ALABAMA
Decatur (City)
Jun 2, 2011 . . . . . . $6,500,000
General Obligation Warrants, Series 2011 (book entry).
Dated Jun 1, 2011.
Due Jun 1, 2012 to 2029.
Callable Jun 1, 2021 at par.
Winning bid: Morgan Keegan, at 100.7100, NIC 3.5919%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $295,000 | 2.00% | 0.50% | ||
| 6/1/13 | $295,000 | 2.00% | 0.75% | ||
| 6/1/14 | $300,000 | 2.00% | 1.10% | ||
| 6/1/15 | $305,000 | 3.00% | 1.38% | ||
| 6/1/16 | $310,000 | 3.00% | 1.57% | ||
| 6/1/17 | $315,000 | 3.00% | 1.94% | ||
| 6/1/18 | $325,000 | 3.00% | 2.30% | ||
| 6/1/19 | $330,000 | 3.00% | 2.60% | ||
| 6/1/20 | $340,000 | 3.00% | 2.85% | ||
| 6/1/21 | $350,000 | 3.00% | 3.07% | ||
| 6/1/22 | $365,000 | 3.25% | 3.30% | ||
| 6/1/23 | $375,000 | 4.00% | 3.46% | ||
| 6/1/24 | $390,000 | 4.00% | 3.62% | ||
| 6/1/25 | $405,000 | 4.00% | 3.78% | ||
| 6/1/26 | $420,000 | 4.00% | 3.91% | ||
| 6/1/27 | $440,000 | 4.00% | 4.00% | ||
| 6/1/28 | $460,000 | 4.00% | 4.00% | ||
| 6/1/29 | $480,000 | 4.00% | 4.10% |
Other managers: Robert W. Baird & Co., Inc., Duncan-Williams, Inc., CL King & Associates, Crews & Associates, Inc., Coastal Securities Corp., Edward D. Jones & Co., Loop Capital Markets, LLC, Kildare Capital, Inc., SAMCO Capital Markets.
L.O.: Jones, Walker, Waechter, Poitevent, Carrere & Denegre, L.L.P.,, Birmingham, AL.
F.A.: Joe Jolly & Co., Inc., Birmingham, AL.
Other bidders were:
Protective Secs, NIC 3.602%
Raymond James, NIC 3.6722%
Hutchinson Shockey, NIC 3.8359%
Sterne Agee, NIC 4.0215%
US Bancorp Invest, NIC 4.2997%
ARKANSAS
Marked Tree School District No. 28 of Poinsett County
Jun 2, 2011 . . . . . . $1,480,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Feb 1, 2012 to 2023.
Callable Aug 1, 2013 at par.
Winning bid: Ross Sinclaire, at 98.5129, TIC 2.5877%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $55,000 | 1.00% | NRO | NRO | |
| 2/1/13 | $115,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $120,000 | 1.10% | NRO | NRO | |
| 2/1/15 | $120,000 | 1.30% | NRO | NRO | |
| 2/1/16 | $125,000 | 1.60% | NRO | NRO | |
| 2/1/17 | $125,000 | 1.80% | NRO | NRO | |
| 2/1/18 | $125,000 | 2.15% | NRO | NRO | |
| 2/1/19 | $130,000 | 2.30% | NRO | NRO | |
| 2/1/20 | $135,000 | 2.50% | NRO | NRO | |
| 2/1/21 | $140,000 | 2.625% | NRO | NRO | |
| 2/1/22 | $140,000 | 2.75% | NRO | NRO | |
| 2/1/23 | $150,000 | 3.00% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 2.7042%
Raymond James, TIC 2.7174%
Crews & Associates, TIC 2.7183%
Pottsville School District No. 61 of Pope County
Jun 2, 2011 . . . . . . $635,000
Construction Bonds (bank qualified) (book entry).
Dated Jun 15, 2011.
Due Feb 1, 2012 to 2030.
Callable Aug 1, 2016 at par.
Winning bid: Morgan Keegan, at 98.3919, TIC 3.4448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $110,000 | 1.25% | NRO | NRO | |
| 2/1/19 | $120,000 | 2.25% | NRO | NRO | |
| 2/1/23 | $130,000 | 3.00% | NRO | NRO | |
| 2/1/26 | $110,000 | 3.50% | NRO | NRO | |
| 2/1/30 | $165,000 | 3.75% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 3.4554%
Crews & Associates, TIC 3.5061%
Sterne Agee, TIC 3.8539%
CALIFORNIA
Fresno County
Jun 2, 2011 . . . . . . $78,000,000
2011-12 Tax and Revenue Anticipation Notes (book entry).
Dated Jul 1, 2011.
Due Jun 29, 2012.
Purchased $78,000,000.00 by JPMorgan, at 3.0%, plus $2,136,420.00, effective rate 0.2392%.
L.O.: Hawkins, Delafield & Wood, Los Angeles, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
BofA Merrill Lynch, Effective Rate 0.2432%
JPMorgan, Effective Rate 0.257%
Wells Fargo Secs, Effective Rate 0.2746%
Barclays Capital, Effective Rate 0.2807%
Citigroup, Effective Rate 0.2808%
Morgan Stanley, Effective Rate 0.331%
KENTUCKY
Dayton Independent School District Finance Corporation
Jun 2, 2011 . . . . . . $950,000
School Building Revenue Bonds, Series 2011 (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Ross Sinclaire, at 98.2706, NIC 4.1582%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/19 | $105,000 | 3.00% | NRO | NRO | |
| 6/1/23 | $240,000 | 3.50% | NRO | NRO | |
| 6/1/27 | $280,000 | 4.00% | NRO | NRO | |
| 6/1/31 | $325,000 | 4.375% | NRO | NRO |
Other managers: PNC Capital Markets, Duncan-Williams, Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Robert W. Baird & Co., Inc..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Fifth Third Sec, NIC 4.2617%
Morgan Keegan, NIC 4.3234%
Monticello Independent School District Finance Corporation
Jun 2, 2011 . . . . . . $440,000
School Building Revenue Bonds, Series of 2011 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Fifth Third Sec, at 98.0495, NIC 4.3222%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $15,000 | 2.00% | 0.85% | ||
| 6/1/13 | $15,000 | 2.00% | 1.05% | ||
| 6/1/14 | $15,000 | 2.00% | 1.35% | ||
| 6/1/15 | $15,000 | 2.00% | 1.65% | ||
| 6/1/16 | $20,000 | 2.00% | 1.85% | ||
| 6/1/17 | $20,000 | 2.50% | 2.20% | ||
| 6/1/18 | $20,000 | 2.75% | 2.55% | ||
| 6/1/19 | $20,000 | 3.00% | 2.85% | ||
| 6/1/20 | $20,000 | 3.25% | 3.10% | ||
| 6/1/21 | $20,000 | 3.50% | 3.30% | ||
| 6/1/31 | $260,000 | 4.50% | 4.50% |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Ross Sinclaire, NIC 4.3236%
Morgan Keegan, NIC 4.4321%
MAINE
Ellsworth (City)
Jun 1, 2011 . . . . . . $1,892,000
2011 General Obligation Bonds (bank qualified) (book entry).
Dated Jun 15, 2011.
Due Apr 1, 2012 to 2021.
Non-callable.
Winning bid: UMB Bank, at 100.0200, TIC 2.0517%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $192,000 | 1.50% | NRO | NRO | |
| 4/1/13 | $190,000 | 1.50% | NRO | NRO | |
| 4/1/14 | $190,000 | 1.50% | NRO | NRO | |
| 4/1/15 | $190,000 | 1.50% | NRO | NRO | |
| 4/1/16 | $190,000 | 1.70% | NRO | NRO | |
| 4/1/17 | $190,000 | 1.70% | NRO | NRO | |
| 4/1/18 | $190,000 | 2.00% | NRO | NRO | |
| 4/1/19 | $190,000 | 2.20% | NRO | NRO | |
| 4/1/20 | $185,000 | 2.40% | NRO | NRO | |
| 4/1/21 | $185,000 | 2.65% | NRO | NRO |
L.O.: Pierce Atwood LLP, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Robert W. Baird, TIC 2.1773%
Fidelity Capital, TIC 2.3171%
UBS Financial Svcs, TIC 2.3713%
TD Securities, TIC 2.8563%
Maine
Jun 2, 2011 . . . . . . $68,500,000
General Obligation Bonds, 2011 Series B (book entry).
Dated Jun 8, 2011.
Due Jun 1, 2012 to 2021.
Non-callable.
Winning bid: JPMorgan, at 115.2926, TIC 2.0549%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $2,215,000 | 2.00% | S.B. | S.B. | |
| 6/1/13 | $2,215,000 | 3.00% | 0.44% | ||
| 6/1/14 | $2,215,000 | 4.00% | 0.73% | ||
| 6/1/15 | $8,840,000 | 5.00% | 1.01% | ||
| 6/1/16 | $8,840,000 | 5.00% | 1.25% | ||
| 6/1/17 | $8,835,000 | 5.00% | 1.62% | ||
| 6/1/18 | $8,835,000 | 5.00% | 1.98% | ||
| 6/1/19 | $8,835,000 | 5.00% | 2.27% | ||
| 6/1/20 | $8,835,000 | 3.00% | NRO | NRO | |
| 6/1/21 | $8,835,000 | 5.00% | 2.70% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
Citigroup, TIC 2.0574%
Barclays Capital, TIC 2.0833%
Hutchinson Shockey, TIC 2.1003%
Morgan Stanley, TIC 2.1034%
TD Securities, TIC 2.1109%
Piper Jaffray, TIC 2.1236%
Jefferies, TIC 2.1335%
Robert W. Baird, TIC 2.1638%
BofA Merrill Lynch, TIC 2.1793%
BMO Capital Markets, TIC 2.2675%
MASSACHUSETTS
Bolton (Town)
Jun 2, 2011 . . . . . . $545,620
Bond Anticipation Notes (bank qualified).
Dated Jun 17, 2011.
Due Jun 15, 2012.
Purchased $545,620.00 by Eastern Bk Cap Mkts, at 1.1%, effective rate 1.1%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 1.1%
Oppenheimer, Effective Rate 1.7316%
Concord (Town)
Jun 2, 2011 . . . . . . $210,000
General Obligation Bond Anticipation Notes (new money) (bank qualified) (book entry).
Dated Jun 28, 2011.
Due Oct 12, 2011.
Purchased $210,000.00 by Eastern Bk Cap Mkts, at 0.95%, effective rate 0.95%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 1.04%
Framingham (Town)
Jun 2, 2011 . . . . . . $33,167,977
General Obligation Bond Anticipation Notes (new money and renewal).
Dated Jun 17, 2011.
Due Jun 15, 2012.
Purchased $33,167,977.00 by JPMorgan, at 3.0%, plus $893,545.30, effective rate 0.291%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
BofA Merrill Lynch, Effective Rate 0.3041%
Eastern Bk Cap Mkts, Effective Rate 0.3508%
Morgan Stanley, Effective Rate 0.3796%
TD Securities, Effective Rate 0.3898%
Janney Montgomery, Effective Rate 0.4291%
Framingham (Town)
Jun 2, 2011 . . . . . . $34,302,000
General Obligation Municipal Purpose Loan of 2011 Bonds (book entry).
Dated Jun 16, 2011.
Due Jun 15, 2012 to 2031.
Callable Jun 15, 2021 at par.
Winning bid: Raymond James, at 104.5065, TIC 3.0333%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $3,697,000 | 2.00% | NRO | NRO | |
| 6/15/13 | $3,565,000 | 2.00% | 0.58% | ||
| 6/15/14 | $3,475,000 | 3.00% | NRO | NRO | |
| 6/15/15 | $2,960,000 | 3.00% | NRO | NRO | |
| 6/15/16 | $1,915,000 | 4.00% | NRO | NRO | |
| 6/15/17 | $1,605,000 | 3.00% | 1.75% | ||
| 6/15/18 | $1,590,000 | 5.00% | 2.11% | ||
| 6/15/19 | $1,585,000 | 4.00% | 2.42% | ||
| 6/15/20 | $1,570,000 | 3.00% | 2.65% | ||
| 6/15/21 | $1,530,000 | 5.00% | 2.85% | ||
| 6/15/22 | $1,460,000 | 4.00% | 3.10% | ||
| 6/15/23 | $1,460,000 | 3.125% | 3.25% | ||
| 6/15/24 | $1,445,000 | 3.375% | 3.45% | ||
| 6/15/25 | $1,295,000 | 4.00% | 3.60% | ||
| 6/15/26 | $1,045,000 | 4.00% | 3.75% | ||
| 6/15/27 | $850,000 | 4.00% | 3.85% | ||
| 6/15/28 | $830,000 | 4.00% | 3.95% | ||
| 6/15/29 | $815,000 | 4.00% | 4.05% | ||
| 6/15/30 | $810,000 | 4.00% | 4.10% | ||
| 6/15/31 | $800,000 | 4.125% | 4.20% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, US Bancorp Investments, Inc..
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
BofA Merrill Lynch, TIC 3.044%
Robert W. Baird, TIC 3.0925%
Piper Jaffray, TIC 3.1085%
BMO Capital Markets, TIC 3.1255%
Citigroup, TIC 3.3331%
Janney Montgomery, TIC 3.3779%
Templeton (Town)
Jun 2, 2011 . . . . . . $472,505
Bond Anticipation Notes (bank qualified).
Dated Jun 15, 2011.
Due Jun 15, 2012.
Purchased $472,510.00 by Greenfield Co-Op Bk, at 1.01%, effective rate 1.01%.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
People's United Bk, Effective Rate 1.09%
UniBank Fiscal Adv, Effective Rate 1.1%
Eastern Bk Cap Mkts, Effective Rate 1.25%
NEW JERSEY
Bound Brook Borough
Jun 2, 2011 . . . . . . $4,950,000
Bond Anticipation Note (bank qualified).
Dated Jun 9, 2011.
Due Jun 8, 2012.
Purchased $4,950,000.00 by TD Securities, at 1.5%, plus $13,365.00, effective rate 1.2292%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 1.349%
Janney Montgomery, Effective Rate 1.5838%
Oppenheimer, Effective Rate 1.6109%
Elizabeth (City)
Jun 2, 2011 . . . . . . $3,000,000
Sewer Utility Bond Anticipation Notes, Series 2011 (book entry).
Dated Jun 10, 2011.
Due Apr 13, 2012.
Purchased $3,000,000.00 by TD Securities, at 1.25%, plus $5,220.00, effective rate 1.0433%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Powell Capital Markets, Inc., Roseland, NJ.
Other bidders were:
Bank of America, Effective Rate 1.35%
Jefferies & Company, Effective Rate 1.3555%
Oppenheimer, Effective Rate 1.6756%
Janney Montgomery, Effective Rate 1.7648%
Wells Fargo Secs, Effective Rate 2.032%
Evesham Township Commissioners of Fire District No 1
Jun 2, 2011 . . . . . . $80,000
Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Jun 13, 2011.
Due Jun 12, 2012.
Purchased $80,000.00 by First Elmer Inv Corp, at 2.29%, effective rate 2.29%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 3.5%
Haddon Heights Borough
Jun 2, 2011 . . . . . . $1,970,982
Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Jun 9, 2011.
Due Jun 8, 2012.
Purchased $1,970,980.00 by TD Securities, at 1.5%, plus $3,863.12, effective rate 1.3035%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 1.464%
Oppenheimer, Effective Rate 1.4832%
First Colonial, Effective Rate 1.59%
Janney Montgomery, Effective Rate 1.6831%
Hopewell Township
Jun 2, 2011 . . . . . . $13,499,315
Bond Anticipation Note.
Dated Jun 8, 2011.
Due Jun 8, 2012.
Purchased $13,499,320.00 by TD Securities, at 1.0%, plus $83,965.74, effective rate 0.378%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 0.445%
Oppenheimer, Effective Rate 0.58%
Janney Montgomery, Effective Rate 0.861%
Lindenwold Borough
Jun 2, 2011 . . . . . . $1,409,000
Bond Anticipation Notes of 2011, Series A (bank qualified).
Dated Jun 9, 2011.
Due Jun 8, 2012.
Purchased $1,409,000.00 by Colonial Bk, FSB, at 1.7%, effective rate 1.7%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 1.8515%
Oppenheimer, Effective Rate 2.3345%
Beneficial Bk, Effective Rate 3.25%
Mahwah Township
Jun 2, 2011 . . . . . . $4,480,000
Bond Anticipation Notes (bank qualified).
Dated Jun 9, 2011.
Due Jun 8, 2012.
Purchased $4,480,000.00 by TD Securities, at 1.5%, plus $41,932.80, effective rate 0.5614%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 0.735%
Oppenheimer, Effective Rate 0.8562%
Janney Montgomery, Effective Rate 1.05%
Middlesex County
Jun 2, 2011 . . . . . . $2,885,000
Bond Anticipation Notes (book entry).
Dated Jun 8, 2011.
Due Jun 7, 2012.
Purchased $2,885,000.00 by TD Securities, at 1.5%, plus $26,772.80, effective rate 0.5694%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Hodulik & Morrison, Highland Park, NJ.
Other bidders were:
Jefferies & Company, Effective Rate 0.7258%
Oppenheimer, Effective Rate 0.9254%
Janney Montgomery, Effective Rate 1.0217%
Rumson Borough
Jun 2, 2011 . . . . . . $3,475,000
Bond Anticipation Notes, Series 2011A (bank qualified).
Dated Jun 14, 2011.
Due Dec 15, 2011.
Purchased $3,475,000.00 by Peapack-Gladstone, at 0.789%, effective rate 0.789%.
L.O.: McCarter & English, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies & Company, Effective Rate 0.72%
Oppenheimer, Effective Rate 0.9849%
Janney Montgomery, Effective Rate 1.0922%
Valley National Bank, Effective Rate 1.19%
Provident Bank, Effective Rate 1.55%
NEW YORK
Batavia (City)
Jun 2, 2011 . . . . . . $1,767,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jun 16, 2011.
Due Jun 14, 2012.
Purchased $1,767,000.00 by Jefferies, at 0.8%, plus $762.00, effective rate 0.7566%.
L.O.: Underberg & Kessler LLP, Rochester, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.82%
First Niagara Bank, Effective Rate 1.15%
TD Securities, Effective Rate 1.3136%
Janney Montgomery, Effective Rate 1.5756%
Oppenheimer, Effective Rate 1.6953%
Bank of Castile, Effective Rate 1.75%
Roosevelt & Cross, Effective Rate 1.7939%
HSBC Bank, Effective Rate 1.99%
M & T Bank, Effective Rate 2.23%
Clarence Central School District
Jun 2, 2011 . . . . . . $4,460,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jun 15, 2011.
Due Jun 14, 2012.
Purchased $4,460,000.00 by Jefferies, at 1.25%, plus $29,616.00, effective rate 0.5841%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.7679%
TD Securities, Effective Rate 0.7679%
JPMorgan Chase, Effective Rate 0.82%
KeyBank NY, Effective Rate 1.1%
Oppenheimer, Effective Rate 1.1693%
Roosevelt & Cross, Effective Rate 1.481%
M & T Bank, Effective Rate 2.07%
Clinton Village
Jun 2, 2011 . . . . . . $874,000
Public Improvement (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Jun 15, 2011.
Due May 1, 2012 to 2026.
Callable May 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.8863%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/12 | $49,000 | 3.50% | NRO | NRO | |
| 5/1/13 | $50,000 | 3.50% | NRO | NRO | |
| 5/1/14 | $50,000 | 3.50% | NRO | NRO | |
| 5/1/15 | $50,000 | 3.50% | NRO | NRO | |
| 5/1/16 | $50,000 | 3.50% | NRO | NRO | |
| 5/1/17 | $55,000 | 3.50% | NRO | NRO | |
| 5/1/18 | $55,000 | 3.50% | NRO | NRO | |
| 5/1/19 | $50,000 | 3.75% | NRO | NRO | |
| 5/1/20 | $60,000 | 3.75% | NRO | NRO | |
| 5/1/21 | $60,000 | 3.75% | NRO | NRO | |
| 5/1/22 | $60,000 | 3.75% | NRO | NRO | |
| 5/1/23 | $65,000 | 4.00% | NRO | NRO | |
| 5/1/24 | $70,000 | 4.00% | NRO | NRO | |
| 5/1/25 | $75,000 | 4.125% | NRO | NRO | |
| 5/1/26 | $75,000 | 4.25% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, NIC 4.99%
Green Island Power Authority
Jun 2, 2011 . . . . . . $180,000
Power System Revenue Bonds, Series 2011 (bank qualified).
Dated Jun 14, 2011.
Due Jun 1, 2012 to 2016.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.987%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $30,000 | 4.75% | NRO | NRO | |
| 6/1/13 | $35,000 | 5.00% | NRO | NRO | |
| 6/1/14 | $35,000 | 5.00% | NRO | NRO | |
| 6/1/15 | $40,000 | 5.00% | NRO | NRO | |
| 6/1/16 | $40,000 | 5.00% | NRO | NRO |
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Liverpool Central School District
Jun 2, 2011 . . . . . . $34,089,011
Bond Anticipation Notes, Series 2011A.
Dated Jun 17, 2011.
Due Jun 15, 2012.
Purchased $34,089,010.00 by Jefferies, at 1.25%, plus $265,555.00, effective rate 0.4666%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.4773%
Morgan Stanley, Effective Rate 0.6787%
Janney Montgomery, Effective Rate 0.782%
Oppenheimer, Effective Rate 0.8816%
Oppenheimer, Effective Rate 0.961%
JPMorgan Chase, Effective Rate 1.04%
JPMorgan Chase, Effective Rate 1.11%
Milford Central School District
Jun 2, 2011 . . . . . . $90,089
School District (Serial) Bonds, 2011 (bank qualified).
Dated Jun 16, 2011.
Due Jun 15, 2012 to 2016.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9736%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/12 | $15,089 | 2.75% | NRO | NRO | |
| 6/15/13 | $15,000 | 2.875% | NRO | NRO | |
| 6/15/14 | $20,000 | 3.00% | NRO | NRO | |
| 6/15/15 | $20,000 | 3.00% | NRO | NRO | |
| 6/15/16 | $20,000 | 3.00% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
NBT Bank, NIC 3.95%
New York State Dormitory Authority
Jun 2, 2011 . . . . . . $643,370,000
State Personal Income Tax Revenue Bonds (General Purpose) Series 2011A (book entry).
Dated Jun 9, 2011.
Due Mar 15, 2012 to 2041.
Callable Mar 15, 2021 at par.
Winning bid: Citigroup, at 109.1834, TIC 3.9038%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/12 | $29,370,000 | 2.00% | NRO | NRO | |
| 3/15/13 | $22,955,000 | 4.00% | NRO | NRO | |
| 3/15/14 | $23,870,000 | 5.00% | NRO | NRO | |
| 3/15/15 | $25,060,000 | 5.00% | 1.09% | ||
| 3/15/16 | $26,320,000 | 5.00% | 1.30% | ||
| 3/15/17 | $27,635,000 | 5.00% | 1.72% | ||
| 3/15/18 | $29,010,000 | 5.00% | 2.09% | ||
| 3/15/19 | $30,460,000 | 5.00% | 2.41% | ||
| 3/15/20 | $31,990,000 | 5.00% | 2.64% | ||
| 3/15/21 | $33,580,000 | 5.00% | 2.85% | ||
| 3/15/22 | $14,595,000 | 5.00% | 3.03% | ||
| 3/15/23 | $15,320,000 | 5.00% | 3.19% | ||
| 3/15/24 | $16,085,000 | 5.00% | 3.35% | ||
| 3/15/25 | $16,890,000 | 5.00% | 3.51% | ||
| 3/15/26 | $17,745,000 | 5.00% | 3.64% | ||
| 3/15/27 | $18,625,000 | 5.00% | 3.74% | ||
| 3/15/28 | $19,550,000 | 4.00% | 4.05% | ||
| 3/15/29 | $20,340,000 | 4.00% | 4.119% | ||
| 3/15/30 | $21,145,000 | 5.00% | 4.00% | ||
| 3/15/31 | $22,210,000 | 5.00% | 4.09% | ||
| 3/15/32 | $14,540,000 | 4.25% | 4.36% | ||
| 3/15/33 | $15,160,000 | 5.00% | 4.25% | ||
| 3/15/34 | $15,915,000 | 5.00% | 4.32% | ||
| 3/15/35 | $16,710,000 | 4.50% | 4.55% | ||
| 3/15/36 | $17,465,000 | 4.50% | 4.58% | ||
| 3/15/41 | $100,825,000 | 5.00% | 4.45% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., CL King & Associates, Loop Capital Markets, LLC, Morgan Keegan & Co., Inc., Piper Jaffray & Company, Guggenheim Securities, LLC, M.R. Beal & Co..
L.O.: Hawkins, Delafield & Wood, New York, NY; and Bryant Burgher Jaffe & Roberts LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
JPMorgan, TIC 3.9346%
Wells Fargo Secs, TIC 3.9365%
BofA Merrill Lynch, TIC 3.9728%
Barclays Capital, TIC 3.9781%
Morgan Stanley, TIC 3.9999%
Goldman Sachs, TIC 4.0168%
RBC Capital Mkts, TIC 4.0183%
Jefferies, TIC 4.0486%
Newfane Central School District
Jun 2, 2011 . . . . . . $6,068,184
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jun 15, 2011.
Due Jun 15, 2012.
Purchased $6,068,180.00 by TD Securities, at 1.5%, plus $42,113.20, effective rate 0.806%.
L.O.: Hodgson, Russ, Andrews, Woods & Goodyear, Buffalo, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.982%
JPMorgan Chase, Effective Rate 1.05%
Oppenheimer, Effective Rate 1.06%
Janney Montgomery, Effective Rate 1.081%
First Niagara Bank, Effective Rate 1.1%
Roosevelt & Cross, Effective Rate 1.981%
Niagara County
Jun 2, 2011 . . . . . . $635,000
Bond Anticipation Notes, Series C (Renewals) (bank qualified).
Dated Jun 16, 2011.
Due Apr 5, 2012.
Purchased $635,000.00 by JPMorgan Chase, at 1.02%, effective rate 1.02%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.4%
Oppenheimer, Effective Rate 1.5919%
KeyBank NY, Effective Rate 1.7%
HSBC Bank, Effective Rate 1.76%
M & T Bank, Effective Rate 1.84%
Odessa-Montour Central School District
Jun 2, 2011 . . . . . . $8,337,387
Bond Anticipation Notes, Series 2011 (bank qualified).
Dated Jun 16, 2011.
Due Jun 15, 2012.
Purchased $8,337,390.00 by Jefferies, at 1.5%, plus $51,859.00, effective rate 0.8763%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.99%
Janney Montgomery, Effective Rate 1.1333%
Oppenheimer, Effective Rate 1.1557%
Roosevelt & Cross, Effective Rate 1.9809%
Port Washington Union Free School District
Jun 2, 2011 . . . . . . $21,055,000
School District Refunding Serial Bonds - 2011 (book entry).
Dated Jul 7, 2011.
Due Dec 1, 2011 to 2022.
Callable Dec 1, 2019 at par.
Winning bid: Citigroup, at n/a, TIC 2.4049%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $125,000 | 2.00% | NRO | NRO | |
| 12/1/12 | $70,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $1,745,000 | 3.00% | 0.65% | ||
| 12/1/14 | $1,810,000 | 3.00% | 1.00% | ||
| 12/1/15 | $1,885,000 | 4.00% | 1.25% | ||
| 12/1/16 | $1,970,000 | 4.00% | 1.45% | ||
| 12/1/17 | $2,060,000 | 4.00% | 1.85% | ||
| 12/1/18 | $2,135,000 | 2.00% | NRO | NRO | |
| 12/1/19 | $2,195,000 | 2.375% | NRO | NRO | |
| 12/1/20 | $2,270,000 | 3.00% | 2.75% | ||
| 12/1/21 | $2,355,000 | 3.00% | 3.00% | ||
| 12/1/22 | $2,435,000 | 3.00% | 3.10% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., CL King & Associates, Loop Capital Markets, LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Piper Jaffray, TIC 2.4391%
TD Securities, TIC 2.497%
Fidelity Capital, TIC 2.4993%
Janney Montgomery, TIC 2.6355%
Robert W. Baird, TIC 2.6506%
BofA Merrill Lynch, TIC 2.778%
Sachem Central School District at Holbrook
Jun 1, 2011 . . . . . . $45,820,000
School District Refunding Serial Bonds - 2011 (book entry).
Dated Jun 30, 2011.
Due Oct 15, 2011 to 2023.
Callable Oct 15, 2019 at par.
Winning bid: TD Securities, at n/a, TIC 2.5389%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/11 | $95,000 | 2.00% | NRO | NRO | |
| 10/15/12 | $10,000 | 2.00% | NRO | NRO | |
| 10/15/13 | $2,155,000 | 3.00% | NRO | NRO | |
| 10/15/14 | $4,210,000 | 4.00% | NRO | NRO | |
| 10/15/15 | $4,380,000 | 4.00% | NRO | NRO | |
| 10/15/16 | $4,575,000 | 5.00% | NRO | NRO | |
| 10/15/17 | $4,810,000 | 5.00% | NRO | NRO | |
| 10/15/18 | $5,050,000 | 5.00% | NRO | NRO | |
| 10/15/19 | $5,305,000 | 5.00% | NRO | NRO | |
| 10/15/20 | $5,580,000 | 5.00% | NRO | NRO | |
| 10/15/21 | $3,060,000 | 5.00% | NRO | NRO | |
| 10/15/22 | $3,215,000 | 5.00% | NRO | NRO | |
| 10/15/23 | $3,375,000 | 5.00% | NRO | NRO |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Piper Jaffray, TIC 2.5652%
Morgan Stanley, TIC 2.585%
BofA Merrill Lynch, TIC 2.5992%
Wells Fargo Secs, TIC 2.8165%
Robert W. Baird, TIC 2.8189%
Saranac Lake (Village)
Jun 2, 2011 . . . . . . $990,000
Bond Anticipation Notes, 2011 (Renewals) (bank qualified).
Dated Jun 17, 2011.
Due Jun 15, 2012.
Purchased $990,000.00 by JPMorgan Chase, at 1.43%, effective rate 1.43%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Adirondack Bank, Effective Rate 2.125%
HSBC Bank, Effective Rate 2.19%
Community Bank, Effective Rate 2.49%
NBT Bank, Effective Rate 2.71%
Oppenheimer, Effective Rate 2.9898%
Schalmont Central School District at Rotterdam
Jun 2, 2011 . . . . . . $780,600
Bond Anticipation Notes, 2011.
Dated Jun 16, 2011.
Due Jun 15, 2012.
Purchased $780,600.00 by JPMorgan Chase, at 1.27%, effective rate 1.27%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.605%
Stony Point (Town)
Jun 2, 2011 . . . . . . $1,034,763
Bond Anticipation Notes, 2011B (New Issue and Renewal) (bank qualified).
Dated Jun 14, 2011.
Due Jun 14, 2012.
Purchased $1,034,760.00 by TD Securities, at 1.75%, plus $2,421.35, effective rate 1.516%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.558%
Roosevelt & Cross, Effective Rate 2.249%
Weedsport Central School District
Jun 2, 2011 . . . . . . $998,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Jun 16, 2011.
Due Dec 29, 2011.
Purchased $998,000.00 by Oppenheimer, at 1.5%, plus $126.00, effective rate 1.4765%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.6%
Roosevelt & Cross, Effective Rate 1.6296%
Whitesboro Central School District
Jun 2, 2011 . . . . . . $28,000,000
Bond Anticipation Notes, 2011.
Dated Jun 17, 2011.
Due Jun 15, 2012.
Purchased $28,000,000.00 by Jefferies, at 1.0%, plus $78,681.00, effective rate 0.7174%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2446%
OKLAHOMA
Pottawatomie County Independent School District No. 93 (Shawnee)
Jun 2, 2011 . . . . . . $1,865,000
Building Bonds of 2011 (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Jul 1, 2013.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 1.025%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $1,865,000 | 1.05% | NRO | NRO |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 1.035%
BOSC, NIC 1.1%
D.A. Davidson, NIC 1.139%
BancFirst, NIC 1.2%
Commerce Bank, NIC 1.2185%
Baker Group, NIC 1.25%
Wagoner County Independent School District No. 19 (Wagoner)
Jun 2, 2011 . . . . . . $3,115,000
Building Bonds of 2011 (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Jul 1, 2013 to 2016.
Non-callable.
Winning bid: BOSC, at n/a, NIC 1.4522%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/13 | $655,000 | 1.25% | 0.85% | ||
| 7/1/14 | $820,000 | 1.00% | 1.00% | ||
| 7/1/15 | $820,000 | 1.50% | 1.30% | ||
| 7/1/16 | $820,000 | 1.75% | 1.60% |
In association with: American Bank of Wagoner.
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 1.4612%
UMB Bank, NIC 1.5077%
D.A. Davidson, NIC 1.554%
PENNSYLVANIA
Greencastle-Antrim School District
Jun 2, 2011 . . . . . . $2,500,000
General Obligation Bonds, Series of 2011 (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Apr 15, 2013 to 2031.
Callable Oct 15, 2016 at par.
Winning bid: Janney Montgomery, at n/a, TIC 4.0146%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/13 | $40,000 | 3.00% | 1.00% | ||
| 4/15/14 | $105,000 | 3.00% | 1.30% | ||
| 4/15/15 | $105,000 | 3.00% | 1.65% | ||
| 4/15/16 | $110,000 | 3.00% | 1.85% | ||
| 4/15/17 | $115,000 | 2.15% | 2.20% | ||
| 4/15/18 | $115,000 | 2.60% | 2.65% | ||
| 4/15/19 | $120,000 | 2.90% | 2.95% | ||
| 4/15/20 | $120,000 | 3.10% | 3.15% | ||
| 4/15/21 | $125,000 | 3.30% | 3.35% | ||
| 4/15/22 | $130,000 | 3.45% | 3.50% | ||
| 4/15/23 | $135,000 | 3.55% | 3.60% | ||
| 4/15/24 | $140,000 | 3.65% | 3.70% | ||
| 4/15/27 | $450,000 | 4.00% | 4.00% | ||
| 4/15/31 | $690,000 | 4.30% | 4.35% |
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
BNY Mellon Cap Mkts, TIC 4.0214%
Roosevelt & Cross, TIC 4.0341%
Robert W. Baird, TIC 4.0592%
Boenning&Scattergood, TIC 4.1972%
SOUTH CAROLINA
Oconee County
Jun 2, 2011 . . . . . . $17,000,000
General Obligation Bonds, Series 2011 (book entry).
Dated Jun 16, 2011.
Due Apr 1, 2012 to 2031.
Callable Apr 1, 2021 at par.
Winning bid: Robert W. Baird, at 104.7003, TIC 3.2517%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/12 | $1,165,000 | 2.00% | NRO | NRO | |
| 4/1/13 | $1,905,000 | 4.00% | NRO | NRO | |
| 4/1/14 | $2,010,000 | 4.00% | NRO | NRO | |
| 4/1/15 | $1,230,000 | 4.00% | NRO | NRO | |
| 4/1/16 | $1,280,000 | 4.00% | NRO | NRO | |
| 4/1/17 | $375,000 | 2.00% | NRO | NRO | |
| 4/1/18 | $490,000 | 3.00% | NRO | NRO | |
| 4/1/19 | $515,000 | 3.00% | NRO | NRO | |
| 4/1/20 | $530,000 | 3.00% | NRO | NRO | |
| 4/1/21 | $545,000 | 3.00% | NRO | NRO | |
| 4/1/23 | $1,170,000 | 5.00% | NRO | NRO | |
| 4/1/25 | $1,275,000 | 4.00% | NRO | NRO | |
| 4/1/27 | $1,385,000 | 4.00% | NRO | NRO | |
| 4/1/29 | $1,500,000 | 4.00% | NRO | NRO | |
| 4/1/31 | $1,625,000 | 4.00% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., Davenport & Company LLC, CL King & Associates, Fidelity Capital Markets, Coastal Securities Corp., Crews & Associates, Inc., Edward D. Jones & Co., Duncan-Williams, Inc., SAMCO Capital Markets, Vining-Sparks IBG, Limited Partnership, Corby Capital Markets, Inc., GMS Group, Eastern Bank Capital Markets, NW Capital Markets Inc., FirstSouthwest, Incapital LLC.
L.O.: McNair Law Firm, Greenville, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
UBS Financial Svcs, TIC 3.268%
BofA Merrill Lynch, TIC 3.3002%
Southwest Securities, TIC 3.4093%
BMO Capital Markets, TIC 3.4439%
Wells Fargo Secs, TIC 3.4544%
Hutchinson Shockey, TIC 3.4957%
US Bancorp Invest, TIC 3.5617%
TEXAS
Fort Bend County Levee Improvement District No. 20
Jun 2, 2011 . . . . . . $1,500,000
Unlimited Tax Levee Improvement Bonds, Series 2011 (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Sep 1, 2013 to 2036.
Callable Sep 1, 2018 at par.
Winning bid: FirstSouthwest, at 98.0000, NIC 5.358%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $30,000 | 4.00% | 2.75% | ||
| 9/1/14 | $30,000 | 4.00% | 3.00% | ||
| 9/1/15 | $30,000 | 3.75% | 3.50% | ||
| 9/1/16 | $35,000 | 3.75% | 3.75% | ||
| 9/1/17 | $35,000 | 3.875% | 3.875% | ||
| 9/1/18 | $40,000 | 4.00% | 4.00% | ||
| 9/1/19 | $40,000 | 4.10% | 4.10% | ||
| 9/1/20 | $45,000 | 4.25% | 4.25% | ||
| 9/1/21 | $45,000 | 4.375% | 4.375% | ||
| 9/1/22 | $50,000 | 4.60% | 4.60% | ||
| 9/1/23 | $50,000 | 4.75% | 4.75% | ||
| 9/1/24 | $55,000 | 4.875% | 4.875% | ||
| 9/1/25 | $60,000 | 5.00% | 5.00% | ||
| 9/1/26 | $65,000 | 5.00% | 5.10% | ||
| 9/1/27 | $65,000 | 5.10% | 5.20% | ||
| 9/1/28 | $70,000 | 5.20% | 5.25% | ||
| 9/1/30 | $155,000 | 5.375% | 5.375% | ||
| 9/1/36 | $600,000 | 5.50% | 5.55% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
GMS Group, NIC 5.3894%
M.E. Allison, NIC 5.4248%
Harris County Municipal Utility District No. 165
Jun 2, 2011 . . . . . . $4,920,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Jul 1, 2011.
Due Mar 1, 2013 to 2035.
Callable Mar 1, 2019 at par.
Winning bid: FirstSouthwest, at 97.0742, NIC 4.8285%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/13 | $110,000 | 4.75% | 1.30% | AGM | |
| 3/1/14 | $115,000 | 4.75% | 1.60% | AGM | |
| 3/1/15 | $120,000 | 4.75% | 1.90% | AGM | |
| 3/1/16 | $130,000 | 4.75% | 2.15% | AGM | |
| 3/1/17 | $135,000 | 4.75% | 2.55% | AGM | |
| 3/1/18 | $145,000 | 4.75% | 2.80% | AGM | |
| 3/1/19 | $150,000 | 4.75% | 3.15% | AGM | |
| 3/1/20 | $160,000 | 4.25% | 3.40% | AGM | |
| 3/1/21 | $170,000 | 4.00% | 3.60% | AGM | |
| 3/1/23 | $370,000 | 4.00% | 4.00% | AGM | |
| 3/1/25 | $410,000 | 4.125% | 4.25% | AGM | |
| 3/1/27 | $460,000 | 4.40% | 4.50% | AGM | |
| 3/1/29 | $515,000 | 4.60% | 4.70% | AGM | |
| 3/1/31 | $575,000 | 4.70% | 4.80% | AGM | |
| 3/1/33 | $640,000 | 4.75% | 4.875% | AGM | |
| 3/1/35 | $715,000 | 5.00% | 5.00% | AGM |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 4.946%
Sterne Agee, NIC 5.0155%
Lucas (City)
Jun 2, 2011 . . . . . . $5,750,000
Combination Tax and Limited Pledge Revenue Certificates of Obligation, Series 2011 (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Feb 1, 2012 to 2031.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 101.0000, TIC 3.5401%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $150,000 | 2.00% | 0.50% | ||
| 2/1/13 | $195,000 | 2.00% | 0.70% | ||
| 2/1/14 | $205,000 | 2.00% | 1.00% | ||
| 2/1/15 | $215,000 | 2.00% | 1.25% | ||
| 2/1/16 | $220,000 | 2.00% | 1.45% | ||
| 2/1/17 | $230,000 | 2.50% | 1.80% | ||
| 2/1/18 | $245,000 | 3.00% | 2.15% | ||
| 2/1/19 | $255,000 | 3.00% | 2.40% | ||
| 2/1/20 | $265,000 | 3.00% | 2.65% | ||
| 2/1/21 | $280,000 | 3.00% | 2.85% | ||
| 2/1/22 | $285,000 | 3.00% | 3.00% | ||
| 2/1/23 | $295,000 | 3.50% | 3.15% | ||
| 2/1/24 | $310,000 | 4.00% | 3.30% | ||
| 2/1/26 | $665,000 | 4.00% | 3.55% | ||
| 2/1/28 | $725,000 | 4.00% | 3.70% | ||
| 2/1/31 | $1,210,000 | 4.00% | 4.10% |
Other managers: CL King & Associates, Kildare Capital, Inc., Loop Capital Markets, LLC, Wedbush Securities Inc, Edward D. Jones & Co., Davenport & Company LLC, Isaak Bond Investments, Inc., NW Capital Markets Inc..
L.O.: Fulbright & Jaworski, San Antonio, TX; and State Attorney General.
F.A.: Southwest Securities, Inc., San Antonio, TX.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.545%
FirstSouthwest, TIC 3.5531%
SAMCO Cap Mkts, TIC 3.57%
Sterne Agee, TIC 3.6058%
BOSC, TIC 3.6079%
Piper Jaffray, TIC 3.618%
Southwest Securities, TIC 3.6457%
Morgan Keegan, TIC 3.655%
Ross Sinclaire, TIC 3.7156%
Sedona Lakes Municipal Utility District No. 1 of Brazoria County
Jun 2, 2011 . . . . . . $3,200,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Jun 1, 2011.
Due Sep 1, 2013 to 2035.
Callable Sep 1, 2019 at par.
Winning bid: GMS Group, at 97.0000, NIC 5.3645%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $70,000 | 4.00% | 3.00% | ||
| 9/1/14 | $75,000 | 4.00% | 3.25% | ||
| 9/1/15 | $80,000 | 4.00% | 3.50% | ||
| 9/1/16 | $85,000 | 4.00% | 3.75% | ||
| 9/1/17 | $90,000 | 4.00% | 4.00% | ||
| 9/1/18 | $95,000 | 4.15% | 4.15% | ||
| 9/1/19 | $100,000 | 4.30% | 4.30% | ||
| 9/1/20 | $105,000 | 4.45% | 4.45% | ||
| 9/1/21 | $110,000 | 4.60% | 4.60% | ||
| 9/1/22 | $115,000 | 4.75% | 4.75% | ||
| 9/1/23 | $125,000 | 4.90% | 4.90% | ||
| 9/1/24 | $130,000 | 5.00% | 5.00% | ||
| 9/1/25 | $135,000 | 5.00% | 5.15% | ||
| 9/1/27 | $300,000 | 5.20% | 5.30% | ||
| 9/1/31 | $700,000 | 5.30% | 5.40% | ||
| 9/1/35 | $885,000 | 5.40% | 5.50% |
L.O.: Sanford Kuhl Hagen Kugle Parker Kahn LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
RBC Capital Mkts, NIC 5.4299%
TAXABLE ISSUES
KENTUCKY
Owensboro (City)
Jun 2, 2011 . . . . . . $2,945,000
Taxable General Obligation Bonds, Series 2011 (book entry).
Dated Jun 16, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Robert W. Baird, at 98.7846, NIC 4.5446%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $110,000 | 0.80% | 0.80% | ||
| 6/1/13 | $115,000 | 1.15% | 1.15% | ||
| 6/1/14 | $115,000 | 1.40% | 1.40% | ||
| 6/1/15 | $115,000 | 1.75% | 1.75% | ||
| 6/1/16 | $120,000 | 2.20% | 2.20% | ||
| 6/1/17 | $120,000 | 2.60% | 2.60% | ||
| 6/1/18 | $125,000 | 2.95% | 2.95% | ||
| 6/1/19 | $125,000 | 3.25% | 3.25% | ||
| 6/1/20 | $130,000 | 3.70% | 3.70% | ||
| 6/1/21 | $135,000 | 3.90% | 3.90% | ||
| 6/1/23 | $285,000 | 4.25% | 4.25% | ||
| 6/1/25 | $315,000 | 4.50% | 4.50% | ||
| 6/1/27 | $340,000 | 4.70% | 4.70% | ||
| 6/1/31 | $795,000 | 5.00% | 5.00% |
Other managers: Ross, Sinclaire & Associates, Inc., Coastal Securities Corp., Duncan-Williams, Inc., CL King & Associates, SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Kildare Capital, Inc., Loop Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Jackson Securities Inc., PNC Capital Markets, William Blair & Company, LLC, Cronin & Co., Inc..
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: First Kentucky Securities Corp., Frankfort, KY.
Other bidders were:
Morgan Keegan, NIC 4.6807%
Sterne Agee, NIC 4.8846%
Bernardi Securities, NIC 5.0144%
J.J.B. Hilliard, NIC 5.1581%
MAINE
Maine
Jun 2, 2011 . . . . . . $39,635,000
General Obligation Bonds, 2011 Series A (Federally Taxable) (book entry).
Dated Jun 8, 2011.
Due Jun 1, 2012 to 2014.
Non-callable.
Winning bid: BMO Capital Markets, at 101.9929, TIC 0.9184%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $13,215,000 | 1.625% | NRO | NRO | |
| 6/1/13 | $13,210,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $13,210,000 | 2.00% | NRO | NRO |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Public Financial Management, Inc., Boston, MA.
Other bidders were:
JPMorgan, TIC 0.9389%
Citigroup, TIC 0.9413%
Wells Fargo Secs, TIC 0.9614%
Morgan Stanley, TIC 0.9945%
Ramirez, TIC 1.0002%
Robert W. Baird, TIC 1.0137%
Piper Jaffray, TIC 1.0443%
BofA Merrill Lynch, TIC 1.0705%
Key Capital Mkts, TIC 1.1588%
Barclays Capital, TIC 1.2168%
Jefferies, TIC 1.2777%
NEW JERSEY
Elizabeth (City)
Jun 2, 2011 . . . . . . $3,000,000
Special Emergency Note (Taxable), Series 2011 (book entry).
Dated Jun 10, 2011.
Due Apr 13, 2012.
Purchased $3,000,000.00 by Jefferies & Company, at 1.75%, plus $722.00, effective rate 1.7214%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Powell Capital Markets, Inc., Roseland, NJ.
Other bidders were:
Bank of America, Effective Rate 1.77%
Oppenheimer, Effective Rate 2.6107%
Wells Fargo Secs, Effective Rate 2.75%
NEW YORK
New York State Dormitory Authority
Jun 2, 2011 . . . . . . $30,260,000
State Personal Income Tax Revenue Bonds (General Purpose) Series 2011B (Federally Taxable) (book entry).
Dated Jun 9, 2011.
Due Mar 15, 2012 to 2021.
Non-callable.
Winning bid: JPMorgan, at 100.0518, TIC 2.971%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/12 | $2,955,000 | 0.50% | NRO | NRO | |
| 3/15/13 | $2,800,000 | 0.95% | 0.89% | ||
| 3/15/14 | $2,825,000 | 1.30% | 1.29% | ||
| 3/15/15 | $2,865,000 | 2.05% | 2.01% | ||
| 3/15/16 | $2,920,000 | 2.35% | 2.31% | ||
| 3/15/17 | $2,990,000 | 2.75% | 2.74% | ||
| 3/15/18 | $3,075,000 | 3.05% | 3.04% | ||
| 3/15/19 | $3,165,000 | 3.40% | 3.38% | ||
| 3/15/20 | $3,275,000 | 3.60% | 3.58% | ||
| 3/15/21 | $3,390,000 | 3.75% | 3.73% |
L.O.: Hawkins, Delafield & Wood, New York, NY; and Bryant Burgher Jaffe & Roberts LLP, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Citigroup, TIC 2.9844%
Goldman Sachs, TIC 3.0152%
RBC Capital Mkts, TIC 3.027%
Morgan Keegan, TIC 3.0491%
Jefferies, TIC 3.0708%
Wells Fargo Secs, TIC 3.1692%
Ramirez, TIC 3.186%
BofA Merrill Lynch, TIC 3.2887%
Morgan Stanley, TIC 3.889%
