WASHINGTON The Municipal Securities Rulemaking Board has filed a proposed rule with the Securities and Exchange Commission that would require muni advisors to establish supervisory systems to ensure they and their "associated persons" comply with SEC and MSRB rules.
MSRB Files Supervisory Rule for Muni Advisors
AUG 22, 2011 7:28pm ET
October 21-23, 2015San Francisco Marriott Marquis, San Francisco, CA
, New York, NY