ARKANSAS
Guy-Perkins School District No. 34 of Faulkner County
Sep 29, 2010 . . . . . . $2,810,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Feb 1, 2012 to 2040.
Callable Feb 1, 2015 at par.
Winning bid: Crews & Associates, at 98.0253, TIC 3.9027%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/14 | $125,000 | 1.25% | 1.25% | ||
| 2/1/16 | $130,000 | 2.00% | 1.80% | ||
| 2/1/18 | $130,000 | 2.25% | 2.35% | ||
| 2/1/20 | $140,000 | 2.75% | 2.75% | ||
| 2/1/22 | $155,000 | 3.00% | 3.00% | ||
| 2/1/24 | $165,000 | 3.125% | 3.15% | ||
| 2/1/26 | $185,000 | 3.25% | 3.30% | ||
| 2/1/28 | $190,000 | 3.375% | 3.50% | ||
| 2/1/30 | $205,000 | 3.50% | 3.65% | ||
| 2/1/34 | $485,000 | 4.00% | 4.00% | ||
| 2/1/37 | $415,000 | 4.125% | 4.125% | ||
| 2/1/40 | $485,000 | 4.25% | 4.25% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Morgan Keegan, TIC 3.9626%
Izard County Consolidated School District No. 1 of Izard County
Sep 29, 2010 . . . . . . $2,465,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Feb 1, 2012 to 2029.
Callable Aug 1, 2015 at par.
Winning bid: Crews & Associates, at n/a, TIC n/a.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $100,000 | 2.00% | 0.80% | ||
| 2/1/13 | $110,000 | 2.00% | 1.00% | ||
| 2/1/14 | $115,000 | 2.00% | 1.25% | ||
| 2/1/15 | $120,000 | 2.00% | 1.55% | ||
| 2/1/16 | $125,000 | 2.00% | 1.85% | ||
| 2/1/17 | $120,000 | 2.00% | 2.10% | ||
| 2/1/18 | $125,000 | 2.25% | 2.35% | ||
| 2/1/19 | $130,000 | 2.50% | 2.55% | ||
| 2/1/20 | $130,000 | 2.625% | 2.75% | ||
| 2/1/21 | $135,000 | 2.75% | 2.90% | ||
| 2/1/22 | $140,000 | 3.00% | 3.00% | ||
| 2/1/23 | $145,000 | 3.00% | 3.05% | ||
| 2/1/24 | $145,000 | 3.00% | 3.15% | ||
| 2/1/25 | $155,000 | 3.125% | 3.25% | ||
| 2/1/26 | $160,000 | 3.25% | 3.35% | ||
| 2/1/27 | $165,000 | 3.25% | 3.40% | ||
| 2/1/28 | $170,000 | 3.375% | 3.50% | ||
| 2/1/29 | $175,000 | 3.50% | 3.55% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
COLORADO
State Board for Community Colleges and Occupation Education
Sep 29, 2010 . . . . . . $38,070,000
State Board for Comm. Coll & Occupational Ed Systemwide Rev Bonds (Comm Coll of Denver Proj. & Pueblo CC Proj.) Ser. 2010 C-D) Tax- Exempt) (book entry). $6,870,000
Dated Oct 13, 2010.
Due Nov 1, 2012 to 2017.
Non-callable.
Winning bid: Ramirez, at n/a, TIC 4.8159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/12 | $835,000 | 4.00% | NRO | NRO | |
| 11/1/13 | $1,170,000 | 4.00% | NRO | NRO | |
| 11/1/14 | $1,190,000 | 4.00% | NRO | NRO | |
| 11/1/15 | $1,205,000 | 4.00% | NRO | NRO | |
| 11/1/16 | $1,225,000 | 4.00% | NRO | NRO | |
| 11/1/17 | $1,245,000 | 4.00% | NRO | NRO |
L.O.: Kutak Rock, Denver, CO.
F.A.: BD Advisors LLC, Denver, CO.
Other bidders were:
Robert W. Baird, TIC 4.9059%
Stifel Nicolaus, TIC 5.1082%
JPMorgan, TIC 5.5794%
FLORIDA
Pinellas County School District
Sep 29, 2010 . . . . . . $85,000,000
Tax Anticipation Notes, Series 2010 (book entry).
Dated Oct 13, 2010.
Due Jun 30, 2011.
Purchased $85,000,000.00 by Wells Fargo Secs, at 1.5%, plus $680,850.00, effective rate 0.378%.
L.O.: Nabors, Giblin & Nickerson, Tampa, FL.
F.A.: Ford & Associates, Tampa, FL.
Other bidders were:
Goldman Sachs, Effective Rate 0.3947%
JPMorgan, Effective Rate 0.4158%
Morgan Stanley, Effective Rate 0.4326%
TD Securities, Effective Rate 0.4369%
BofA Merrill Lynch, Effective Rate 0.4619%
Jefferies, Effective Rate 0.469%
Southwest Securities, Effective Rate 0.5124%
Janney Montgomery, Effective Rate 0.5216%
Citigroup, Effective Rate 0.5558%
IOWA
Clayton County
Sep 29, 2010 . . . . . . $2,295,000
General Obligation Refunding Bonds, Series 2010 (bank qualified) (book entry).
Dated Oct 1, 2010.
Due May 1, 2011 to 2020.
Callable May 1, 2016 at par.
Winning bid: UMB Bank, at 99.3100, TIC 2.0809%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/11 | $240,000 | 1.00% | NRO | NRO | |
| 5/1/12 | $215,000 | 1.00% | NRO | NRO | |
| 5/1/13 | $215,000 | 1.00% | NRO | NRO | |
| 5/1/14 | $220,000 | 1.10% | NRO | NRO | |
| 5/1/15 | $220,000 | 1.30% | NRO | NRO | |
| 5/1/16 | $225,000 | 1.60% | NRO | NRO | |
| 5/1/17 | $230,000 | 1.90% | NRO | NRO | |
| 5/1/18 | $235,000 | 2.20% | NRO | NRO | |
| 5/1/19 | $245,000 | 2.40% | NRO | NRO | |
| 5/1/20 | $250,000 | 2.55% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Country Club Bank, TIC 2.1109%
Hutchinson Shockey, TIC 2.1573%
Robert W. Baird, TIC 2.1679%
Bankers' Bank, TIC 2.4379%
M&I Marshall, TIC 2.4861%
Des Moines (City)
Sep 29, 2010 . . . . . . $5,100,000
Stormwater Management Utility Revenue Refunding Capital Loan Notes, Series 2010G (book entry).
Dated Oct 26, 2010.
Due Jun 1, 2012 to 2018.
Non-callable.
Winning bid: Hutchinson Shockey, at 104.0473, TIC 1.7222%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $670,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $685,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $705,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $725,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $740,000 | 3.00% | NRO | NRO | |
| 6/1/17 | $770,000 | 3.00% | NRO | NRO | |
| 6/1/18 | $805,000 | 3.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 1.8479%
Des Moines (City)
Sep 29, 2010 . . . . . . $19,300,000
Stormwater Management Utility Revenue Capital Loan Notes, Series 2010F (book entry).
Dated Oct 26, 2010.
Due Jun 1, 2011 to 2030.
Callable Jun 1, 2018 at par.
Winning bid: BMO Capital Markets, at 102.0306, TIC 3.1377%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $1,060,000 | 2.00% | 0.52% | ||
| 6/1/12 | $1,115,000 | 2.00% | 0.68% | ||
| 6/1/13 | $1,135,000 | 2.00% | 0.84% | ||
| 6/1/14 | $1,165,000 | 2.00% | 1.06% | ||
| 6/1/15 | $1,195,000 | 2.00% | 1.36% | ||
| 6/1/16 | $1,215,000 | 2.00% | 1.69% | ||
| 6/1/17 | $1,255,000 | 2.375% | 1.97% | ||
| 6/1/18 | $1,290,000 | 2.50% | 2.22% | ||
| 6/1/19 | $1,360,000 | 3.00% | 2.41% | ||
| 6/1/20 | $625,000 | 3.00% | 2.60% | ||
| 6/1/21 | $650,000 | 3.00% | 2.80% | ||
| 6/1/22 | $675,000 | 4.00% | 2.93% | ||
| 6/1/23 | $700,000 | 4.00% | 3.00% | ||
| 6/1/24 | $730,000 | 4.00% | 3.10% | ||
| 6/1/25 | $765,000 | 4.00% | 3.18% | ||
| 6/1/26 | $795,000 | 4.00% | 3.31% | ||
| 6/1/27 | $835,000 | 4.00% | 3.40% | ||
| 6/1/28 | $870,000 | 4.00% | 3.49% | ||
| 6/1/29 | $910,000 | 4.00% | 3.58% | ||
| 6/1/30 | $955,000 | 4.00% | 3.67% |
Other managers: Stifel, Nicolaus & Co., Inc., Oppenheimer & Co., Inc..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 3.1472%
BofA Merrill Lynch, TIC 3.1689%
Piper Jaffray, TIC 3.198%
Robert W. Baird, TIC 3.2624%
North Liberty (City)
Sep 28, 2010 . . . . . . $6,765,000
General Obligation Urban Renewal Bonds, Series 2010B (bank qualified) (book entry).
Dated Oct 25, 2010.
Due Jun 1, 2012 to 2021.
Callable Jun 1, 2017 at par.
Winning bid: Hutchinson Shockey, at 100.6442, TIC 2.1407%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/12 | $625,000 | 2.00% | NRO | NRO | |
| 6/1/13 | $635,000 | 2.00% | NRO | NRO | |
| 6/1/14 | $640,000 | 2.00% | NRO | NRO | |
| 6/1/15 | $650,000 | 2.00% | NRO | NRO | |
| 6/1/16 | $660,000 | 2.00% | NRO | NRO | |
| 6/1/17 | $675,000 | 2.00% | NRO | NRO | |
| 6/1/18 | $690,000 | 2.00% | NRO | NRO | |
| 6/1/19 | $710,000 | 2.25% | NRO | NRO | |
| 6/1/20 | $730,000 | 2.50% | NRO | NRO | |
| 6/1/21 | $750,000 | 2.75% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 2.1805%
UMB Bank, TIC 2.2284%
D.A. Davidson, TIC 2.2901%
M&I Marshall, TIC 2.3113%
Piper Jaffray, TIC 2.5164%
Pleasant Hill (City)
Sep 28, 2010 . . . . . . $3,900,000
General Obligation Urban Renewal Corporate Purpose Bonds, Series 2010 (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Jun 1, 2011 to 2013.
Callable Jun 1, 2012 at par.
Winning bid: UMB Bank, at 99.6850, TIC 0.9412%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $1,275,000 | 0.50% | NRO | NRO | |
| 6/1/12 | $1,300,000 | 0.65% | NRO | NRO | |
| 6/1/13 | $1,325,000 | 0.85% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Hutchinson Shockey, TIC 1.133%
D.A. Davidson, TIC 1.2068%
KENTUCKY
Barren County School District Finance Corporation
Sep 29, 2010 . . . . . . $4,580,000
School Building Refunding Revenue Bonds, Second Series of 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Feb 1, 2011 to 2022.
Non-callable.
Winning bid: Ross Sinclaire, at 99.0713, NIC 2.9788%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $50,000 | 0.70% | NRO | NRO | |
| 2/1/12 | $60,000 | 1.00% | NRO | NRO | |
| 2/1/13 | $215,000 | 1.15% | NRO | NRO | |
| 2/1/14 | $285,000 | 1.60% | NRO | NRO | |
| 2/1/15 | $285,000 | 2.00% | NRO | NRO | |
| 2/1/16 | $290,000 | 2.25% | NRO | NRO | |
| 2/1/17 | $300,000 | 2.50% | NRO | NRO | |
| 2/1/18 | $480,000 | 3.00% | NRO | NRO | |
| 2/1/19 | $495,000 | 3.00% | NRO | NRO | |
| 2/1/20 | $685,000 | 3.00% | NRO | NRO | |
| 2/1/21 | $710,000 | 3.00% | NRO | NRO | |
| 2/1/22 | $725,000 | 3.10% | NRO | NRO |
Other managers: Duncan-Williams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., PNC Capital Markets, J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Morgan Keegan, NIC 2.9917%
Grant County School District Finance Corporation
Sep 29, 2010 . . . . . . $2,215,000
School Building Refunding Revenue Bonds, Series of 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Feb 1, 2011 to Aug 1, 2022.
Non-callable.
Winning bid: Ross Sinclaire, at 99.0000, NIC 3.0688%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $50,000 | 0.60% | NRO | NRO | |
| 8/1/11 | $45,000 | 0.70% | NRO | NRO | |
| 8/1/13 | $125,000 | 1.20% | NRO | NRO | |
| 8/1/16 | $240,000 | 2.25% | NRO | NRO | |
| 8/1/17 | $115,000 | 2.75% | NRO | NRO | |
| 8/1/18 | $120,000 | 2.75% | NRO | NRO | |
| 8/1/20 | $555,000 | 3.00% | NRO | NRO | |
| 8/1/22 | $965,000 | 3.10% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., PNC Capital Markets, Duncan-Williams, Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Morgan Keegan, NIC 3.1146%
MASSACHUSETTS
Littleton (Town)
Sep 29, 2010 . . . . . . $7,472,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 15, 2010.
Due Apr 15, 2011.
Purchased $7,472,000.00 by TD Securities, at 1.0%, plus $22,191.84, effective rate 0.406%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Eastern Bank, Effective Rate 0.458%
FirstSouthwest, Effective Rate 0.5111%
Jefferies, Effective Rate 0.516%
Oppenheimer, Effective Rate 0.9539%
MINNESOTA
Carver (City)
Sep 29, 2010 . . . . . . $3,135,000
General Obligation Bonds, Series 2010A (bank qualified) (book entry).
Dated Nov 4, 2010.
Due Feb 1, 2012 to 2023.
Callable Feb 1, 2018 at par.
Winning bid: UMB Bank, at 99.1600, TIC 2.327%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/12 | $135,000 | 1.00% | NRO | NRO | |
| 2/1/13 | $305,000 | 1.00% | NRO | NRO | |
| 2/1/14 | $310,000 | 1.00% | NRO | NRO | |
| 2/1/15 | $315,000 | 1.20% | NRO | NRO | |
| 2/1/16 | $280,000 | 1.50% | NRO | NRO | |
| 2/1/17 | $285,000 | 1.80% | NRO | NRO | |
| 2/1/18 | $300,000 | 2.00% | NRO | NRO | |
| 2/1/19 | $295,000 | 2.30% | NRO | NRO | |
| 2/1/20 | $310,000 | 2.55% | NRO | NRO | |
| 2/1/21 | $260,000 | 2.75% | NRO | NRO | |
| 2/1/22 | $200,000 | 3.00% | NRO | NRO | |
| 2/1/23 | $140,000 | 3.00% | NRO | NRO |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Wells Fargo Advisors, TIC 2.355%
United Banker's Bk, TIC 2.4102%
UBS Financial Svcs, TIC 2.436%
Robert W. Baird, TIC 2.4575%
M&I Marshall, TIC 2.5068%
Cronin, TIC 2.69%
NEW JERSEY
Seaside Heights Borough
Sep 29, 2010 . . . . . . $2,550,500
Bond Anticipation Notes (bank qualified).
Dated Oct 8, 2010.
Due Oct 7, 2011.
Purchased $2,550,500.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a%.
L.O.: Dilworth Paxson, Neptune, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2563%
Beneficial Bk, Effective Rate 1.292%
NEW MEXICO
Santa Fe (City)
Sep 29, 2010 . . . . . . $10,300,000
General Obligation Bonds, Series 2010 (book entry).
Dated Nov 2, 2010.
Due Aug 1, 2011 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Stone & Youngberg, at 103.9477, TIC 3.103%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $465,000 | 2.50% | 0.40% | ||
| 8/1/12 | $395,000 | 2.00% | NRO | NRO | |
| 8/1/13 | $410,000 | 2.50% | 0.77% | ||
| 8/1/14 | $430,000 | 2.50% | NRO | NRO | |
| 8/1/15 | $445,000 | 2.50% | NRO | NRO | |
| 8/1/16 | $460,000 | 2.50% | NRO | NRO | |
| 8/1/17 | $480,000 | 3.00% | 1.85% | ||
| 8/1/18 | $500,000 | 3.00% | 2.09% | ||
| 8/1/19 | $515,000 | 3.00% | 2.29% | ||
| 8/1/20 | $540,000 | 3.00% | 2.47% | ||
| 8/1/21 | $555,000 | 4.00% | NRO | NRO | |
| 8/1/22 | $570,000 | 4.00% | NRO | NRO | |
| 8/1/23 | $590,000 | 4.00% | NRO | NRO | |
| 8/1/24 | $605,000 | 4.00% | NRO | NRO | |
| 8/1/25 | $625,000 | 4.00% | NRO | NRO | |
| 8/1/26 | $645,000 | 4.00% | 3.375% | ||
| 8/1/27 | $665,000 | 3.50% | 3.58% | ||
| 8/1/28 | $690,000 | 3.50% | 3.615% | ||
| 8/1/29 | $715,000 | 3.625% | 3.718% |
L.O.: Modrall, Sperling, Roehl, Harris & Sisk, Albuquerque, NM.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
Southwest Securities, TIC 3.1238%
Robert W. Baird, TIC 3.1579%
Hutchinson Shockey, TIC 3.1619%
JPMorgan, TIC 3.2358%
RBC Capital Mkts, TIC 3.3574%
NEW YORK
Brewster Central School District
Sep 29, 2010 . . . . . . $885,679
Bond Anticipation Notes, 2010 (Renewals) (bank qualified).
Dated Oct 7, 2010.
Due Oct 7, 2011.
Purchased $885,680.00 by JPMorgan Chase, at 0.72%, effective rate 0.72%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0286%
Oppenheimer, Effective Rate 1.4638%
M & T Bank, Effective Rate 1.47%
East Rockaway Union Free School District
Sep 29, 2010 . . . . . . $1,850,000
School District Refunding Serial Bonds - 2010 (bank qualified) (book entry).
Dated Oct 20, 2010.
Due Jan 15, 2011 to 2017.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, TIC 1.373%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/11 | $10,000 | 2.00% | NRO | NRO | |
| 1/15/12 | $285,000 | 2.00% | NRO | NRO | |
| 1/15/13 | $295,000 | 2.00% | NRO | NRO | |
| 1/15/14 | $300,000 | 3.00% | NRO | NRO | |
| 1/15/15 | $315,000 | 2.00% | NRO | NRO | |
| 1/15/16 | $320,000 | 2.00% | NRO | NRO | |
| 1/15/17 | $325,000 | 2.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Hutchinson Shockey, TIC 1.8562%
Robert W. Baird, TIC 1.9068%
Harrisville Central School District
Sep 29, 2010 . . . . . . $99,575
School District (Serial) Bonds, 2010 (bank qualified).
Dated Oct 13, 2010.
Due Jun 15, 2011 to 2015.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 2.3532%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/11 | $19,575 | 2.25% | NRO | NRO | |
| 6/15/12 | $20,000 | 2.25% | NRO | NRO | |
| 6/15/13 | $20,000 | 2.375% | NRO | NRO | |
| 6/15/14 | $20,000 | 2.375% | NRO | NRO | |
| 6/15/15 | $20,000 | 2.375% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.7377%
JPMorgan Chase, NIC 3.23%
Haverstraw Village
Sep 29, 2010 . . . . . . $1,500,000
Bond Anticipation Notes, Series 2010 B (bank qualified) (book entry).
Dated Oct 7, 2010.
Due Oct 7, 2011.
Purchased $1,500,000.00 by Jefferies, at 0.73%, plus $5.00, effective rate 0.7297%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.9893%
TD Securities, Effective Rate 1.073%
Janney Montgomery, Effective Rate 1.095%
Oppenheimer, Effective Rate 1.534%
Haverstraw Village
Sep 29, 2010 . . . . . . $6,174,682
Various Purposes (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Oct 1, 2011 to 2030.
Callable Oct 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.2318%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $144,682 | 3.25% | NRO | NRO | AGM |
| 10/1/12 | $245,000 | 3.25% | NRO | NRO | AGM |
| 10/1/13 | $250,000 | 3.25% | NRO | NRO | AGM |
| 10/1/14 | $255,000 | 2.125% | NRO | NRO | AGM |
| 10/1/15 | $260,000 | 3.25% | NRO | NRO | AGM |
| 10/1/16 | $260,000 | 3.25% | NRO | NRO | AGM |
| 10/1/17 | $270,000 | 3.25% | NRO | NRO | AGM |
| 10/1/18 | $280,000 | 3.25% | NRO | NRO | AGM |
| 10/1/19 | $290,000 | 3.00% | NRO | NRO | AGM |
| 10/1/20 | $295,000 | 3.00% | NRO | NRO | AGM |
| 10/1/21 | $305,000 | 3.00% | NRO | NRO | AGM |
| 10/1/22 | $315,000 | 3.00% | NRO | NRO | AGM |
| 10/1/23 | $330,000 | 3.00% | NRO | NRO | AGM |
| 10/1/24 | $340,000 | 3.00% | NRO | NRO | AGM |
| 10/1/25 | $355,000 | 3.125% | NRO | NRO | AGM |
| 10/1/26 | $365,000 | 3.25% | NRO | NRO | AGM |
| 10/1/27 | $380,000 | 3.25% | NRO | NRO | AGM |
| 10/1/28 | $400,000 | 3.50% | NRO | NRO | AGM |
| 10/1/29 | $410,000 | 3.50% | NRO | NRO | AGM |
| 10/1/30 | $425,000 | 3.50% | NRO | NRO | AGM |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Sterne, Agee & Leach, Inc.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY; and Capital Markets Advisors, LLC, New York, NY.
Other bidders were:
BofA Merrill Lynch, NIC 3.5149%
Robert W. Baird, NIC 3.5842%
Johnson City Village
Sep 29, 2010 . . . . . . $600,000
Bond Anticipation Notes, 2010 (Renewals) Series A (bank qualified).
Dated Oct 15, 2010.
Due Mar 11, 2011.
Purchased $600,000.00 by JPMorgan Chase, at 1.44%, effective rate 1.44%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.8577%
Johnson City Village
Sep 29, 2010 . . . . . . $887,305
Public Improvement (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Oct 15, 2010.
Due Oct 15, 2011 to 2016.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 1.9705%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/15/11 | $137,305 | 1.30% | NRO | NRO | |
| 10/15/12 | $160,000 | 1.40% | NRO | NRO | |
| 10/15/13 | $165,000 | 1.60% | NRO | NRO | |
| 10/15/14 | $160,000 | 1.80% | NRO | NRO | |
| 10/15/15 | $165,000 | 2.20% | NRO | NRO | |
| 10/15/16 | $100,000 | 2.60% | NRO | NRO |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Tioga State Bank, NIC 2.4754%
Sage Rutty, NIC 2.6047%
JPMorgan Chase, NIC 3.27%
Johnson City Village
Sep 29, 2010 . . . . . . $1,383,509
Bond Anticipation Notes, 2010 (Renewals) Series B (bank qualified).
Dated Oct 15, 2010.
Due Oct 14, 2011.
Purchased $1,383,510.00 by Roosevelt & Cross, at 1.5%, plus $1,203.00, effective rate 1.4128%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.54%
Janney Montgomery, Effective Rate 1.5999%
Oppenheimer, Effective Rate 1.7352%
Manhasset Union Free School District
Sep 29, 2010 . . . . . . $9,500,000
Tax Anticipation Notes for 2010-2011 Taxes (bank qualified).
Dated Oct 7, 2010.
Due Jun 23, 2011.
Purchased $9,500,000.00 by JPMorgan, at 1.35%, plus $77,699.83, effective rate 0.3498%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, New York, NY.
Other bidders were:
TD Securities, Effective Rate 0.3652%
Jefferies, Effective Rate 0.3683%
Janney Montgomery, Effective Rate 0.4344%
Piper Jaffray, Effective Rate 0.4439%
JPMorgan Chase, Effective Rate 0.5%
Flushing Comm Bk, Effective Rate 0.75%
TD Bank, N.A., Effective Rate 0.75%
Oppenheimer, Effective Rate 0.9305%
South Lewis Central School District
Sep 29, 2010 . . . . . . $316,673
School District (Serial) Bonds, 2010 (bank qualified).
Dated Oct 14, 2010.
Due Oct 1, 2011 to 2015.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 2.0015%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $51,673 | 1.30% | NRO | NRO | |
| 10/1/12 | $60,000 | 1.45% | NRO | NRO | |
| 10/1/13 | $60,000 | 1.60% | NRO | NRO | |
| 10/1/14 | $70,000 | 1.95% | NRO | NRO | |
| 10/1/15 | $75,000 | 2.50% | NRO | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 2.0164%
Roosevelt & Cross, NIC 2.0935%
JPMorgan Chase, NIC 2.56%
Adirondack Bank, NIC 2.7323%
Community Bank, NIC 3.79%
OKLAHOMA
Hughes County Independent School District No. 54 (Stuart)
Sep 29, 2010 . . . . . . $675,000
General Obligation Combined Purpose Bonds of 2010 (bank qualified) (book entry).
Dated Nov 1, 2010.
Due Nov 1, 2012 to 2015.
Non-callable.
Winning bid: Baker Group, at n/a, NIC 1.2599%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/12 | $165,000 | 1.45% | NRO | NRO | |
| 11/1/13 | $170,000 | 1.15% | NRO | NRO | |
| 11/1/14 | $170,000 | 1.20% | NRO | NRO | |
| 11/1/15 | $170,000 | 1.30% | NRO | NRO |
In association with: The Bank, N.A., McAlister.
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
UMB Bank, NIC 1.2899%
Country Club Bank, NIC 1.3222%
BOSC, NIC 1.3382%
VIRGINIA
Loudoun County Sanitation Authority
Sep 29, 2010 . . . . . . $15,520,000
Water and Sewer System Revenue Bonds, Refunding Series 2010A (book entry).
Dated Oct 13, 2010.
Due Jan 1, 2015 to 2021.
Non-callable.
Winning bid: JPMorgan, at 114.8359, TIC 2.0358%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/15 | $915,000 | 3.00% | 1.00% | ||
| 1/1/16 | $3,290,000 | 3.00% | 1.31% | ||
| 1/1/17 | $2,090,000 | 4.00% | 1.63% | ||
| 1/1/18 | $2,175,000 | 4.00% | 1.90% | ||
| 1/1/19 | $2,250,000 | 4.00% | 2.10% | ||
| 1/1/20 | $2,340,000 | 5.00% | 2.29% | ||
| 1/1/21 | $2,460,000 | 5.00% | 2.46% |
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Hutchinson Shockey, TIC 2.0618%
BB&T Cap Mkts, TIC 2.0669%
Stone & Youngberg, TIC 2.0702%
UBS Financial Svcs, TIC 2.0709%
BofA Merrill Lynch, TIC 2.073%
Davenport, TIC 2.0961%
BMO Capital Markets, TIC 2.0961%
TD Securities, TIC 2.1074%
M & T Securities, TIC 2.1159%
Wells Fargo Advisors, TIC 2.1249%
WISCONSIN
Northland Pines School District
Sep 27, 2010 . . . . . . $2,200,000
Tax and Revenue Anticipation Promissory Notes (bank qualified) (book entry).
Dated Oct 5, 2010.
Due Oct 12, 2011.
Purchased $2,200,000.00 by Robert W. Baird, at 1.0%, plus $5,324.00, effective rate 0.7626%.
L.O.: Quarles & Brady, Milwaukee, WI.
Other bidders were:
U.S. Bank, N.A., Effective Rate 0.77%
M&I Bank, Effective Rate 1.0%
Oppenheimer, Effective Rate 1.075%
JPMorgan Chase, Effective Rate 1.088%
TAXABLE ISSUES
COLORADO
State Board for Community Colleges and Occupation Education
Sep 29, 2010 . . . . . . $38,070,000
State Board for Comm. Coll & Occupational Ed Systemwide Rev Bonds (Comm Coll of Denver Proj. & Pueblo CC Proj.) Ser. 2010 C-D) (Build America Bonds ) (book entry). $31,200,000
Dated Oct 13, 2010.
Due Nov 1, 2018 to 2039.
Callable Nov 1, 2020 at par.
Winning bid: Ramirez, at n/a, TIC 4.8159%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/18 | $1,265,000 | 3.37% | NRO | NRO | |
| 11/1/19 | $1,290,000 | 3.57% | NRO | NRO | |
| 11/1/20 | $1,325,000 | 3.77% | NRO | NRO | |
| 11/1/21 | $1,360,000 | 3.92% | NRO | NRO | |
| 11/1/22 | $1,405,000 | 4.12% | NRO | NRO | |
| 11/1/23 | $1,445,000 | 4.32% | NRO | NRO | |
| 11/1/24 | $1,490,000 | 4.52% | NRO | NRO | |
| 11/1/25 | $1,540,000 | 4.70% | NRO | NRO | |
| 11/1/26 | $1,590,000 | 4.85% | NRO | NRO | |
| 11/1/27 | $1,655,000 | 5.00% | NRO | NRO | |
| 11/1/30 | $5,315,000 | 5.25% | NRO | NRO | |
| 11/1/35 | $8,700,000 | 5.35% | NRO | NRO | |
| 11/1/39 | $2,820,000 | 5.50% | NRO | NRO |
L.O.: Kutak Rock, Denver, CO.
F.A.: BD Advisors LLC, Denver, CO.
Other bidders were:
Robert W. Baird, TIC 4.9059%
Stifel Nicolaus, TIC 5.1082%
JPMorgan, TIC 5.5794%
INDIANA
Hamilton Southeastern Schools
Sep 22, 2010 . . . . . . $1,200,000
Taxable General Obligation Qualified School Construction Bonds (Direct Pay Option), Series 2010.
Dated Oct 6, 2010.
Due Jan 1, 2018.
Non-callable.
Winning bid: Ross Sinclaire, at n/a, NIC 4.31%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/18 | $1,200,000 | 4.25% | NRO | NRO |
Other managers: David A. Noyes & Company.
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
J.J.B. Hilliard, NIC 4.91%
SOUTH CAROLINA
Richland County
Sep 29, 2010 . . . . . . $16,330,000
General Obligation Bonds, Series 2010A (Taxable Build America Bonds) (book entry).
Dated Oct 13, 2010.
Due Mar 1, 2011 to 2025.
Callable Mar 1, 2020 at par.
Winning bid: Morgan Keegan, at n/a, TIC 1.7034%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/11 | $650,000 | 0.50% | NRO | NRO | |
| 3/1/12 | $2,815,000 | 0.95% | NRO | NRO | |
| 3/1/13 | $5,310,000 | 1.25% | NRO | NRO | |
| 3/1/14 | $1,205,000 | 1.625% | NRO | NRO | |
| 3/1/15 | $155,000 | 2.00% | NRO | NRO | |
| 3/1/16 | $155,000 | 2.25% | NRO | NRO | |
| 3/1/17 | $1,440,000 | 2.50% | NRO | NRO | |
| 3/1/18 | $1,020,000 | 2.95% | NRO | NRO | |
| 3/1/19 | $1,615,000 | 3.25% | NRO | NRO | |
| 3/1/20 | $165,000 | 3.30% | NRO | NRO | |
| 3/1/25 | $1,800,000 | 4.20% | NRO | NRO |
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
BMO Capital Markets, TIC 1.767%
Robert W. Baird, TIC 1.8333%
Wells Fargo Advisors, TIC 1.8616%
Vining-Sparks IBG, TIC 1.8937%
Ramirez, TIC 2.021%
