ARKANSAS
Gentry School District No. 19 of Benton County
Sep 16, 2009 . . . . . . $6,565,000
Refunding Bonds (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Apr 1, 2010 to 2034.
Callable Oct 1, 2014 at par.
Winning bid: Crews & Associates, at 98.5001, TIC 4.1335%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/10 | $15,000 | 2.00% | 1.00% | ||
| 4/1/11 | $190,000 | 2.00% | 1.25% | ||
| 4/1/12 | $195,000 | 2.00% | 1.625% | ||
| 4/1/13 | $200,000 | 2.00% | 2.00% | ||
| 4/1/14 | $200,000 | 2.25% | 2.25% | ||
| 4/1/15 | $205,000 | 2.50% | 2.50% | ||
| 4/1/16 | $210,000 | 2.75% | 2.75% | ||
| 4/1/17 | $215,000 | 3.00% | 3.00% | ||
| 4/1/18 | $220,000 | 3.20% | 3.20% | ||
| 4/1/19 | $230,000 | 3.35% | 3.35% | ||
| 4/1/20 | $235,000 | 3.45% | 3.45% | ||
| 4/1/21 | $245,000 | 3.55% | 3.55% | ||
| 4/1/22 | $255,000 | 3.65% | 3.65% | ||
| 4/1/23 | $265,000 | 3.75% | 3.75% | ||
| 4/1/24 | $275,000 | 3.85% | 3.85% | ||
| 4/1/25 | $280,000 | 4.00% | 3.95% | ||
| 4/1/26 | $295,000 | 4.00% | 4.05% | ||
| 4/1/27 | $305,000 | 4.00% | 4.15% | ||
| 4/1/28 | $320,000 | 4.125% | 4.25% | ||
| 4/1/29 | $330,000 | 4.25% | 4.35% | ||
| 4/1/30 | $345,000 | 4.375% | 4.45% | ||
| 4/1/31 | $360,000 | 4.375% | 4.50% | ||
| 4/1/34 | $1,175,000 | 4.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Stephens, TIC 4.1977%
FTN Fin Cap Mkts, TIC 4.3674%
ILLINOIS
Illinois
Sep 16, 2009 . . . . . . $400,000,000
General Obligation Bonds, Series A of September, 2009 (book entry).
Dated Sep 23, 2009.
Due Sep 1, 2010 to 2034.
Callable Sep 1, 2018 at par.
Winning bid: Merrill Lynch, at 103.3822, TIC 4.0909%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $16,000,000 | 5.00% | 0.75% | ||
| 9/1/11 | $16,000,000 | 4.00% | NRO | NRO | |
| 9/1/12 | $16,000,000 | 3.50% | 1.57% | ||
| 9/1/13 | $16,000,000 | 3.50% | 2.00% | ||
| 9/1/14 | $16,000,000 | 3.50% | 2.32% | ||
| 9/1/15 | $16,000,000 | 3.50% | 2.57% | ||
| 9/1/16 | $16,000,000 | 3.75% | 2.80% | ||
| 9/1/17 | $16,000,000 | 3.875% | 3.05% | ||
| 9/1/18 | $16,000,000 | 4.00% | NRO | NRO | |
| 9/1/19 | $16,000,000 | 4.00% | 3.39% | ||
| 9/1/20 | $16,000,000 | 4.00% | NRO | NRO | |
| 9/1/21 | $16,000,000 | 4.00% | 3.63% | ||
| 9/1/22 | $16,000,000 | 4.00% | 3.72% | ||
| 9/1/23 | $16,000,000 | 4.00% | 3.81% | ||
| 9/1/24 | $16,000,000 | 4.50% | 3.89% | ||
| 9/1/25 | $16,000,000 | 4.00% | 3.97% | ||
| 9/1/26 | $16,000,000 | 4.75% | 4.05% | ||
| 9/1/27 | $16,000,000 | 4.00% | NRO | NRO | |
| 9/1/28 | $16,000,000 | 5.00% | NRO | NRO | |
| 9/1/29 | $16,000,000 | 5.00% | NRO | NRO | |
| 9/1/30 | $16,000,000 | 5.00% | NRO | NRO | |
| 9/1/31 | $16,000,000 | 5.00% | NRO | NRO | |
| 9/1/32 | $16,000,000 | 5.00% | NRO | NRO | |
| 9/1/33 | $16,000,000 | 5.00% | NRO | NRO | |
| 9/1/34 | $16,000,000 | 5.00% | NRO | NRO |
L.O.: Drinker Biddle & Reath LLP, Chicago, IL.
F.A.: First Southwest Company, New York, NY.
Other bidders were:
Barclays Capital, TIC 4.1572%
JPMorgan, TIC 4.1683%
Morgan Stanley, TIC 4.169%
Goldman Sachs, TIC 4.1972%
Wachovia Bank, TIC 4.2344%
Citigroup, TIC 4.2666%
BMO Capital Markets, TIC 4.3056%
Jefferies, TIC 4.408%
KANSAS
Pittsburg (City)
Sep 15, 2009 . . . . . . $1,545,000
General Obligation Bonds, Series 2009A (bank qualified) (book entry).
Dated Sep 29, 2009.
Due Sep 1, 2010 to 2019.
Callable Sep 1, 2017 at par.
Winning bid: UMB Bank, at 99.4100, TIC 2.7455%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $140,000 | 1.50% | NRO | NRO | |
| 9/1/11 | $140,000 | 1.50% | NRO | NRO | |
| 9/1/12 | $145,000 | 1.50% | NRO | NRO | |
| 9/1/13 | $145,000 | 1.80% | NRO | NRO | |
| 9/1/14 | $150,000 | 2.10% | NRO | NRO | |
| 9/1/15 | $155,000 | 2.40% | NRO | NRO | |
| 9/1/16 | $160,000 | 2.70% | NRO | NRO | |
| 9/1/17 | $165,000 | 2.85% | NRO | NRO | |
| 9/1/18 | $170,000 | 3.10% | NRO | NRO | |
| 9/1/19 | $175,000 | 3.25% | NRO | NRO |
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Commerce Bank, TIC 2.7695%
UBS Financial Svcs, TIC 2.8381%
Country Club Bank, TIC 2.842%
DeWaay Fin Network, TIC 2.8444%
KENTUCKY
Fulton Independent School District Finance Corporation
Sep 16, 2009 . . . . . . $900,000
School Building Refunding Revenue Bonds, Series of 2009 (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Feb 1, 2010 to Aug 1, 2020.
Non-callable.
Winning bid: Ross Sinclaire, at 99.1138, NIC 3.0446%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/11 | $105,000 | 1.20% | NRO | NRO | |
| 8/1/13 | $150,000 | 1.90% | NRO | NRO | |
| 8/1/15 | $170,000 | 2.50% | NRO | NRO | |
| 8/1/17 | $180,000 | 3.00% | NRO | NRO | |
| 8/1/18 | $95,000 | 3.00% | NRO | NRO | |
| 8/1/19 | $100,000 | 3.25% | NRO | NRO | |
| 8/1/20 | $100,000 | 3.50% | NRO | NRO |
Other managers: J.J.B. Hilliard, W.L. Lyons, Inc., NatCity Investments, Inc., Duncan-Williams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc..
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
Garrard County Public Improvement Corporation
Sep 16, 2009 . . . . . . $11,830,000
Lease Revenue Bonds, (Judical Center Project), Series 2009 (bank qualified) (book entry).
Dated Sep 30, 2009.
Due Sep 1, 2010 to 2028.
Callable Sep 1, 2019 at par.
Winning bid: Raymond James, at 98.0006, NIC 3.7387%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/10 | $470,000 | 2.50% | 1.00% | ||
| 9/1/11 | $485,000 | 2.50% | 1.20% | ||
| 9/1/12 | $495,000 | 2.50% | 1.57% | ||
| 9/1/13 | $510,000 | 2.50% | 1.88% | ||
| 9/1/14 | $520,000 | 2.50% | 2.21% | ||
| 9/1/15 | $535,000 | 2.75% | 2.46% | ||
| 9/1/16 | $550,000 | 3.00% | 2.70% | ||
| 9/1/17 | $565,000 | 3.00% | 2.95% | ||
| 9/1/18 | $585,000 | 3.00% | 3.13% | ||
| 9/1/19 | $605,000 | 3.375% | 3.29% | ||
| 9/1/20 | $625,000 | 3.375% | 3.41% | ||
| 9/1/21 | $645,000 | 3.375% | 3.53% | ||
| 9/1/22 | $670,000 | 3.50% | 3.64% | ||
| 9/1/23 | $690,000 | 3.60% | 3.74% | ||
| 9/1/24 | $720,000 | 3.70% | 3.82% | ||
| 9/1/25 | $745,000 | 3.75% | 3.90% | ||
| 9/1/26 | $775,000 | 3.80% | 3.98% | ||
| 9/1/27 | $805,000 | 4.00% | 4.06% | ||
| 9/1/28 | $835,000 | 4.00% | 4.14% |
L.O.: Stoll, Keenon Ogden PLLC, Louisville, KY.
F.A.: Morgan Keegan & Co., Inc., Lexington, KY; and C.D. Bowling & Associates, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, NIC 3.7952%
MASSACHUSETTS
Belmont (Town)
Sep 16, 2009 . . . . . . $5,455,000
General Obligation School Refunding Bonds (bank qualified) (book entry).
Dated Oct 15, 2009.
Due Jan 15, 2010 to 2015.
Non-callable.
Winning bid: First Southwest, at 103.3637, TIC 1.5592%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/10 | $100,000 | 3.00% | 0.40% | ||
| 1/15/11 | $1,025,000 | 3.00% | 0.61% | ||
| 1/15/12 | $1,055,000 | 2.00% | 0.98% | ||
| 1/15/13 | $1,075,000 | 2.50% | 1.28% | ||
| 1/15/14 | $1,100,000 | 2.50% | 1.62% | ||
| 1/15/15 | $1,100,000 | 3.00% | 1.87% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 1.5594%
Piper Jaffray, TIC 1.5775%
Fidelity Capital, TIC 1.5819%
Eastern Bk Cap Mkts, TIC 1.588%
Hutchinson Shockey, TIC 1.5948%
Stephens, TIC 1.8097%
MICHIGAN
Armbruster Intercounty Drain Drainage District
Sep 16, 2009 . . . . . . $655,000
Armbruster Intercounty Drain Bonds, Series 2009 (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Jun 1, 2010 to 2024.
Callable Jun 1, 2017 at par.
Winning bid: Chemical Bk, at n/a, TIC 4.4908%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/10 | $25,000 | 2.80% | NRO | NRO | |
| 6/1/11 | $25,000 | 3.10% | NRO | NRO | |
| 6/1/12 | $25,000 | 3.40% | NRO | NRO | |
| 6/1/13 | $30,000 | 3.70% | NRO | NRO | |
| 6/1/14 | $50,000 | 3.90% | NRO | NRO | |
| 6/1/15 | $50,000 | 4.10% | NRO | NRO | |
| 6/1/16 | $50,000 | 4.30% | NRO | NRO | |
| 6/1/17 | $50,000 | 4.40% | NRO | NRO | |
| 6/1/18 | $50,000 | 4.50% | NRO | NRO | |
| 6/1/19 | $50,000 | 4.55% | NRO | NRO | |
| 6/1/20 | $50,000 | 4.60% | NRO | NRO | |
| 6/1/21 | $50,000 | 4.65% | NRO | NRO | |
| 6/1/22 | $50,000 | 4.70% | NRO | NRO | |
| 6/1/23 | $50,000 | 4.75% | NRO | NRO | |
| 6/1/24 | $50,000 | 4.80% | NRO | NRO |
L.O.: Dickinson Wright PLLC, Detroit, MI.
F.A.: Bendzinski & Company, Detroit, MI.
Other bidders were:
Northstar Bank, TIC 4.6483%
Thumb Natl Bk, TIC 4.6781%
Comerica Securities, TIC 5.0698%
Signature Bank, TIC 5.2477%
MINNESOTA
Holdingford Independent School District No. 738
Sep 16, 2009 . . . . . . $2,780,000
General Obligation Alternative Facilities Bonds, Series 2009C (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 15, 2009.
Due Feb 1, 2015 to 2024.
Callable Feb 1, 2019 at par.
Winning bid: Robert W. Baird, at 100.5844, TIC 3.4902%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $50,000 | 3.00% | 2.20% | ||
| 2/1/16 | $40,000 | 3.00% | 2.45% | ||
| 2/1/17 | $40,000 | 3.00% | 2.70% | ||
| 2/1/18 | $225,000 | 3.00% | 2.75% | ||
| 2/1/19 | $225,000 | 3.25% | 2.90% | ||
| 2/1/20 | $225,000 | 3.25% | 3.20% | ||
| 2/1/21 | $470,000 | 3.25% | 3.30% | ||
| 2/1/22 | $485,000 | 3.30% | 3.40% | ||
| 2/1/23 | $500,000 | 4.00% | 3.50% | ||
| 2/1/24 | $520,000 | 4.00% | 3.55% |
Other managers: Loop Capital Markets, LLC, CL King & Associates, Kildare Capital, Inc., Davenport & Company LLC, Oppenheimer & Co., Inc..
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
UBS Financial Svcs, TIC 3.5499%
Northland Securities, TIC 3.5642%
Piper Jaffray, TIC 3.6154%
Cronin, TIC 3.6847%
St. Paul (City)
Sep 16, 2009 . . . . . . $2,820,000
Sewer Revenue Refunding Bonds, Series 2009I (book entry).
Dated Oct 1, 2009.
Due Dec 1, 2010 to 2018.
Non-callable.
Winning bid: Robert W. Baird, at 104.1643, TIC 2.2467%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/10 | $255,000 | 2.00% | NRO | NRO | |
| 12/1/11 | $265,000 | 2.00% | NRO | NRO | |
| 12/1/12 | $265,000 | 2.00% | NRO | NRO | |
| 12/1/13 | $280,000 | 2.00% | NRO | NRO | |
| 12/1/14 | $300,000 | 2.00% | NRO | NRO | |
| 12/1/15 | $275,000 | 3.00% | NRO | NRO | |
| 12/1/16 | $295,000 | 3.00% | NRO | NRO | |
| 12/1/17 | $295,000 | 3.00% | NRO | NRO | |
| 12/1/18 | $590,000 | 4.00% | NRO | NRO |
Other managers: Fidelity Capital Markets, Stifel, Nicolaus & Co., Inc., Davenport & Company LLC, Loop Capital Markets, LLC, CL King & Associates, Oppenheimer & Co., Inc., SAMCO Capital Markets, Kildare Capital, Inc., Edward D. Jones & Co..
L.O.: Briggs & Morgan, St. Paul, MN; and Briggs & Morgan, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.2502%
Wells Fargo Brkge, TIC 2.4074%
Northland Securities, TIC 2.6872%
St. Paul (City)
Sep 16, 2009 . . . . . . $14,235,000
General Obligation Capital Notes, Series 2009F (book entry).
Dated Oct 19, 2009.
Due Oct 1, 2011 to 2019.
Callable Oct 1, 2017 at par.
Winning bid: BMO Capital Markets, at 101.1595, TIC 2.2952%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/11 | $1,500,000 | 2.00% | NRO | NRO | |
| 10/1/12 | $1,500,000 | 2.00% | NRO | NRO | |
| 10/1/13 | $1,505,000 | 2.00% | NRO | NRO | |
| 10/1/14 | $1,515,000 | 2.00% | NRO | NRO | |
| 10/1/15 | $1,565,000 | 2.25% | NRO | NRO | |
| 10/1/16 | $1,600,000 | 2.50% | NRO | NRO | |
| 10/1/17 | $1,630,000 | 2.625% | NRO | NRO | |
| 10/1/18 | $1,695,000 | 2.75% | NRO | NRO | |
| 10/1/19 | $1,725,000 | 3.00% | NRO | NRO |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
JPMorgan, TIC 2.3181%
Robert W. Baird, TIC 2.3392%
Piper Jaffray, TIC 2.34%
Wells Fargo Brkge, TIC 2.3785%
Morgan Stanley, TIC 2.3794%
BB&T Cap Mkts, TIC 2.4198%
St. Paul (City)
Sep 16, 2009 . . . . . . $20,695,000
General Obligation Tax Increment Refunding Bonds, Series 2009G (book entry).
Dated Oct 19, 2009.
Due Feb 1, 2015 to 2025.
Callable Feb 1, 2018 at par.
Winning bid: BMO Capital Markets, at 103.1515, TIC 3.142%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $820,000 | 4.00% | NRO | NRO | |
| 2/1/16 | $1,725,000 | 4.00% | NRO | NRO | |
| 2/1/17 | $1,800,000 | 4.00% | NRO | NRO | |
| 2/1/18 | $1,850,000 | 4.00% | NRO | NRO | |
| 2/1/19 | $1,855,000 | 3.00% | NRO | NRO | |
| 2/1/20 | $1,920,000 | 3.125% | NRO | NRO | |
| 2/1/21 | $1,985,000 | 3.125% | NRO | NRO | |
| 2/1/22 | $2,055,000 | 3.50% | NRO | NRO | |
| 2/1/23 | $2,125,000 | 3.50% | NRO | NRO | |
| 2/1/24 | $2,225,000 | 3.50% | NRO | NRO | |
| 2/1/25 | $2,335,000 | 3.50% | NRO | NRO |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
JPMorgan, TIC 3.2321%
Robert W. Baird, TIC 3.2593%
Cronin, TIC 3.3292%
Morgan Stanley, TIC 3.3311%
Hutchinson Shockey, TIC 3.3425%
Piper Jaffray, TIC 3.3643%
BB&T Cap Mkts, TIC 3.4305%
NEW JERSEY
Brick Township
Sep 16, 2009 . . . . . . $5,615,135
Bond Anticipation Notes, Series 2009C (book entry).
Dated Sep 30, 2009.
Due Sep 30, 2010.
Purchased $5,615,140.00 by Wachovia Bank, at 2.0%, plus $78,724.19, effective rate 0.598%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Jefferies, Effective Rate 0.76%
Janney Montgomery, Effective Rate 0.875%
Oppenheimer, Effective Rate 0.88%
NEW YORK
Bellport Village
Sep 16, 2009 . . . . . . $1,420,000
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Sep 15, 2009.
Due Jan 15, 2010 to 2023.
Callable Jan 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.0368%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/15/10 | $100,000 | 3.00% | NRO | NRO | |
| 1/15/11 | $125,000 | 3.00% | NRO | NRO | |
| 1/15/12 | $125,000 | 3.00% | NRO | NRO | |
| 1/15/13 | $130,000 | 3.00% | NRO | NRO | |
| 1/15/14 | $95,000 | 3.00% | NRO | NRO | |
| 1/15/15 | $95,000 | 3.00% | NRO | NRO | |
| 1/15/16 | $95,000 | 3.00% | NRO | NRO | |
| 1/15/17 | $95,000 | 3.00% | NRO | NRO | |
| 1/15/18 | $100,000 | 3.00% | NRO | NRO | |
| 1/15/19 | $95,000 | 3.00% | NRO | NRO | |
| 1/15/20 | $90,000 | 3.125% | NRO | NRO | |
| 1/15/21 | $90,000 | 3.25% | NRO | NRO | |
| 1/15/22 | $90,000 | 3.375% | NRO | NRO | |
| 1/15/23 | $95,000 | 3.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Brookhaven (Town)
Sep 16, 2009 . . . . . . $39,125,000
Bond Anticiaption Notes for Varioius Purposes-2009.
Dated Sep 24, 2009.
Due Jun 24, 2010.
Purchased $39,125,000.00 by JPMorgan, at 1.75%, plus $372,509.40, effective rate 0.4805%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.4973%
Janney Montgomery, Effective Rate 0.5253%
Roosevelt & Cross, Effective Rate 0.5642%
Capital One, Effective Rate 0.6%
Oppenheimer, Effective Rate 0.672%
State Bank of LI, Effective Rate 0.9325%
TD Bank, N.A., Effective Rate 1.39%
Flushing Comm Bk, Effective Rate 1.6%
Ithaca (Town)
Sep 16, 2009 . . . . . . $1,125,000
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Oct 1, 2009.
Due Oct 1, 2010 to 2024.
Callable Oct 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.1651%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/10 | $60,000 | 2.25% | NRO | NRO | |
| 10/1/11 | $65,000 | 2.50% | NRO | NRO | |
| 10/1/12 | $65,000 | 2.50% | NRO | NRO | |
| 10/1/13 | $65,000 | 2.625% | NRO | NRO | |
| 10/1/14 | $70,000 | 2.75% | NRO | NRO | |
| 10/1/15 | $70,000 | 2.75% | NRO | NRO | |
| 10/1/16 | $70,000 | 2.75% | NRO | NRO | |
| 10/1/17 | $75,000 | 2.75% | NRO | NRO | |
| 10/1/18 | $75,000 | 3.00% | NRO | NRO | |
| 10/1/19 | $80,000 | 3.00% | NRO | NRO | |
| 10/1/20 | $80,000 | 3.125% | NRO | NRO | |
| 10/1/21 | $85,000 | 3.25% | NRO | NRO | |
| 10/1/22 | $85,000 | 3.375% | NRO | NRO | |
| 10/1/23 | $90,000 | 3.50% | NRO | NRO | |
| 10/1/24 | $90,000 | 3.625% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors, CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bernardi Securities, NIC 3.4798%
Longwood Central School District
Sep 16, 2009 . . . . . . $25,000,000
Tax Anticipation Notes for 2009-2010 Taxes.
Dated Sep 24, 2009.
Due Jun 25, 2010.
Purchased $25,000,000.00 by JPMorgan, at 1.75%, plus $240,000.00, effective rate 0.4747%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.5143%
Wells Fargo Secs, Effective Rate 0.5308%
Janney Montgomery, Effective Rate 0.5449%
Jefferies, Effective Rate 0.5595%
Roosevelt & Cross, Effective Rate 0.6695%
Oppenheimer, Effective Rate 0.9208%
Capital One, Effective Rate 0.96%
TD Bank, N.A., Effective Rate 1.39%
Flushing Comm Bk, Effective Rate 1.8%
Morristown Central School District
Sep 16, 2009 . . . . . . $318,600
Bond Anticipation Notes, 2009 (bank qualified).
Dated Sep 24, 2009.
Due Sep 24, 2010.
Purchased $318,600.00 by J.P. Morgan Chase, at 1.81%, effective rate 1.81%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
North Tonawanda City School District
Sep 16, 2009 . . . . . . $13,252,827
Bond Anticipation Notes - 2009 (bank qualified).
Dated Sep 24, 2009.
Due Sep 23, 2010.
Purchased $13,252,830.00 by Jefferies, at 2.0%, plus $84,686.00, effective rate 1.3592%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.388%
First Niagara Bank, Effective Rate 1.49%
First Niagara Bank, Effective Rate 1.6%
Janney Montgomery, Effective Rate 1.7486%
First Niagara Bank, Effective Rate 1.875%
Roosevelt & Cross, Effective Rate 2.39%
Citigroup, Effective Rate 2.39%
Plattsburgh (City)
Sep 16, 2009 . . . . . . $5,700,000
Bond Anticipation Notes For Various Purposes - 2009 (bank qualified).
Dated Sep 24, 2009.
Due Sep 24, 2010.
Purchased $1,700,000.00 by TD Bank, N.A., at 1.24%, effective rate 1.24%.
Purchased $4,000,000.00 by Jefferies, at 2.0%, plus $23,640.00, effective rate 1.409%.
L.O.: Nixon Peabody LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 1.409%
Oppenheimer, Effective Rate 1.5262%
Glens Falls Natl Bk, Effective Rate 1.62%
Janney Montgomery, Effective Rate 1.925%
Port Authority of New York and New Jersey
Sep 16, 2009 . . . . . . $300,000,000
Consolidated Bonds, One Hundred Sixtieth Series (book entry).
Dated Sep 15, 2009.
Due Sep 15, 2030 to 2039.
Callable Sep 15, 2019 at par.
Winning bid: Merrill Lynch, at 99.6629, TIC 4.449%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/30 | $30,000,000 | 4.00% | NRO | NRO | |
| 9/15/31 | $30,000,000 | 4.00% | NRO | NRO | |
| 9/15/32 | $30,000,000 | 4.125% | NRO | NRO | |
| 9/15/33 | $30,000,000 | 4.25% | NRO | NRO | |
| 9/15/34 | $30,000,000 | 4.25% | NRO | NRO | |
| 9/15/36 | $60,000,000 | 5.00% | NRO | NRO | |
| 9/15/39 | $90,000,000 | 4.50% | NRO | NRO |
L.O.: Darrell Buchbinder, Esq., New York, NY.
F.A.: Municipal Official(s).
Other bidders were:
Barclays Capital, TIC 4.5146%
JPMorgan, TIC 4.5179%
Citigroup, TIC 4.5258%
Morgan Stanley, TIC 4.5293%
Wachovia Bank, TIC 4.5471%
Sewanhaka Central High School District
Sep 16, 2009 . . . . . . $9,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified).
Dated Sep 23, 2009.
Due Jun 23, 2010.
Purchased $9,000,000.00 by Oppenheimer, at 1.5%, plus $52,390.00, effective rate 0.7239%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 0.73%
Capital One, Effective Rate 0.8%
TD Securities, Effective Rate 0.8267%
Bridgehampton Bank, Effective Rate 0.85%
Jefferies, Effective Rate 0.8853%
TD Bank, N.A., Effective Rate 0.99%
Janney Montgomery, Effective Rate 1.4433%
Flushing Comm Bk, Effective Rate 1.6%
Roosevelt & Cross, Effective Rate 2.25%
Wolcott Village
Sep 16, 2009 . . . . . . $800,000
Bond Anticipation Notes, 2009 (New Issue) (bank qualified).
Dated Sep 30, 2009.
Due Sep 30, 2010.
Purchased $800,000.00 by Sage Rutty, at 1.76%, effective rate 1.76%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Lyons National Bk, Effective Rate 1.79%
Roosevelt & Cross, Effective Rate 1.9969%
Oppenheimer, Effective Rate 2.73%
WISCONSIN
Moraine Park Technical College District
Sep 16, 2009 . . . . . . $2,315,000
General Obligation Promissory Notes, Series 2009-10A (bank qualified) (book entry).
Dated Oct 8, 2009.
Due Apr 1, 2010 to 2015.
Non-callable.
Winning bid: Robert W. Baird, at 100.9522, TIC 1.8612%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/10 | $370,000 | 2.00% | 0.70% | ||
| 4/1/11 | $380,000 | 2.00% | 1.00% | ||
| 4/1/12 | $400,000 | 2.00% | 1.27% | ||
| 4/1/13 | $415,000 | 2.00% | 1.60% | ||
| 4/1/14 | $430,000 | 2.25% | 1.92% | ||
| 4/1/15 | $320,000 | 2.50% | 2.17% |
Other managers: Loop Capital Markets, LLC, CL King & Associates, Kildare Capital, Inc., Davenport & Company LLC, Cronin & Co., Inc..
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
United Banker's Bk, TIC 1.9098%
First Trust, TIC 1.9411%
UMB Bank, TIC 1.9881%
Piper Jaffray, TIC 1.9932%
M & I Bank, TIC 2.0102%
Bernardi Securities, TIC 2.0982%
Wells Fargo Advisors, TIC 2.3542%
TAXABLE ISSUES
MINNESOTA
Perham-Dent Independent School District No. 549
Sep 16, 2009 . . . . . . $2,690,000
General Obligation Taxable OPEB Bonds, Series 2009B (MN School District Credit Enhancement Program) (book entry).
Dated Oct 8, 2009.
Due Feb 1, 2015 to 2017.
Non-callable.
Winning bid: United Banker's Bk, at n/a, TIC 3.5848%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/15 | $990,000 | 3.10% | NRO | NRO | |
| 2/1/16 | $1,235,000 | 3.60% | NRO | NRO | |
| 2/1/17 | $465,000 | 4.00% | NRO | NRO |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Northland Securities, TIC 3.6761%
Morgan Keegan, TIC 3.6809%
Wells Fargo Brkge, TIC 3.8449%
St. Paul (City)
Sep 16, 2009 . . . . . . $8,655,000
Taxable General Obligation Tax Increment Refunding Bonds, Series 2009H (book entry).
Dated Oct 19, 2009.
Due Feb 1, 2010 to 2015.
Non-callable.
Winning bid: Northland Securities, at 101.6135, TIC 2.4659%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/10 | $1,295,000 | 3.10% | NRO | NRO | |
| 2/1/11 | $1,575,000 | 3.10% | 1.15% | ||
| 2/1/12 | $1,605,000 | 3.10% | 1.75% | ||
| 2/1/13 | $1,640,000 | 3.10% | NRO | NRO | |
| 2/1/14 | $1,710,000 | 3.10% | NRO | NRO | |
| 2/1/15 | $830,000 | 3.10% | 3.10% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 2.5087%
Wells Fargo Brkge, TIC 2.5347%
BMO Capital Markets, TIC 2.5401%
Robert W. Baird, TIC 2.5515%
Cronin, TIC 2.564%
UBS Financial Svcs, TIC 2.5883%
Morgan Keegan, TIC 2.6068%
FTN Fin Cap Mkts, TIC 2.6288%
Stifel Nicolaus, TIC 2.7683%
