CONNECTICUT
Torrington (City)
Oct 6, 2009 . . . . . . $7,500,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 15, 2009.
Due May 1, 2010.
Purchased $7,500,000.00 by Oppenheimer, at 1.25%, plus $31,602.00, effective rate 0.4761%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Dixworks LLC, Avon, CT.
Other bidders were:
Eastern Bank, Effective Rate 0.718%
TD Securities, Effective Rate 0.7249%
Jefferies, Effective Rate 0.7249%
Janney Montgomery, Effective Rate 1.1327%
ILLINOIS
Glenview Village
Oct 6, 2009 . . . . . . $11,290,000
General Obligation Refunding Bonds, Series 2009D (book entry).
Dated Oct 15, 2009.
Due Dec 1, 2010 to 2018.
Non-callable.
Winning bid: Robert W. Baird, at n/a, TIC 2.1492%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $1,640,000 | 2.00% | NRO | NRO | |
12/1/11 | $1,545,000 | 2.00% | NRO | NRO | |
12/1/12 | $885,000 | 2.00% | 1.10% | ||
12/1/13 | $385,000 | 2.00% | 1.38% | ||
12/1/14 | $1,380,000 | 2.50% | 1.70% | ||
12/1/15 | $1,370,000 | 3.00% | 1.96% | ||
12/1/16 | $1,365,000 | 3.00% | 2.18% | ||
12/1/17 | $1,360,000 | 3.00% | 2.40% | ||
12/1/18 | $1,360,000 | 4.00% | 2.58% |
Other managers: Coastal Securities Corp., CL King & Associates, Charles Schwab & Co., Davenport & Company LLC, Loop Capital Markets, LLC, Kildare Capital, Inc., SAMCO Capital Markets, Isaak Bond Investments, Inc., Cronin & Co., Inc., Crews & Associates, Inc., FTN Financial Capital Markets, Wells Fargo Advisors, Wedbush Morgan Securities, First Southwest Company, Morgan Keegan & Co., Inc..
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
BMO Capital Markets, TIC 2.2014%
Hutchinson Shockey, TIC 2.2073%
Piper Jaffray, TIC 2.208%
JPMorgan, TIC 2.2146%
Bernardi Securities, TIC 2.2162%
Southwest Securities, TIC 2.2548%
William Blair, TIC 2.2758%
INDIANA
Dyer (Town)
Oct 6, 2009 . . . . . . $1,015,000
Storm Water District Revenue Bonds of 2009 Series B (bank qualified) (book entry).
Dated Oct 20, 2009.
Due Feb 1, 2010 to 2029.
Callable Feb 1, 2017 at par.
Winning bid: City Securities, at n/a, NIC 4.77%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/10 | $25,000 | 2.50% | NRO | NRO | |
8/1/10 | $20,000 | 2.50% | NRO | NRO | |
2/1/11 | $20,000 | 2.50% | NRO | NRO | |
8/1/11 | $20,000 | 2.50% | NRO | NRO | |
2/1/12 | $20,000 | 2.50% | NRO | NRO | |
8/1/12 | $20,000 | 3.00% | NRO | NRO | |
2/1/13 | $20,000 | 3.00% | NRO | NRO | |
8/1/13 | $20,000 | 3.00% | NRO | NRO | |
2/1/14 | $25,000 | 3.00% | NRO | NRO | |
8/1/14 | $25,000 | 3.00% | NRO | NRO | |
2/1/15 | $20,000 | 3.50% | NRO | NRO | |
8/1/15 | $20,000 | 3.50% | NRO | NRO | |
2/1/16 | $20,000 | 3.50% | NRO | NRO | |
8/1/16 | $20,000 | 3.50% | NRO | NRO | |
2/1/17 | $25,000 | 3.75% | NRO | NRO | |
8/1/17 | $25,000 | 3.75% | NRO | NRO | |
2/1/18 | $25,000 | 4.00% | NRO | NRO | |
8/1/18 | $25,000 | 4.00% | NRO | NRO | |
2/1/19 | $20,000 | 4.15% | NRO | NRO | |
8/1/19 | $25,000 | 4.15% | NRO | NRO | |
2/1/20 | $25,000 | 4.30% | NRO | NRO | |
8/1/20 | $25,000 | 4.30% | NRO | NRO | |
2/1/21 | $25,000 | 4.45% | NRO | NRO | |
8/1/21 | $30,000 | 4.45% | NRO | NRO | |
2/1/22 | $25,000 | 4.60% | NRO | NRO | |
8/1/22 | $25,000 | 4.60% | NRO | NRO | |
2/1/23 | $30,000 | 4.70% | NRO | NRO | |
8/1/23 | $30,000 | 4.70% | NRO | NRO | |
2/1/24 | $30,000 | 4.80% | NRO | NRO | |
8/1/24 | $30,000 | 4.80% | NRO | NRO | |
2/1/29 | $300,000 | 5.00% | NRO | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
IOWA
City of Northwood
Oct 5, 2009 . . . . . . $900,000
General Obligation Corporate Purpose Bonds, Series 2009 (bank qualified) (book entry).
Dated Oct 29, 2009.
Due Jun 1, 2011 to 2020.
Callable Jun 1, 2017 at par.
Winning bid: UMB Bank, at n/a, TIC 3.0429%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $160,000 | 1.50% | NRO | NRO | |
6/1/14 | $170,000 | 2.10% | NRO | NRO | |
6/1/16 | $175,000 | 2.70% | NRO | NRO | |
6/1/18 | $190,000 | 3.10% | NRO | NRO | |
6/1/19 | $100,000 | 3.30% | NRO | NRO | |
6/1/20 | $105,000 | 3.50% | NRO | NRO |
L.O.: Dorsey & Whitney, Des Moines, IA.
F.A.: Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Bankers' Bank, TIC 3.152%
D.A. Davidson, TIC 3.4307%
Apple River State Bk, TIC 4.7396%
Grinnell (City)
Oct 5, 2009 . . . . . . $1,900,000
General Obligation Capital Loan Notes, Series 2009 (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Jun 1, 2011 to 2029.
Callable Jun 1, 2018 at par.
Winning bid: UMB Bank, at 100.0000, TIC 3.6008%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $95,000 | 2.25% | NRO | NRO | |
6/1/12 | $105,000 | 2.25% | NRO | NRO | |
6/1/13 | $105,000 | 2.50% | NRO | NRO | |
6/1/14 | $110,000 | 2.50% | NRO | NRO | |
6/1/15 | $120,000 | 2.50% | NRO | NRO | |
6/1/16 | $120,000 | 2.50% | NRO | NRO | |
6/1/17 | $130,000 | 3.00% | NRO | NRO | |
6/1/18 | $135,000 | 3.00% | NRO | NRO | |
6/1/19 | $140,000 | 3.00% | NRO | NRO | |
6/1/20 | $145,000 | 3.20% | NRO | NRO | |
6/1/23 | $200,000 | 4.00% | NRO | NRO | |
6/1/25 | $150,000 | 4.20% | NRO | NRO | |
6/1/27 | $165,000 | 4.25% | NRO | NRO | |
6/1/29 | $180,000 | 4.45% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Bankers' Bank, TIC 3.692%
Bernardi Securities, TIC 3.8051%
Winterset Community School District
Oct 6, 2009 . . . . . . $2,950,000
General Obligation School Bonds, Series 2009 (bank qualified) (book entry).
Dated Nov 1, 2009.
Due May 1, 2012 to 2029.
Callable May 1, 2019 at par.
Winning bid: Northland Securities, at 100.0764, TIC 4.1652%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/12 | $110,000 | 3.75% | 1.75% | ||
5/1/13 | $115,000 | 3.75% | 2.00% | ||
5/1/14 | $120,000 | 3.75% | 2.50% | ||
5/1/15 | $125,000 | 3.75% | 3.00% | ||
5/1/16 | $130,000 | 4.00% | 3.25% | ||
5/1/17 | $135,000 | 4.00% | 3.50% | ||
5/1/18 | $140,000 | 4.00% | 3.65% | ||
5/1/19 | $150,000 | 4.00% | 3.75% | ||
5/1/21 | $315,000 | 4.00% | NRO | NRO | |
5/1/23 | $350,000 | 4.05% | NRO | NRO | |
5/1/25 | $380,000 | 4.10% | NRO | NRO | |
5/1/27 | $420,000 | 4.30% | 4.30% | ||
5/1/29 | $460,000 | 4.50% | 4.50% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
UMB Bank, TIC 4.4083%
Winterset Community School District
Oct 6, 2009 . . . . . . $6,325,000
School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Nov 1, 2009.
Due Jul 1, 2011 to Jan 1, 2030.
Callable Jul 1, 2019 at par.
Winning bid: Northland Securities, at 98.0000, TIC 4.3816%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/11 | $120,000 | 3.00% | NRO | NRO | |
7/1/12 | $175,000 | 3.00% | NRO | NRO | |
7/1/13 | $185,000 | 3.00% | 2.25% | ||
7/1/14 | $240,000 | 3.00% | 2.50% | ||
7/1/15 | $250,000 | 3.00% | 2.80% | ||
7/1/16 | $260,000 | 3.00% | 3.00% | ||
7/1/17 | $270,000 | 3.25% | 3.25% | ||
7/1/18 | $280,000 | 3.50% | 3.50% | ||
7/1/19 | $290,000 | 3.65% | 3.65% | ||
7/1/20 | $305,000 | 3.75% | 3.75% | ||
7/1/21 | $320,000 | 3.90% | 3.90% | ||
7/1/22 | $335,000 | 4.00% | 4.00% | ||
7/1/23 | $355,000 | 4.10% | 4.10% | ||
7/1/24 | $370,000 | 4.25% | 4.25% | ||
7/1/25 | $390,000 | 4.35% | 4.35% | ||
7/1/26 | $410,000 | 4.40% | 4.40% | ||
7/1/27 | $435,000 | 4.50% | 4.50% | ||
7/1/28 | $455,000 | 4.60% | 4.60% | ||
7/1/29 | $480,000 | 4.65% | 4.65% | ||
1/1/30 | $400,000 | 4.75% | 4.75% |
Other managers: Bernardi Securities, Inc., Dougherty & Company LLC.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
KANSAS
Topeka (City)
Oct 6, 2009 . . . . . . $25,230,000
Temporary Notes, Series 2009-B (book entry).
Dated Oct 28, 2009.
Due Nov 1, 2010.
Purchased $25,230,000.00 by Barclays Capital, at 2.0%, plus $387,280.50, effective rate 0.4699%.
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Piper Jaffray, Effective Rate 0.4731%
Morgan Stanley, Effective Rate 0.4957%
Wachovia Bank, Effective Rate 0.5963%
JPMorgan, Effective Rate 0.5993%
Jefferies, Effective Rate 0.7289%
Oppenheimer, Effective Rate 0.846%
Topeka (City)
Oct 6, 2009 . . . . . . $60,090,000
$3,345,000 General Obligation Improvement Bonds, Series 2009-A (book entry). $3,345,000
Dated Oct 28, 2009.
Due Aug 15, 2010 to 2029.
Callable Aug 15, 2014 at par.
Winning bid: Stifel Nicolaus, at n/a, TIC 2.9971%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/10 | $140,000 | 3.00% | 0.54% | ||
8/15/11 | $120,000 | 4.00% | 1.04% | ||
8/15/12 | $125,000 | 4.00% | 1.28% | ||
8/15/13 | $130,000 | 4.00% | 1.56% | ||
8/15/14 | $140,000 | 4.00% | 1.87% | ||
8/15/15 | $145,000 | 2.50% | 2.40% | ||
8/15/16 | $145,000 | 2.75% | 2.65% | ||
8/15/17 | $150,000 | 3.00% | 2.90% | ||
8/15/18 | $155,000 | 3.00% | 3.00% | ||
8/15/19 | $160,000 | 3.00% | 3.10% | ||
8/15/21 | $335,000 | 3.25% | 3.25% | ||
8/15/24 | $545,000 | 3.50% | 3.55% | ||
8/15/29 | $1,055,000 | 4.00% | 4.00% |
$56,745,000 General Obligation, Bonds Series 2009-B (book entry). $56,745,000
Dated Oct 28, 2009.
Due Aug 15, 2010 to 2031.
Callable Aug 15, 2014 at par.
Winning bid: Stifel Nicolaus, at n/a, TIC 2.9971%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/10 | $7,200,000 | 3.00% | 0.54% | ||
8/15/11 | $5,700,000 | 4.00% | 1.04% | ||
8/15/12 | $6,700,000 | 4.00% | 1.28% | ||
8/15/13 | $6,825,000 | 4.00% | 1.56% | ||
8/15/14 | $6,470,000 | 4.00% | 1.87% | ||
8/15/15 | $3,280,000 | 2.50% | 2.40% | ||
8/15/16 | $3,375,000 | 2.75% | 2.65% | ||
8/15/17 | $3,465,000 | 3.00% | 2.90% | ||
8/15/18 | $3,000,000 | 3.00% | 3.00% | ||
8/15/19 | $2,405,000 | 3.00% | 3.10% | ||
8/15/21 | $3,055,000 | 3.25% | 3.25% | ||
8/15/24 | $3,625,000 | 3.50% | 3.55% | ||
8/15/31 | $1,645,000 | 4.00% | 4.00% |
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Hutchinson Shockey, TIC 3.0643%
Morgan Stanley, TIC 3.0987%
MASSACHUSETTS
Everett (City)
Oct 6, 2009 . . . . . . $9,411,000
General Obligation State Qualified Refunding Bonds (bank qualified) (book entry).
Dated Oct 15, 2009.
Due Sep 1, 2010 to 2019.
Non-callable.
Winning bid: Eastern Bk Cap Mkts, at 112.3326, TIC 2.4532%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/10 | $76,000 | 2.00% | NRO | NRO | |
9/1/11 | $925,000 | 3.00% | NRO | NRO | |
9/1/12 | $890,000 | 3.50% | NRO | NRO | |
9/1/13 | $925,000 | 4.00% | NRO | NRO | |
9/1/14 | $970,000 | 4.00% | NRO | NRO | |
9/1/15 | $1,015,000 | 5.00% | NRO | NRO | |
9/1/16 | $1,065,000 | 5.00% | NRO | NRO | |
9/1/17 | $1,125,000 | 5.00% | NRO | NRO | |
9/1/18 | $1,180,000 | 5.00% | NRO | NRO | |
9/1/19 | $1,240,000 | 5.00% | NRO | NRO |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Fidelity Capital, TIC 2.4632%
Piper Jaffray, TIC 2.4768%
Hutchinson Shockey, TIC 2.5941%
Robert W. Baird, TIC 2.6338%
Groton-Dunstable Regional School District
Oct 6, 2009 . . . . . . $2,500,000
General Obligation School Bonds (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Oct 1, 2010 to 2027.
Callable Oct 1, 2019 at par.
Winning bid: Raymond James, at 100.6005, TIC 3.1341%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/10 | $140,000 | 2.00% | 0.60% | AGC | |
10/1/11 | $140,000 | 2.00% | 0.75% | AGC | |
10/1/12 | $140,000 | 2.50% | 1.10% | AGC | |
10/1/13 | $140,000 | 2.50% | 1.40% | AGC | |
10/1/14 | $140,000 | 3.00% | 1.70% | AGC | |
10/1/15 | $140,000 | 3.00% | 2.00% | AGC | |
10/1/16 | $140,000 | 3.00% | 2.25% | AGC | |
10/1/17 | $140,000 | 3.00% | 2.40% | AGC | |
10/1/18 | $140,000 | 3.00% | 2.60% | AGC | |
10/1/19 | $140,000 | 3.00% | 2.70% | AGC | |
10/1/20 | $140,000 | 3.00% | 2.80% | AGC | |
10/1/21 | $140,000 | 3.00% | 2.90% | AGC | |
10/1/22 | $140,000 | 3.50% | 3.00% | AGC | |
10/1/23 | $140,000 | 3.50% | 3.10% | AGC | |
10/1/24 | $135,000 | 3.50% | 3.20% | AGC | |
10/1/25 | $135,000 | 3.50% | 3.30% | AGC | |
10/1/26 | $135,000 | 3.50% | 3.40% | AGC | |
10/1/27 | $135,000 | 3.50% | 3.50% | AGC |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Fidelity Capital, TIC 3.4345%
Robert W. Baird, TIC 3.7543%
Eastern Bk Cap Mkts, TIC 3.8976%
Norwood (Town)
Oct 6, 2009 . . . . . . $7,700,000
General Obligation Municipal Purpose Loan of 2009 (book entry).
Dated Oct 15, 2009.
Due Oct 15, 2010 to 2024.
Callable Oct 15, 2019 at par.
Winning bid: Fidelity Capital, at 101.8453, TIC 2.4556%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/10 | $700,000 | 2.50% | 0.55% | ||
10/15/11 | $675,000 | 2.00% | 0.70% | ||
10/15/12 | $675,000 | 2.00% | 1.00% | ||
10/15/13 | $675,000 | 2.00% | 1.30% | ||
10/15/14 | $675,000 | 3.00% | 1.60% | ||
10/15/15 | $500,000 | 2.25% | 1.83% | ||
10/15/16 | $500,000 | 2.50% | 2.04% | ||
10/15/17 | $500,000 | 3.00% | 2.23% | ||
10/15/18 | $500,000 | 2.50% | 2.38% | ||
10/15/19 | $500,000 | 2.75% | 2.55% | ||
10/15/20 | $400,000 | 3.00% | 2.85% | ||
10/15/21 | $400,000 | 3.00% | 3.00% | ||
10/15/22 | $400,000 | 3.00% | 3.10% | ||
10/15/23 | $300,000 | 3.125% | 3.15% | ||
10/15/24 | $300,000 | 3.25% | 3.25% |
Other managers: Roosevelt & Cross, Inc., UBS Financial Services, Inc., Citigroup Global Markets, Inc., Wells Fargo Advisors, CL King & Associates, First Southwest Company.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, TIC 2.4678%
Robert W. Baird, TIC 2.5753%
JPMorgan, TIC 2.7082%
Lebenthal, TIC 2.7177%
Morgan Stanley, TIC 2.8101%
Pittsfield (City)
Oct 6, 2009 . . . . . . $9,426,900
General Obligation Bond Anticipation Notes (Renewal) (bank qualified).
Dated Oct 16, 2009.
Due Oct 15, 2010.
Purchased $4,426,900.00 by Wachovia Bank, at 2.0%, plus $49,492.74, effective rate 0.8789%.
Purchased $5,000,000.00 by Eastern Bank, at 1.5%, plus $35,904.99, effective rate 0.7799%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Wachovia Bank, Effective Rate 0.8789%
Eastern Bank, Effective Rate 0.929%
Jefferies, Effective Rate 1.0237%
First Southwest, Effective Rate 1.1411%
Oppenheimer, Effective Rate 1.1584%
TD Bank, N.A., Effective Rate 1.1993%
Janney Montgomery, Effective Rate 1.2493%
Bank of Western Mass, Effective Rate 1.66%
MISSISSIPPI
Mississippi Development Bank
Oct 5, 2009 . . . . . . $21,000,000
Special Obligation Bonds, Series 2009 (Oktibbeha County, Mississippi General Obligation Bond Project) (bank qualified) (book entry).
Dated Oct 14, 2009.
Due Nov 1, 2011 to 2034.
Callable Nov 1, 2018 at par.
Winning bid: Stephens, at n/a, NIC 3.77%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/11 | $450,000 | 3.00% | 1.00% | AGC | |
11/1/12 | $475,000 | 3.00% | 1.375% | AGC | |
11/1/13 | $500,000 | 3.00% | 1.625% | AGC | |
11/1/14 | $525,000 | 3.00% | 2.00% | AGC | |
11/1/15 | $555,000 | 4.00% | 2.20% | AGC | |
11/1/16 | $585,000 | 4.00% | 2.40% | AGC | |
11/1/17 | $615,000 | 4.00% | 2.625% | AGC | |
11/1/18 | $650,000 | 4.00% | 2.80% | AGC | |
11/1/19 | $685,000 | 4.00% | 2.95% | AGC | |
11/1/20 | $720,000 | 4.00% | 3.10% | AGC | |
11/1/21 | $760,000 | 3.10% | 3.20% | AGC | |
11/1/22 | $800,000 | 3.20% | 3.30% | AGC | |
11/1/23 | $840,000 | 3.25% | 3.35% | AGC | |
11/1/24 | $885,000 | 3.375% | 3.45% | AGC | |
11/1/25 | $935,000 | 3.50% | 3.55% | AGC | |
11/1/26 | $985,000 | 3.50% | 3.65% | AGC | |
11/1/27 | $1,035,000 | 3.60% | 3.70% | AGC | |
11/1/28 | $1,095,000 | 3.625% | 3.75% | AGC | |
11/1/29 | $1,150,000 | 3.75% | 3.85% | AGC | |
11/1/32 | $3,840,000 | 4.00% | 4.10% | AGC | |
11/1/34 | $2,915,000 | 4.125% | 4.20% | AGC |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Jackson, MS.
F.A.: Government Consultants, Inc., Jackson, MS.
Other bidders were:
Crews & Associates, NIC 4.1%
Morgan Keegan, NIC 4.17%
Duncan-Williams, NIC 4.41%
Mesirow Financial, NIC 4.42%
NEW JERSEY
Mahwah Township
Oct 6, 2009 . . . . . . $4,725,000
Bond Anticipation Notes (bank qualified).
Dated Oct 15, 2009.
Due Oct 15, 2010.
Purchased $4,725,000.00 by Jefferies, at 1.5%, plus $35,626.50, effective rate 0.746%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.77%
Oppenheimer, Effective Rate 0.85%
Bank of America, Effective Rate 1.16%
JPMorgan, Effective Rate 1.23%
Valley National Bank, Effective Rate 1.25%
Lakeland Bank, Effective Rate 1.85%
Janney Montgomery, Effective Rate 1.87%
NEW YORK
Addison Village
Oct 6, 2009 . . . . . . $2,780,000
Bond Anticipation Notes, 2009 (Renewals) (bank qualified).
Dated Oct 14, 2009.
Due Jan 14, 2010.
Purchased $1,780,000.00 by Janney Montgomery, at 3.0%, plus n/a, effective rate n/a.
Purchased $1,000,000.00 by Chemung Canal, at 1.45%, effective rate 1.45%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 3.01%
Elmira City School District
Oct 6, 2009 . . . . . . $15,835,000
Bond Anticipation Notes, 2009 Series F.
Dated Oct 20, 2009.
Due Oct 20, 2010.
Purchased $15,835,000.00 by Jefferies, at 1.75%, plus $85,985.00, effective rate 1.207%.
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.6383%
Roosevelt & Cross, Effective Rate 1.749%
JPMorgan, Effective Rate 1.7629%
J.P. Morgan Chase, Effective Rate 1.89%
JPMorgan, Effective Rate 1.9605%
Roosevelt & Cross, Effective Rate 2.2482%
Janney Montgomery, Effective Rate 2.775%
Franklinville Central School District
Oct 6, 2009 . . . . . . $216,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Oct 15, 2009.
Due Oct 15, 2010.
Purchased $216,000.00 by Delaware Natl Bk, at 1.59%, effective rate 1.59%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Wilber National Bk, Effective Rate 3.25%
Johnson City Village
Oct 6, 2009 . . . . . . $2,928,698
Bond Anticipation Notes, 2009 (Renewals) (bank qualified).
Dated Oct 15, 2009.
Due Oct 15, 2010.
Purchased $2,928,700.00 by First Niagara Bank, at 1.59%, effective rate 1.59%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 1.7%
Roosevelt & Cross, Effective Rate 1.9966%
Oppenheimer, Effective Rate 2.236%
Janney Montgomery, Effective Rate 2.575%
Potsdam Central School District
Oct 6, 2009 . . . . . . $180,400
School District (Serial) Bonds, 2009 (bank qualified).
Dated Oct 20, 2009.
Due Jun 15, 2010 to 2014.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 3.1497%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/10 | $30,400 | 2.80% | NRO | NRO | |
6/15/11 | $35,000 | 2.90% | NRO | NRO | |
6/15/12 | $35,000 | 3.10% | NRO | NRO | |
6/15/13 | $40,000 | 3.20% | NRO | NRO | |
6/15/14 | $40,000 | 3.25% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
J.P. Morgan Chase, NIC 3.24%
Roosevelt & Cross, NIC 3.3556%
Rotterdam (Town)
Oct 6, 2009 . . . . . . $2,900,000
Public Improvement Serial Bonds, 2009 (bank qualified) (book entry).
Dated Oct 15, 2009.
Due Oct 15, 2010 to 2029.
Callable Oct 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.7824%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/10 | $105,000 | 2.125% | NRO | NRO | AGC |
10/15/11 | $110,000 | 2.125% | NRO | NRO | AGC |
10/15/12 | $110,000 | 2.125% | NRO | NRO | AGC |
10/15/13 | $115,000 | 2.125% | NRO | NRO | AGC |
10/15/14 | $115,000 | 2.125% | NRO | NRO | AGC |
10/15/15 | $125,000 | 2.375% | NRO | NRO | AGC |
10/15/16 | $125,000 | 3.00% | NRO | NRO | AGC |
10/15/17 | $130,000 | 3.125% | NRO | NRO | AGC |
10/15/18 | $130,000 | 3.125% | NRO | NRO | AGC |
10/15/19 | $135,000 | 4.00% | NRO | NRO | AGC |
10/15/20 | $145,000 | 4.00% | NRO | NRO | AGC |
10/15/21 | $150,000 | 4.00% | NRO | NRO | AGC |
10/15/22 | $155,000 | 4.00% | NRO | NRO | AGC |
10/15/23 | $160,000 | 4.00% | NRO | NRO | AGC |
10/15/24 | $165,000 | 4.00% | NRO | NRO | AGC |
10/15/25 | $170,000 | 4.00% | NRO | NRO | AGC |
10/15/26 | $175,000 | 4.00% | NRO | NRO | AGC |
10/15/27 | $185,000 | 4.00% | NRO | NRO | AGC |
10/15/28 | $195,000 | 4.00% | NRO | NRO | AGC |
10/15/29 | $200,000 | 4.125% | NRO | NRO | AGC |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Bernardi Securities, TIC 3.8927%
Taconic Hills Central School District at Craryville
Oct 6, 2009 . . . . . . $314,900
Bond Anticipation Notes, 2009 (bank qualified).
Dated Oct 14, 2009.
Due Oct 14, 2010.
Purchased $314,900.00 by J.P. Morgan Chase, at 1.5%, effective rate 1.5%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
KeyBank NY, Effective Rate 1.95%
Natl Bk Kinderhook, Effective Rate 2.57%
PENNSYLVANIA
Williamsport Area School District
Oct 6, 2009 . . . . . . $8,365,000
General Obligation Bonds, Series A of 2009 (bank qualified) (book entry).
Dated Nov 10, 2009.
Due Feb 15, 2010 to Aug 15, 2018.
Callable Aug 15, 2014 at par.
Winning bid: Wells Fargo Advisors, at n/a, TIC 2.2935%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/15/10 | $95,000 | 2.00% | NRO | NRO | AGC |
8/15/10 | $2,965,000 | 2.00% | NRO | NRO | AGC |
8/15/11 | $615,000 | 2.00% | NRO | NRO | AGC |
8/15/12 | $625,000 | 1.10% | NRO | NRO | AGC |
8/15/13 | $635,000 | 1.50% | NRO | NRO | AGC |
8/15/14 | $650,000 | 1.75% | NRO | NRO | AGC |
8/15/15 | $670,000 | 2.00% | NRO | NRO | AGC |
8/15/16 | $680,000 | 2.25% | NRO | NRO | AGC |
8/15/17 | $705,000 | 2.625% | NRO | NRO | AGC |
8/15/18 | $725,000 | 2.80% | NRO | NRO | AGC |
Other managers: Wells Fargo Brokerage Securites, LLC, M & T Securities, Inc..
L.O.: Saul Ewing LLP, Philadelphia, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Robert W. Baird, TIC 2.6098%
Roosevelt & Cross, TIC 2.801%
Morgan Stanley, TIC 3.0805%
TENNESSEE
Hohenwald (City)
Oct 6, 2009 . . . . . . $1,625,000
Water and Sewer Revenue and Tax Bonds, Series 2009 (bank qualified) (book entry).
Dated Oct 20, 2009.
Due Oct 1, 2010 to 2029.
Callable Oct 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 98.6954, TIC 3.7613%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/10 | $55,000 | 2.00% | NRO | NRO | |
10/1/11 | $60,000 | 2.00% | NRO | NRO | |
10/1/12 | $60,000 | 2.00% | NRO | NRO | |
10/1/13 | $65,000 | 2.00% | NRO | NRO | |
10/1/14 | $65,000 | 2.25% | NRO | NRO | |
10/1/15 | $65,000 | 2.50% | NRO | NRO | |
10/1/16 | $70,000 | 2.75% | NRO | NRO | |
10/1/17 | $70,000 | 3.00% | NRO | NRO | |
10/1/18 | $75,000 | 3.25% | NRO | NRO | |
10/1/19 | $75,000 | 3.50% | NRO | NRO | |
10/1/20 | $80,000 | 3.50% | NRO | NRO | |
10/1/21 | $80,000 | 3.50% | NRO | NRO | |
10/1/22 | $85,000 | 3.50% | NRO | NRO | |
10/1/23 | $90,000 | 3.75% | NRO | NRO | |
10/1/24 | $95,000 | 3.75% | NRO | NRO | |
10/1/25 | $100,000 | 4.00% | NRO | NRO | |
10/1/26 | $100,000 | 4.00% | NRO | NRO | |
10/1/27 | $105,000 | 4.00% | NRO | NRO | |
10/1/28 | $110,000 | 4.00% | NRO | NRO | |
10/1/29 | $120,000 | 4.00% | NRO | NRO |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Guardian Advisors, LLC, Hohenwald, TN.
Other bidders were:
Raymond James, TIC 3.8135%
Morgan Keegan, TIC 3.861%
FTN Fin Cap Mkts, TIC 3.8693%
Wells Fargo Advisors, TIC 3.8993%
Duncan-Williams, TIC 3.9005%
TAXABLE ISSUES
CALIFORNIA
Palo Alto (City)
Oct 6, 2009 . . . . . . $33,000,000
Water Revenue Bonds, 2009 Series B Build America Bonds-Direct Payment) (book entry).
Dated Oct 28, 2009.
Due Jun 1, 2011 to 2035.
Callable Jun 1, 2019 at par.
Winning bid: Morgan Keegan, at n/a, TIC 3.513%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $785,000 | 1.80% | NRO | NRO | |
6/1/12 | $800,000 | 2.40% | NRO | NRO | |
6/1/13 | $820,000 | 3.25% | NRO | NRO | |
6/1/14 | $845,000 | 3.625% | NRO | NRO | |
6/1/15 | $870,000 | 4.00% | NRO | NRO | |
6/1/16 | $905,000 | 4.00% | NRO | NRO | |
6/1/17 | $940,000 | 4.125% | NRO | NRO | |
6/1/18 | $980,000 | 4.375% | NRO | NRO | |
6/1/19 | $1,020,000 | 4.65% | NRO | NRO | |
6/1/27 | $10,105,000 | 4.70% | NRO | NRO | |
6/1/30 | $4,930,000 | 5.65% | NRO | NRO | |
6/1/35 | $10,000,000 | 5.95% | NRO | NRO |
L.O.: Jones Hall, San Francisco, CA.
F.A.: Stone & Youngberg LLC, San Francisco, CA.
Other bidders were:
Ramirez, TIC 3.647%
Citigroup, TIC 4.092%
ILLINOIS
Glenview Village
Oct 6, 2009 . . . . . . $28,125,000
General Obligation Refunding Bonds, Taxable Series 2009E (book entry).
Dated Oct 15, 2009.
Due Dec 1, 2013.
Non-callable.
Winning bid: Vining-Sparks IBG, at n/a, TIC 2.4532%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/13 | $28,125,000 | 2.235% | NRO | NRO |
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
Morgan Keegan, TIC 2.4584%
Stone & Youngberg, TIC 2.4684%
Piper Jaffray, TIC 2.5202%
BMO Capital Markets, TIC 2.5535%
Ramirez, TIC 2.5888%
JPMorgan, TIC 3.1387%
IOWA
Urbandale (City)
Oct 6, 2009 . . . . . . $6,570,000
Taxable General Obligation Bonds, Series 2009B (Build America Bonds-Direct Payment to the Issuer) (book entry).
Dated Nov 1, 2009.
Due Jun 1, 2010 to 2021.
Callable Jun 1, 2017 at par.
Winning bid: Morgan Keegan, at 99.3775, TIC 2.6986%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/10 | $850,000 | 0.70% | NRO | NRO | |
6/1/11 | $200,000 | 1.50% | NRO | NRO | |
6/1/12 | $200,000 | 2.25% | NRO | NRO | |
6/1/13 | $420,000 | 2.50% | NRO | NRO | |
6/1/14 | $500,000 | 3.00% | 3.04% | ||
6/1/15 | $500,000 | 3.30% | 3.34% | ||
6/1/16 | $600,000 | 3.625% | 3.70% | ||
6/1/17 | $600,000 | 4.00% | 4.05% | ||
6/1/18 | $600,000 | 4.125% | 4.20% | ||
6/1/19 | $700,000 | 4.375% | 4.35% | ||
6/1/20 | $700,000 | 4.50% | 4.50% | ||
6/1/21 | $700,000 | 4.625% | 4.60% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 4.1299%
Bankers' Bank, TIC 4.163%
FTN Fin Cap Mkts, TIC 4.167%
Wells Fargo Advisors, TIC 4.2491%
Northland Securities, TIC 4.5741%