CONNECTICUT
East Haddam (Town)
Aug 2, 2011 . . . . . . $720,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 10, 2011.
Due May 9, 2012.
Purchased $720,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $1,646.28, effective rate 0.944%.
L.O.: Updike, Kelly & Spellacy, P.C., Hartford, CT; and Updike, Kelly & Spellacy, P.C., New Haven, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Oppenheimer, Effective Rate 1.1248%
Waterford (Town)
Aug 2, 2011 . . . . . . $14,000,000
General Obligation Bonds, Issue of 2011 (book entry).
Dated Aug 1, 2011.
Due Aug 1, 2012 to 2030.
Callable Aug 1, 2020 at par.
Winning bid: Roosevelt & Cross, at 101.4558, TIC 3.152%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $740,000 | 4.00% | NRO | NRO | |
| 8/1/13 | $740,000 | 4.00% | NRO | NRO | |
| 8/1/14 | $740,000 | 2.00% | NRO | NRO | |
| 8/1/15 | $740,000 | 2.00% | NRO | NRO | |
| 8/1/16 | $740,000 | 4.00% | NRO | NRO | |
| 8/1/17 | $740,000 | 2.00% | NRO | NRO | |
| 8/1/18 | $740,000 | 2.00% | NRO | NRO | |
| 8/1/19 | $735,000 | 4.00% | NRO | NRO | |
| 8/1/20 | $735,000 | 2.50% | NRO | NRO | |
| 8/1/21 | $735,000 | 3.00% | NRO | NRO | |
| 8/1/22 | $735,000 | 3.00% | NRO | NRO | |
| 8/1/23 | $735,000 | 3.125% | NRO | NRO | |
| 8/1/24 | $735,000 | 3.25% | NRO | NRO | |
| 8/1/25 | $735,000 | 3.375% | NRO | NRO | |
| 8/1/26 | $735,000 | 3.50% | NRO | NRO | |
| 8/1/27 | $735,000 | 3.625% | NRO | NRO | |
| 8/1/28 | $735,000 | 3.75% | NRO | NRO | |
| 8/1/29 | $735,000 | 4.00% | NRO | NRO | |
| 8/1/30 | $735,000 | 4.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., CL King & Associates, UBS Financial Services, Inc..
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Janney Montgomery, TIC 3.2154%
Morgan Stanley, TIC 3.2197%
Barclays Capital, TIC 3.2528%
BofA Merrill Lynch, TIC 3.2579%
JPMorgan, TIC 3.2673%
Morgan Keegan, TIC 3.2914%
Piper Jaffray, TIC 3.3163%
Robert W. Baird, TIC 3.3197%
TD Securities, TIC 3.4463%
Waterford (Town)
Aug 2, 2011 . . . . . . $51,350,000
General Obligation Bond Anticipation Notes (book entry).
Dated Aug 11, 2011.
Due Mar 20, 2012.
Purchased $51,350,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $250,588.00, effective rate 0.1978%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Citigroup, Effective Rate 0.2225%
JPMorgan, Effective Rate 0.2241%
TD Securities, Effective Rate 0.2274%
Piper Jaffray, Effective Rate 0.2274%
Jefferies, Effective Rate 0.2487%
Jefferies, Effective Rate 0.2915%
Morgan Stanley, Effective Rate 0.3362%
Oppenheimer, Effective Rate 0.5518%
Woodbury (Town)
Aug 2, 2011 . . . . . . $1,330,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Aug 16, 2011.
Due Aug 15, 2012.
Purchased $1,330,000.00 by TD Securities, at 1.0%, plus $5,532.80, effective rate 0.5828%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.624%
Oppenheimer, Effective Rate 0.6636%
ILLINOIS
Wheeling Community Consolidated School District No. 21
Aug 2, 2011 . . . . . . $10,625,000
2010 Educational Purposes Tax Anticipation Warrants (book entry).
Dated Aug 11, 2011.
Due Apr 1, 2012.
Purchased $10,625,000.00 by Oppenheimer, at 1.25%, plus $57,481.00, effective rate 0.9101%.
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
TD Securities, Effective Rate 0.9356%
KENTUCKY
University of Louisville
Aug 2, 2011 . . . . . . $33,790,000
General Receipts Bonds, 2011 Series A (book entry).
Dated Aug 24, 2011.
Due Sep 1, 2012 to 2031.
Callable Sep 1, 2021 at par.
Winning bid: Guggenheim Secs, at 111.4093, TIC 3.5812%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $1,090,000 | 3.00% | NRO | NRO | |
| 9/1/13 | $1,125,000 | 3.00% | NRO | NRO | |
| 9/1/14 | $1,165,000 | 4.00% | NRO | NRO | |
| 9/1/15 | $1,210,000 | 4.00% | NRO | NRO | |
| 9/1/16 | $1,260,000 | 4.00% | NRO | NRO | |
| 9/1/17 | $1,310,000 | 4.00% | NRO | NRO | |
| 9/1/18 | $1,365,000 | 4.00% | NRO | NRO | |
| 9/1/19 | $1,420,000 | 4.00% | NRO | NRO | |
| 9/1/20 | $1,485,000 | 5.00% | NRO | NRO | |
| 9/1/21 | $1,565,000 | 5.00% | NRO | NRO | |
| 9/1/22 | $1,645,000 | 5.00% | NRO | NRO | |
| 9/1/23 | $1,730,000 | 5.00% | NRO | NRO | |
| 9/1/24 | $1,815,000 | 5.00% | NRO | NRO | |
| 9/1/25 | $1,910,000 | 5.00% | NRO | NRO | |
| 9/1/26 | $2,005,000 | 5.00% | NRO | NRO | |
| 9/1/27 | $2,110,000 | 5.00% | NRO | NRO | |
| 9/1/28 | $2,220,000 | 5.00% | NRO | NRO | |
| 9/1/29 | $2,330,000 | 5.00% | NRO | NRO | |
| 9/1/30 | $2,450,000 | 5.00% | 3.92% | ||
| 9/1/31 | $2,580,000 | 5.00% | 4.02% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Piper Jaffray, TIC 3.6192%
Barclays Capital, TIC 3.639%
Robert W. Baird, TIC 3.6916%
Prager Sealy, TIC 3.7107%
Morgan Stanley, TIC 3.7289%
JPMorgan, TIC 3.7529%
Citigroup, TIC 3.7959%
BofA Merrill Lynch, TIC 3.873%
Wells Fargo Secs, TIC 3.892%
MASSACHUSETTS
Hardwick (Town)
Aug 2, 2011 . . . . . . $70,000
Bond Anticipation Note (bank qualified).
Dated Aug 17, 2011.
Due Dec 22, 2011.
Purchased $70,000.00 by UniBank Fiscal Adv, at 1.05%, effective rate 1.05%.
Other bidders were:
People's United Bk, Effective Rate 1.08%
Eastern Bk Cap Mkts, Effective Rate 1.5%
MINNESOTA
Le Sueur-Henderson Independent School District No. 2397
Aug 2, 2011 . . . . . . $790,000
General Obligation Capital Facilities Bonds, Series 2011A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 24, 2011.
Due Feb 1, 2013 to 2026.
Callable Feb 1, 2019 at par.
Winning bid: Northland Securities, at 99.0000, TIC 3.1989%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/13 | $50,000 | 2.25% | 0.75% | ||
| 2/1/14 | $50,000 | 2.25% | 1.00% | ||
| 2/1/15 | $50,000 | 2.25% | 1.25% | ||
| 2/1/16 | $50,000 | 2.25% | 1.50% | ||
| 2/1/18 | $105,000 | 2.25% | 2.25% | ||
| 2/1/20 | $110,000 | 2.75% | 2.75% | ||
| 2/1/22 | $115,000 | 3.00% | 3.00% | ||
| 2/1/24 | $125,000 | 3.40% | 3.40% | ||
| 2/1/26 | $135,000 | 3.60% | 3.60% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
United Banker's Bk, TIC 3.3244%
Cronin, TIC 3.4546%
MONTANA
Flathead County
Aug 2, 2011 . . . . . . $800,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Aug 18, 2011.
Due Jul 1, 2012 to 2029.
Callable Jul 1, 2019 at par.
Winning bid: D.A. Davidson, at 101.6800, TIC 3.0348%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/12 | $35,000 | 3.00% | 0.20% | ||
| 7/1/13 | $35,000 | 3.00% | 0.40% | ||
| 7/1/14 | $35,000 | 3.00% | 0.61% | ||
| 7/1/15 | $35,000 | 3.00% | 0.82% | ||
| 7/1/16 | $40,000 | 3.00% | NRO | NRO | |
| 7/1/17 | $40,000 | 3.00% | NRO | NRO | |
| 7/1/18 | $40,000 | 3.00% | 1.87% | ||
| 7/1/19 | $40,000 | 3.00% | 2.19% | ||
| 7/1/20 | $45,000 | 3.00% | 2.46% | ||
| 7/1/23 | $135,000 | 3.00% | 2.85% | ||
| 7/1/25 | $100,000 | 3.125% | 3.20% | ||
| 7/1/27 | $105,000 | 3.40% | 3.40% | ||
| 7/1/29 | $115,000 | 3.60% | 3.60% |
L.O.: Dorsey & Whitney, Missoula, MT; and Dorsey & Whitney, Minneapolis, MN.
F.A.: D.A. Davidson & Co., Great Falls, MT.
NEW JERSEY
Bradley Beach Borough
Aug 2, 2011 . . . . . . $709,000
Bond Anticipation Notes (bank qualified).
Dated Aug 8, 2011.
Due Aug 8, 2012.
Purchased $709,000.00 by PNC Bank, at 2.21%, effective rate 2.21%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.4697%
Bridgewater Township
Aug 2, 2011 . . . . . . $6,350,000
Bond Anticipation Notes (bank qualified).
Dated Aug 10, 2011.
Due Apr 19, 2012.
Purchased $6,350,000.00 by TD Securities, at 1.25%, plus $37,782.50, effective rate 0.3898%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.473%
Oppenheimer, Effective Rate 0.7918%
Valley National Bank, Effective Rate 0.81%
Janney Montgomery, Effective Rate 0.8638%
Dover (Town)
Aug 2, 2011 . . . . . . $468,906
Parking Utility Bond Anticipation Notes, Series 2011B (bank qualified).
Dated Aug 9, 2011.
Due Mar 14, 2012.
Purchased $468,910.00 by TD Bank, N.A., at 1.15%, effective rate 1.15%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 1.25%
Oppenheimer, Effective Rate 2.5914%
Hackensack (City)
Aug 2, 2011 . . . . . . $8,336,000
$4,650,000 Tax Appeal Refunding Note; $2,736,000 Refunding Bond Anticipation Note and $950,000 Bond Anticipation Note (bank qualified).
Dated Aug 10, 2011.
Due May 4, 2012.
Purchased $8,336,000.00 by Valley National Bank, at 0.77%, effective rate 0.77%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.9586%
Oppenheimer, Effective Rate 1.0119%
Jefferies, Effective Rate 1.4145%
Lower Township
Aug 2, 2011 . . . . . . $2,125,000
Bond Anticipation Notes (bank qualified).
Dated Aug 11, 2011.
Due Aug 10, 2012.
Purchased $2,125,000.00 by Valley National Bank, at 1.01%, effective rate 1.01%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.3212%
Sturdy Savings Bk, Effective Rate 1.63%
Janney Montgomery, Effective Rate 1.7192%
Robbinsville Township
Aug 2, 2011 . . . . . . $2,715,000
Bond Anticipation Notes, 2011 Series B (bank qualified).
Dated Aug 9, 2011.
Due Aug 8, 2012.
Purchased $2,715,000.00 by Roma Bank, at 0.5%, effective rate 0.5%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Oppenheimer, Effective Rate 0.912%
TD Securities, Effective Rate 1.0056%
Janney Montgomery, Effective Rate 1.5333%
Jefferies, Effective Rate 1.573%
NEW YORK
Albany County Board of Cooperative Educational Services
Aug 2, 2011 . . . . . . $9,500,000
Revenue Anticipation Notes-2011.
Dated Aug 11, 2011.
Due Aug 10, 2012.
Purchased $9,500,000.00 by JPMorgan Chase, at 1.3%, effective rate 1.3%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.4218%
Oppenheimer, Effective Rate 1.5%
First Niagara Bank, Effective Rate 1.65%
Roosevelt & Cross, Effective Rate 1.8596%
Blasdell Village
Aug 2, 2011 . . . . . . $2,500,000
Bond Anticipation Notes for Water Improvements-2011 (bank qualified).
Dated Aug 10, 2011.
Due Aug 9, 2012.
Purchased $2,500,000.00 by JPMorgan Chase, at 1.14%, effective rate 1.14%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.3%
Oppenheimer, Effective Rate 1.3714%
Roosevelt & Cross, Effective Rate 1.3817%
M & T Bank, Effective Rate 1.61%
Greenburgh Central School District No. 7
Aug 2, 2011 . . . . . . $2,000,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified).
Dated Aug 15, 2011.
Due Oct 14, 2011.
Purchased $2,000,000.00 by JPMorgan Chase, at 0.67%, effective rate 0.67%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.6463%
Hadley Luzerne Central School District
Aug 2, 2011 . . . . . . $468,402
Bond Anticipation Notes, 2011 (bank qualified).
Dated Aug 10, 2011.
Due Aug 10, 2012.
Purchased $468,400.00 by FNB of Scotia, at 0.95%, effective rate 0.95%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.488%
Oppenheimer, Effective Rate 2.1037%
Lisbon Central School District
Aug 2, 2011 . . . . . . $3,810,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Aug 11, 2011.
Due Jun 29, 2012.
Purchased $3,810,000.00 by TD Securities, at 1.25%, plus $10,172.70, effective rate 0.9477%.
L.O.: Schwerzmann & Wise, P.C., Watertown, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1735%
Jefferies & Company, Effective Rate 1.1862%
Janney Montgomery, Effective Rate 1.3709%
Lockport City School District
Aug 2, 2011 . . . . . . $21,394,807
Bond Anticipation Notes, 2011.
Dated Aug 10, 2011.
Due Aug 9, 2012.
Purchased $10,000,000.00 by TD Securities, at 1.5%, plus $74,200.00, effective rate 0.7559%.
Purchased $10,000,000.00 by JPMorgan Chase, at 0.76%, effective rate 0.76%.
Purchased $1,394,810.00 by Jefferies & Company, at 1.5%, plus $9,680.03, effective rate 0.8041%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies & Company, Effective Rate 0.8041%
Janney Montgomery, Effective Rate 0.8298%
Oppenheimer, Effective Rate 0.8513%
TD Securities, Effective Rate 0.8562%
Morgan Stanley, Effective Rate 1.0403%
First Niagara Bank, Effective Rate 1.45%
M & T Bank, Effective Rate 1.86%
Oyster Bay-East Norwich Central School District
Aug 2, 2011 . . . . . . $4,000,000
Tax Anticipation Notes For 2011-2012 Taxes (bank qualified).
Dated Aug 15, 2011.
Due Jun 22, 2012.
Purchased $4,000,000.00 by TD Securities, at 1.0%, plus $17,000.00, effective rate 0.5016%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.57%
Flushing Comm Bk, Effective Rate 0.65%
Janney Montgomery, Effective Rate 0.7505%
Jefferies & Company, Effective Rate 0.9546%
Port Washington Union Free School District
Aug 2, 2011 . . . . . . $20,000,000
Tax Anticipation Notes for 2011-2012 Taxes.
Dated Aug 11, 2011.
Due Jun 21, 2012.
Purchased $20,000,000.00 by JPMorgan, at 1.5%, plus $205,266.40, effective rate 0.3081%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies & Company, Effective Rate 0.3782%
TD Securities, Effective Rate 0.4089%
Jefferies & Company, Effective Rate 0.4142%
Oppenheimer, Effective Rate 0.5153%
Capital One, Effective Rate 0.53%
Morgan Stanley, Effective Rate 0.5385%
JPMorgan Chase, Effective Rate 0.54%
Oppenheimer, Effective Rate 0.5849%
State Bank of LI, Effective Rate 0.6%
Oppenheimer, Effective Rate 0.6546%
Oppenheimer, Effective Rate 0.7243%
Flushing Comm Bk, Effective Rate 0.85%
Schuylerville Central School District
Aug 2, 2011 . . . . . . $204,378
Bond Anticipation Notes, 2011 (New Issue) (bank qualified).
Dated Aug 16, 2011.
Due Jun 22, 2012.
Purchased $204,380.00 by FNB of Scotia, at 0.95%, effective rate 0.95%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.26%
Glens Falls Natl Bk, Effective Rate 1.34%
First Niagara Bank, Effective Rate 1.75%
Scotia Glenville Central School District
Aug 2, 2011 . . . . . . $10,755,219
Bond Anticipation Notes, 2011.
Dated Aug 11, 2011.
Due Aug 10, 2012.
Purchased $10,755,220.00 by Jefferies & Company, at 1.5%, plus $90,455.00, effective rate 0.6566%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.6567%
Janney Montgomery, Effective Rate 0.771%
JPMorgan Chase, Effective Rate 0.83%
Oppenheimer, Effective Rate 0.8803%
First Niagara Bank, Effective Rate 1.45%
Roosevelt & Cross, Effective Rate 1.8626%
South Orangetown Central School District
Aug 2, 2011 . . . . . . $3,750,000
School District Serial Bonds-Series 2011 (bank qualified) (book entry).
Dated Aug 9, 2011.
Due Aug 1, 2012 to 2026.
Callable Aug 1, 2018 at par.
Winning bid: Morgan Keegan, at 102.8261, TIC 2.7935%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $225,000 | 3.00% | NRO | NRO | |
| 8/1/13 | $225,000 | 3.00% | NRO | NRO | |
| 8/1/14 | $225,000 | 3.00% | NRO | NRO | |
| 8/1/15 | $230,000 | 3.00% | NRO | NRO | |
| 8/1/16 | $230,000 | 3.00% | NRO | NRO | |
| 8/1/17 | $235,000 | 3.00% | NRO | NRO | |
| 8/1/18 | $235,000 | 3.00% | NRO | NRO | |
| 8/1/19 | $240,000 | 3.00% | NRO | NRO | |
| 8/1/20 | $250,000 | 3.00% | NRO | NRO | |
| 8/1/21 | $255,000 | 3.00% | NRO | NRO | |
| 8/1/22 | $260,000 | 3.00% | NRO | NRO | |
| 8/1/23 | $270,000 | 3.00% | NRO | NRO | |
| 8/1/24 | $280,000 | 3.50% | NRO | NRO | |
| 8/1/25 | $290,000 | 3.50% | NRO | NRO | |
| 8/1/26 | $300,000 | 3.50% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, TIC 2.8164%
Roosevelt & Cross, TIC 2.822%
Raymond James, TIC 2.8775%
Robert W. Baird, TIC 3.1564%
Bernardi Securities, TIC 3.1736%
TD Securities, TIC 3.5392%
South Orangetown Central School District
Aug 2, 2011 . . . . . . $5,000,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified).
Dated Aug 9, 2011.
Due Jun 29, 2012.
Purchased $5,000,000.00 by JPMorgan Chase, at 0.67%, effective rate 0.67%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 0.7024%
Janney Montgomery, Effective Rate 0.7561%
Oppenheimer, Effective Rate 0.9039%
Jefferies & Company, Effective Rate 0.9948%
Tarrytowns Union Free School District
Aug 2, 2011 . . . . . . $19,245,000
Bond Anticipation Notes for School Building Improvements-2011.
Dated Aug 11, 2011.
Due Aug 10, 2012.
Purchased $12,000,000.00 by Janney Montgomery, at 1.0%, n/a, effective rate n/a.
Purchased $7,245,000.00 by Jefferies & Company, at 1.5%, plus $81,435.00, effective rate 0.3729%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.4485%
Jefferies & Company, Effective Rate 0.4551%
Morgan Stanley, Effective Rate 0.7987%
JPMorgan Chase, Effective Rate 0.86%
Oppenheimer, Effective Rate 0.8813%
PENNSYLVANIA
State Public School Building Authority
Aug 2, 2011 . . . . . . $4,445,000
College Revenue Bonds (Community College of Allegheny County Project), Series of 2011 (book entry).
Dated Aug 30, 2011.
Due Jul 15, 2012 to 2025.
Callable Jul 15, 2019 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.6954%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/12 | $130,000 | 3.00% | NRO | NRO | AGM |
| 7/15/13 | $280,000 | 2.00% | NRO | NRO | AGM |
| 7/15/14 | $285,000 | 2.00% | NRO | NRO | AGM |
| 7/15/15 | $295,000 | 2.00% | NRO | NRO | AGM |
| 7/15/16 | $300,000 | 2.50% | NRO | NRO | AGM |
| 7/15/17 | $305,000 | 3.00% | NRO | NRO | AGM |
| 7/15/18 | $320,000 | 3.00% | NRO | NRO | AGM |
| 7/15/19 | $325,000 | 3.00% | NRO | NRO | AGM |
| 7/15/20 | $340,000 | 3.00% | NRO | NRO | AGM |
| 7/15/21 | $345,000 | 3.25% | NRO | NRO | AGM |
| 7/15/22 | $360,000 | 3.50% | NRO | NRO | AGM |
| 7/15/23 | $370,000 | 3.625% | NRO | NRO | AGM |
| 7/15/24 | $390,000 | 3.75% | NRO | NRO | AGM |
| 7/15/25 | $400,000 | 3.75% | NRO | NRO | AGM |
Other managers: Kildare Capital, Inc., Edward D. Jones & Co., Davenport & Company LLC, Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Southwest Securities, Inc., Vining-Sparks IBG, Limited Partnership, Crews & Associates, Inc., Ross, Sinclaire & Associates, Inc., Duncan-Williams, Inc., Jackson Securities Inc..
L.O.: Houston Harbaugh, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
UBS Financial Svcs, TIC 3.3479%
Boenning&Scattergood, TIC 3.3585%
Janney Montgomery, TIC 3.359%
Morgan Stanley, TIC 3.5812%
TEXAS
Gavleston County Municipal Utility District No. 31
Aug 2, 2011 . . . . . . $2,500,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Aug 1, 2011.
Due Apr 1, 2015 to 2039.
Callable Apr 1, 2018 at par.
Winning bid: GMS Group, at 97.0000, NIC 6.2792%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/15 | $50,000 | 5.75% | NRO | NRO | |
| 4/1/16 | $50,000 | 5.75% | NRO | NRO | |
| 4/1/17 | $50,000 | 5.50% | NRO | NRO | |
| 4/1/18 | $50,000 | 5.50% | NRO | NRO | |
| 4/1/19 | $50,000 | 4.90% | NRO | NRO | |
| 4/1/20 | $50,000 | 5.00% | NRO | NRO | |
| 4/1/24 | $250,000 | 5.50% | NRO | NRO | |
| 4/1/30 | $550,000 | 6.00% | NRO | NRO | |
| 4/1/39 | $1,400,000 | 6.25% | NRO | NRO |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Montgomery County Municipal Utility District No. 112
Aug 2, 2011 . . . . . . $4,700,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Aug 1, 2011.
Due Oct 1, 2012 to 2035.
Callable Oct 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.2000, NIC 5.1993%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/12 | $55,000 | 4.00% | 2.50% | ||
| 10/1/13 | $100,000 | 4.00% | 2.75% | ||
| 10/1/14 | $110,000 | 4.00% | 3.00% | ||
| 10/1/15 | $115,000 | 4.00% | 3.50% | ||
| 10/1/16 | $120,000 | 4.00% | 3.75% | ||
| 10/1/17 | $125,000 | 4.00% | 3.90% | ||
| 10/1/18 | $135,000 | 4.00% | 4.00% | ||
| 10/1/19 | $140,000 | 4.10% | 4.10% | ||
| 10/1/20 | $150,000 | 4.25% | 4.25% | ||
| 10/1/21 | $160,000 | 4.40% | 4.40% | ||
| 10/1/22 | $170,000 | 4.50% | 4.50% | ||
| 10/1/23 | $180,000 | 4.60% | 4.60% | ||
| 10/1/24 | $190,000 | 4.70% | 4.70% | ||
| 10/1/25 | $200,000 | 4.80% | 4.85% | ||
| 10/1/27 | $435,000 | 5.00% | 5.00% | ||
| 10/1/29 | $485,000 | 5.00% | 5.125% | ||
| 10/1/31 | $545,000 | 5.20% | 5.25% | ||
| 10/1/35 | $1,285,000 | 5.30% | 5.375% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
GMS Group, NIC 5.2437%
UTAH
Davis County
Aug 2, 2011 . . . . . . $5,000,000
Tax and Revenue Anticipation Notes, Series 2011 (bank qualified) (book entry).
Dated Aug 11, 2011.
Due Dec 29, 2011.
Purchased $5,000,000.00 by JPMorgan, at 1.5%, plus $25,450.00, effective rate 0.1713%.
L.O.: Ballard Spahr LLP, Salt Lake City, UT.
F.A.: Zions Bank Public Finance, Salt Lake City, UT.
Other bidders were:
Zions First Natl Bk, Effective Rate 0.2241%
Jefferies, Effective Rate 0.2402%
Janney Montgomery, Effective Rate 0.407%
WISCONSIN
De Pere (City)
Aug 2, 2011 . . . . . . $1,565,000
General Obligation Promissory Notes, Series 2011B (bank qualified) (book entry).
Dated Aug 15, 2011.
Due Dec 1, 2012 to 2020.
Callable Dec 1, 2018 at par.
Winning bid: Bernardi Securities, at 101.7000, TIC 1.6968%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/12 | $430,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $215,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $215,000 | 2.00% | NRO | NRO | |
| 12/1/15 | $195,000 | 2.00% | NRO | NRO | |
| 12/1/16 | $200,000 | 2.00% | NRO | NRO | |
| 12/1/18 | $150,000 | 2.00% | NRO | NRO | |
| 12/1/20 | $160,000 | 2.70% | NRO | NRO |
L.O.: Foley & Lardner, Milwaukee, WI.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BOSC, TIC 1.7003%
UMB Bank, TIC 1.7194%
Robert W. Baird, TIC 1.7495%
BMO Cap Mkts GKST, TIC 1.7969%
Ozaukee County
Aug 2, 2011 . . . . . . $4,600,000
General Obligation County Building Bonds (bank qualified) (book entry).
Dated Aug 24, 2011.
Due Mar 1, 2012 to 2031.
Callable Mar 1, 2021 at par.
Winning bid: Morgan Keegan, at 101.9079, TIC 3.1849%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $165,000 | 2.00% | NRO | NRO | |
| 3/1/13 | $170,000 | 2.00% | NRO | NRO | |
| 3/1/14 | $175,000 | 3.00% | NRO | NRO | |
| 3/1/15 | $180,000 | 3.00% | NRO | NRO | |
| 3/1/16 | $180,000 | 3.00% | NRO | NRO | |
| 3/1/17 | $185,000 | 3.00% | NRO | NRO | |
| 3/1/18 | $195,000 | 3.00% | NRO | NRO | |
| 3/1/19 | $200,000 | 3.00% | NRO | NRO | |
| 3/1/20 | $205,000 | 3.00% | NRO | NRO | |
| 3/1/21 | $215,000 | 3.00% | NRO | NRO | |
| 3/1/22 | $225,000 | 3.00% | NRO | NRO | |
| 3/1/23 | $235,000 | 3.00% | NRO | NRO | |
| 3/1/24 | $240,000 | 3.00% | NRO | NRO | |
| 3/1/25 | $255,000 | 3.125% | NRO | NRO | |
| 3/1/26 | $265,000 | 3.25% | NRO | NRO | |
| 3/1/27 | $275,000 | 3.50% | NRO | NRO | |
| 3/1/28 | $290,000 | 3.50% | NRO | NRO | |
| 3/1/29 | $300,000 | 3.75% | NRO | NRO | |
| 3/1/30 | $315,000 | 4.00% | NRO | NRO | |
| 3/1/31 | $330,000 | 4.00% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 3.2595%
Piper Jaffray, TIC 3.2948%
Raymond James, TIC 3.3988%
Stifel Nicolaus, TIC 3.4236%
BMO Cap Mkts GKST, TIC 3.431%
BOSC, TIC 3.4588%
TAXABLE ISSUES
ARKANSAS
Parkers Chapel School District No. 35 of Union County
Aug 2, 2011 . . . . . . $925,000
Construction Bonds (Qualified School Cosntruction Bonds-Direct Payment) (book entry).
Dated Sep 1, 2011.
Due Sep 1, 2028.
Callable Sep 1, 2016 at par.
Winning bid: Ross Sinclaire, at 98.6570, TIC 4.6956%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/28 | $925,000 | 4.58% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 4.8435%
Crews & Associates, TIC 4.8795%
FTN Fin Cap Mkts, TIC 5.0294%
NEW JERSEY
Glassboro Borough
Aug 2, 2011 . . . . . . $4,827,135
Taxable Bond Anticipation Notes of 2011, Series A.
Dated Aug 10, 2011.
Due Aug 9, 2012.
Purchased $4,827,140.00 by Newfield Natl Bk, at 1.25%, effective rate 1.25%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Bank of America, Effective Rate 1.39%
Oppenheimer, Effective Rate 1.898%
Jefferies, Effective Rate 1.97%
Hackensack (City)
Aug 2, 2011 . . . . . . $1,004,000
Refunding Bond Anticipation Note (Federally Taxable).
Dated Aug 10, 2011.
Due May 4, 2012.
Purchased $1,004,000.00 by Jefferies, at 2.25%, plus $143.00, effective rate 2.2306%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.3602%
WISCONSIN
Greendale Village
Aug 2, 2011 . . . . . . $2,150,000
Taxable General Obligation Community Development Bonds, Series 2011A (book entry).
Dated Aug 23, 2011.
Due Dec 1, 2015 to 2030.
Callable Dec 1, 2020 at par.
Winning bid: M&I Marshall, at 99.4643, TIC 4.55%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $75,000 | 2.25% | 1.65% | ||
| 12/1/16 | $85,000 | 2.375% | 2.05% | ||
| 12/1/17 | $95,000 | 2.75% | 2.45% | ||
| 12/1/18 | $105,000 | 3.125% | 2.90% | ||
| 12/1/19 | $110,000 | 3.50% | 3.25% | ||
| 12/1/20 | $120,000 | 3.75% | 3.55% | ||
| 12/1/21 | $125,000 | 4.00% | 3.75% | ||
| 12/1/22 | $130,000 | 4.125% | 3.90% | ||
| 12/1/23 | $135,000 | 4.25% | 4.10% | ||
| 12/1/24 | $140,000 | 4.40% | 4.25% | ||
| 12/1/25 | $150,000 | 4.50% | 4.35% | ||
| 12/1/26 | $160,000 | 4.75% | 4.50% | ||
| 12/1/27 | $165,000 | 5.00% | 4.75% | ||
| 12/1/28 | $175,000 | 5.00% | 4.875% | ||
| 12/1/29 | $185,000 | 5.25% | 5.00% | ||
| 12/1/30 | $195,000 | 5.25% | 5.10% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Superior (City)
Aug 2, 2011 . . . . . . $6,800,000
Taxable General Obligation Refunding Bonds, Series 2011A (book entry).
Dated Aug 23, 2011.
Due Mar 1, 2012 to 2029.
Callable Mar 1, 2020 at par.
Winning bid: Robert W. Baird, at 98.9719, TIC 3.4825%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $415,000 | 0.40% | S.B. | S.B. | |
| 3/1/13 | $440,000 | 0.75% | 0.75% | ||
| 3/1/14 | $450,000 | 1.00% | 1.00% | ||
| 3/1/15 | $465,000 | 1.40% | 1.40% | ||
| 3/1/16 | $485,000 | 1.80% | 1.80% | ||
| 3/1/17 | $500,000 | 2.25% | 2.25% | ||
| 3/1/18 | $530,000 | 2.65% | 2.65% | ||
| 3/1/19 | $485,000 | 3.00% | 3.00% | ||
| 3/1/20 | $515,000 | 3.35% | 3.35% | ||
| 3/1/21 | $545,000 | 3.55% | 3.55% | ||
| 3/1/22 | $565,000 | 3.70% | 3.70% | ||
| 3/1/23 | $585,000 | 3.85% | 3.85% | ||
| 3/1/25 | $345,000 | 4.20% | 4.20% | ||
| 3/1/27 | $275,000 | 4.45% | 4.45% | ||
| 3/1/29 | $200,000 | 4.75% | 4.75% |
Other managers: Coastal Securities Corp., SAMCO Capital Markets, Davenport & Company LLC, Loop Capital Markets, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Jackson Securities Inc., Cronin & Co., Inc., Isaak Bond Investments, Inc., FTN Financial Capital Markets, Corby Capital Markets, Inc., NW Capital Markets Inc., UMB Bank, N.A..
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BMO Cap Mkts GKST, TIC 3.4914%
Sterne Agee, TIC 3.5913%
Northland Securities, TIC 3.6543%
Morgan Keegan, TIC 3.8199%
Stifel Nicolaus, TIC 3.8983%
