ARKANSAS
Flippin School District No. 26 of Marion County
Sep 23, 2010 . . . . . . $2,260,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Feb 1, 2012 to 2030.
Callable Feb 1, 2014 at par.
Winning bid: Morgan Keegan, at 98.5880, TIC 3.0743%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $135,000 | 1.00% | NRO | NRO | |
2/1/14 | $100,000 | 2.00% | NRO | NRO | |
2/1/15 | $105,000 | 2.00% | NRO | NRO | |
2/1/16 | $105,000 | 2.00% | NRO | NRO | |
2/1/17 | $105,000 | 2.00% | NRO | NRO | |
2/1/18 | $110,000 | 2.25% | NRO | NRO | |
2/1/19 | $115,000 | 2.375% | NRO | NRO | |
2/1/20 | $115,000 | 2.50% | NRO | NRO | |
2/1/21 | $115,000 | 2.625% | NRO | NRO | |
2/1/22 | $120,000 | 2.75% | NRO | NRO | |
2/1/23 | $125,000 | 2.875% | NRO | NRO | |
2/1/24 | $130,000 | 3.00% | NRO | NRO | |
2/1/25 | $135,000 | 3.00% | NRO | NRO | |
2/1/26 | $140,000 | 3.125% | NRO | NRO | |
2/1/27 | $145,000 | 3.25% | NRO | NRO | |
2/1/28 | $145,000 | 3.25% | NRO | NRO | |
2/1/29 | $155,000 | 3.375% | NRO | NRO | |
2/1/30 | $160,000 | 3.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.1679%
Ross Sinclaire, TIC 3.1702%
Stephens, TIC 3.1961%
Mayflower School District No. 78 of Faulkner County
Sep 23, 2010 . . . . . . $4,185,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Jun 1, 2011 to 2027.
Callable Dec 1, 2015 at par.
Winning bid: Morgan Keegan, at 98.8551, TIC 2.8447%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $425,000 | 1.00% | NRO | NRO | |
6/1/14 | $220,000 | 2.00% | NRO | NRO | |
6/1/15 | $230,000 | 2.00% | NRO | NRO | |
6/1/16 | $230,000 | 2.00% | NRO | NRO | |
6/1/17 | $240,000 | 2.00% | NRO | NRO | |
6/1/18 | $245,000 | 2.25% | NRO | NRO | |
6/1/19 | $255,000 | 2.375% | NRO | NRO | |
6/1/20 | $260,000 | 2.50% | NRO | NRO | |
6/1/21 | $270,000 | 2.625% | NRO | NRO | |
6/1/22 | $275,000 | 2.75% | NRO | NRO | |
6/1/23 | $280,000 | 2.875% | NRO | NRO | |
6/1/24 | $300,000 | 3.00% | NRO | NRO | |
6/1/25 | $305,000 | 3.00% | NRO | NRO | |
6/1/26 | $320,000 | 3.125% | NRO | NRO | |
6/1/27 | $330,000 | 3.25% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 2.9288%
KANSAS
Kansas Development Finance Authority
Sep 23, 2010 . . . . . . $4,110,000
Sales Tax Revenue Bonds Series 2010P-1 (Kansas Board of Regents-University of Kansas Clinical Research Center Project) (book entry).
Dated Oct 7, 2010.
Due Sep 1, 2011 to 2016.
Non-callable.
Winning bid: Stern Brothers, at n/a, TIC 1.2767%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/11 | $670,000 | 2.00% | 0.50% | ||
9/1/12 | $675,000 | 2.00% | 0.65% | ||
9/1/13 | $680,000 | 3.00% | 0.80% | ||
9/1/14 | $685,000 | 3.00% | 1.20% | ||
9/1/15 | $695,000 | 3.00% | 1.35% | ||
9/1/16 | $705,000 | 3.00% | 1.63% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Hutchinson Shockey, TIC 1.4537%
Morgan Stanley, TIC 1.4792%
George K. Baum, TIC 1.5067%
Robert W. Baird, TIC 1.5373%
Piper Jaffray, TIC 1.5594%
JPMorgan, TIC 1.6083%
Jefferies, TIC 1.6186%
KENTUCKY
Bardstown Independent School District Finance Corporation
Sep 23, 2010 . . . . . . $6,380,000
School Building Refunding Revenue Bonds, Series of 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Jun 1, 2011 to 2024.
Non-callable.
Winning bid: Ross Sinclaire, at 99.1708, NIC 2.9834%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $130,000 | 0.60% | NRO | NRO | |
6/1/12 | $65,000 | 0.75% | NRO | NRO | |
6/1/13 | $210,000 | 1.00% | NRO | NRO | |
6/1/14 | $215,000 | 1.50% | NRO | NRO | |
6/1/15 | $220,000 | 2.00% | NRO | NRO | |
6/1/16 | $225,000 | 2.25% | NRO | NRO | |
6/1/17 | $235,000 | 2.40% | NRO | NRO | |
6/1/18 | $590,000 | 2.60% | NRO | NRO | |
6/1/19 | $600,000 | 3.00% | NRO | NRO | |
6/1/20 | $620,000 | 3.00% | NRO | NRO | |
6/1/21 | $780,000 | 3.00% | NRO | NRO | |
6/1/22 | $805,000 | 3.00% | NRO | NRO | |
6/1/23 | $830,000 | 3.00% | NRO | NRO | |
6/1/24 | $855,000 | 3.10% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Robert W. Baird & Co., Inc., PNC Capital Markets.
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Morgan Keegan, NIC 3.0392%
Calloway County School District Finance Corporation
Sep 23, 2010 . . . . . . $6,265,000
School Building Refunding Revenue Bonds, Second Series of 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Jun 1, 2011 to 2022.
Non-callable.
Winning bid: Ross Sinclaire, at 99.0000, NIC 2.7337%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $145,000 | 0.60% | NRO | NRO | |
6/1/12 | $75,000 | 1.00% | NRO | NRO | |
6/1/13 | $75,000 | 1.00% | NRO | NRO | |
6/1/14 | $535,000 | 1.50% | NRO | NRO | |
6/1/15 | $535,000 | 2.00% | NRO | NRO | |
6/1/16 | $550,000 | 2.25% | NRO | NRO | |
6/1/17 | $665,000 | 2.40% | NRO | NRO | |
6/1/18 | $730,000 | 2.75% | NRO | NRO | |
6/1/19 | $720,000 | 2.75% | NRO | NRO | |
6/1/20 | $725,000 | 2.80% | NRO | NRO | |
6/1/21 | $735,000 | 2.90% | NRO | NRO | |
6/1/22 | $775,000 | 2.90% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., Robert W. Baird & Co., Inc., PNC Capital Markets.
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Morgan Keegan, NIC 2.8548%
Trimble County School District Finance Corporation
Sep 23, 2010 . . . . . . $4,445,000
School Building Revenue Refunding Bonds, Series 2010 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Apr 1, 2011 to 2022.
Callable Apr 1, 2021 at par.
Winning bid: Ross Sinclaire, at 99.0000, NIC 2.8026%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/11 | $25,000 | 1.00% | NRO | NRO | |
4/1/12 | $65,000 | 1.00% | NRO | NRO | |
4/1/13 | $310,000 | 1.00% | NRO | NRO | |
4/1/14 | $315,000 | 2.00% | NRO | NRO | |
4/1/15 | $430,000 | 2.00% | NRO | NRO | |
4/1/16 | $435,000 | 2.25% | NRO | NRO | |
4/1/17 | $445,000 | 2.40% | NRO | NRO | |
4/1/18 | $460,000 | 2.65% | NRO | NRO | |
4/1/20 | $950,000 | 2.85% | NRO | NRO | |
4/1/22 | $1,010,000 | 3.00% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., PNC Capital Markets.
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
MINNESOTA
Cambridge-Isanti Independent School District No. 911
Sep 23, 2010 . . . . . . $675,000
General Obligation Capital Facilities Bonds, Series 2010A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Feb 1, 2012 to 2021.
Non-callable.
Winning bid: Cronin, at 100.1863, TIC 2.5698%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $60,000 | 2.00% | 0.75% | ||
2/1/13 | $65,000 | 2.00% | 1.00% | ||
2/1/14 | $65,000 | 2.00% | 1.20% | ||
2/1/15 | $65,000 | 2.00% | 1.50% | ||
2/1/16 | $65,000 | 2.25% | 1.90% | ||
2/1/17 | $70,000 | 2.50% | 2.20% | ||
2/1/18 | $70,000 | 2.625% | 2.40% | ||
2/1/19 | $70,000 | 2.75% | 2.60% | ||
2/1/20 | $70,000 | 3.00% | 2.80% | ||
2/1/21 | $75,000 | 3.00% | 3.00% |
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
United Banker's Bk, TIC 2.6131%
NEW JERSEY
Camden County
Sep 23, 2010 . . . . . . $15,085,000
General Obligation Refunding Bonds, Series 2010 (book entry).
Dated Sep 30, 2010.
Due Oct 1, 2011 to 2015.
Non-callable.
Winning bid: UBS Financial Svcs, at 100.0066, TIC 1.7544%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/11 | $2,840,000 | 1.00% | NRO | NRO | |
10/1/12 | $2,925,000 | 1.00% | NRO | NRO | |
10/1/13 | $3,015,000 | 1.75% | NRO | NRO | |
10/1/14 | $3,105,000 | 2.00% | NRO | NRO | |
10/1/15 | $3,200,000 | 2.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Sterne, Agee & Leach, Inc, Wells Fargo Advisors, Bank of New York Mellon Capital Markets, LLC, Loop Capital Markets, LLC.
L.O.: McCarter & English, Newark, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Morgan Stanley, TIC 1.8206%
Janney Montgomery, TIC 1.8371%
Chatham Borough
Sep 23, 2010 . . . . . . $4,854,674
General Obligation Bond Anticipation Note (bank qualified).
Dated Oct 1, 2010.
Due Jun 1, 2011.
Purchased $4,854,670.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 0.7935%
Valley National Bank, Effective Rate 0.85%
TD Securities, Effective Rate 0.9045%
Oppenheimer, Effective Rate 0.93%
Roosevelt & Cross, Effective Rate 0.9962%
Clinton Township Board of Education
Sep 23, 2010 . . . . . . $540,000
Temporary Notes (bank qualified).
Dated Sep 30, 2010.
Due Jan 28, 2011.
Purchased $540,000.00 by TD Bank, N.A., at 2.15%, effective rate 2.15%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Paulsboro Borough
Sep 23, 2010 . . . . . . $295,000
Bond Anticipation Notes of 2010, Series B (bank qualified).
Dated Sep 30, 2010.
Due Mar 30, 2011.
Purchased $295,000.00 by First Elmer Inv Corp, at 1.49%, effective rate 1.49%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bk, FSB, Effective Rate 1.5%
South Brunswick Township
Sep 23, 2010 . . . . . . $6,650,000
General Obligation Refunding Bonds, Series 2010 (bank qualified) (book entry).
Dated Oct 19, 2010.
Due Jan 15, 2011 to 2021.
Non-callable.
Winning bid: Robert W. Baird, at 100.1514, NIC 2.2265%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/15/11 | $105,000 | 2.00% | NRO | NRO | |
1/15/12 | $700,000 | 2.00% | NRO | NRO | |
1/15/13 | $685,000 | 2.00% | NRO | NRO | |
1/15/14 | $675,000 | 2.00% | NRO | NRO | |
1/15/15 | $675,000 | 2.00% | NRO | NRO | |
1/15/16 | $665,000 | 2.00% | NRO | NRO | |
1/15/17 | $650,000 | 2.00% | NRO | NRO | |
1/15/18 | $640,000 | 2.00% | NRO | NRO | |
1/15/19 | $630,000 | 2.50% | NRO | NRO | |
1/15/20 | $620,000 | 2.50% | NRO | NRO | |
1/15/21 | $605,000 | 2.625% | NRO | NRO |
Other managers: NW Capital Markets Inc., Eastern Bank Capital Markets, Coastal Securities Corp., Edward D. Jones & Co., Crews & Associates, Inc., Davenport & Company LLC, Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, Corby Capital Markets, Inc..
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Teaneck, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Roosevelt & Cross, NIC 2.2464%
FirstSouthwest, NIC 2.2729%
Janney Montgomery, NIC 2.2769%
Morgan Keegan, NIC 2.4593%
South Brunswick Township
Sep 23, 2010 . . . . . . $10,036,000
General Obligation Bonds, Series 2010: $926,000 General Improvement; $5,942,000 Water-Sewer Utility and $3,168,000 Open Space (bank qualified) (book entry).
Dated Oct 19, 2010.
Due Oct 1, 2011 to 2030.
Callable Oct 1, 2020 at par.
Winning bid: Janney Montgomery, at 100.0000, NIC 2.8563%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/11 | $250,000 | 2.00% | 0.55% | ||
10/1/12 | $320,000 | 2.00% | 0.65% | ||
10/1/13 | $330,000 | 2.00% | 0.85% | ||
10/1/14 | $365,000 | 2.00% | 1.05% | ||
10/1/15 | $470,000 | 2.00% | 1.40% | ||
10/1/16 | $720,000 | 2.00% | 1.68% | ||
10/1/17 | $735,000 | 2.00% | 2.00% | ||
10/1/18 | $731,000 | 2.15% | 2.25% | ||
10/1/19 | $645,000 | 3.00% | 2.45% | ||
10/1/20 | $655,000 | 3.00% | 2.63% | ||
10/1/21 | $670,000 | 3.00% | 2.77% | ||
10/1/22 | $780,000 | 3.00% | 2.89% | ||
10/1/23 | $780,000 | 3.00% | 2.97% | ||
10/1/24 | $785,000 | 3.00% | 3.05% | ||
10/1/25 | $800,000 | 3.00% | 3.13% | ||
10/1/26 | $200,000 | 3.125% | 3.21% | ||
10/1/27 | $200,000 | 3.25% | 3.30% | ||
10/1/28 | $200,000 | 3.25% | 3.40% | ||
10/1/29 | $200,000 | 3.35% | 3.50% | ||
10/1/30 | $200,000 | 3.50% | 3.60% |
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Teaneck, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Morgan Keegan, NIC 2.8664%
FirstSouthwest, NIC 2.8974%
BofA Merrill Lynch, NIC 2.9383%
Roosevelt & Cross, NIC 2.9409%
Robert W. Baird, NIC 2.9697%
NEW YORK
Cayuga County
Sep 23, 2010 . . . . . . $12,575,000
Public Improvement (Serial) Bonds, 2010 (bank qualified) (book entry).
Dated Oct 1, 2010.
Due Apr 1, 2011 to 2028.
Callable Apr 1, 2017 at par.
Winning bid: UBS Securities, at 100.0007, NIC 3.0548%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/11 | $555,000 | 2.00% | NRO | NRO | AGM |
4/1/12 | $570,000 | 2.00% | NRO | NRO | AGM |
4/1/13 | $580,000 | 2.00% | NRO | NRO | AGM |
4/1/14 | $590,000 | 2.25% | NRO | NRO | AGM |
4/1/15 | $605,000 | 2.25% | NRO | NRO | AGM |
4/1/16 | $620,000 | 2.25% | NRO | NRO | AGM |
4/1/17 | $635,000 | 3.00% | NRO | NRO | AGM |
4/1/18 | $655,000 | 3.00% | NRO | NRO | AGM |
4/1/19 | $675,000 | 3.00% | NRO | NRO | AGM |
4/1/20 | $695,000 | 3.00% | NRO | NRO | AGM |
4/1/21 | $715,000 | 3.00% | NRO | NRO | AGM |
4/1/22 | $740,000 | 3.00% | NRO | NRO | AGM |
4/1/23 | $760,000 | 3.00% | NRO | NRO | AGM |
4/1/24 | $785,000 | 3.00% | NRO | NRO | AGM |
4/1/25 | $810,000 | 3.125% | NRO | NRO | AGM |
4/1/26 | $835,000 | 3.25% | NRO | NRO | AGM |
4/1/27 | $860,000 | 3.25% | NRO | NRO | AGM |
4/1/28 | $890,000 | 3.375% | NRO | NRO | AGM |
Other managers: Ramirez & Co., Inc., Fidelity Capital Markets, Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, Citigroup Global Markets, Inc., Roosevelt & Cross, Inc., Bank of New York Mellon Capital Markets, LLC, Sterne, Agee & Leach, Inc, CL King & Associates.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Stanley, NIC 3.2437%
Robert W. Baird, NIC 3.6106%
Erwin Industrial Development Agency
Sep 23, 2010 . . . . . . $695,400
Bond Anticipation Notes, 2010 (bank qualified).
Dated Sep 30, 2010.
Due Sep 15, 2011.
Purchased $695,400.00 by Oppenheimer, at 1.25%, plus -$340.00, effective rate 2.199%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Evans (Town)
Sep 23, 2010 . . . . . . $8,350,000
Bond Anticipation Notes, 2010 (Renewals) (bank qualified).
Dated Oct 6, 2010.
Due Oct 6, 2011.
Purchased $5,350,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
Purchased $3,000,000.00 by Roosevelt & Cross, at 1.5%, plus $16,420.00, effective rate 0.9527%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Janney Montgomery, Effective Rate 1.215%
First Niagara Bank, Effective Rate 1.25%
Jefferies, Effective Rate 1.34%
JPMorgan Chase, Effective Rate 1.39%
Oppenheimer, Effective Rate 1.436%
First Niagara Bank, Effective Rate 1.45%
Sands Point Village
Sep 23, 2010 . . . . . . $2,795,000
Refunding Serial Bonds-2010 (bank qualified) (book entry).
Dated Oct 14, 2010.
Due May 15, 2011 to 2022.
Callable May 15, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.0332%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/15/11 | $50,000 | 2.00% | NRO | NRO | |
5/15/12 | $215,000 | 3.00% | NRO | NRO | |
5/15/13 | $220,000 | 3.00% | NRO | NRO | |
5/15/14 | $230,000 | 3.00% | NRO | NRO | |
5/15/15 | $235,000 | 3.00% | NRO | NRO | |
5/15/16 | $250,000 | 2.00% | NRO | NRO | |
5/15/17 | $250,000 | 2.00% | NRO | NRO | |
5/15/18 | $255,000 | 2.00% | NRO | NRO | |
5/15/19 | $265,000 | 2.00% | NRO | NRO | |
5/15/20 | $270,000 | 2.25% | NRO | NRO | |
5/15/21 | $270,000 | 2.375% | NRO | NRO | |
5/15/22 | $285,000 | 2.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Janney Montgomery, TIC 2.1428%
Robert W. Baird, TIC 2.3799%
Smithtown (Town)
Sep 23, 2010 . . . . . . $3,456,000
Public Improvement Serial Bonds-2010 (bank qualified) (book entry).
Dated Sep 15, 2010.
Due Sep 15, 2011 to 2029.
Callable Sep 15, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.8654%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/11 | $146,000 | 2.00% | NRO | NRO | |
9/15/12 | $150,000 | 2.00% | NRO | NRO | |
9/15/13 | $150,000 | 2.00% | NRO | NRO | |
9/15/14 | $155,000 | 2.00% | NRO | NRO | |
9/15/15 | $160,000 | 2.00% | NRO | NRO | |
9/15/16 | $165,000 | 2.00% | NRO | NRO | |
9/15/17 | $165,000 | 2.00% | NRO | NRO | |
9/15/18 | $170,000 | 2.25% | NRO | NRO | |
9/15/19 | $175,000 | 2.25% | NRO | NRO | |
9/15/20 | $180,000 | 2.50% | NRO | NRO | |
9/15/21 | $180,000 | 3.00% | NRO | NRO | |
9/15/22 | $185,000 | 3.00% | NRO | NRO | |
9/15/23 | $195,000 | 3.00% | NRO | NRO | |
9/15/24 | $195,000 | 3.00% | NRO | NRO | |
9/15/25 | $205,000 | 3.00% | NRO | NRO | |
9/15/26 | $210,000 | 3.00% | NRO | NRO | |
9/15/27 | $215,000 | 3.125% | NRO | NRO | |
9/15/28 | $225,000 | 3.25% | NRO | NRO | |
9/15/29 | $230,000 | 3.25% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Robert W. Baird, NIC 3.0805%
Morgan Keegan, NIC 3.1897%
Tuxedo Union Free School District
Sep 23, 2010 . . . . . . $147,000
Bond Anticipation Notes for Various School Purposes - 2010 (bank qualified).
Dated Sep 30, 2010.
Due Sep 30, 2011.
Purchased $147,000.00 by JPMorgan Chase, at 1.7%, effective rate 1.7%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Union-Endicott Central School District
Sep 23, 2010 . . . . . . $751,419
Bond Anticipation Notes, 2010 (bank qualified).
Dated Sep 30, 2010.
Due Aug 5, 2011.
Purchased $751,420.00 by JPMorgan Chase, at 0.87%, effective rate 0.87%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.0332%
M & T Bank, Effective Rate 1.47%
Bank of Greene Co, Effective Rate 1.49%
Oppenheimer, Effective Rate 2.146%
Victor Central School District
Sep 23, 2010 . . . . . . $1,800,483
Bond Anticipation Notes for Bus Purchases-2010 (bank qualified).
Dated Oct 1, 2010.
Due Sep 30, 2011.
Purchased $1,800,480.00 by TD Securities, at 1.0%, plus $2,646.71, effective rate 0.8526%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.95%
Roosevelt & Cross, Effective Rate 0.9743%
Jefferies, Effective Rate 1.0547%
Canandaigua NB&T, Effective Rate 1.1%
Five Star Bnk, Effective Rate 1.18%
Janney Montgomery, Effective Rate 1.2497%
Oppenheimer, Effective Rate 1.384%
Wantagh Union Free School District
Sep 23, 2010 . . . . . . $5,000,000
Tax Anticipation Notes for 2010-2011 Taxes (bank qualified).
Dated Oct 4, 2010.
Due Jun 24, 2011.
Purchased $5,000,000.00 by JPMorgan Chase, at 0.51%, effective rate 0.51%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.5195%
Jefferies, Effective Rate 0.584%
Janney Montgomery, Effective Rate 0.6269%
Flushing Comm Bk, Effective Rate 0.75%
TD Bank, N.A., Effective Rate 0.85%
Oppenheimer, Effective Rate 0.9628%
Westfield Village
Sep 23, 2010 . . . . . . $351,000
Bond Anticipation Notes, 2010 (bank qualified).
Dated Oct 7, 2010.
Due Oct 6, 2011.
Purchased $351,000.00 by Roosevelt & Cross, at 1.5%, plus $1,156.00, effective rate 1.1697%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
HSBC Bank, Effective Rate 1.78%
Yorktown Central School District
Sep 23, 2010 . . . . . . $1,880,000
Bond Anticipation Notes for Building Improvement - 2010 (bank qualified).
Dated Sep 30, 2010.
Due Jun 30, 2011.
Purchased $1,880,000.00 by Putnam Co Saving Bnk, at 0.69%, effective rate 0.69%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Management Advisory Group of NY, Inc., Catskill, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.7%
TD Securities, Effective Rate 0.8427%
Jefferies, Effective Rate 0.8526%
Roosevelt & Cross, Effective Rate 0.9975%
Janney Montgomery, Effective Rate 1.1433%
Oppenheimer, Effective Rate 1.474%
OHIO
Willoughby (City)
Sep 23, 2010 . . . . . . $12,300,000
General Obligation Various Purpose Improvement Bond Anticipation Notes, Series 2010 (bank qualified) (book entry).
Dated Oct 7, 2010.
Due Oct 7, 2011.
Purchased $12,300,000.00 by RBC Capital Mkts, at 1.25%, plus $92,004.00, effective rate 0.502%.
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Jefferies, Effective Rate 0.567%
KeyBanc Cap Mkts, Effective Rate 0.61%
TD Securities, Effective Rate 0.644%
Piper Jaffray, Effective Rate 0.659%
First Merit, Effective Rate 0.719%
George K. Baum, Effective Rate 0.74%
Janney Montgomery, Effective Rate 0.795%
Oppenheimer, Effective Rate 0.906%
WASHINGTON
Evergreen School District No. 114
Sep 23, 2010 . . . . . . $43,700,000
Unlimited Tax General Obligation Refunding Bonds, 2010B (Washington State SD Credit Enhancement Program) (book entry).
Dated Oct 7, 2010.
Due Jun 1, 2011 to 2021.
Callable Jun 1, 2020 at par.
Winning bid: Fidelity Capital, at 105.8324, TIC 2.2489%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $565,000 | 2.00% | NRO | NRO | |
6/1/12 | $575,000 | 2.00% | NRO | NRO | |
6/1/13 | $585,000 | 2.00% | NRO | NRO | |
6/1/14 | $3,905,000 | 2.00% | NRO | NRO | |
6/1/15 | $4,395,000 | 2.00% | NRO | NRO | |
6/1/16 | $4,670,000 | 2.00% | NRO | NRO | |
6/1/17 | $5,150,000 | 3.00% | NRO | NRO | |
6/1/18 | $5,435,000 | 3.00% | NRO | NRO | |
6/1/19 | $5,910,000 | 3.00% | NRO | NRO | |
6/1/20 | $5,795,000 | 3.75% | NRO | NRO | |
6/1/21 | $6,715,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc..
L.O.: K&L Gates LLP, Seattle, WA.
F.A.: Public Financial Management, Inc., Seattle, WA.
Other bidders were:
Citigroup, TIC 2.2628%
Robert W. Baird, TIC 2.2977%
Hutchinson Shockey, TIC 2.3102%
Morgan Stanley, TIC 2.3551%
Piper Jaffray, TIC 2.368%
Stifel Nicolaus, TIC 2.3972%
BofA Merrill Lynch, TIC 2.4481%
TAXABLE ISSUES
KANSAS
Kansas Development Finance Authority
Sep 23, 2010 . . . . . . $11,980,000
Taxable Sales Tax Revenue Bonds Series Series 2010P-2 (Kansas Board of Regents- Univ of Kansas Clincical Research Ctr Proj) (Build America Bonds-Direct Payment to Issuer) (book entry).
Dated Oct 7, 2010.
Due Sep 1, 2017 to 2030.
Callable Sep 1, 2020 at par.
Winning bid: Robert W. Baird, at n/a, TIC 2.9888%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/17 | $725,000 | 2.60% | NRO | NRO | |
9/1/18 | $740,000 | 3.00% | NRO | NRO | |
9/1/19 | $755,000 | 3.75% | NRO | NRO | |
9/1/20 | $770,000 | 3.625% | NRO | NRO | |
9/1/21 | $790,000 | 3.75% | NRO | NRO | |
9/1/22 | $810,000 | 4.00% | NRO | NRO | |
9/1/23 | $830,000 | 4.10% | NRO | NRO | |
9/1/24 | $855,000 | 4.25% | NRO | NRO | |
9/1/25 | $880,000 | 4.50% | NRO | NRO | |
9/1/26 | $905,000 | 4.70% | NRO | NRO | |
9/1/27 | $935,000 | 4.75% | NRO | NRO | |
9/1/28 | $965,000 | 4.875% | NRO | NRO | |
9/1/30 | $2,020,000 | 5.00% | NRO | NRO |
Other managers: CL King & Associates, Coastal Securities Corp., Loop Capital Markets, LLC, Kildare Capital, Inc., SAMCO Capital Markets, Duncan-Williams, Inc., Crews & Associates, Inc., FTN Financial Capital Markets, Wedbush Securities, Davenport & Company LLC, Country Club Bank, Edward D. Jones & Co..
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
JPMorgan, TIC 3.1428%
Morgan Keegan, TIC 3.1795%
Jefferies, TIC 3.2603%
Piper Jaffray, TIC 3.7904%
WISCONSIN
Abbotsford
Sep 23, 2010 . . . . . . $1,220,000
Taxable General Obligation Refunding Bonds, Series 2010B (book entry).
Dated Oct 4, 2010.
Due Nov 1, 2011 to May 1, 2027.
Callable Nov 1, 2020 at par.
Winning bid: M&I Marshall, at 98.5000, TIC 5.547%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/15 | $280,000 | 2.75% | NRO | NRO | |
11/1/20 | $335,000 | 4.50% | 4.50% | ||
5/1/27 | $605,000 | 6.00% | 5.75% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 5.5592%