2.00% | 1.10% | ||
| 11/1/15 | $710,000 | 2.00% | 1.20% | ||
| 5/1/16 | $720,000 | 2.00% | 1.45% | ||
| 11/1/16 | $725,000 | 2.00% | 1.55% | ||
| 5/1/17 | $735,000 | 2.00% | 1.75% | ||
| 11/1/17 | $740,000 | 2.00% | 1.85% | ||
| 5/1/18 | $745,000 | 2.50% | 2.15% | ||
| 11/1/18 | $760,000 | 2.50% | 2.20% | ||
| 5/1/19 | $760,000 | 2.75% | 2.45% | ||
| 11/1/19 | $775,000 | 2.75% | 2.50% | ||
| 5/1/20 | $785,000 | 3.00% | 2.70% | ||
| 11/1/20 | $655,000 | 3.00% | 2.75% | ||
| 5/1/21 | $630,000 | 3.00% | 2.80% |
Other managers: First Trust Portfolios, L.P., Sterne, Agee & Leach, Inc.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 2.2975%
BMO Cap Mkts GKST, TIC 2.5502%
Glenview Village
Sep 6, 2011 . . . . . . $11,035,000
General Obligation Refunding Bonds, Series 2011 (book entry).
Dated Sep 27, 2011.
Due Dec 1, 2011 to 2012.
Non-callable.
Winning bid: PNC Capital Markets, at 101.6117, TIC 0.4132%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $5,575,000 | 1.50% | 0.15% | ||
| 12/1/12 | $5,460,000 | 3.00% | 0.25% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Morgan Stanley, TIC 0.4646%
Hutchinson Shockey, TIC 0.4878%
Piper Jaffray, TIC 0.4972%
BMO Cap Mkts GKST, TIC 0.5433%
Robert W. Baird, TIC 0.5616%
Jefferies, TIC 0.7106%
Lake Forest (City)
Sep 6, 2011 . . . . . . $2,415,000
General Obligation Refunding Bonds, Series 2011A (book entry).
Dated Sep 27, 2011.
Due Dec 15, 2011 to 2020.
Non-callable.
Winning bid: UBS Financial Svcs, at n/a, TIC 1.3677%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/11 | $15,000 | 2.00% | NRO | NRO | |
| 12/15/12 | $470,000 | 2.00% | NRO | NRO | |
| 12/15/13 | $480,000 | 2.00% | NRO | NRO | |
| 12/15/14 | $480,000 | 1.50% | NRO | NRO | |
| 12/15/15 | $325,000 | 1.50% | NRO | NRO | |
| 12/15/16 | $120,000 | 2.00% | NRO | NRO | |
| 12/15/17 | $125,000 | 2.25% | NRO | NRO | |
| 12/15/18 | $130,000 | 2.25% | NRO | NRO | |
| 12/15/19 | $130,000 | 3.00% | NRO | NRO | |
| 12/15/20 | $140,000 | 2.25% | NRO | NRO |
Other managers: J.P. Morgan Securities LLC, Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Guggenheim Secs, TIC 1.3711%
Morgan Stanley, TIC 1.4175%
BMO Cap Mkts GKST, TIC 1.44%
Robert W. Baird, TIC 1.4662%
Piper Jaffray, TIC 1.5697%
Hutchinson Shockey, TIC 1.8554%
Lake Forest (City)
Sep 6, 2011 . . . . . . $24,825,000
General Obligation Refunding Bonds, Series 2011B (book entry).
Dated Sep 27, 2011.
Due Dec 15, 2011 to 2023.
Callable Dec 15, 2019 at par.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.2314%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/11 | $190,000 | 1.00% | NRO | NRO | |
| 12/15/12 | $230,000 | 2.00% | NRO | NRO | |
| 12/15/13 | $1,870,000 | 2.00% | NRO | NRO | |
| 12/15/14 | $1,920,000 | 2.00% | NRO | NRO | |
| 12/15/15 | $1,955,000 | 2.00% | NRO | NRO | |
| 12/15/16 | $2,215,000 | 2.00% | NRO | NRO | |
| 12/15/17 | $2,270,000 | 2.50% | NRO | NRO | |
| 12/15/18 | $2,300,000 | 2.50% | NRO | NRO | |
| 12/15/19 | $2,400,000 | 2.50% | NRO | NRO | |
| 12/15/20 | $2,470,000 | 2.50% | NRO | NRO | |
| 12/15/21 | $2,530,000 | 2.50% | NRO | NRO | |
| 12/15/22 | $2,605,000 | 3.00% | NRO | NRO | |
| 12/15/23 | $1,870,000 | 3.00% | NRO | NRO |
Other managers: J.P. Morgan Securities LLC, Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Katten Muchin Rosenman LLP, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
BMO Cap Mkts GKST, TIC 2.2361%
Morgan Stanley, TIC 2.2435%
Robert W. Baird, TIC 2.2467%
Guggenheim Secs, TIC 2.2566%
Piper Jaffray, TIC 2.3484%
Hutchinson Shockey, TIC 2.4421%
BofA Merrill Lynch, TIC 2.6522%
KENTUCKY
Wayne County School District Finance Corporation
Sep 6, 2011 . . . . . . $2,377,000
School Building Revenue Bonds, Series of 2011 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 27, 2011.
Due Sep 1, 2012 to 2031.
Callable Sep 1, 2021 at par.
Winning bid: Stifel Nicolaus, at 98.1537, NIC 3.195%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $97,000 | 1.50% | 0.40% | ||
| 9/1/13 | $100,000 | 1.50% | 0.60% | ||
| 9/1/14 | $100,000 | 1.50% | 0.75% | ||
| 9/1/17 | $311,000 | 1.50% | 1.40% | ||
| 9/1/18 | $107,000 | 2.00% | 1.75% | ||
| 9/1/19 | $109,000 | 2.00% | 2.00% | ||
| 9/1/20 | $110,000 | 2.125% | 2.20% | ||
| 9/1/21 | $114,000 | 2.375% | 2.40% | ||
| 9/1/23 | $238,000 | 3.00% | 2.80% | ||
| 9/1/26 | $384,000 | 3.125% | 3.20% | ||
| 9/1/31 | $707,000 | 3.50% | 3.75% |
Other managers: Crews & Associates, Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Ross Sinclaire, NIC 3.2292%
J.J.B. Hilliard, NIC 3.7742%
MASSACHUSETTS
Bellingham (Town)
Sep 6, 2011 . . . . . . $6,985,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Sep 15, 2011.
Due Mar 15, 2013 to 2022.
Non-callable.
Winning bid: Robert W. Baird, at 109.5060, TIC 1.8598%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/13 | $605,000 | 3.00% | 0.50% | ||
| 3/15/14 | $625,000 | 3.00% | 0.55% | ||
| 3/15/15 | $645,000 | 4.00% | 0.75% | ||
| 3/15/16 | $675,000 | 2.00% | 1.05% | ||
| 3/15/17 | $690,000 | 2.00% | 1.30% | ||
| 3/15/18 | $700,000 | 3.00% | 1.60% | ||
| 3/15/19 | $720,000 | 4.00% | 1.80% | ||
| 3/15/20 | $745,000 | 4.00% | 2.00% | ||
| 3/15/21 | $775,000 | 4.00% | 2.20% | ||
| 3/15/22 | $805,000 | 4.00% | 2.40% |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Corby Capital Markets, Inc., SAMCO Capital Markets, Edward D. Jones & Co., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Stifel, Nicolaus & Co., Inc., Loop Capital Markets, LLC, Davenport & Company LLC, PNC Capital Markets, Wedbush Securities Inc, FTN Financial Capital Markets, NW Capital Markets Inc., Isaak Bond Investments, Inc..
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 1.9019%
Fidelity Capital, TIC 1.9243%
Morgan Keegan, TIC 1.9398%
Piper Jaffray, TIC 1.9576%
BMO Cap Mkts GKST, TIC 1.9712%
Roosevelt & Cross, TIC 1.984%
Wilbraham (Town)
Sep 6, 2011 . . . . . . $3,000,000
Bond Anticipation Note (bank qualified).
Dated Sep 20, 2011.
Due Jun 1, 2012.
Purchased $3,000,000.00 by Eastern Bk Cap Mkts, at 0.9%, effective rate 0.9%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 0.9%
People's United Bk, Effective Rate 0.98%
JPMorgan Chase, Effective Rate 0.99%
MINNESOTA
Isanti (City)
Sep 6, 2011 . . . . . . $790,000
General Obligation Improvement Bonds, Series 2011A (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Feb 1, 2013 to 2022.
Callable Feb 1, 2019 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.2295%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $140,000 | 0.60% | NRO | NRO | |
| 2/1/16 | $150,000 | 1.15% | NRO | NRO | |
| 2/1/18 | $160,000 | 1.75% | NRO | NRO | |
| 2/1/20 | $165,000 | 2.25% | NRO | NRO | |
| 2/1/22 | $175,000 | 2.70% | NRO | NRO |
L.O.: Briggs & Morgan, St. Paul, MN; and Briggs & Morgan, Minneapolis, MN.
F.A.: Northland Securities, Inc., Minneapolis, MN.
Other bidders were:
Bernardi Securities, TIC 2.5341%
Cronin, TIC 2.6633%
Hutchinson Shockey, TIC 3.2843%
Mahtomedi (City)
Sep 6, 2011 . . . . . . $3,525,000
General Obligation Bonds, Series 2011A (bank qualified) (book entry).
Dated Sep 28, 2011.
Due Feb 1, 2013 to 2027.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 102.8986, TIC 2.3431%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $210,000 | 2.00% | 0.40% | ||
| 2/1/14 | $245,000 | 2.00% | 0.50% | ||
| 2/1/15 | $250,000 | 2.00% | 0.65% | ||
| 2/1/16 | $255,000 | 2.00% | 1.00% | ||
| 2/1/17 | $265,000 | 2.00% | 1.30% | ||
| 2/1/18 | $265,000 | 2.00% | 1.55% | ||
| 2/1/19 | $270,000 | 2.50% | 1.80% | ||
| 2/1/20 | $275,000 | 3.00% | 2.00% | ||
| 2/1/21 | $285,000 | 3.00% | 2.20% | ||
| 2/1/22 | $290,000 | 3.00% | 2.40% | ||
| 2/1/24 | $345,000 | 3.00% | 2.75% | ||
| 2/1/26 | $375,000 | 3.00% | 3.00% | ||
| 2/1/27 | $195,000 | 3.15% | 3.15% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Crews & Associates, Inc., Jackson Securities Inc., Cronin & Co., Inc., FTN Financial Capital Markets, Wedbush Securities Inc, Corby Capital Markets, Inc., Dougherty & Company LLC, Vining-Sparks IBG, Limited Partnership, Isaak Bond Investments, Inc..
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
United Banker's Bk, TIC 2.3493%
Northland Securities, TIC 2.3671%
Piper Jaffray, TIC 2.3715%
BOSC, TIC 2.4266%
UMB Bank, TIC 2.5068%
NEW YORK
Central Islip Union Free School District
Sep 6, 2011 . . . . . . $13,550,000
Bond Anticipation Notes for Building Improvements-2011.
Dated Sep 15, 2011.
Due Sep 14, 2012.
Purchased $13,550,000.00 by Janney Montgomery, at 1.0%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.6343%
JPMorgan Chase, Effective Rate 0.67%
Capital One, Effective Rate 0.79%
Flushing Comm Bk, Effective Rate 0.9%
Oppenheimer, Effective Rate 0.9755%
Central Islip Union Free School District
Sep 6, 2011 . . . . . . $30,000,000
Tax Anticipation Notes for 2011-2012 Taxes.
Dated Sep 15, 2011.
Due Jun 28, 2012.
Purchased $30,000,000.00 by TD Securities, at 1.5%, plus $252,900.00, effective rate 0.4276%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.434%
Janney Montgomery, Effective Rate 0.5471%
Morgan Stanley, Effective Rate 0.5485%
Flushing Comm Bk, Effective Rate 0.8%
JPMorgan, Effective Rate 0.8276%
Oppenheimer, Effective Rate 0.9276%
Oppenheimer, Effective Rate 1.009%
Oppenheimer, Effective Rate 1.0777%
WISCONSIN
Marinette (City)
Sep 6, 2011 . . . . . . $1,090,000
General Obligation Promissory Notes, Series 2011 (bank qualified) (book entry).
Dated Sep 28, 2011.
Due Sep 1, 2013 to 2020.
Callable Sep 1, 2017 at par.
Winning bid: BMO Harris Bank N.A., at 101.5661, TIC 1.7639%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $300,000 | 2.00% | 0.60% | ||
| 9/1/14 | $75,000 | 2.00% | 0.85% | ||
| 9/1/15 | $90,000 | 2.00% | 1.00% | ||
| 9/1/16 | $100,000 | 2.00% | 1.35% | ||
| 9/1/17 | $105,000 | 2.00% | 1.55% | ||
| 9/1/18 | $135,000 | 2.00% | 1.85% | ||
| 9/1/19 | $140,000 | 2.10% | 2.10% | ||
| 9/1/20 | $145,000 | 2.30% | 2.30% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Bankers' Bank, TIC 1.8046%
BOSC, TIC 1.8788%
Robert W. Baird, TIC 1.9981%
Bernardi Securities, TIC 2.0051%
Rib Mountain (Town)
Sep 6, 2011 . . . . . . $750,000
General Obligation Promissory Notes, Series 2011 (bank qualified) (book entry).
Dated Sep 22, 2011.
Due Sep 1, 2012 to 2018.
Callable Sep 1, 2016 at par.
Winning bid: BOSC, at 102.7886, TIC 1.3267%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $25,000 | 2.00% | 0.30% | ||
| 9/1/13 | $130,000 | 2.00% | 0.40% | ||
| 9/1/14 | $120,000 | 2.00% | 0.50% | ||
| 9/1/15 | $115,000 | 2.00% | 0.65% | ||
| 9/1/16 | $120,000 | 2.00% | 1.00% | ||
| 9/1/17 | $120,000 | 2.00% | 1.30% | ||
| 9/1/18 | $120,000 | 2.00% | 1.60% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
UMB Bank, TIC 1.383%
Bankers' Bank, TIC 1.431%
Robert W. Baird, TIC 1.5597%
Bremer Bank, TIC 2.1858%
TAXABLE ISSUES
ARKANSAS
Omaha School District No. 6 of Boone County
Sep 6, 2011 . . . . . . $185,456
Construction Bonds, Series B (Qualified School Construction Bonds-Direct Payment) (book entry).
Dated Sep 27, 2011.
Due Sep 1, 2028.
Callable Sep 1, 2014 at par.
Winning bid: Crews & Associates, at 98.2750, TIC 5.1543%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/28 | $185,456 | 5.00% | 5.00% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
