Quantcast

FINRA Censures and Fines Belle Haven, Cantor Fitzgerald

The Financial Industry Regulatory Authority has censured and fined White Plains, N.Y.-based Belle Haven Investments LP $32,500 for failing to timely report municipal securities transactions and for failing to enforce written supervisory procedures, FINRA said yesterday.

To continue reading, log in, register or subscribe below.Calendars are available to registered users of The Bond Buyer web site.
Please log in below with the credentials you established at the time of your subscription or when you set up a free trial. If you have never set up an account with The Bond Buyer, please click the "Free trial" link below to set up your account.

Already a subscriber? Log in here.

Please note you must now log in with your email address and password.

 

Upcoming Events

Already a subscriber? Log in here
Please note you must now log in with your email address and password.