ARKANSAS
El Dorado School District No. 15 of Union County
Dec 15, 2009 . . . . . . $1,250,000
Construction Bonds (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Feb 1, 2011 to 2035.
Callable Feb 1, 2015 at par.
Winning bid: Ross Sinclaire, at 98.3500, TIC 4.2813%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/15 | $150,000 | 2.40% | NRO | NRO | |
2/1/20 | $200,000 | 3.50% | NRO | NRO | |
2/1/25 | $240,000 | 3.80% | NRO | NRO | |
2/1/30 | $295,000 | 4.25% | NRO | NRO | |
2/1/35 | $365,000 | 4.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 4.326%
Morgan Keegan, TIC 4.3974%
Sterne Agee, TIC 4.4688%
Crews & Associates, TIC 4.4857%
Stephens, TIC 4.5387%
CALIFORNIA
Belmont Joint Powers Financing Authority
Dec 15, 2009 . . . . . . $8,500,000
Sewer Treatment Facility Revenue Bonds, Series 2009A (Tax-Exempt; Bank Qualified) and 2009B (Taxable Build America Bonds-Direct Payment) (book entry).
Dated Dec 30, 2009.
Due Aug 1, 2012 to 2041.
Callable Aug 1, 2019 at par.
Winning bid: Citigroup, at 98.0000, TIC 4.5026%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/12 | $155,000 | 3.00% | 1.00% | ||
8/1/13 | $160,000 | 3.00% | 1.20% | ||
8/1/14 | $165,000 | 3.00% | 1.60% | ||
8/1/15 | $165,000 | 3.00% | 2.10% | ||
8/1/16 | $170,000 | 3.00% | 2.35% | ||
8/1/17 | $175,000 | 3.00% | 2.60% | ||
8/1/18 | $180,000 | 3.00% | 2.80% | ||
8/1/19 | $185,000 | 3.00% | 2.90% | ||
8/1/20 | $195,000 | 3.10% | 3.10% | ||
8/1/21 | $200,000 | 3.30% | 3.30% | ||
8/1/22 | $210,000 | 3.40% | 3.40% | ||
8/1/23 | $215,000 | 3.50% | 3.50% | ||
8/1/24 | $225,000 | 4.00% | 3.65% | ||
8/1/25 | $235,000 | 4.00% | 3.75% | ||
8/1/26 | $245,000 | 4.00% | 3.90% | ||
8/1/27 | $260,000 | 4.00% | 4.00% | ||
8/1/28 | $270,000 | 4.10% | 4.10% | ||
8/1/29 | $280,000 | 4.10% | 4.20% | ||
8/1/30 | $295,000 | 4.25% | 4.30% | ||
8/1/31 | $310,000 | 4.30% | 4.40% | ||
8/1/32 | $330,000 | 4.50% | 4.50% | ||
8/1/33 | $345,000 | 4.50% | 4.55% | ||
8/1/34 | $365,000 | 4.50% | 4.65% | ||
8/1/35 | $385,000 | 4.60% | 4.70% | ||
8/1/36 | $405,000 | 4.625% | 4.75% | ||
8/1/37 | $425,000 | 4.70% | 4.80% | ||
8/1/38 | $450,000 | 4.75% | 4.85% | ||
8/1/39 | $475,000 | 4.75% | 4.90% | ||
8/1/40 | $500,000 | 4.75% | 5.00% | ||
8/1/41 | $525,000 | 5.00% | 5.00% |
L.O.: Stradling, Yocca, Carlson & Rauth, San Francisco, CA.
F.A.: Magis Advisors, Newport Beach, CA.
Other bidders were:
Fidelity Capital, TIC 5.2357%
Stone & Youngberg, TIC 6.9733%
Southwest Securities, TIC 6.9951%
CONNECTICUT
East Hartford (Town)
Dec 15, 2009 . . . . . . $8,675,000
General Obligation Bonds, Issue of 2009, Series B (bank qualified).
Dated Dec 15, 2009.
Due Dec 15, 2011 to 2019.
Callable Dec 15, 2014 at par.
Winning bid: Fidelity Capital, at 100.0000, TIC 2.7799%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/11 | $750,000 | 3.00% | NRO | NRO | |
12/15/12 | $750,000 | 3.00% | NRO | NRO | |
12/15/13 | $875,000 | 2.00% | 1.35% | ||
12/15/14 | $875,000 | 2.00% | 1.75% | ||
12/15/15 | $1,025,000 | 2.25% | 2.20% | ||
12/15/16 | $1,100,000 | 2.75% | 2.60% | ||
12/15/17 | $1,100,000 | 3.00% | 2.80% | ||
12/15/18 | $1,100,000 | 3.00% | 3.05% | ||
12/15/19 | $1,100,000 | 3.25% | 3.20% |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., UBS Financial Services, Inc., CL King & Associates, Wells Fargo Advisors.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Robert W. Baird, TIC 3.2106%
Morgan Stanley, TIC 3.2877%
Piper Jaffray, TIC 3.4403%
FLORIDA
Hillsborough County
Dec 15, 2009 . . . . . . $12,075,000
General Obligation Bonds (Environmental Lands Acquisition and Protection Program) Series 2009A (book entry).
Dated Dec 29, 2009.
Due Jul 1, 2012 to 2019.
Non-callable.
Winning bid: Robert W. Baird, at 106.4960, TIC 2.5474%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/12 | $1,300,000 | 2.00% | NRO | NRO | |
7/1/13 | $1,400,000 | 2.00% | NRO | NRO | |
7/1/14 | $1,450,000 | 5.00% | NRO | NRO | |
7/1/15 | $1,500,000 | 2.50% | NRO | NRO | |
7/1/16 | $1,550,000 | 4.00% | NRO | NRO | |
7/1/17 | $1,600,000 | 4.00% | NRO | NRO | |
7/1/18 | $1,625,000 | 3.50% | NRO | NRO | |
7/1/19 | $1,650,000 | 4.50% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., CL King & Associates, Fidelity Capital Markets, Loop Capital Markets, LLC, NW Capital Markets Inc., Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, William Blair & Company, LLC, Davenport & Company LLC, Duncan-Williams, Inc..
L.O.: Bryant, Miller & Olive, Tampa, FL; and Claudia Medina Thomas, Tampa, FL.
F.A.: Public Financial Management, Inc., Atlanta, GA.
Other bidders were:
Southwest Securities, TIC 2.6453%
FirstSouthwest, TIC 2.656%
Merrill Lynch, TIC 2.7281%
Morgan Stanley, TIC 2.7839%
Raymond James, TIC 3.0976%
UBS Financial Svcs, TIC 3.1029%
GEORGIA
Augusta (City)
Dec 15, 2009 . . . . . . $30,550,000
General Obligation Bonds, Series 2009 (book entry).
Dated Dec 23, 2009.
Due Oct 1, 2011 to 2015.
Non-callable.
Winning bid: Robert W. Baird, at 107.1718, TIC 1.9695%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/11 | $8,750,000 | 5.00% | 0.70% | ||
10/1/13 | $5,000,000 | 3.00% | 1.36% | ||
10/1/14 | $5,000,000 | 3.00% | 1.76% | ||
10/1/15 | $11,800,000 | 4.00% | 2.20% |
Other managers: Coastal Securities Corp., Fidelity Capital Markets, CL King & Associates, William Blair & Company, LLC, Kildare Capital, Inc., Isaak Bond Investments, Inc., Crews & Associates, Inc., NW Capital Markets Inc..
L.O.: McKenna Long & Aldridge LLP, Atlanta, GA.
F.A.: Public Financial Management, Inc., Atlanta, GA.
Other bidders were:
Wells Fargo Secs, TIC 2.08%
Morgan Stanley, TIC 2.0913%
JPMorgan, TIC 2.1106%
Citigroup, TIC 2.1837%
Barclays Capital, TIC 2.2231%
Morgan Keegan, TIC 2.3018%
Hutchinson Shockey, TIC 2.3406%
ILLINOIS
Bartlett Village
Dec 15, 2009 . . . . . . $10,980,000
General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 22, 2009.
Due Dec 1, 2010 to 2029.
Callable Dec 1, 2019 at par.
Winning bid: Morgan Keegan, at 101.5901, TIC 3.507%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $355,000 | 2.00% | NRO | NRO | |
12/1/11 | $355,000 | 2.00% | NRO | NRO | |
12/1/12 | $355,000 | 2.00% | NRO | NRO | |
12/1/13 | $355,000 | 2.00% | NRO | NRO | |
12/1/14 | $580,000 | 2.50% | NRO | NRO | |
12/1/15 | $605,000 | 3.00% | NRO | NRO | |
12/1/16 | $625,000 | 3.00% | NRO | NRO | |
12/1/17 | $655,000 | 3.50% | NRO | NRO | |
12/1/18 | $685,000 | 3.50% | NRO | NRO | |
12/1/19 | $715,000 | 3.50% | NRO | NRO | |
12/1/20 | $755,000 | 3.75% | NRO | NRO | |
12/1/21 | $795,000 | 3.75% | NRO | NRO | |
12/1/22 | $860,000 | 4.00% | NRO | NRO | |
12/1/23 | $900,000 | 4.00% | NRO | NRO | |
12/1/24 | $510,000 | 4.00% | NRO | NRO | |
12/1/25 | $325,000 | 4.00% | NRO | NRO | |
12/1/26 | $350,000 | 4.00% | NRO | NRO | |
12/1/27 | $375,000 | 4.00% | NRO | NRO | |
12/1/28 | $400,000 | 4.00% | NRO | NRO | |
12/1/29 | $425,000 | 4.125% | NRO | NRO |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: William Blair & Company, LLC, Chicago, IL.
Other bidders were:
Robert W. Baird, TIC 3.6468%
BMO Capital Markets, TIC 3.6807%
Sterne Agee, TIC 3.7229%
IOWA
Carroll (City)
Dec 14, 2009 . . . . . . $2,175,000
General Obligation Local Option Sales Tax Refunding Capital Loan Notes, Series 2010B (bank qualified) (book entry).
Dated Jan 14, 2010.
Due Dec 1, 2010 to 2013.
Non-callable.
Winning bid: UMB Bank, at 99.7000, TIC 1.4759%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $525,000 | 1.00% | NRO | NRO | |
12/1/11 | $540,000 | 1.05% | NRO | NRO | |
12/1/12 | $550,000 | 1.30% | NRO | NRO | |
12/1/13 | $560,000 | 1.60% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Bankers' Bank, TIC 1.6154%
Country Club Bank, TIC 1.684%
Piper Jaffray, TIC 1.6908%
D.A. Davidson, TIC 1.7253%
Hutchinson Shockey, TIC 1.9356%
KANSAS
Lewis (City)
Dec 14, 2009 . . . . . . $500,000
General Obligation Bonds, Series 2010 (bank qualified).
Dated Jan 1, 2010.
Due Sep 1, 2012 to 2030.
Callable Sep 1, 2020 at par.
Winning bid: Commerce Bank, at n/a, NIC 4.6965%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/15 | $70,000 | 3.10% | NRO | NRO | |
9/1/20 | $110,000 | 3.85% | NRO | NRO | |
9/1/25 | $140,000 | 4.40% | NRO | NRO | |
9/1/30 | $180,000 | 5.25% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
DeWaay Fin Network, NIC 4.7601%
Country Club Bank, NIC 5.1307%
Cooper Malone, NIC 5.3637%
KENTUCKY
Rowan County
Dec 15, 2009 . . . . . . $3,995,000
General Obligation Bonds (County Administration Building Project), Series 2010 (bank qualified).
Dated Jan 5, 2010.
Due Dec 1, 2011 to 2029.
Callable Dec 1, 2019 at par.
Winning bid: Ross Sinclaire, at 99.1849, TIC 4.1089%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/11 | $45,000 | 1.75% | NRO | NRO | |
12/1/12 | $1,790,000 | 2.50% | NRO | NRO | |
12/1/13 | $90,000 | 2.50% | NRO | NRO | |
12/1/14 | $95,000 | 2.80% | NRO | NRO | |
12/1/15 | $95,000 | 3.10% | NRO | NRO | |
12/1/16 | $100,000 | 3.40% | NRO | NRO | |
12/1/17 | $105,000 | 3.75% | NRO | NRO | |
12/1/18 | $110,000 | 3.90% | NRO | NRO | |
12/1/19 | $115,000 | 4.00% | NRO | NRO | |
12/1/20 | $115,000 | 4.125% | NRO | NRO | |
12/1/21 | $125,000 | 4.25% | NRO | NRO | |
12/1/25 | $550,000 | 4.50% | NRO | NRO | |
12/1/29 | $660,000 | 4.625% | NRO | NRO |
Other managers: Duncan-Williams, Inc., J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Steptoe & Johnson PLLC, Lexington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Morgan Keegan, TIC 4.2703%
MASSACHUSETTS
North Attleborough (Town)
Dec 15, 2009 . . . . . . $3,459,059
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 29, 2009.
Due Dec 29, 2010.
Purchased $3,459,060.00 by TD Securities, at 1.25%, plus $24,196.12, effective rate 0.5505%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Jefferies, Effective Rate 0.56%
Beneficial Bk, Effective Rate 0.68%
Oppenheimer, Effective Rate 1.085%
UniBank Fiscal Adv, Effective Rate 1.45%
MINNESOTA
Green Isle (City)
Dec 15, 2009 . . . . . . $1,180,000
General Obligation Bonds, Series 2010A (bank qualified) (book entry).
Dated Jan 5, 2010.
Due Feb 1, 2018 to 2021.
Callable Feb 1, 2018 at par.
Winning bid: Dougherty, at n/a, TIC 3.518%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/18 | $275,000 | 3.25% | NRO | NRO | |
2/1/19 | $295,000 | 3.25% | NRO | NRO | |
2/1/20 | $300,000 | 3.40% | NRO | NRO | |
2/1/21 | $310,000 | 3.50% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
United Banker's Bk, TIC 3.9807%
Northland Securities, TIC 4.0269%
Polk County
Dec 15, 2009 . . . . . . $400,000
General Obligation Lake Improvement District Bonds, Series 2009B (bank qualified) (book entry).
Dated Dec 30, 2009.
Due Feb 1, 2011 to 2020.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 3.0475%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/13 | $120,000 | 1.25% | 1.25% | ||
2/1/16 | $120,000 | 2.35% | 2.35% | ||
2/1/20 | $160,000 | 3.40% | 3.40% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
NEW HAMPSHIRE
New Hampshire
Dec 15, 2009 . . . . . . $50,000,000
General Obligation Capital Improvement Bonds, 2009 Series B (book entry).
Dated Dec 22, 2009.
Due Mar 1, 2011 to 2017.
Non-callable.
Winning bid: Merrill Lynch, at 112.1837, TIC 1.6726%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/11 | $7,500,000 | 3.00% | NRO | NRO | |
3/1/12 | $7,500,000 | 4.00% | 0.65% | ||
3/1/13 | $7,500,000 | 5.00% | 0.91% | ||
3/1/14 | $7,500,000 | 5.00% | NRO | NRO | |
3/1/15 | $7,500,000 | 5.00% | NRO | NRO | |
3/1/16 | $7,500,000 | 5.00% | 2.08% | ||
3/1/17 | $5,000,000 | 5.00% | 2.33% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Barclays Capital, TIC 1.7112%
Citigroup, TIC 1.713%
BB&T Cap Mkts, TIC 1.7182%
Stifel Nicolaus, TIC 1.7384%
Wells Fargo Secs, TIC 1.7391%
JPMorgan, TIC 1.7406%
Robert W. Baird, TIC 1.7495%
Fidelity Capital, TIC 1.7549%
Hutchinson Shockey, TIC 1.7882%
Morgan Stanley, TIC 1.795%
BMO Capital Markets, TIC 1.8002%
NEW JERSEY
Bethlehem Township Board of Education
Dec 15, 2009 . . . . . . $514,716
Temporary Notes (bank qualified).
Dated Dec 22, 2009.
Due Jun 22, 2010.
Purchased $514,720.00 by TD Bank, N.A., at 0.77%, effective rate 0.77%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.861%
Dumont Borough
Dec 15, 2009 . . . . . . $1,280,000
Bond Anticipation Notes, Series 2009A (Various Improvements) (bank qualified).
Dated Dec 22, 2009.
Due May 11, 2010.
Purchased n/a by TD Bank, N.A., at 0.68%, effective rate 0.68%.
L.O.: Nowell Amoroso Klein Bierman, P.C., Hackensack, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 1.45%
Janney Montgomery, Effective Rate 1.8705%
Oppenheimer, Effective Rate 2.2281%
Freehold Borough
Dec 15, 2009 . . . . . . $1,867,600
Bond Anticipation Note Sale (bank qualified).
Dated Dec 22, 2009.
Due Dec 22, 2010.
Purchased $1,867,600.00 by Beneficial Bk, at 1.5%, plus $7,806.57, effective rate 1.082%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Wells Fargo Secs, Effective Rate 1.1%
Oppenheimer, Effective Rate 1.334%
TD Securities, Effective Rate 1.352%
Janney Montgomery, Effective Rate 1.456%
Ocean First Bank, Effective Rate 1.75%
Freehold Township
Dec 15, 2009 . . . . . . $3,000,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Dec 22, 2009.
Due Dec 22, 2010.
Purchased $3,000,000.00 by TD Securities, at 1.5%, plus $16,830.00, effective rate 0.939%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Wells Fargo Secs, Effective Rate 0.95%
Janney Montgomery, Effective Rate 1.0%
Oppenheimer, Effective Rate 1.08%
Provident Bank, Effective Rate 1.63%
Ocean First Bank, Effective Rate 1.75%
Lenape Regional High School District Board of Education
Dec 15, 2009 . . . . . . $3,100,000
Grant Anticipation Notes (bank qualified).
Dated Dec 22, 2009.
Due Dec 22, 2010.
Purchased $3,100,000.00 by Beneficial Bk, at 1.5%, plus $17,329.00, effective rate 0.941%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 1.0%
Janney Montgomery, Effective Rate 1.475%
Oppenheimer, Effective Rate 1.635%
Morristown (Town)
Dec 15, 2009 . . . . . . $1,100,000
Bond Anticipation Notes (bank qualified).
Dated Dec 21, 2009.
Due Oct 21, 2010.
Purchased $1,100,000.00 by TD Securities, at 1.5%, plus $5,940.00, effective rate 0.852%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.8808%
Janney Montgomery, Effective Rate 1.14%
J.P. Morgan Chase, Effective Rate 1.36%
Beneficial Bk, Effective Rate 1.4112%
Oppenheimer, Effective Rate 1.4813%
Bank of America, Effective Rate 2.7%
Pitman Borough
Dec 15, 2009 . . . . . . $9,310,000
General Obligation Bonds, Series 2009 Consisting of: $4,765,000 General Improvement Bonds and $4,545,000 Water and Sewer Utility Bonds (bank qualified) (book entry).
Dated Dec 22, 2009.
Due Dec 1, 2010 to 2029.
Callable Dec 1, 2020 at par.
Winning bid: UBS Financial Svcs, at 100.0000, NIC 3.7785%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $325,000 | 2.00% | NRO | NRO | |
12/1/11 | $345,000 | 2.00% | NRO | NRO | |
12/1/12 | $365,000 | 2.00% | NRO | NRO | |
12/1/13 | $385,000 | 2.00% | NRO | NRO | |
12/1/14 | $405,000 | 2.00% | NRO | NRO | |
12/1/15 | $420,000 | 3.00% | NRO | NRO | |
12/1/16 | $430,000 | 3.00% | NRO | NRO | |
12/1/17 | $455,000 | 3.00% | NRO | NRO | |
12/1/18 | $470,000 | 3.50% | NRO | NRO | |
12/1/19 | $485,000 | 3.75% | NRO | NRO | |
12/1/20 | $510,000 | 4.00% | NRO | NRO | |
12/1/21 | $530,000 | 4.00% | NRO | NRO | |
12/1/22 | $555,000 | 4.00% | NRO | NRO | |
12/1/23 | $565,000 | 4.00% | NRO | NRO | |
12/1/24 | $595,000 | 4.00% | NRO | NRO | |
12/1/25 | $615,000 | 4.00% | NRO | NRO | |
12/1/26 | $630,000 | 4.00% | NRO | NRO | |
12/1/27 | $635,000 | 4.00% | NRO | NRO | |
12/1/28 | $290,000 | 4.00% | NRO | NRO | |
12/1/29 | $300,000 | 4.125% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, CL King & Associates, Stifel, Nicolaus & Co., Inc., Sterne, Agee & Leach, Inc, Wells Fargo Advisors.
In association with: Charles Schwab & Co..
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Bowman & Company, Voorhees, NJ; and Bowman & Company, Woodbury, NJ.
Other bidders were:
Robert W. Baird, NIC 4.6218%
Rockaway Borough
Dec 15, 2009 . . . . . . $2,772,175
$2,107,175 General Improvement Bond Anticipation Notes and $665,000 Water-Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Dec 22, 2009.
Due Dec 21, 2010.
Purchased $2,772,180.00 by TD Bank, N.A., at 0.98%, effective rate 0.98%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 1.0%
Beneficial Bk, Effective Rate 1.0648%
Jefferies, Effective Rate 1.104%
Janney Montgomery, Effective Rate 1.27%
Oppenheimer, Effective Rate 1.28%
Ventnor City (City)
Dec 15, 2009 . . . . . . $3,294,500
Bond Anticipation Notes of 2009, Series B (bank qualified).
Dated Dec 22, 2009.
Due Aug 25, 2010.
Purchased $3,294,500.00 by Jefferies, at 1.5%, plus $12,124.00, effective rate 0.954%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Beneficial Bk, Effective Rate 0.963%
TD Securities, Effective Rate 1.0381%
Oppenheimer, Effective Rate 1.1188%
Janney Montgomery, Effective Rate 1.2407%
Sun National Bank, Effective Rate 2.01%
Washington Township (Gloucester County)
Dec 15, 2009 . . . . . . $2,850,000
Bond Anticipation Notes of 2009, Series A (bank qualified).
Dated Dec 22, 2009.
Due Dec 21, 2010.
Purchased $2,850,000.00 by Beneficial Bk, at 1.5%, plus $15,760.00, effective rate 0.9455%.
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 0.98%
Jefferies, Effective Rate 0.9956%
First Colonial, Effective Rate 1.029%
Oppenheimer, Effective Rate 1.1158%
Janney Montgomery, Effective Rate 1.174%
Sun National Bank, Effective Rate 2.01%
NEW YORK
Hornell City School District
Dec 15, 2009 . . . . . . $1,750,000
Bond Anticipation Notes, Series 2009 (bank qualified).
Dated Dec 30, 2009.
Due Jun 30, 2010.
Purchased $1,750,000.00 by J.P. Morgan Chase, at 0.99%, effective rate 0.99%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 1.1539%
Oppenheimer, Effective Rate 1.556%
Janney Montgomery, Effective Rate 1.6%
Roosevelt & Cross, Effective Rate 2.2443%
Suffolk County
Dec 15, 2009 . . . . . . $350,000,000
Tax Anticipation Notes for 2010 Taxes (book entry).
Dated Dec 22, 2009.
Due Aug 12, 2010.
Purchased $25,000,000.00 by Goldman Sachs, at 2.0%, plus $271,000.00, effective rate 0.3033%.
Purchased $100,000,000.00 by Goldman Sachs, at 2.0%, plus $1,058,000.00, effective rate 0.344%.
Purchased $160,000,000.00 by JPMorgan, at 2.0%, plus $1,690,118.00, effective rate 0.3466%.
Purchased $25,000,000.00 by Citigroup, at 1.0%, plus $110,501.00, effective rate 0.3082%.
Purchased $25,000,000.00 by Citigroup, at 2.0%, plus $266,751.00, effective rate 0.3299%.
Purchased $10,000,000.00 by Capital One, at 0.33%, effective rate 0.33%.
Purchased $5,000,000.00 by Wells Fargo Secs, at 1.25%, plus $29,450.00, effective rate 0.3281%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
JPMorgan, Effective Rate 0.3466%
Wells Fargo Secs, Effective Rate 0.3484%
Wells Fargo Secs, Effective Rate 0.3578%
Piper Jaffray, Effective Rate 0.359%
Jefferies, Effective Rate 0.373%
Morgan Stanley, Effective Rate 0.3769%
Citigroup, Effective Rate 0.3863%
Morgan Stanley, Effective Rate 0.3878%
TD Securities, Effective Rate 0.3965%
Morgan Stanley, Effective Rate 0.3972%
Citigroup, Effective Rate 0.4003%
TD Securities, Effective Rate 0.4042%
Jefferies, Effective Rate 0.4043%
Janney Montgomery, Effective Rate 0.4043%
Piper Jaffray, Effective Rate 0.4059%
Barclays Capital, Effective Rate 0.409%
Janney Montgomery, Effective Rate 0.4122%
Janney Montgomery, Effective Rate 0.42%
Jefferies, Effective Rate 0.4231%
Merrill Lynch, Effective Rate 0.4285%
Barclays Capital, Effective Rate 0.4294%
Capital One, Effective Rate 0.43%
TD Securities, Effective Rate 0.4345%
Roosevelt & Cross, Effective Rate 0.483%
NORTH CAROLINA
Chapel Hill (Town)
Dec 15, 2009 . . . . . . $4,490,000
General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 22, 2009.
Due Mar 1, 2010 to 2019.
Non-callable.
Winning bid: BB&T Cap Mkts, at 105.4601, TIC 1.7296%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/10 | $30,000 | 3.00% | 0.25% | ||
3/1/11 | $735,000 | 2.75% | 0.29% | ||
3/1/12 | $725,000 | 2.00% | 0.62% | ||
3/1/13 | $705,000 | 3.00% | 0.80% | ||
3/1/14 | $690,000 | 3.00% | 1.09% | ||
3/1/15 | $475,000 | 3.25% | 1.54% | ||
3/1/16 | $290,000 | 3.25% | 2.00% | ||
3/1/17 | $285,000 | 3.50% | 2.28% | ||
3/1/18 | $280,000 | 4.00% | 2.53% | ||
3/1/19 | $275,000 | 3.00% | 2.73% |
L.O.: Sanford Holshouser LLP, Carrboro, NC.
F.A.: BB&T Capital Markets, Winston-Salem, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
Morgan Keegan, TIC 1.7949%
Robert W. Baird, TIC 1.8637%
Hutchinson Shockey, TIC 1.8751%
BMO Capital Markets, TIC 1.8781%
First Trust, TIC 1.9296%
Wells Fargo Advisors, TIC 2.1037%
UBS Financial Svcs, TIC 2.1982%
OKLAHOMA
Tulsa County Independent School District No. 11 (Owasso)
Dec 15, 2009 . . . . . . $3,000,000
Combined Purpose Bonds of 2010 (bank qualified) (book entry).
Dated Feb 1, 2010.
Due Feb 1, 2012 to 2014.
Non-callable.
Winning bid: UMB Bank, at 100.0000, NIC 1.4444%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $1,000,000 | 1.25% | NRO | NRO | |
2/1/13 | $1,000,000 | 1.30% | NRO | NRO | |
2/1/14 | $1,000,000 | 1.65% | NRO | NRO |
L.O.: Hilborne & Weidman, Tulsa, OK; and State Attorney General.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Country Club Bank, NIC 1.9917%
BOSC, NIC 2.2833%
PENNSYLVANIA
Allegheny County
Dec 15, 2009 . . . . . . $50,000,000
Tax and Revenue Anticipation Notes, Series of 2010 (book entry).
Dated Jan 4, 2010.
Due Apr 5, 2010.
Purchased $50,000,000.00 by Goldman Sachs, at 1.0%, plus $84,500.00, effective rate 0.331%.
L.O.: R. Darryl Ponton & Associates, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Pittsburgh, PA.
Other bidders were:
Piper Jaffray, Effective Rate 0.335%
Citigroup, Effective Rate 0.3389%
Wells Fargo Secs, Effective Rate 0.3389%
Merrill Lynch, Effective Rate 0.3508%
Janney Montgomery, Effective Rate 0.3508%
Boenning&Scattergood, Effective Rate 0.3587%
PNC Capital Markets, Effective Rate 0.3627%
Jefferies, Effective Rate 0.3686%
BNY Mellon Cap Mkts, Effective Rate 0.4872%
Oppenheimer, Effective Rate 1.3395%
Pennsylvania
Dec 15, 2009 . . . . . . $800,000,000
Tax Anticipation Notes, First Series of 2009-10 (book entry).
Dated Dec 22, 2009.
Due Jun 30, 2010.
Purchased $800,000,000.00 by JPMorgan, at 1.5%, plus $5,000,000.00, effective rate 0.2993%.
L.O.: Duane Morris, LLP, Philadelphia, PA; and State Attorney General.
F.A.: Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
Goldman Sachs, Effective Rate 0.2999%
Barclays Capital, Effective Rate 0.3032%
Citigroup, Effective Rate 0.3032%
Merrill Lynch, Effective Rate 0.3037%
Wells Fargo Secs, Effective Rate 0.3089%
Morgan Stanley, Effective Rate 0.3089%
Piper Jaffray, Effective Rate 0.3243%
TENNESSEE
Franklin (City)
Dec 15, 2009 . . . . . . $13,205,000
General Obligation Public Improvement Bonds, Series 2009A (book entry).
Dated Dec 29, 2009.
Due Mar 1, 2011 to 2017.
Non-callable.
Winning bid: Morgan Keegan, at 103.2743, TIC 1.7084%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/11 | $1,525,000 | 2.50% | NRO | NRO | |
3/1/12 | $1,805,000 | 2.50% | NRO | NRO | |
3/1/13 | $1,860,000 | 2.50% | NRO | NRO | |
3/1/14 | $1,915,000 | 2.50% | NRO | NRO | |
3/1/15 | $1,975,000 | 2.50% | NRO | NRO | |
3/1/16 | $2,030,000 | 2.50% | NRO | NRO | |
3/1/17 | $2,095,000 | 2.50% | NRO | NRO |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Hutchinson Shockey, TIC 1.8665%
BMO Capital Markets, TIC 1.909%
Duncan-Williams, TIC 1.9158%
Robert W. Baird, TIC 1.9496%
BB&T Cap Mkts, TIC 1.9581%
Stifel Nicolaus, TIC 1.9779%
UBS Financial Svcs, TIC 2.3678%
WISCONSIN
St. Joseph (Town)
Dec 15, 2009 . . . . . . $4,730,000
General Obligation Promissory Notes, Series 2010A (bank qualified) (book entry).
Dated Jan 7, 2010.
Due Oct 1, 2010 to 2019.
Callable Oct 1, 2017 at par.
Winning bid: Robert W. Baird, at 101.2190, TIC 2.5119%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/10 | $475,000 | 2.00% | 0.55% | ||
10/1/11 | $430,000 | 2.00% | 0.85% | ||
10/1/12 | $440,000 | 2.00% | 1.10% | ||
10/1/13 | $450,000 | 2.00% | 1.35% | ||
10/1/14 | $455,000 | 2.50% | 1.75% | ||
10/1/15 | $470,000 | 2.50% | 2.20% | ||
10/1/16 | $480,000 | 3.00% | 2.50% | ||
10/1/17 | $495,000 | 3.00% | 2.75% | ||
10/1/18 | $510,000 | 3.00% | 2.95% | ||
10/1/19 | $525,000 | 3.10% | 3.15% |
Other managers: Loop Capital Markets, LLC, CL King & Associates, Kildare Capital, Inc., Davenport & Company LLC, Wedbush Morgan Securities, NW Capital Markets Inc..
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
M & I Bank, TIC 2.5971%
UMB Bank, TIC 2.6208%
Bankers' Bank, TIC 2.6958%
Morgan Keegan, TIC 2.8045%
BMO Capital Markets, TIC 2.8171%
FirstSouthwest, TIC 2.8629%
Wells Fargo Advisors, TIC 2.9915%
TAXABLE ISSUES
FLORIDA
Hillsborough County
Dec 15, 2009 . . . . . . $48,125,000
Taxable General Obligation Bonds (Environmental Lands Acquisition and Protection Program) Series 2009B (Build America Bonds-Direct Subsidy) (book entry).
Dated Dec 29, 2009.
Due Jul 1, 2020 to 2039.
Callable Jul 1, 2019 at par.
Winning bid: Morgan Keegan, at n/a, TIC 6.1091%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/20 | $1,680,000 | 4.875% | NRO | NRO | |
7/1/25 | $9,245,000 | 5.05% | NRO | NRO | |
7/1/26 | $2,035,000 | 6.00% | NRO | NRO | |
7/1/27 | $2,115,000 | 6.00% | NRO | NRO | |
7/1/28 | $2,195,000 | 6.00% | NRO | NRO | |
7/1/29 | $2,280,000 | 6.00% | NRO | NRO | |
7/1/34 | $12,860,000 | 6.25% | NRO | NRO | |
7/1/39 | $15,715,000 | 6.35% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., CL King & Associates, Duncan-Williams, Inc., Kildare Capital, Inc., William Blair & Company, LLC, Davenport & Company LLC, Crews & Associates, Inc., FTN Financial Capital Markets, Fidelity Capital Markets, NW Capital Markets Inc..
L.O.: Bryant, Miller & Olive, Tampa, FL; and Claudia Medina Thomas, Tampa, FL.
F.A.: Public Financial Management, Inc., Atlanta, GA.
Other bidders were:
Wells Fargo Secs, TIC 6.1408%
Citigroup, TIC 6.2068%
Raymond James, TIC 6.4719%
NEW HAMPSHIRE
New Hampshire
Dec 15, 2009 . . . . . . $75,000,000
Taxable General Obligation Capital Improvement Bonds, 2009 Series C (Build America Bonds- Direct Payment to Issuer) (book entry).
Dated Dec 22, 2009.
Due Mar 1, 2017 to 2029.
The bonds shall be callable in accordance with the specification.
Winning bid: Robert W. Baird, at n/a, TIC 4.9707%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/17 | $2,500,000 | 4.125% | NRO | NRO | |
3/1/18 | $7,500,000 | 4.375% | NRO | NRO | |
3/1/19 | $7,500,000 | 4.50% | NRO | NRO | |
3/1/20 | $7,500,000 | 4.625% | NRO | NRO | |
3/1/21 | $7,500,000 | 4.75% | NRO | NRO | |
3/1/22 | $7,500,000 | 4.75% | NRO | NRO | |
3/1/23 | $5,000,000 | 5.00% | NRO | NRO | |
3/1/24 | $5,000,000 | 5.00% | NRO | NRO | |
3/1/25 | $5,000,000 | 5.125% | NRO | NRO | |
3/1/26 | $5,000,000 | 5.50% | NRO | NRO | |
3/1/27 | $5,000,000 | 5.50% | NRO | NRO | |
3/1/28 | $5,000,000 | 5.50% | NRO | NRO | |
3/1/29 | $5,000,000 | 5.50% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., CL King & Associates, Fidelity Capital Markets, Coastal Securities Corp., Stifel, Nicolaus & Co., Inc., Davenport & Company LLC, Loop Capital Markets, LLC, William Blair & Company, LLC, Edward D. Jones & Co., Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, NW Capital Markets Inc., Crews & Associates, Inc., FTN Financial Capital Markets, Wedbush Morgan Securities, Eastern Bank Capital Markets, Cronin & Co., Inc..
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
JPMorgan, TIC 4.9768%
Barclays Capital, TIC 4.9806%
Merrill Lynch, TIC 4.9914%
Wells Fargo Secs, TIC 5.0165%
Piper Jaffray, TIC 5.0233%
Citigroup, TIC 5.0233%
TENNESSEE
Franklin (City)
Dec 15, 2009 . . . . . . $30,625,000
Taxable General Obligation Public Improvement Bonds, Series 2009B (Build America Bonds- Direct Payment) (book entry).
Dated Dec 29, 2009.
Due Mar 1, 2018 to 2029.
Callable Mar 1, 2019 at par.
Winning bid: Morgan Keegan, at n/a, TIC 5.1487%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/18 | $2,140,000 | 4.45% | NRO | NRO | |
3/1/19 | $2,205,000 | 4.55% | NRO | NRO | |
3/1/20 | $2,270,000 | 4.65% | NRO | NRO | |
3/1/21 | $2,340,000 | 4.80% | NRO | NRO | |
3/1/22 | $2,410,000 | 4.95% | NRO | NRO | |
3/1/23 | $2,490,000 | 4.90% | NRO | NRO | |
3/1/24 | $2,565,000 | 5.00% | NRO | NRO | |
3/1/25 | $2,650,000 | 5.125% | NRO | NRO | |
3/1/26 | $2,740,000 | 5.375% | NRO | NRO | |
3/1/27 | $2,835,000 | 5.50% | NRO | NRO | |
3/1/28 | $2,935,000 | 5.60% | NRO | NRO | |
3/1/29 | $3,045,000 | 5.70% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., Duncan-Williams, Inc., Davenport & Company LLC, Kildare Capital, Inc., Crews & Associates, Inc., FirstSouthwest, Southwest Securities, Inc., Stifel, Nicolaus & Co., Inc., PNC Capital Markets, Fidelity Capital Markets, FTN Financial Capital Markets, Ross, Sinclaire & Associates, Inc., Wells Fargo Advisors, SAMCO Capital Markets, NW Capital Markets Inc., CL King & Associates.
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Citigroup, TIC 5.1712%
Sterne Agee, TIC 5.2887%
BMO Capital Markets, TIC 5.2997%
Barclays Capital, TIC 5.4801%