CONNECTICUT
Bloomfield (Town)
Nov 19, 2009 . . . . . . $20,000,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Nov 30, 2010.
Purchased $20,000,000.00 by Wachovia Bank, at 2.0%, plus $312,000.00, effective rate 0.4357%.
L.O.: Levy & Droney, Farmington, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
JPMorgan, Effective Rate 0.4461%
TD Securities, Effective Rate 0.4468%
Piper Jaffray, Effective Rate 0.4481%
Eastern Bank, Effective Rate 0.538%
Eastern Bank, Effective Rate 0.578%
Janney Montgomery, Effective Rate 0.6677%
FirstSouthwest, Effective Rate 0.6953%
IOWA
Clive (City)
Nov 19, 2009 . . . . . . $2,715,000
General Obligation Corporate Purpose Bonds, Series 2009A (bank qualified) (book entry).
Dated Dec 10, 2009.
Due Jun 1, 2010 to 2025.
Callable Jun 1, 2017 at par.
Winning bid: D.A. Davidson, at 100.0679, TIC 3.5531%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $175,000 | 3.00% | 0.75% | ||
| 6/1/11 | $135,000 | 3.00% | 1.00% | ||
| 6/1/12 | $140,000 | 3.00% | 1.25% | ||
| 6/1/13 | $140,000 | 3.00% | 1.50% | ||
| 6/1/14 | $145,000 | 3.00% | 2.00% | ||
| 6/1/15 | $150,000 | 3.00% | 2.35% | ||
| 6/1/16 | $155,000 | 3.00% | 2.65% | ||
| 6/1/17 | $160,000 | 3.00% | 2.875% | ||
| 6/1/18 | $165,000 | 3.125% | 3.125% | ||
| 6/1/19 | $170,000 | 3.35% | 3.35% | ||
| 6/1/20 | $175,000 | 3.50% | 3.50% | ||
| 6/1/21 | $185,000 | 3.65% | 3.65% | ||
| 6/1/22 | $190,000 | 3.75% | 3.75% | ||
| 6/1/23 | $200,000 | 3.875% | 3.875% | ||
| 6/1/24 | $210,000 | 4.00% | 4.00% | ||
| 6/1/25 | $220,000 | 4.00% | 4.10% |
Other managers: Northland Securities, Inc..
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 3.6108%
Bankers' Bank, TIC 3.6495%
Hutchinson Shockey, TIC 3.8191%
Clive (City)
Nov 19, 2009 . . . . . . $9,125,000
General Obligation Urban Renewal Corporate Purpose Bonds, Series 2009B (bank qualified) (book entry).
Dated Dec 10, 2009.
Due Jun 1, 2011 to 2022.
Callable Jun 1, 2017 at par.
Winning bid: Vining-Sparks IBG, at 100.1983, TIC 3.0884%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/11 | $300,000 | 2.25% | NRO | NRO | |
| 6/1/12 | $375,000 | 2.25% | NRO | NRO | |
| 6/1/13 | $740,000 | 2.25% | NRO | NRO | |
| 6/1/14 | $755,000 | 2.25% | NRO | NRO | |
| 6/1/15 | $775,000 | 2.50% | NRO | NRO | |
| 6/1/16 | $795,000 | 3.00% | NRO | NRO | |
| 6/1/17 | $820,000 | 3.00% | NRO | NRO | |
| 6/1/18 | $850,000 | 3.00% | NRO | NRO | |
| 6/1/19 | $880,000 | 3.10% | NRO | NRO | |
| 6/1/20 | $910,000 | 3.375% | NRO | NRO | |
| 6/1/21 | $945,000 | 3.50% | NRO | NRO | |
| 6/1/22 | $980,000 | 3.60% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Piper Jaffray, TIC 3.1064%
Hutchinson Shockey, TIC 3.3159%
Robert W. Baird, TIC 3.3476%
Northland Securities, TIC 3.3853%
KANSAS
Atwood
Nov 19, 2009 . . . . . . $2,367,000
General Obligation Temporary Notes, Series 2009 (bank qualified).
Dated Dec 1, 2009.
Due Dec 1, 2011.
Purchased $2,367,000.00 by UMB Bank, at 1.2%, plus $236.70, effective rate 1.195%.
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Oppenheimer, Effective Rate 2.5954%
Cooper Malone, Effective Rate 2.6996%
Johnson County
Nov 19, 2009 . . . . . . $16,855,000
Internal Improvement Refunding Bonds, Series 2009C (book entry).
Dated Dec 17, 2009.
Due Sep 1, 2011 to 2022.
Callable Sep 1, 2020 at par.
Winning bid: Piper Jaffray, at 109.5752, TIC 2.4075%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $2,425,000 | 3.00% | NRO | NRO | |
| 9/1/12 | $2,415,000 | 3.00% | 0.88% | ||
| 9/1/13 | $1,265,000 | 3.00% | 1.20% | ||
| 9/1/14 | $1,300,000 | 3.00% | 1.60% | ||
| 9/1/15 | $1,310,000 | 3.00% | 1.92% | ||
| 9/1/16 | $1,305,000 | 3.00% | 2.17% | ||
| 9/1/17 | $1,325,000 | 5.00% | NRO | NRO | |
| 9/1/18 | $1,445,000 | 5.00% | NRO | NRO | |
| 9/1/19 | $1,535,000 | 5.00% | NRO | NRO | |
| 9/1/20 | $1,600,000 | 5.00% | NRO | NRO | |
| 9/1/21 | $660,000 | 4.00% | 3.30% | ||
| 9/1/22 | $270,000 | 4.00% | 3.39% |
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Morgan Stanley, TIC 2.4355%
JPMorgan, TIC 2.4433%
BMO Capital Markets, TIC 2.4454%
Morgan Keegan, TIC 2.4622%
Hutchinson Shockey, TIC 2.5018%
UBS Financial Svcs, TIC 2.5175%
Wells Fargo Advisors, TIC 2.5717%
KENTUCKY
Frankfort Electric and Water Plant Board
Nov 19, 2009 . . . . . . $10,265,000
Electric and Water Refunding Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 21, 2009.
Due Dec 1, 2010 to 2019.
Non-callable.
Winning bid: Stifel Nicolaus, at 100.5177, TIC 3.1088%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $910,000 | 2.00% | NRO | NRO | |
| 12/1/11 | $935,000 | 2.00% | NRO | NRO | |
| 12/1/12 | $950,000 | 2.00% | 1.60% | ||
| 12/1/13 | $975,000 | 2.50% | 2.00% | ||
| 12/1/14 | $1,000,000 | 2.75% | 2.45% | ||
| 12/1/15 | $1,025,000 | 3.00% | 2.75% | ||
| 12/1/16 | $1,060,000 | 3.25% | 3.10% | ||
| 12/1/17 | $1,095,000 | 3.50% | 3.35% | ||
| 12/1/18 | $1,135,000 | 3.625% | 3.50% | ||
| 12/1/19 | $1,180,000 | 3.75% | 3.65% |
In association with: FirstSouthwest.
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: Morgan Keegan & Co., Inc., Lexington, KY.
Other bidders were:
J.J.B. Hilliard, TIC 3.237%
Hutchinson Shockey, TIC 3.2474%
Morgan Keegan, TIC 3.3918%
Raymond James, TIC 3.4319%
Janney Montgomery, TIC 3.4528%
Bernardi Securities, TIC 3.7739%
Monroe County Public Properties Corporation
Nov 19, 2009 . . . . . . $10,005,000
First Mortgage Revenue Bonds (Justice Center Project), Series 2009 (bank qualified).
Dated Dec 1, 2009.
Due Nov 1, 2010 to 2028.
Callable Nov 1, 2019 at par.
Winning bid: Ross Sinclaire, at 98.4468, TIC 3.9926%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/10 | $400,000 | 1.00% | NRO | NRO | |
| 11/1/11 | $405,000 | 2.00% | NRO | NRO | |
| 11/1/12 | $415,000 | 2.00% | NRO | NRO | |
| 11/1/13 | $425,000 | 2.00% | NRO | NRO | |
| 11/1/14 | $430,000 | 2.40% | NRO | NRO | |
| 11/1/15 | $445,000 | 3.00% | NRO | NRO | |
| 11/1/16 | $460,000 | 3.00% | NRO | NRO | |
| 11/1/17 | $470,000 | 3.10% | NRO | NRO | |
| 11/1/18 | $485,000 | 3.30% | NRO | NRO | |
| 11/1/19 | $505,000 | 3.50% | NRO | NRO | |
| 11/1/20 | $525,000 | 4.00% | NRO | NRO | |
| 11/1/21 | $545,000 | 4.00% | NRO | NRO | |
| 11/1/22 | $565,000 | 4.00% | NRO | NRO | |
| 11/1/23 | $590,000 | 4.00% | NRO | NRO | |
| 11/1/24 | $615,000 | 4.00% | NRO | NRO | |
| 11/1/25 | $640,000 | 4.125% | NRO | NRO | |
| 11/1/26 | $665,000 | 4.20% | NRO | NRO | |
| 11/1/27 | $695,000 | 4.25% | NRO | NRO | |
| 11/1/28 | $725,000 | 4.25% | NRO | NRO |
L.O.: Steptoe & Johnson PLLC, Lexington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
LOUISIANA
Iberia Parish Parishwide School District
Nov 18, 2009 . . . . . . $15,000,000
General Obligation School Bonds, Series 2009A (bank qualified).
Dated Dec 1, 2009.
Due Mar 1, 2011 to 2024.
Callable Mar 1, 2020 at par.
Winning bid: Morgan Keegan, at 100.5370, TIC 3.5175%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/11 | $775,000 | 3.00% | NRO | NRO | |
| 3/1/12 | $810,000 | 3.00% | NRO | NRO | |
| 3/1/13 | $850,000 | 3.00% | NRO | NRO | |
| 3/1/14 | $890,000 | 4.00% | NRO | NRO | |
| 3/1/15 | $935,000 | 3.00% | NRO | NRO | |
| 3/1/16 | $980,000 | 3.00% | NRO | NRO | |
| 3/1/17 | $1,025,000 | 3.25% | NRO | NRO | |
| 3/1/18 | $1,075,000 | 3.50% | NRO | NRO | |
| 3/1/19 | $1,130,000 | 4.50% | NRO | NRO | |
| 3/1/20 | $1,185,000 | 3.50% | NRO | NRO | |
| 3/1/21 | $1,240,000 | 3.50% | NRO | NRO | |
| 3/1/22 | $1,305,000 | 3.625% | NRO | NRO | |
| 3/1/23 | $1,365,000 | 3.70% | NRO | NRO | |
| 3/1/24 | $1,435,000 | 3.75% | NRO | NRO |
Other managers: Dorsey & Company, Inc., Edward D. Jones & Co., FTN Financial Capital Markets.
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Fiscal Services, Inc., New Orleans, LA.
Other bidders were:
Crews & Associates, TIC 3.6427%
Robert W. Baird, TIC 4.029%
MARYLAND
Ocean City Mayor and City Council
Nov 19, 2009 . . . . . . $12,745,000
General Obligation Refunding Bonds of 2009 (bank qualified) (book entry).
Dated Dec 3, 2009.
Due Mar 1, 2012 to 2021.
Non-callable.
Winning bid: Robert W. Baird, at 104.1882, TIC 2.6387%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/12 | $850,000 | 4.00% | NRO | NRO | AGC |
| 3/1/13 | $1,185,000 | 2.00% | NRO | NRO | AGC |
| 3/1/14 | $1,215,000 | 2.00% | NRO | NRO | AGC |
| 3/1/15 | $1,240,000 | 2.00% | NRO | NRO | AGC |
| 3/1/16 | $1,265,000 | 2.50% | NRO | NRO | AGC |
| 3/1/17 | $1,300,000 | 3.00% | NRO | NRO | AGC |
| 3/1/18 | $1,340,000 | 3.00% | NRO | NRO | AGC |
| 3/1/19 | $1,390,000 | 4.00% | NRO | NRO | AGC |
| 3/1/20 | $1,450,000 | 4.00% | NRO | NRO | AGC |
| 3/1/21 | $1,510,000 | 4.00% | NRO | NRO | AGC |
Other managers: Morgan Keegan & Co., Inc., Fidelity Capital Markets, CL King & Associates, NW Capital Markets Inc., Kildare Capital, Inc., Stifel, Nicolaus & Co., Inc., SAMCO Capital Markets, Crews & Associates, Inc., Edward D. Jones & Co., Southwest Securities, Inc..
L.O.: DLA Piper US LLP, Baltimore, MD.
F.A.: Davenport & Company LLC, Towson, MD.
Other bidders were:
M & T Securities, TIC 2.6555%
Hutchinson Shockey, TIC 2.748%
Janney Montgomery, TIC 2.874%
UBS Financial Svcs, TIC 2.9839%
Merrill Lynch, TIC 3.1366%
MASSACHUSETTS
Avon (Town)
Nov 19, 2009 . . . . . . $6,713,000
General Obligation Unlimited Tax Bond Anticipation Notes (bank qualified).
Dated Dec 3, 2009.
Due Dec 2, 2010.
Purchased $6,713,000.00 by Eastern Bank, at 1.5%, plus $51,948.18, effective rate 0.724%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.7295%
Beneficial Bk, Effective Rate 0.8468%
FirstSouthwest, Effective Rate 0.9056%
Oppenheimer, Effective Rate 0.9086%
Janney Montgomery, Effective Rate 0.9485%
TD Bank, N.A., Effective Rate 0.9981%
Century Bk, Effective Rate 1.1994%
MINNESOTA
Duluth (City)
Nov 19, 2009 . . . . . . $2,150,000
General Obligation Improvement Refunding Bonds, Series 2009F (book entry).
Dated Dec 17, 2009.
Due Feb 1, 2011 to 2016.
Non-callable.
Winning bid: Robert W. Baird, at 101.7762, TIC 1.756%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $420,000 | 2.00% | 0.70% | ||
| 2/1/12 | $440,000 | 2.00% | 1.00% | ||
| 2/1/13 | $445,000 | 2.00% | 1.30% | ||
| 2/1/14 | $460,000 | 2.50% | 1.70% | ||
| 2/1/15 | $270,000 | 2.50% | 2.10% | ||
| 2/1/16 | $115,000 | 3.00% | 2.35% |
Other managers: Davenport & Company LLC, CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Wedbush Morgan Securities.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.0613%
Duluth (City)
Nov 19, 2009 . . . . . . $2,570,000
General Obligation Capital Equipment Notes, Series 2009D (bank qualified) (book entry).
Dated Dec 17, 2009.
Due Feb 1, 2011 to 2015.
Non-callable.
Winning bid: Piper Jaffray, at 102.8023, TIC 1.6745%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $485,000 | 2.00% | NRO | NRO | |
| 2/1/12 | $505,000 | 2.00% | NRO | NRO | |
| 2/1/13 | $515,000 | 2.00% | 1.25% | ||
| 2/1/14 | $525,000 | 3.00% | 1.65% | ||
| 2/1/15 | $540,000 | 3.00% | 2.00% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 1.7835%
M & I Bank, TIC 1.8823%
UMB Bank, TIC 1.979%
Hutchinson Shockey, TIC 2.152%
Duluth (City)
Nov 19, 2009 . . . . . . $4,465,000
General Obligation Utilities Revenue Bonds, Series 2009E (book entry).
Dated Dec 17, 2009.
Due Feb 1, 2011 to 2025.
Callable Feb 1, 2018 at par.
Winning bid: Robert W. Baird, at 101.6493, TIC 2.6186%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $515,000 | 2.00% | 0.70% | ||
| 2/1/12 | $540,000 | 2.00% | 1.00% | ||
| 2/1/13 | $555,000 | 2.00% | 1.30% | ||
| 2/1/14 | $565,000 | 2.50% | 1.70% | ||
| 2/1/15 | $570,000 | 2.50% | 2.10% | ||
| 2/1/16 | $585,000 | 3.00% | 2.35% | ||
| 2/1/17 | $595,000 | 3.00% | 2.60% | ||
| 2/1/20 | $185,000 | 4.00% | 3.40% | ||
| 2/1/25 | $355,000 | 4.00% | 3.80% |
Other managers: Davenport & Company LLC, CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Wedbush Morgan Securities.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.8224%
UBS Financial Svcs, TIC 2.9702%
Duluth (City)
Nov 19, 2009 . . . . . . $7,085,000
General Obligation Capital Improvement Bonds, Series 2009B (bank qualified) (book entry).
Dated Dec 17, 2009.
Due Feb 1, 2011 to 2020.
Non-callable.
Winning bid: Morgan Stanley, at 103.5574, TIC 2.6804%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $140,000 | 2.50% | NRO | NRO | |
| 2/1/12 | $365,000 | 2.50% | NRO | NRO | |
| 2/1/13 | $765,000 | 2.75% | NRO | NRO | |
| 2/1/14 | $785,000 | 3.00% | NRO | NRO | |
| 2/1/15 | $805,000 | 3.00% | NRO | NRO | |
| 2/1/16 | $830,000 | 3.00% | NRO | NRO | |
| 2/1/17 | $855,000 | 3.00% | NRO | NRO | |
| 2/1/18 | $880,000 | 3.00% | NRO | NRO | |
| 2/1/19 | $905,000 | 4.00% | NRO | NRO | |
| 2/1/20 | $755,000 | 4.00% | NRO | NRO |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.7582%
Piper Jaffray, TIC 2.7999%
Hutchinson Shockey, TIC 2.9322%
UBS Financial Svcs, TIC 2.9846%
M & I Bank, TIC 3.0232%
NEW JERSEY
Burlington County
Nov 19, 2009 . . . . . . $32,475,000
General Improvement Bonds, Series 2009 (book entry).
Dated Dec 3, 2009.
Due Jul 15, 2010 to 2025.
Callable Jul 15, 2019 at par.
Winning bid: Robert W. Baird, at 100.0000, NIC 3.372%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/10 | $1,130,000 | 2.00% | NRO | NRO | |
| 7/15/11 | $1,715,000 | 2.00% | NRO | NRO | |
| 7/15/12 | $1,775,000 | 2.00% | NRO | NRO | |
| 7/15/13 | $1,840,000 | 2.00% | NRO | NRO | |
| 7/15/14 | $1,900,000 | 2.25% | NRO | NRO | |
| 7/15/15 | $1,970,000 | 2.25% | NRO | NRO | |
| 7/15/16 | $2,035,000 | 2.50% | NRO | NRO | |
| 7/15/17 | $2,110,000 | 3.00% | NRO | NRO | |
| 7/15/18 | $2,180,000 | 3.00% | NRO | NRO | |
| 7/15/19 | $2,260,000 | 3.00% | NRO | NRO | |
| 7/15/20 | $2,260,000 | 3.25% | NRO | NRO | |
| 7/15/21 | $2,260,000 | 3.30% | NRO | NRO | |
| 7/15/22 | $2,260,000 | 4.00% | NRO | NRO | |
| 7/15/23 | $2,260,000 | 4.00% | NRO | NRO | |
| 7/15/24 | $2,260,000 | 4.00% | NRO | NRO | |
| 7/15/25 | $2,260,000 | 4.00% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., Coastal Securities Corp., NW Capital Markets Inc., Davenport & Company LLC, Eastern Bank Capital Markets, Kildare Capital, Inc., SAMCO Capital Markets, FTN Financial Capital Markets, Edward D. Jones & Co..
L.O.: Parker, McCay, P.A., Marlton, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Citigroup, NIC 3.5651%
Morgan Stanley, NIC 3.5991%
PNC Capital Markets, NIC 3.7418%
Wachovia Bank, NIC 3.773%
Wildwood (City)
Nov 19, 2009 . . . . . . $1,737,000
Sewer Utility Bond Anticipaton Notes (bank qualified).
Dated Dec 3, 2009.
Due Jun 3, 2010.
Purchased $1,737,000.00 by Bank of America, at 1.95%, effective rate 1.95%.
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 2.0%
Oppenheimer, Effective Rate 2.008%
Janney Montgomery, Effective Rate 2.2%
NEW YORK
Avon (Town)
Nov 19, 2009 . . . . . . $1,200,000
General Obligation Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Dec 15, 2009.
Due Dec 15, 2010 to 2021.
Callable Dec 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9871%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/10 | $100,000 | 2.375% | NRO | NRO | |
| 12/15/11 | $100,000 | 2.50% | NRO | NRO | |
| 12/15/12 | $100,000 | 2.50% | NRO | NRO | |
| 12/15/13 | $100,000 | 2.50% | NRO | NRO | |
| 12/15/14 | $100,000 | 2.50% | NRO | NRO | |
| 12/15/15 | $100,000 | 2.50% | NRO | NRO | |
| 12/15/16 | $100,000 | 2.75% | NRO | NRO | |
| 12/15/17 | $100,000 | 3.00% | NRO | NRO | |
| 12/15/18 | $100,000 | 3.00% | NRO | NRO | |
| 12/15/19 | $100,000 | 3.125% | NRO | NRO | |
| 12/15/20 | $100,000 | 3.375% | NRO | NRO | |
| 12/15/21 | $100,000 | 3.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Robert W. Baird, NIC 3.453%
Bethlehem (Town)
Nov 19, 2009 . . . . . . $7,958,000
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Dec 1, 2010 to 2037.
Callable Dec 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.2146%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $158,000 | 3.25% | NRO | NRO | |
| 12/1/11 | $160,000 | 3.25% | NRO | NRO | |
| 12/1/12 | $165,000 | 3.25% | NRO | NRO | |
| 12/1/13 | $175,000 | 3.25% | NRO | NRO | |
| 12/1/14 | $180,000 | 3.25% | NRO | NRO | |
| 12/1/15 | $190,000 | 3.25% | NRO | NRO | |
| 12/1/16 | $195,000 | 3.50% | NRO | NRO | |
| 12/1/17 | $205,000 | 3.50% | NRO | NRO | |
| 12/1/18 | $215,000 | 3.50% | NRO | NRO | |
| 12/1/19 | $225,000 | 4.00% | NRO | NRO | |
| 12/1/20 | $230,000 | 4.00% | NRO | NRO | |
| 12/1/21 | $240,000 | 4.00% | NRO | NRO | |
| 12/1/22 | $255,000 | 4.00% | NRO | NRO | |
| 12/1/23 | $265,000 | 4.00% | NRO | NRO | |
| 12/1/24 | $275,000 | 4.00% | NRO | NRO | |
| 12/1/25 | $285,000 | 4.00% | NRO | NRO | |
| 12/1/26 | $300,000 | 4.00% | NRO | NRO | |
| 12/1/27 | $310,000 | 4.00% | NRO | NRO | |
| 12/1/28 | $325,000 | 4.00% | NRO | NRO | |
| 12/1/29 | $340,000 | 4.00% | NRO | NRO | |
| 12/1/30 | $350,000 | 4.125% | NRO | NRO | |
| 12/1/31 | $365,000 | 4.25% | NRO | NRO | |
| 12/1/32 | $380,000 | 4.375% | NRO | NRO | |
| 12/1/33 | $400,000 | 4.50% | NRO | NRO | |
| 12/1/34 | $415,000 | 4.50% | NRO | NRO | |
| 12/1/35 | $435,000 | 4.50% | NRO | NRO | |
| 12/1/36 | $450,000 | 4.50% | NRO | NRO | |
| 12/1/37 | $470,000 | 4.50% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Fidelity Capital Markets, Wells Fargo Advisors, Stifel, Nicolaus & Co., Inc., CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Kiryas Joel Village
Nov 19, 2009 . . . . . . $1,250,000
Bond Anticipation Notes for Women's Health Center - 2009 Series C (bank qualified).
Dated Dec 1, 2009.
Due May 6, 2010.
Purchased $1,250,000.00 by J.P. Morgan Chase, at 2.21%, effective rate 2.21%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Oppenheimer, Effective Rate 3.3165%
Janney Montgomery, Effective Rate 3.4419%
Roosevelt & Cross, Effective Rate 3.7314%
Lewisboro (Town)
Nov 19, 2009 . . . . . . $2,160,000
Public Improvement (Serial) Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Jun 15, 2010 to 2029.
Callable Jun 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.7306%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/10 | $75,000 | 2.50% | NRO | NRO | |
| 6/15/11 | $75,000 | 2.00% | NRO | NRO | |
| 6/15/12 | $80,000 | 1.50% | NRO | NRO | |
| 6/15/13 | $80,000 | 2.00% | NRO | NRO | |
| 6/15/14 | $85,000 | 3.50% | NRO | NRO | |
| 6/15/15 | $90,000 | 3.50% | NRO | NRO | |
| 6/15/16 | $90,000 | 3.50% | NRO | NRO | |
| 6/15/17 | $95,000 | 3.25% | NRO | NRO | |
| 6/15/18 | $100,000 | 3.25% | NRO | NRO | |
| 6/15/19 | $105,000 | 3.25% | NRO | NRO | |
| 6/15/20 | $110,000 | 3.25% | NRO | NRO | |
| 6/15/21 | $110,000 | 3.50% | NRO | NRO | |
| 6/15/22 | $115,000 | 3.75% | NRO | NRO | |
| 6/15/23 | $120,000 | 4.00% | NRO | NRO | |
| 6/15/24 | $125,000 | 4.00% | NRO | NRO | |
| 6/15/25 | $130,000 | 4.00% | NRO | NRO | |
| 6/15/26 | $135,000 | 4.00% | NRO | NRO | |
| 6/15/27 | $140,000 | 4.00% | NRO | NRO | |
| 6/15/28 | $145,000 | 4.00% | NRO | NRO | |
| 6/15/29 | $155,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Fidelity Capital Markets, Wells Fargo Advisors, Stifel, Nicolaus & Co., Inc., CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Bernardi Securities, TIC 3.9929%
New Paltz Village
Nov 19, 2009 . . . . . . $800,000
Bond Anticipation Notes, Series 2009B (bank qualified).
Dated Dec 3, 2009.
Due Dec 3, 2010.
Purchased $800,000.00 by J.P. Morgan Chase, at 1.47%, effective rate 1.47%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 1.603%
Oppenheimer, Effective Rate 1.7294%
HSBC Bank, Effective Rate 1.93%
M & T Bank, Effective Rate 1.98%
Roosevelt & Cross, Effective Rate 2.3688%
Webutuck (Northeast) Central School District
Nov 19, 2009 . . . . . . $400,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Dec 2, 2009.
Due Dec 2, 2010.
Purchased $400,000.00 by J.P. Morgan Chase, at 1.47%, effective rate 1.47%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
HSBC Bank, Effective Rate 1.73%
M & T Bank, Effective Rate 1.81%
First Niagara Bank, Effective Rate 2.15%
Roosevelt & Cross, Effective Rate 2.2375%
West Seneca Central School District
Nov 19, 2009 . . . . . . $5,750,000
Bond Anticippation Notes, 2009 (bank qualified).
Dated Dec 1, 2009.
Due Dec 1, 2010.
Purchased $5,750,000.00 by Oppenheimer, at 1.5%, plus $37,030.00, effective rate 0.856%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Jefferies, Effective Rate 0.944%
TD Securities, Effective Rate 0.992%
J.P. Morgan Chase, Effective Rate 1.07%
M & T Bank, Effective Rate 1.51%
Janney Montgomery, Effective Rate 1.6%
First Niagara Bank, Effective Rate 1.75%
Roosevelt & Cross, Effective Rate 1.8733%
Citizens Bank, Effective Rate 1.97%
Williston Park Village
Nov 19, 2009 . . . . . . $2,500,000
Public Improvement Serial Bonds-2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Dec 1, 2011 to 2024.
Callable Dec 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.332%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/11 | $150,000 | 2.00% | NRO | NRO | |
| 12/1/12 | $150,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $155,000 | 2.25% | NRO | NRO | |
| 12/1/14 | $160,000 | 2.25% | NRO | NRO | |
| 12/1/15 | $160,000 | 2.50% | NRO | NRO | |
| 12/1/16 | $165,000 | 2.625% | NRO | NRO | |
| 12/1/17 | $170,000 | 2.75% | NRO | NRO | |
| 12/1/18 | $180,000 | 3.00% | NRO | NRO | |
| 12/1/19 | $185,000 | 3.125% | NRO | NRO | |
| 12/1/20 | $190,000 | 3.25% | NRO | NRO | |
| 12/1/21 | $200,000 | 3.50% | NRO | NRO | |
| 12/1/22 | $205,000 | 3.75% | NRO | NRO | |
| 12/1/23 | $210,000 | 4.00% | NRO | NRO | |
| 12/1/24 | $220,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Bernardi Securities, NIC 3.531%
Robert W. Baird, NIC 3.623%
OKLAHOMA
Garfield County Independent School District No. 42 (Chisholm)
Nov 19, 2009 . . . . . . $1,015,000
General Obligation Combined Purpose Bonds of 2010 (bank qualified) (book entry).
Dated Jan 1, 2010.
Due Jan 1, 2012 to 2018.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 2.5903%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $145,000 | 2.50% | NRO | NRO | |
| 1/1/13 | $145,000 | 2.50% | NRO | NRO | |
| 1/1/14 | $145,000 | 1.90% | NRO | NRO | |
| 1/1/15 | $145,000 | 2.30% | NRO | NRO | |
| 1/1/16 | $145,000 | 2.60% | NRO | NRO | |
| 1/1/17 | $145,000 | 2.80% | NRO | NRO | |
| 1/1/18 | $145,000 | 3.00% | NRO | NRO |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Baker Group, NIC 2.8214%
BOSC, NIC 2.8343%
Washita County Independent School District No. 78 (Cordell)
Nov 19, 2009 . . . . . . $775,000
Building Bonds of 2010 (bank qualified) (book entry).
Dated Jan 1, 2010.
Due Jan 1, 2012 to 2016.
Non-callable.
Winning bid: Country Club Bank, at n/a, NIC 2.31%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/12 | $155,000 | 2.75% | NRO | NRO | |
| 1/1/13 | $155,000 | 2.00% | NRO | NRO | |
| 1/1/14 | $155,000 | 1.90% | NRO | NRO | |
| 1/1/15 | $155,000 | 2.30% | NRO | NRO | |
| 1/1/16 | $155,000 | 2.60% | NRO | NRO |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
UMB Bank, NIC 2.4425%
Baker Group, NIC 2.4975%
BOSC, NIC 2.77%
SOUTH CAROLINA
Charleston County School District
Nov 19, 2009 . . . . . . $13,565,000
Tax-Exempt General Obligation Bonds, Series 2009C (book entry). $50,000
Dated Dec 8, 2009.
Due Feb 1, 2011.
Non-callable.
Winning bid: Wachovia Bank, at n/a, TIC 1.05%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $50,000 | 0.80% | NRO | NRO |
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Piper Jaffray, TIC 1.1%
Merrill Lynch, TIC 1.38%
Hutchinson Shockey, TIC 4.0004%
TEXAS
Brazoria-Fort Bend County Municipal Utility District No. 1
Nov 19, 2009 . . . . . . $4,000,000
Unlimited Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Dec 1, 2009.
Due Sep 1, 2011 to 2034.
Callable Sep 1, 2016 at par.
Winning bid: Morgan Stanley, at 97.0207, NIC 5.1705%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/11 | $70,000 | 4.00% | NRO | NRO | |
| 9/1/12 | $75,000 | 4.00% | NRO | NRO | |
| 9/1/13 | $85,000 | 4.00% | NRO | NRO | |
| 9/1/14 | $90,000 | 4.00% | NRO | NRO | |
| 9/1/15 | $100,000 | 5.00% | NRO | NRO | |
| 9/1/16 | $100,000 | 4.00% | NRO | NRO | |
| 9/1/17 | $110,000 | 4.00% | NRO | NRO | |
| 9/1/18 | $115,000 | 4.00% | NRO | NRO | |
| 9/1/19 | $125,000 | 4.00% | NRO | NRO | |
| 9/1/20 | $130,000 | 4.125% | NRO | NRO | |
| 9/1/21 | $140,000 | 4.25% | NRO | NRO | |
| 9/1/22 | $150,000 | 4.25% | NRO | NRO | |
| 9/1/23 | $160,000 | 4.50% | NRO | NRO | |
| 9/1/24 | $165,000 | 4.50% | NRO | NRO | |
| 9/1/26 | $360,000 | 4.75% | NRO | NRO | |
| 9/1/28 | $415,000 | 5.00% | NRO | NRO | |
| 9/1/30 | $465,000 | 5.125% | NRO | NRO | |
| 9/1/32 | $530,000 | 5.25% | NRO | NRO | |
| 9/1/34 | $615,000 | 5.50% | NRO | NRO |
Other managers: SAMCO Capital Markets, Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc..
L.O.: Allen Boone Humphries LLP, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
Wells Fargo Advisors, NIC 5.461%
RBC Capital Mkts, NIC 5.5533%
Hutchinson Shockey, NIC 5.6372%
Temple (City)
Nov 19, 2009 . . . . . . $13,995,000
General Obligation Bonds, Series 2009 (bank qualified) (book entry).
Dated Nov 15, 2009.
Due Aug 1, 2010 to 2029.
Callable Aug 1, 2018 at par.
Winning bid: UBS Financial Svcs, at 100.0340, TIC 3.9214%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $190,000 | 2.50% | 0.45% | ||
| 8/1/11 | $205,000 | 2.50% | 0.90% | ||
| 8/1/12 | $215,000 | 2.50% | 1.25% | ||
| 8/1/13 | $520,000 | 2.50% | 1.70% | ||
| 8/1/15 | $1,115,000 | 2.30% | NRO | NRO | |
| 8/1/16 | $600,000 | 3.25% | 2.70% | ||
| 8/1/17 | $630,000 | 4.00% | 2.95% | ||
| 8/1/18 | $660,000 | 4.00% | 3.15% | ||
| 8/1/19 | $695,000 | 4.00% | 3.40% | ||
| 8/1/20 | $730,000 | 4.00% | 3.50% | ||
| 8/1/21 | $765,000 | 4.00% | 3.60% | ||
| 8/1/22 | $805,000 | 4.00% | 3.70% | ||
| 8/1/23 | $845,000 | 4.00% | 3.80% | ||
| 8/1/24 | $885,000 | 4.00% | 3.90% | ||
| 8/1/25 | $930,000 | 4.00% | 4.00% | ||
| 8/1/26 | $975,000 | 4.00% | 4.05% | ||
| 8/1/27 | $1,025,000 | 4.00% | 4.10% | ||
| 8/1/28 | $1,075,000 | 4.15% | 4.15% | ||
| 8/1/29 | $1,130,000 | 4.25% | 4.25% |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.9295%
SAMCO Cap Mkts, TIC 3.9552%
Robert W. Baird, TIC 3.9607%
Hutchinson Shockey, TIC 3.9632%
Sterne Agee, TIC 4.0149%
Southwest Securities, TIC 4.0285%
FirstSouthwest, TIC 4.0456%
Vining-Sparks IBG, TIC 4.0545%
BMO Capital Markets, TIC 4.0581%
Wells Fargo Advisors, TIC 4.0953%
Temple (City)
Nov 19, 2009 . . . . . . $14,825,000
General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Nov 15, 2009.
Due Aug 1, 2010 to 2019.
Non-callable.
Winning bid: Robert W. Baird, at 100.0271, TIC 2.6242%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/10 | $605,000 | 2.00% | NRO | NRO | |
| 8/1/11 | $690,000 | 2.00% | 0.90% | ||
| 8/1/12 | $1,830,000 | 2.00% | 1.15% | ||
| 8/1/13 | $1,655,000 | 2.00% | 1.50% | ||
| 8/1/14 | $1,680,000 | 2.00% | 1.88% | ||
| 8/1/15 | $1,810,000 | 2.375% | 2.25% | ||
| 8/1/16 | $1,845,000 | 2.50% | 2.55% | ||
| 8/1/17 | $1,870,000 | 3.00% | 2.80% | ||
| 8/1/18 | $1,400,000 | 3.125% | 3.05% | ||
| 8/1/19 | $1,440,000 | 3.125% | 3.20% |
Other managers: Fidelity Capital Markets, CL King & Associates, Davenport & Company LLC, Loop Capital Markets, LLC, Kildare Capital, Inc., Edward D. Jones & Co..
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Austin, TX.
Other bidders were:
SAMCO Cap Mkts, TIC 2.6603%
Stifel Nicolaus, TIC 2.6898%
UBS Financial Svcs, TIC 2.7287%
FirstSouthwest, TIC 2.8136%
Southwest Securities, TIC 2.8804%
Hutchinson Shockey, TIC 2.955%
Wells Fargo Advisors, TIC 3.0871%
TAXABLE ISSUES
ILLINOIS
Arlington Heights Township High School District No. 214
Nov 19, 2009 . . . . . . $14,875,000
Taxable Debt Certificates, Series 2009A (Build America Certificates-Direct Payment to Issuer) (book entry).
Dated Dec 8, 2009.
Due Jun 1, 2010 to Dec 1, 2014.
Non-callable.
Winning bid: M & I Bank, at n/a, TIC 1.5081%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $1,500,000 | 1.00% | NRO | NRO | |
| 12/1/10 | $2,570,000 | 1.15% | NRO | NRO | |
| 12/1/11 | $2,615,000 | 1.40% | NRO | NRO | |
| 12/1/12 | $2,665,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $2,725,000 | 2.25% | NRO | NRO | |
| 12/1/14 | $2,800,000 | 3.00% | NRO | NRO |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Robert W. Baird, TIC 1.5222%
Stone & Youngberg, TIC 1.5499%
BMO Capital Markets, TIC 1.5656%
Arlington Heights Township High School District No. 214
Nov 19, 2009 . . . . . . $15,410,000
Taxable Debt Certificates, Series 2009B (Build America Certificates-Direct Payment to Issuer) (book entry).
Dated Dec 8, 2009.
Due Dec 1, 2015 to 2019.
Callable Dec 1, 2017 at par.
Winning bid: Stone & Youngberg, at n/a, TIC 2.6022%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $2,885,000 | 3.25% | 3.25% | ||
| 12/1/16 | $2,980,000 | 3.65% | 3.65% | ||
| 12/1/17 | $3,085,000 | 3.90% | 3.91% | ||
| 12/1/18 | $3,170,000 | 4.15% | 4.15% | ||
| 12/1/19 | $3,290,000 | 4.25% | 4.25% |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Robert W. Baird, TIC 2.6424%
BMO Capital Markets, TIC 2.733%
BB&T Cap Mkts, TIC 2.7539%
M & I Bank, TIC 2.9106%
Fountaindale Public Library District
Nov 19, 2009 . . . . . . $8,750,000
Taxable General Obligation Library Building Bonds, Series 2009B (Build America Bonds- Direct Payment to Issuer) (book entry).
Dated Dec 15, 2009.
Due Feb 1, 2011 to Dec 1, 2029.
Callable Feb 1, 2020 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.893%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/11 | $100,000 | 1.20% | 1.20% | ||
| 2/1/12 | $125,000 | 1.75% | 1.75% | ||
| 2/1/28 | $900,000 | 5.80% | 5.70% | ||
| 2/1/29 | $3,725,000 | 5.90% | 5.80% | ||
| 12/1/29 | $3,900,000 | 6.00% | 5.85% |
Other managers: Morgan Keegan & Co., Inc., CL King & Associates, Davenport & Company LLC, Loop Capital Markets, LLC, Kildare Capital, Inc., Isaak Bond Investments, Inc., Crews & Associates, Inc., Edward D. Jones & Co., Wedbush Morgan Securities, SAMCO Capital Markets, Wells Fargo Advisors, Cronin & Co., Inc..
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
BMO Capital Markets, TIC 3.9238%
BB&T Cap Mkts, TIC 3.9267%
M & I Bank, TIC 3.9863%
KANSAS
Johnson County
Nov 19, 2009 . . . . . . $20,925,000
Internal Improvement Bonds, Series 2009B (Taxable Build America Bonds) (book entry).
Dated Dec 17, 2009.
Due Sep 1, 2013 to 2029.
Callable Sep 1, 2020 at par.
Winning bid: Morgan Keegan, at 99.8228, TIC 4.6435%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/13 | $990,000 | 2.25% | NRO | NRO | |
| 9/1/14 | $1,005,000 | 2.875% | NRO | NRO | |
| 9/1/15 | $1,025,000 | 3.125% | NRO | NRO | |
| 9/1/16 | $1,050,000 | 3.75% | NRO | NRO | |
| 9/1/17 | $1,075,000 | 3.875% | NRO | NRO | |
| 9/1/18 | $1,100,000 | 4.125% | NRO | NRO | |
| 9/1/19 | $1,135,000 | 4.25% | 4.02% | ||
| 9/1/20 | $1,165,000 | 4.375% | 4.17% | ||
| 9/1/25 | $6,405,000 | 4.60% | NRO | NRO | |
| 9/1/26 | $1,415,000 | 5.00% | 5.05% | ||
| 9/1/27 | $1,465,000 | 5.15% | 5.15% | ||
| 9/1/28 | $1,520,000 | 5.35% | NRO | NRO | |
| 9/1/29 | $1,575,000 | 5.40% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., Davenport & Company LLC, CL King & Associates, Loop Capital Markets, LLC, William Blair & Company, LLC, Kildare Capital, Inc., Duncan-Williams, Inc., Crews & Associates, Inc., Coastal Securities Corp., Wells Fargo Advisors, Edward D. Jones & Co..
L.O.: Kutak Rock, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Stifel Nicolaus, TIC 4.7982%
Piper Jaffray, TIC 4.8127%
MINNESOTA
Duluth (City)
Nov 19, 2009 . . . . . . $11,905,000
Taxable General Obligation Capital Improvement Bonds, Series 2009C (Build America Bonds- Direct Pay) (book entry).
Dated Dec 17, 2009.
Due Feb 1, 2021 to 2032.
Callable Feb 1, 2020 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.8363%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/21 | $785,000 | 5.00% | 4.85% | ||
| 2/1/22 | $825,000 | 5.15% | 5.00% | ||
| 2/1/23 | $855,000 | 5.30% | 5.10% | ||
| 2/1/24 | $890,000 | 5.50% | 5.30% | ||
| 2/1/25 | $920,000 | 5.70% | 5.50% | ||
| 2/1/26 | $960,000 | 5.80% | 5.60% | ||
| 2/1/27 | $1,000,000 | 5.90% | 5.70% | ||
| 2/1/28 | $1,040,000 | 5.90% | 5.80% | ||
| 2/1/29 | $1,080,000 | 6.00% | 5.90% | ||
| 2/1/32 | $3,550,000 | 6.00% | 6.00% |
Other managers: Davenport & Company LLC, CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Crews & Associates, Inc., Edward D. Jones & Co., Wedbush Morgan Securities.
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Hutchinson Shockey, TIC 5.9063%
Wachovia Bank, TIC 5.9269%
Sterne Agee, TIC 5.9622%
SOUTH CAROLINA
Beaufort County School District
Nov 19, 2009 . . . . . . $21,730,000
General Obligation Bonds, Taxable Series 2009F (Build America Bonds - Direct Payment to Issuer) (book entry).
Dated Dec 8, 2009.
Due Mar 1, 2017 to 2029.
Callable Mar 1, 2019 at par.
Winning bid: Morgan Keegan, at 100.0000, TIC 5.4261%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $750,000 | 4.125% | 3.90% | ||
| 3/1/18 | $765,000 | 4.45% | NRO | NRO | |
| 3/1/19 | $800,000 | 4.625% | NRO | NRO | |
| 3/1/20 | $815,000 | 4.75% | NRO | NRO | |
| 3/1/21 | $840,000 | 4.90% | 4.60% | ||
| 3/1/22 | $335,000 | 5.125% | 4.85% | ||
| 3/1/23 | $350,000 | 5.25% | NRO | NRO | |
| 3/1/24 | $2,330,000 | 5.375% | NRO | NRO | |
| 3/1/25 | $3,350,000 | 5.375% | NRO | NRO | |
| 3/1/26 | $100,000 | 5.375% | NRO | NRO | |
| 3/1/27 | $3,615,000 | 5.50% | 5.45% | ||
| 3/1/28 | $3,765,000 | 5.70% | NRO | NRO | |
| 3/1/29 | $3,915,000 | 5.70% | NRO | NRO |
Other managers: Robert W. Baird & Co., Inc., Duncan-Williams, Inc., Davenport & Company LLC, Loop Capital Markets, LLC, CL King & Associates, Vining-Sparks IBG, Limited Partnership, Kildare Capital, Inc., Crews & Associates, Inc., FirstSouthwest, NW Capital Markets Inc., Wells Fargo Advisors, Southwest Securities, Inc..
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Charleston County School District
Nov 19, 2009 . . . . . . $13,565,000
General Obligation Bonds, Series 2009B (Taxable Qualified School Construction Bonds) (book entry). $13,515,000
Dated Dec 8, 2009.
Due Sep 15, 2026.
Non-callable.
Winning bid: Wachovia Bank, at n/a, TIC 1.05%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/26 | $13,515,000 | 1.05% | NRO | NRO |
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Piper Jaffray, TIC 1.1%
Merrill Lynch, TIC 1.38%
Hutchinson Shockey, TIC 4.0004%
