CONNECTICUT
Branford (Town)
Jul 26, 2011 . . . . . . $2,975,000
General Obligation Bond Anticipation Notes (book entry).
Dated Aug 18, 2011.
Due Aug 16, 2012.
Purchased $2,975,000.00 by Piper Jaffray, at 1.5%, plus $34,123.24, effective rate 0.3466%.
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.389%
Jefferies, Effective Rate 0.4697%
TD Securities, Effective Rate 0.5756%
Janney Montgomery, Effective Rate 0.6004%
Oppenheimer, Effective Rate 0.8574%
Branford (Town)
Jul 26, 2011 . . . . . . $13,080,000
General Obligation Bonds, Issue of 2011, Series B (book entry).
Dated Aug 18, 2011.
Due Aug 15, 2012 to 2026.
Callable Aug 15, 2016 at par.
Winning bid: Janney Montgomery, at 103.2197, TIC 2.8126%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $625,000 | 3.00% | 0.25% | ||
| 8/15/13 | $625,000 | 4.00% | 0.50% | ||
| 8/15/14 | $850,000 | 4.00% | 0.75% | ||
| 8/15/15 | $925,000 | 4.00% | 1.00% | ||
| 8/15/16 | $925,000 | 4.00% | 1.34% | ||
| 8/15/17 | $925,000 | 4.00% | 1.69% | ||
| 8/15/18 | $925,000 | 2.00% | 2.00% | ||
| 8/15/19 | $925,000 | 2.25% | 2.30% | ||
| 8/15/20 | $925,000 | 4.00% | 2.61% | ||
| 8/15/21 | $925,000 | 3.00% | 2.78% | ||
| 8/15/22 | $925,000 | 3.00% | 3.00% | ||
| 8/15/23 | $925,000 | 3.00% | 3.15% | ||
| 8/15/24 | $925,000 | 3.25% | 3.35% | ||
| 8/15/25 | $925,000 | 3.40% | 3.50% | ||
| 8/15/26 | $805,000 | 3.50% | 3.55% |
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Barclays Capital, TIC 2.8289%
Fidelity Capital, TIC 2.8762%
UBS Financial Svcs, TIC 2.9414%
Piper Jaffray, TIC 2.9896%
Prager Sealy, TIC 3.013%
JPMorgan, TIC 3.1068%
Robert W. Baird, TIC 3.2611%
IOWA
Coralville (City)
Jul 26, 2011 . . . . . . $10,005,000
General Obligation Annual Appropriation Urban Renewal Certificates of Participation, Series 2011F (book entry).
Dated Aug 11, 2011.
Due Jun 1, 2014 to 2030.
Callable Jun 1, 2020 at par.
Winning bid: Hutchinson Shockey, at 98.2085, TIC 4.3029%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $260,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $500,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $500,000 | 3.00% | NRO | NRO | |
| 6/1/17 | $580,000 | 3.00% | NRO | NRO | |
| 6/1/18 | $300,000 | 3.25% | NRO | NRO | |
| 6/1/19 | $675,000 | 3.50% | NRO | NRO | |
| 6/1/20 | $1,165,000 | 4.00% | NRO | NRO | |
| 6/1/21 | $1,040,000 | 4.00% | NRO | NRO | |
| 6/1/22 | $1,130,000 | 4.10% | NRO | NRO | |
| 6/1/23 | $460,000 | 4.10% | NRO | NRO | |
| 6/1/24 | $440,000 | 4.20% | NRO | NRO | |
| 6/1/26 | $925,000 | 4.25% | NRO | NRO | |
| 6/1/28 | $965,000 | 4.50% | NRO | NRO | |
| 6/1/30 | $1,065,000 | 4.75% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Ely (City)
Jul 25, 2011 . . . . . . $765,000
General Obligation Capital Loan Notes, Series 2011B (bank qualified) (book entry).
Dated Aug 1, 2011.
Due Jun 1, 2013 to 2021.
Callable Jun 1, 2017 at par.
Winning bid: UMB Bank, at 99.3700, TIC 2.1899%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/14 | $120,000 | 0.80% | NRO | NRO | |
| 6/1/16 | $185,000 | 1.50% | NRO | NRO | |
| 6/1/17 | $110,000 | 1.80% | NRO | NRO | |
| 6/1/18 | $110,000 | 2.10% | NRO | NRO | |
| 6/1/19 | $115,000 | 2.30% | NRO | NRO | |
| 6/1/21 | $125,000 | 2.80% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Northland Securities, TIC 2.5033%
D.A. Davidson, TIC 2.5294%
Farmers & Merchants, TIC 2.7857%
MASSACHUSETTS
Charlton (Town)
Jul 26, 2011 . . . . . . $880,000
Bond Anticipation Notes (bank qualified).
Dated Aug 4, 2011.
Due Aug 3, 2012.
Purchased $880,000.00 by People's United Bk, at 1.05%, effective rate 1.05%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 1.05%
UniBank Fiscal Adv, Effective Rate 1.05%
Southeastern Regional Vocational Technical School District
Jul 26, 2011 . . . . . . $6,102,000
General Obligation State Qualified School Bonds (bank qualified) (book entry).
Dated Aug 24, 2011.
Due Sep 1, 2012 to 2036.
Callable Sep 1, 2021 at par.
Winning bid: Robert W. Baird, at 102.0959, TIC 3.7131%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $212,000 | 2.00% | NRO | NRO | |
| 9/1/13 | $220,000 | 2.00% | NRO | NRO | |
| 9/1/14 | $225,000 | 2.00% | NRO | NRO | |
| 9/1/15 | $230,000 | 3.00% | NRO | NRO | |
| 9/1/16 | $235,000 | 3.00% | NRO | NRO | |
| 9/1/17 | $170,000 | 3.00% | NRO | NRO | |
| 9/1/18 | $175,000 | 3.00% | NRO | NRO | |
| 9/1/19 | $180,000 | 4.00% | NRO | NRO | |
| 9/1/20 | $190,000 | 4.00% | NRO | NRO | |
| 9/1/21 | $195,000 | 4.00% | NRO | NRO | |
| 9/1/22 | $205,000 | 4.00% | NRO | NRO | |
| 9/1/23 | $210,000 | 4.00% | NRO | NRO | |
| 9/1/24 | $220,000 | 4.00% | NRO | NRO | |
| 9/1/25 | $230,000 | 4.00% | NRO | NRO | |
| 9/1/26 | $240,000 | 3.50% | NRO | NRO | |
| 9/1/27 | $245,000 | 3.625% | NRO | NRO | |
| 9/1/31 | $1,085,000 | 4.00% | NRO | NRO | |
| 9/1/36 | $1,635,000 | 4.125% | NRO | NRO |
Other managers: Eastern Bank Capital Markets, Coastal Securities Corp., Kildare Capital, Inc., Corby Capital Markets, Inc., SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., NW Capital Markets Inc., Stifel, Nicolaus & Co., Inc., Loop Capital Markets, LLC, Davenport & Company LLC, Wedbush Securities Inc, Jackson Securities Inc., FTN Financial Capital Markets.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UBS Financial Svcs, TIC 3.8446%
Janney Montgomery, TIC 4.2382%
Raymond James, TIC 4.2851%
MICHIGAN
Portage (City)
Jul 26, 2011 . . . . . . $1,175,000
Special Assessment Bonds, Series 2011 (bank qualified) (book entry).
Dated Aug 1, 2011.
Due Dec 1, 2015 to 2034.
Callable Dec 1, 2020 at par.
Winning bid: Comerica Securities, at n/a, TIC 4.98%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $30,000 | 2.50% | NRO | NRO | |
| 12/1/16 | $35,000 | 2.50% | NRO | NRO | |
| 12/1/17 | $35,000 | 3.25% | NRO | NRO | |
| 12/1/18 | $40,000 | 3.25% | NRO | NRO | |
| 12/1/19 | $45,000 | 3.75% | NRO | NRO | |
| 12/1/20 | $50,000 | 4.00% | NRO | NRO | |
| 12/1/21 | $50,000 | 4.00% | NRO | NRO | |
| 12/1/22 | $50,000 | 4.25% | NRO | NRO | |
| 12/1/23 | $55,000 | 4.65% | NRO | NRO | |
| 12/1/24 | $55,000 | 4.65% | NRO | NRO | |
| 12/1/25 | $60,000 | 4.65% | NRO | NRO | |
| 12/1/26 | $60,000 | 4.65% | NRO | NRO | |
| 12/1/27 | $65,000 | 5.00% | NRO | NRO | |
| 12/1/28 | $65,000 | 5.00% | NRO | NRO | |
| 12/1/29 | $70,000 | 5.00% | NRO | NRO | |
| 12/1/30 | $75,000 | 5.00% | NRO | NRO | |
| 12/1/31 | $75,000 | 5.25% | NRO | NRO | |
| 12/1/32 | $80,000 | 5.25% | NRO | NRO | |
| 12/1/33 | $90,000 | 5.25% | NRO | NRO | |
| 12/1/34 | $90,000 | 5.25% | NRO | NRO |
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
MINNESOTA
Alexandria (City)
Jul 25, 2011 . . . . . . $2,475,000
General Obligation Improvement Bonds, Series 2011A (bank qualified) (book entry).
Dated Aug 15, 2011.
Due Feb 1, 2013 to 2022.
Callable Feb 1, 2020 at par.
Winning bid: UMB Bank, at 99.3800, TIC 2.3328%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $270,000 | 1.00% | NRO | NRO | |
| 2/1/16 | $290,000 | 1.35% | NRO | NRO | |
| 2/1/17 | $300,000 | 1.65% | NRO | NRO | |
| 2/1/18 | $300,000 | 1.90% | NRO | NRO | |
| 2/1/19 | $325,000 | 2.15% | NRO | NRO | |
| 2/1/20 | $325,000 | 2.45% | NRO | NRO | |
| 2/1/21 | $330,000 | 2.65% | NRO | NRO | |
| 2/1/22 | $335,000 | 2.85% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
United Banker's Bk, TIC 2.5123%
Sterne Agee, TIC 2.5468%
Robert W. Baird, TIC 2.5483%
Northland Securities, TIC 2.5558%
Piper Jaffray, TIC 2.6391%
Bremer Bank, TIC 2.6587%
Morgan Keegan, TIC 2.6998%
NEW JERSEY
Hopatcong Borough
Jul 26, 2011 . . . . . . $12,238,000
Bond Anticipation Notes (book entry).
Dated Aug 3, 2011.
Due Aug 3, 2012.
Purchased $12,238,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
TD Securities, Effective Rate 0.716%
Jefferies & Company, Effective Rate 0.799%
Oppenheimer, Effective Rate 1.206%
Rahway (City)
Jul 26, 2011 . . . . . . $3,775,000
$1,650,000 Refunding Bond Anticipation Notes (Tax Appeal), Ser 2011; $1,575,000 Water Utility Bond Anticipation Notes, Ser. 2011A & 550,000 Sewer Utility Bond Anticipation Notes, Ser. 2011B (book entry).
Dated Aug 11, 2011.
Due Aug 10, 2012.
Purchased $3,775,000.00 by Jefferies & Company, at 1.5%, plus $33,215.00, effective rate 1.149%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Oppenheimer, Effective Rate 1.7059%
Ringwood Borough
Jul 26, 2011 . . . . . . $1,047,000
Bond Anticipation Notes (bank qualified).
Dated Aug 4, 2011.
Due Aug 3, 2012.
Purchased $1,047,000.00 by Valley National Bank, at 1.01%, effective rate 1.01%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.495%
Lakeland Bank, Effective Rate 1.5%
Oppenheimer, Effective Rate 1.8356%
Jefferies & Company, Effective Rate 2.2308%
NEW YORK
Bethel (Town)
Jul 26, 2011 . . . . . . $2,572,000
Public Improvement (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Aug 4, 2011.
Due Aug 15, 2012 to 2031.
Callable Aug 15, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.5797%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/12 | $97,000 | 2.25% | NRO | NRO | |
| 8/15/13 | $100,000 | 2.25% | NRO | NRO | |
| 8/15/14 | $105,000 | 2.25% | NRO | NRO | |
| 8/15/15 | $105,000 | 2.25% | NRO | NRO | |
| 8/15/16 | $110,000 | 2.25% | NRO | NRO | |
| 8/15/17 | $110,000 | 2.50% | NRO | NRO | |
| 8/15/18 | $115,000 | 2.50% | NRO | NRO | |
| 8/15/19 | $115,000 | 2.75% | NRO | NRO | |
| 8/15/20 | $120,000 | 3.00% | NRO | NRO | |
| 8/15/21 | $125,000 | 3.00% | NRO | NRO | |
| 8/15/22 | $130,000 | 3.125% | NRO | NRO | |
| 8/15/23 | $130,000 | 3.25% | NRO | NRO | |
| 8/15/24 | $135,000 | 3.50% | NRO | NRO | |
| 8/15/25 | $135,000 | 3.625% | NRO | NRO | |
| 8/15/26 | $140,000 | 3.75% | NRO | NRO | |
| 8/15/27 | $145,000 | 4.00% | NRO | NRO | |
| 8/15/28 | $150,000 | 4.00% | NRO | NRO | |
| 8/15/29 | $160,000 | 4.00% | NRO | NRO | |
| 8/15/30 | $170,000 | 4.00% | NRO | NRO | |
| 8/15/31 | $175,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 3.6973%
US Bancorp Invest, NIC 3.8973%
DeRuyter Central School District
Jul 26, 2011 . . . . . . $4,376,000
Bond Anticipation Notes, 2011 (book entry).
Dated Aug 3, 2011.
Due Aug 3, 2012.
Purchased $4,376,000.00 by Jefferies & Company, at 1.5%, plus $23,237.00, effective rate 0.969%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.5887%
Freeport Village
Jul 26, 2011 . . . . . . $579,000
Bond Anticipation Notes for Public Improvements- 2011C (book entry).
Dated Aug 4, 2011.
Due Aug 2, 2012.
Purchased $579,000.00 by JPMorgan Chase, at 1.05%, effective rate 1.05%.
L.O.: Harris Beach PLLC, Uniondale, NY; and Harris Beach PLLC, Rochester, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Flushing Comm Bk, Effective Rate 1.25%
Roosevelt & Cross, Effective Rate 2.0%
Lynbrook Union Free School District
Jul 26, 2011 . . . . . . $5,000,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified) (book entry).
Dated Aug 4, 2011.
Due Jun 22, 2012.
Purchased $5,000,000.00 by Jefferies & Company, at 1.25%, plus $31,852.00, effective rate 0.5288%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.53%
Janney Montgomery, Effective Rate 0.5608%
TD Securities, Effective Rate 0.6715%
State Bank of LI, Effective Rate 0.8%
Capital One, Effective Rate 0.81%
Flushing Comm Bk, Effective Rate 0.9%
Oppenheimer, Effective Rate 1.1604%
Northern Adirondack Central School District at Ellenburg
Jul 26, 2011 . . . . . . $15,000,000
Bond Anticipation Notes, 2011.
Dated Aug 5, 2011.
Due Aug 5, 2012.
Purchased $15,000,000.00 by Jefferies & Company, at 1.5%, plus $94,805.00, effective rate 0.868%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.166%
TD Securities, Effective Rate 1.219%
Janney Montgomery, Effective Rate 1.585%
JPMorgan Chase, Effective Rate 1.89%
Sherman Central School District
Jul 26, 2011 . . . . . . $200,000
Bond Anticipation Notes, 2011 (Renewals) (bank qualified) (book entry).
Dated Aug 10, 2011.
Due Jun 15, 2012.
Purchased $200,000.00 by Roosevelt & Cross, at 1.75%, plus $560.00, effective rate 1.4195%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.8%
Community Bank, Effective Rate 2.49%
White Plains (City)
Jul 26, 2011 . . . . . . $3,525,000
Public Improvement (Refunding) Serial Bonds, 2011 (book entry).
Dated Aug 23, 2011.
Due Apr 15, 2012 to 2018.
Non-callable.
Winning bid: Raymond James, at n/a, TIC 1.5453%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/12 | $15,000 | 2.00% | NRO | NRO | |
| 4/15/13 | $525,000 | 3.00% | NRO | NRO | |
| 4/15/14 | $550,000 | 3.00% | NRO | NRO | |
| 4/15/15 | $570,000 | 4.00% | NRO | NRO | |
| 4/15/16 | $590,000 | 4.50% | NRO | NRO | |
| 4/15/17 | $625,000 | 5.00% | NRO | NRO | |
| 4/15/18 | $650,000 | 5.00% | NRO | NRO |
Other managers: US Bancorp Investments, Inc., Morgan Stanley & Co., Inc., Fidelity Capital Markets.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Janney Montgomery, TIC 1.5462%
JPMorgan, TIC 1.5468%
Piper Jaffray, TIC 1.5497%
Incapital, TIC 1.5538%
Robert W. Baird, TIC 1.5562%
Roosevelt & Cross, TIC 1.5637%
Bernardi Securities, TIC 2.1152%
Wolcott (Town)
Jul 26, 2011 . . . . . . $48,585
Bond Anticipation Notes, 2011 (Renewals) (bank qualified) (book entry).
Dated Aug 5, 2011.
Due Aug 3, 2012.
Purchased $48,590.00 by Lyons National Bk, at 1.25%, effective rate 1.25%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
OREGON
Eugene School District No. 4J
Jul 26, 2011 . . . . . . $9,775,000
General Obligation Bonds, Series 2011C ($4,261,725.80 Orig. Prin. Amt.) ) (Tax-Exempt Deferred Interest Bonds) (Oregon School Bond Guaranty Act) (book entry).
Dated Aug 11, 2011.
Due Jun 15, 2029 to 2031.
Non-callable.
Winning bid: Piper Jaffray, at 41.8308, TIC 4.6778%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/29 | $3,165,000 | 0.00% | 4.50% | ||
| 6/15/30 | $3,255,000 | 0.00% | 4.625% | ||
| 6/15/31 | $3,355,000 | 0.00% | 4.75% |
L.O.: Mersereau Shannon LLP, Portland, OR.
F.A.: Seattle-Northwest Securities Corp., Portland, OR.
Other bidders were:
BOSC, TIC 4.8266%
Mesirow Financial, TIC 4.9567%
BMO Cap Mkts GKST, TIC 4.9699%
Incapital, TIC 5.1915%
Citigroup, TIC 5.2115%
Morgan Stanley, TIC 5.2508%
Hutchinson Shockey, TIC 5.2988%
Eugene School District No. 4J
Jul 26, 2011 . . . . . . $15,870,000
General Obligation Bonds, Series 2011A (Tax-Exempt Current Interest Bonds) (Oregon School Bond Guaranty Act) (book entry).
Dated Aug 11, 2011.
Due Jun 15, 2012 to 2023.
Callable Jun 15, 2021 at par.
Winning bid: Morgan Stanley, at n/a, TIC 2.9242%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $200,000 | 2.00% | 0.25% | ||
| 6/15/13 | $495,000 | 2.00% | 0.45% | ||
| 6/15/14 | $590,000 | 2.00% | 0.70% | ||
| 6/15/18 | $2,070,000 | 3.00% | 2.05% | ||
| 6/15/19 | $2,180,000 | 3.00% | 2.38% | ||
| 6/15/20 | $2,420,000 | 3.00% | 2.63% | ||
| 6/15/21 | $2,540,000 | 3.00% | 2.80% | ||
| 6/15/22 | $2,660,000 | 4.00% | 3.00% | ||
| 6/15/23 | $2,715,000 | 4.00% | 3.15% |
L.O.: Mersereau Shannon LLP, Portland, OR.
F.A.: Seattle-Northwest Securities Corp., Portland, OR.
Other bidders were:
BOSC, TIC 2.943%
Piper Jaffray, TIC 2.9737%
Robert W. Baird, TIC 3.0008%
Hutchinson Shockey, TIC 3.0525%
BMO Cap Mkts GKST, TIC 3.055%
Citigroup, TIC 3.079%
Mesirow Financial, TIC 3.0882%
Raymond James, TIC 3.1094%
JPMorgan, TIC 3.1095%
TEXAS
Clear Lake City Water Authority
Jul 26, 2011 . . . . . . $7,130,000
Waterworks & Sewer System Combination Unlimited Tax & Revenue Bonds, Series 2011A (book entry).
Dated Aug 1, 2011.
Due Mar 1, 2012 to 2035.
Callable Mar 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 97.7359, NIC 4.3284%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $130,000 | 2.50% | NRO | NRO | |
| 3/1/13 | $165,000 | 2.50% | NRO | NRO | |
| 3/1/14 | $175,000 | 2.50% | NRO | NRO | |
| 3/1/15 | $185,000 | 2.50% | NRO | NRO | |
| 3/1/16 | $195,000 | 3.00% | NRO | NRO | |
| 3/1/17 | $205,000 | 3.00% | NRO | NRO | |
| 3/1/18 | $215,000 | 3.00% | NRO | NRO | |
| 3/1/19 | $225,000 | 3.00% | NRO | NRO | |
| 3/1/20 | $235,000 | 3.00% | NRO | NRO | |
| 3/1/21 | $245,000 | 3.25% | NRO | NRO | |
| 3/1/22 | $260,000 | 3.375% | NRO | NRO | |
| 3/1/23 | $275,000 | 3.50% | NRO | NRO | |
| 3/1/24 | $290,000 | 3.625% | NRO | NRO | |
| 3/1/25 | $300,000 | 3.75% | NRO | NRO | |
| 3/1/26 | $320,000 | 4.00% | NRO | NRO | |
| 3/1/27 | $335,000 | 4.00% | NRO | NRO | |
| 3/1/28 | $350,000 | 4.125% | NRO | NRO | |
| 3/1/29 | $370,000 | 4.25% | NRO | NRO | |
| 3/1/30 | $390,000 | 4.25% | NRO | NRO | |
| 3/1/31 | $410,000 | 4.375% | NRO | NRO | |
| 3/1/32 | $430,000 | 4.50% | NRO | NRO | |
| 3/1/33 | $450,000 | 4.625% | NRO | NRO | |
| 3/1/35 | $975,000 | 4.75% | NRO | NRO |
Other managers: J.P. Morgan Securities LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: Sanford Kuhl Hagen Kugle Parker Kahn LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 4.3361%
RBC Capital Mkts, NIC 4.3438%
Robert W. Baird, NIC 4.392%
Hutchinson Shockey, NIC 4.4936%
Galveston County Municipal Utility District No. 43
Jul 26, 2011 . . . . . . $2,125,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Aug 1, 2011.
Due Sep 1, 2012 to 2036.
Callable Sep 1, 2021 at par.
Winning bid: Morgan Keegan, at 97.0000, NIC 4.9974%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/12 | $40,000 | 4.25% | NRO | NRO | AGC |
| 9/1/13 | $40,000 | 4.25% | NRO | NRO | AGC |
| 9/1/14 | $45,000 | 4.25% | NRO | NRO | AGC |
| 9/1/15 | $45,000 | 4.25% | NRO | NRO | AGC |
| 9/1/16 | $50,000 | 4.25% | NRO | NRO | AGC |
| 9/1/17 | $50,000 | 4.25% | NRO | NRO | AGC |
| 9/1/18 | $55,000 | 4.25% | NRO | NRO | AGC |
| 9/1/19 | $60,000 | 4.25% | NRO | NRO | AGC |
| 9/1/20 | $60,000 | 4.25% | NRO | NRO | AGC |
| 9/1/21 | $65,000 | 4.25% | NRO | NRO | AGC |
| 9/1/24 | $225,000 | 4.25% | NRO | NRO | AGC |
| 9/1/27 | $265,000 | 4.50% | NRO | NRO | AGC |
| 9/1/30 | $315,000 | 4.75% | NRO | NRO | AGC |
| 9/1/33 | $370,000 | 5.00% | NRO | NRO | AGC |
| 9/1/36 | $440,000 | 5.125% | NRO | NRO | AGC |
Other managers: SAMCO Capital Markets, BLNS Securities Limited, Coastal Securities Corp., Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc..
L.O.: Allen Boone Humphries LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
FirstSouthwest, NIC 5.0822%
RBC Capital Mkts, NIC 5.0927%
Sterne Agee, NIC 5.3306%
WISCONSIN
Waupun (City)
Jul 26, 2011 . . . . . . $4,470,000
General Obligation Community Development Bonds (bank qualified) (book entry).
Dated Aug 17, 2011.
Due Aug 1, 2012 to 2031.
Callable Aug 1, 2020 at par.
Winning bid: BOSC, at 99.8131, TIC 3.3965%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/12 | $100,000 | 2.20% | 0.40% | ||
| 8/1/13 | $110,000 | 2.20% | 0.60% | ||
| 8/1/14 | $130,000 | 2.20% | 0.85% | ||
| 8/1/15 | $145,000 | 2.20% | 1.10% | ||
| 8/1/16 | $160,000 | 2.20% | 1.40% | ||
| 8/1/17 | $175,000 | 2.20% | 1.75% | ||
| 8/1/18 | $185,000 | 2.50% | 2.10% | ||
| 8/1/19 | $200,000 | 2.50% | 2.40% | ||
| 8/1/20 | $215,000 | 2.75% | 2.65% | ||
| 8/1/21 | $230,000 | 2.80% | 2.80% | ||
| 8/1/22 | $245,000 | 3.00% | 3.00% | ||
| 8/1/23 | $250,000 | 3.15% | 3.15% | ||
| 8/1/24 | $260,000 | 3.25% | 3.25% | ||
| 8/1/25 | $270,000 | 3.40% | 3.40% | ||
| 8/1/26 | $280,000 | 3.50% | 3.50% | ||
| 8/1/27 | $290,000 | 3.60% | 3.60% | ||
| 8/1/28 | $300,000 | 3.70% | 3.70% | ||
| 8/1/29 | $305,000 | 3.80% | 3.80% | ||
| 8/1/30 | $305,000 | 3.90% | 3.90% | ||
| 8/1/31 | $315,000 | 4.00% | 4.00% |
Other managers: Sterne, Agee & Leach, Inc.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Piper Jaffray, TIC 3.4475%
M&I Marshall, TIC 3.4696%
Robert W. Baird, TIC 3.5398%
Bernardi Securities, TIC 3.7969%
TAXABLE ISSUES
MASSACHUSETTS
Merrimack Valley Regional Transit Authority
Jul 26, 2011 . . . . . . $995,000
Revenue Anticipation Notes (Taxable) (new money) (book entry).
Dated Aug 1, 2011.
Due Feb 1, 2012.
Purchased $995,000.00 by Eastern Bk Cap Mkts, at 1.7%, effective rate 1.7%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
OREGON
Eugene School District No. 4J
Jul 26, 2011 . . . . . . $15,000,000
General Obligation Bonds, Series 2011B Qualified School Construction Bonds (Federally Taxable-Direct Payment) (Oregon School Bond Guaranty Act) (book entry).
Dated Aug 11, 2011.
Due Jun 15, 2028.
The bonds shall be callable in accordance with the specification.
Winning bid: Morgan Keegan, at 99.1750, TIC 4.7723%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/28 | $15,000,000 | 4.70% | 4.70% |
L.O.: Mersereau Shannon LLP, Portland, OR.
F.A.: Seattle-Northwest Securities Corp., Portland, OR.
Other bidders were:
Mesirow Financial, TIC 4.781%
Ramirez, TIC 4.8085%
BMO Cap Mkts GKST, TIC 4.816%
Robert W. Baird, TIC 4.8165%
Citigroup, TIC 4.9582%
Piper Jaffray, TIC 4.9993%
Morgan Stanley, TIC 5.0094%
Sterne Agee, TIC 5.0394%
FirstSouthwest, TIC 5.0514%
