CALIFORNIA
Los Angeles (City)
Aug 5, 2009 . . . . . . $123,550,000
General Obligation Bonds, Series 2009A (book entry).
Dated Aug 18, 2009.
Due Sep 1, 2010 to 2023.
Callable Sep 1, 2019 at par.
Winning bid: JPMorgan, at 102.9951, TIC 3.1226%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/10 | $8,825,000 | 1.50% | S.B. | S.B. | |
9/1/11 | $8,825,000 | 2.50% | NRO | NRO | |
9/1/12 | $8,825,000 | 2.50% | 1.20% | ||
9/1/13 | $8,825,000 | 2.50% | 1.55% | ||
9/1/14 | $8,825,000 | 2.50% | NRO | NRO | |
9/1/15 | $8,825,000 | 4.00% | 2.30% | ||
9/1/16 | $8,825,000 | 3.25% | 2.60% | ||
9/1/17 | $8,825,000 | 4.00% | 2.89% | ||
9/1/18 | $8,825,000 | 4.00% | 3.14% | ||
9/1/19 | $8,825,000 | 4.00% | 3.34% | ||
9/1/20 | $8,825,000 | 4.00% | 3.52% | ||
9/1/21 | $8,825,000 | 3.50% | 3.70% | ||
9/1/22 | $8,825,000 | 3.75% | 3.83% | ||
9/1/23 | $8,825,000 | 3.75% | 3.93% |
L.O.: Nixon Peabody LLP, Los Angeles, CA.
F.A.: Public Resources Advisory Group, Los Angeles, CA; and KNN Public Finance, Oakland, CA.
Other bidders were:
Barclays Capital, TIC 3.1828%
Stone & Youngberg, TIC 3.2217%
Morgan Stanley, TIC 3.2752%
Piper Jaffray, TIC 3.2977%
Citigroup, TIC 3.3783%
Wachovia Bank, TIC 3.4229%
Merrill Lynch, TIC 3.4668%
Marysville Joint Unified School District
Aug 5, 2009 . . . . . . $16,415,000
General Obligation Bonds, Election of 2008, Series 2009 (CABs) ($3,660,000 Original Principal Amount) (book entry).
Dated Aug 25, 2009.
Due Aug 1, 2022 to 2036.
Non-callable.
Winning bid: Stone & Youngberg, at 23.6819, TIC 7.2485%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/22 | $755,000 | 0.00% | 6.00% | AGC | |
8/1/23 | $1,465,000 | 0.00% | 6.125% | AGC | |
8/1/24 | $1,580,000 | 0.00% | 6.25% | AGC | |
8/1/25 | $1,695,000 | 0.00% | 6.35% | AGC | |
8/1/26 | $1,825,000 | 0.00% | 6.45% | AGC | |
8/1/35 | $4,450,000 | 0.00% | NRO | NRO | AGC |
8/1/36 | $4,645,000 | 0.00% | NRO | NRO | AGC |
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Raymond James, TIC 7.2835%
Morgan Stanley, TIC 7.4929%
Hutchinson Shockey, TIC 7.5383%
Marysville Joint Unified School District
Aug 5, 2009 . . . . . . $30,550,000
General Obligation Bonds, Election of 2008, Series 2009 (Current Interest Bonds) (book entry).
Dated Aug 25, 2009.
Due Aug 1, 2010 to 2034.
Callable Aug 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 100.0005, TIC 5.1902%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $265,000 | 5.00% | NRO | NRO | AGC |
8/1/11 | $200,000 | 5.00% | NRO | NRO | AGC |
8/1/12 | $210,000 | 5.00% | NRO | NRO | AGC |
8/1/13 | $245,000 | 5.00% | NRO | NRO | AGC |
8/1/14 | $310,000 | 5.00% | NRO | NRO | AGC |
8/1/15 | $400,000 | 5.00% | 2.67% | AGC | |
8/1/16 | $500,000 | 5.00% | 3.00% | AGC | |
8/1/17 | $610,000 | 5.00% | 3.23% | AGC | |
8/1/18 | $730,000 | 5.50% | 3.48% | AGC | |
8/1/19 | $860,000 | 5.50% | 3.72% | AGC | |
8/1/20 | $1,000,000 | 5.50% | 3.90% | AGC | |
8/1/21 | $1,160,000 | 5.50% | 4.07% | AGC | |
8/1/22 | $570,000 | 5.50% | 4.20% | AGC | |
8/1/27 | $1,955,000 | 5.50% | 4.70% | AGC | |
8/1/28 | $2,200,000 | 5.50% | 4.85% | AGC | |
8/1/29 | $2,465,000 | 5.25% | 4.95% | AGC | |
8/1/30 | $2,740,000 | 5.00% | NRO | NRO | AGC |
8/1/31 | $3,035,000 | 5.00% | NRO | NRO | AGC |
8/1/32 | $3,350,000 | 5.125% | NRO | NRO | AGC |
8/1/34 | $7,745,000 | 5.125% | NRO | NRO | AGC |
Other managers: Fidelity Capital Markets.
In association with: Wiley Bros.-Aintree Capital LLC.
In association with: Edward D. Jones & Co..
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Citigroup, TIC 5.2211%
Raymond James, TIC 5.2657%
Stone & Youngberg, TIC 5.3931%
Wells Fargo Brkge, TIC 5.4188%
Morgan Stanley, TIC 5.5114%
Hutchinson Shockey, TIC 6.2676%
CONNECTICUT
Waterford (Town)
Aug 5, 2009 . . . . . . $8,500,000
General Obligation Bonds, Issue of 2009 (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2028.
Callable Aug 1, 2017 at par.
Winning bid: Roosevelt & Cross, at 100.0000, TIC 3.3717%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $450,000 | 2.00% | NRO | NRO | |
8/1/11 | $450,000 | 2.25% | NRO | NRO | |
8/1/12 | $450,000 | 2.25% | NRO | NRO | |
8/1/13 | $450,000 | 2.25% | NRO | NRO | |
8/1/14 | $450,000 | 2.50% | NRO | NRO | |
8/1/15 | $450,000 | 2.50% | NRO | NRO | |
8/1/16 | $450,000 | 2.50% | NRO | NRO | |
8/1/17 | $450,000 | 2.50% | NRO | NRO | |
8/1/18 | $450,000 | 2.75% | NRO | NRO | |
8/1/19 | $450,000 | 3.00% | NRO | NRO | |
8/1/20 | $450,000 | 3.25% | NRO | NRO | |
8/1/21 | $450,000 | 3.50% | NRO | NRO | |
8/1/22 | $450,000 | 3.50% | NRO | NRO | |
8/1/23 | $450,000 | 3.50% | NRO | NRO | |
8/1/24 | $450,000 | 3.75% | NRO | NRO | |
8/1/25 | $450,000 | 4.00% | NRO | NRO | |
8/1/26 | $450,000 | 4.00% | NRO | NRO | |
8/1/27 | $425,000 | 4.00% | NRO | NRO | |
8/1/28 | $425,000 | 4.00% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Fidelity Capital Markets, CL King & Associates, Janney Montgomery Scott, Inc., First Southwest Company.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: First Southwest Company, Glastonbury, CT.
Other bidders were:
Morgan Stanley, TIC 3.4243%
Robert W. Baird, TIC 3.5211%
Eastern Bk Cap Mkts, TIC 3.5399%
Waterford (Town)
Aug 5, 2009 . . . . . . $33,000,000
Bond Anticipation Notes.
Dated Aug 13, 2009.
Due Aug 12, 2010.
Purchased $33,000,000.00 by Eastern Bank, at 1.5%, plus $315,480.00, effective rate 0.5413%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: First Southwest Company, Glastonbury, CT.
Other bidders were:
Oppenheimer, Effective Rate 0.5473%
First Southwest, Effective Rate 0.5737%
Janney Montgomery, Effective Rate 0.91%
INDIANA
Chesterton (Town)
Aug 5, 2009 . . . . . . $2,230,000
Sewage Works Revenue Bonds of 2009 (bank qualified) (book entry).
Dated Aug 19, 2009.
Due Aug 1, 2016 to Feb 1, 2020.
Callable Aug 1, 2017 at par.
Winning bid: City Securities, at n/a, NIC 4.434%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/16 | $255,000 | 4.25% | 3.75% | ||
2/1/17 | $260,000 | 4.25% | 4.00% | ||
8/1/17 | $265,000 | 4.25% | 4.00% | ||
2/1/18 | $275,000 | 4.25% | 4.20% | ||
8/1/18 | $280,000 | 4.25% | 4.20% | ||
2/1/19 | $290,000 | 4.35% | 4.35% | ||
8/1/19 | $300,000 | 4.35% | 4.35% | ||
2/1/20 | $305,000 | 4.50% | 4.50% |
Other managers: Bernardi Securities, Inc..
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
J.J.B. Hilliard, NIC 4.688%
Highland Sanitary District
Aug 4, 2009 . . . . . . $840,000
Sanitary District Bonds, Series 2009C (bank qualified) (book entry).
Dated Aug 18, 2009.
Due Aug 1, 2010 to Feb 1, 2015.
Non-callable.
Winning bid: City Securities, at n/a, NIC 3.435%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/11 | $252,000 | 2.25% | 2.25% | ||
8/1/12 | $168,000 | 2.50% | 2.50% | ||
8/1/13 | $168,000 | 3.00% | 3.00% | ||
2/1/15 | $252,000 | 3.50% | 3.50% |
L.O.: Shanahan & Shanahan LLP, Chicago, IL.
F.A.: London Witte Group, Indianapolis, IN.
Other bidders were:
First Midwest, NIC 3.55%
J.J.B. Hilliard, NIC 3.9%
IOWA
Iowa Board of Regents
Aug 5, 2009 . . . . . . $15,165,000
Academic Building Revenue Refunding Bonds, Series I.S.U. 2009 (Iowa State University of Science and Technology) (book entry).
Dated Sep 1, 2009.
Due Jul 1, 2014 to 2019.
Non-callable.
Winning bid: Morgan Stanley, at 104.8086, TIC 2.8941%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/14 | $2,360,000 | 2.50% | NRO | NRO | |
7/1/15 | $2,395,000 | 3.25% | NRO | NRO | |
7/1/16 | $2,485,000 | 3.50% | NRO | NRO | |
7/1/17 | $2,550,000 | 3.75% | NRO | NRO | |
7/1/18 | $2,640,000 | 4.00% | NRO | NRO | |
7/1/19 | $2,735,000 | 4.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Raymond James, TIC 2.9251%
Piper Jaffray, TIC 2.9295%
Hutchinson Shockey, TIC 2.9332%
Morgan Keegan, TIC 2.9844%
BMO Capital Markets, TIC 3.0133%
Wells Fargo Advisors, TIC 3.1453%
Iowa Board of Regents
Aug 5, 2009 . . . . . . $19,010,000
Utility System Revenue Refunding Bonds, Series S.U.I. 2009 (The State University of Iowa) (book entry).
Dated Sep 1, 2009.
Due Nov 1, 2010 to 2019.
Non-callable.
Winning bid: Piper Jaffray, at 103.9174, TIC 2.1975%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/10 | $3,060,000 | 3.00% | NRO | NRO | |
11/1/11 | $3,280,000 | 3.00% | NRO | NRO | |
11/1/12 | $3,380,000 | 3.00% | NRO | NRO | |
11/1/13 | $3,505,000 | 3.00% | NRO | NRO | |
11/1/14 | $815,000 | 3.00% | NRO | NRO | |
11/1/15 | $930,000 | 3.00% | NRO | NRO | |
11/1/16 | $960,000 | 3.00% | NRO | NRO | |
11/1/17 | $995,000 | 3.25% | NRO | NRO | |
11/1/18 | $1,025,000 | 3.50% | NRO | NRO | |
11/1/19 | $1,060,000 | 4.00% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.2222%
Raymond James, TIC 2.239%
Robert W. Baird, TIC 2.2897%
Wells Fargo Advisors, TIC 2.4258%
BMO Capital Markets, TIC 2.4459%
KANSAS
Emporia (City)
Aug 5, 2009 . . . . . . $770,000
General Obligation Bonds, Series 2009-A (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Sep 1, 2010 to 2029.
Callable Sep 1, 2017 at par.
Winning bid: Country Club Bank, at 100.0000, NIC 3.8055%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/10 | $40,000 | 4.00% | NRO | NRO | |
9/1/11 | $40,000 | 4.00% | NRO | NRO | |
9/1/12 | $40,000 | 4.00% | NRO | NRO | |
9/1/13 | $40,000 | 2.60% | NRO | NRO | |
9/1/14 | $40,000 | 2.60% | NRO | NRO | |
9/1/15 | $40,000 | 2.60% | NRO | NRO | |
9/1/16 | $40,000 | 2.75% | NRO | NRO | |
9/1/17 | $40,000 | 3.00% | NRO | NRO | |
9/1/18 | $40,000 | 3.20% | NRO | NRO | |
9/1/19 | $45,000 | 3.40% | NRO | NRO | |
9/1/20 | $55,000 | 3.50% | NRO | NRO | |
9/1/22 | $110,000 | 3.90% | NRO | NRO | |
9/1/24 | $110,000 | 4.15% | NRO | NRO | |
9/1/29 | $90,000 | 4.50% | NRO | NRO |
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: Piper Jaffray & Company, Leawood, KS.
Other bidders were:
Commerce Bank, NIC 4.2542%
Emporia (City)
Aug 5, 2009 . . . . . . $1,175,000
General Obligation Temporary Notes, Series 2009-A (bank qualified) (book entry).
Dated Sep 1, 2009.
Due Sep 1, 2010 to 2012.
Callable Sep 1, 2010 at par.
Winning bid: Commerce Bank, at 100.0000, NIC 1.2577%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/10 | $170,000 | 2.00% | NRO | NRO | |
9/1/11 | $830,000 | 1.20% | NRO | NRO | |
9/1/12 | $175,000 | 1.20% | NRO | NRO |
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: Piper Jaffray & Company, Leawood, KS.
Other bidders were:
UMB Bank, NIC 1.3393%
Country Club Bank, NIC 1.404%
Wellington (City)
Aug 4, 2009 . . . . . . $860,000
General Obligation Bonds, Series 2009 (bank qualified).
Dated Aug 15, 2009.
Due Oct 1, 2010 to 2024.
Callable Oct 1, 2017 at par.
Winning bid: UMB Bank, at n/a, NIC 3.5651%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/10 | $35,000 | 3.00% | NRO | NRO | |
10/1/11 | $40,000 | 3.00% | NRO | NRO | |
10/1/12 | $45,000 | 3.00% | NRO | NRO | |
10/1/13 | $45,000 | 2.80% | NRO | NRO | |
10/1/14 | $50,000 | 2.20% | NRO | NRO | |
10/1/15 | $50,000 | 2.50% | NRO | NRO | |
10/1/16 | $55,000 | 2.80% | NRO | NRO | |
10/1/17 | $60,000 | 3.00% | NRO | NRO | |
10/1/18 | $60,000 | 3.20% | NRO | NRO | |
10/1/19 | $60,000 | 3.45% | NRO | NRO | |
10/1/20 | $65,000 | 3.55% | NRO | NRO | |
10/1/21 | $70,000 | 3.75% | NRO | NRO | |
10/1/22 | $70,000 | 4.00% | NRO | NRO | |
10/1/23 | $75,000 | 4.10% | NRO | NRO | |
10/1/24 | $80,000 | 4.15% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Country Club Bank, NIC 3.9994%
DeWaay Fin Network, NIC 4.056%
Commerce Bank, NIC 4.151%
KENTUCKY
Green County School District Finance Corporation
Aug 5, 2009 . . . . . . $1,560,000
School Building Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Aug 26, 2009.
Due Aug 1, 2010 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Ross Sinclaire, at 98.0000, NIC 4.2903%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/19 | $100,000 | 3.20% | NRO | NRO | |
8/1/24 | $250,000 | 4.00% | NRO | NRO | |
8/1/27 | $200,000 | 4.20% | NRO | NRO | |
8/1/28 | $495,000 | 4.20% | NRO | NRO | |
8/1/29 | $515,000 | 4.25% | NRO | NRO |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: C.D. Bowling & Associates, Lexington, KY.
Other bidders were:
Morgan Keegan, NIC 4.4732%
MASSACHUSETTS
Lynn (City)
Aug 5, 2009 . . . . . . $4,000,000
Bond Anticipation Notes (new money) (bank qualified) (book entry).
Dated Aug 13, 2009.
Due Oct 16, 2009.
Purchased $4,000,000.00 by Eastern Bank, at 3.5%, plus $13,650.00, effective rate 1.55%.
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
Oppenheimer, Effective Rate 2.2314%
Janney Montgomery, Effective Rate 2.6429%
NEW HAMPSHIRE
Cheshire County
Aug 5, 2009 . . . . . . $1,300,000
General Obligation Bonds (bank qualified) (book entry).
Dated Aug 15, 2009.
Due Aug 15, 2010 to 2024.
Non-callable.
Winning bid: Eastern Bk Cap Mkts, at 101.2155, TIC 3.0735%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/10 | $100,000 | 3.00% | NRO | NRO | |
8/15/11 | $100,000 | 2.00% | NRO | NRO | |
8/15/12 | $100,000 | 2.00% | NRO | NRO | |
8/15/13 | $100,000 | 2.00% | NRO | NRO | |
8/15/14 | $100,000 | 2.50% | NRO | NRO | |
8/15/15 | $100,000 | 2.75% | NRO | NRO | |
8/15/16 | $100,000 | 3.00% | 2.53% | ||
8/15/17 | $100,000 | 3.00% | 2.80% | ||
8/15/18 | $100,000 | 3.25% | 3.05% | ||
8/15/19 | $100,000 | 3.50% | NRO | NRO | |
8/15/20 | $100,000 | 3.75% | 3.42% | ||
8/15/21 | $50,000 | 3.75% | 3.60% | ||
8/15/22 | $50,000 | 4.00% | 3.75% | ||
8/15/23 | $50,000 | 4.00% | 3.85% | ||
8/15/24 | $50,000 | 4.00% | 4.00% |
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: First Southwest Company, Lincoln, RI.
Other bidders were:
Roosevelt & Cross, TIC 3.3948%
TD Securities, TIC 3.9074%
NEW JERSEY
Hillside Township
Aug 5, 2009 . . . . . . $2,412,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 12, 2009.
Due Aug 12, 2010.
Purchased $2,412,000.00 by Valley National Bank, at 2.0%, effective rate 2.0%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sun National Bank, Effective Rate 2.13%
Janney Montgomery, Effective Rate 2.4748%
Oppenheimer, Effective Rate 2.6184%
J.P. Morgan Chase, Effective Rate 2.63%
Wachovia Bank, Effective Rate 2.745%
New Jersey
Aug 5, 2009 . . . . . . $1,925,000,000
Tax and Revenue Anticipation Notes, Series Fiscal 2010B (book entry).
Dated Aug 12, 2009.
Due Jun 24, 2010.
Purchased $125,000,000.00 by Jefferies, at 2.5%, plus $2,135,000.00, effective rate 0.5292%.
Purchased $100,000,000.00 by Jefferies, at 2.5%, plus $1,699,000.00, effective rate 0.5396%.
Purchased $1,625,000,000.00 by JPMorgan, at 2.5%, plus $27,560,000.00, effective rate 0.5431%.
Purchased $75,000,000.00 by Citigroup, at 2.5%, plus $1,281,000.00, effective rate 0.5292%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ; and State Attorney General.
F.A.: Municipal Official(s).
Other bidders were:
JPMorgan, Effective Rate 0.5431%
Citigroup, Effective Rate 0.5442%
Morgan Stanley, Effective Rate 0.5477%
Wachovia Bank, Effective Rate 0.5523%
Morgan Stanley, Effective Rate 0.5581%
Citigroup, Effective Rate 0.5615%
Wachovia Bank, Effective Rate 0.5662%
Citigroup, Effective Rate 0.5685%
Morgan Stanley, Effective Rate 0.5685%
Barclays Capital, Effective Rate 0.5742%
Citigroup, Effective Rate 0.58%
Piper Jaffray, Effective Rate 0.58%
Wachovia Bank, Effective Rate 0.5823%
Jefferies, Effective Rate 0.5904%
Citigroup, Effective Rate 0.6008%
Barclays Capital, Effective Rate 0.6042%
Morgan Stanley, Effective Rate 0.6042%
Wachovia Bank, Effective Rate 0.61%
Goldman Sachs, Effective Rate 0.6146%
Morgan Stanley, Effective Rate 0.6181%
Piper Jaffray, Effective Rate 0.6273%
Citigroup, Effective Rate 0.6308%
Wachovia Bank, Effective Rate 0.6308%
Goldman Sachs, Effective Rate 0.6446%
Morgan Stanley, Effective Rate 0.6446%
Merrill Lynch, Effective Rate 0.6469%
First Southwest, Effective Rate 0.6654%
First Southwest, Effective Rate 0.6726%
Goldman Sachs, Effective Rate 0.7115%
Jefferies, Effective Rate 0.7392%
Barclays Capital, Effective Rate 0.7415%
Goldman Sachs, Effective Rate 0.7612%
Jefferies, Effective Rate 0.7669%
Piper Jaffray, Effective Rate 0.7692%
Barclays Capital, Effective Rate 0.7715%
Norwood Borough
Aug 5, 2009 . . . . . . $3,000,000
General Obligation Tax Anticipation Notes (bank qualified).
Dated Aug 12, 2009.
Due Feb 1, 2010.
Purchased $3,000,000.00 by TD Securities, at 1.5%, plus $2,640.00, effective rate 1.322%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, Effective Rate 2.3989%
Oppenheimer, Effective Rate 2.6149%
River Vale Township
Aug 5, 2009 . . . . . . $2,850,000
Bond Anticipation Notes (bank qualified).
Dated Aug 14, 2009.
Due Aug 13, 2010.
Purchased $2,850,000.00 by TD Bank, N.A., at 1.39%, effective rate 1.39%.
L.O.: DeCotiis, FitzPatrick, Cole & Wisler, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Sun National Bank, Effective Rate 2.16%
Janney Montgomery, Effective Rate 2.3997%
Oppenheimer, Effective Rate 2.4296%
PNC Bank, Effective Rate 2.51%
Verona Township
Aug 5, 2009 . . . . . . $4,831,000
Bond Anticipation Notes (bank qualified).
Dated Aug 13, 2009.
Due Aug 13, 2010.
Purchased $4,831,000.00 by Oppenheimer, at 1.5%, plus $28,951.00, effective rate 0.9007%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Lakeland Bank, Effective Rate 1.95%
Sun National Bank, Effective Rate 2.13%
Chase Bk, Effective Rate 2.14%
Janney Montgomery, Effective Rate 2.275%
NEW YORK
Hadley Luzerne Central School District
Aug 5, 2009 . . . . . . $560,154
Bond Anticipation Notes, 2009 (bank qualified).
Dated Aug 12, 2009.
Due Aug 12, 2010.
Purchased $280,080.00 by Glens Falls Natl Bk, at 1.87%, effective rate 1.87%.
Purchased $280,080.00 by FNB of Scotia, at 1.87%, effective rate 1.87%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Bank, N.A., Effective Rate 2.39%
Oppenheimer, Effective Rate 3.4795%
Larchmont Village
Aug 5, 2009 . . . . . . $2,968,275
Various Purposes (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2024.
Callable Aug 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.4916%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $123,275 | 2.50% | NRO | NRO | |
8/1/11 | $170,000 | 2.50% | NRO | NRO | |
8/1/12 | $175,000 | 2.50% | NRO | NRO | |
8/1/13 | $175,000 | 2.50% | NRO | NRO | |
8/1/14 | $180,000 | 2.50% | NRO | NRO | |
8/1/15 | $185,000 | 2.50% | NRO | NRO | |
8/1/16 | $190,000 | 2.75% | NRO | NRO | |
8/1/17 | $195,000 | 3.00% | NRO | NRO | |
8/1/18 | $200,000 | 3.25% | NRO | NRO | |
8/1/19 | $210,000 | 3.75% | NRO | NRO | |
8/1/20 | $215,000 | 3.75% | NRO | NRO | |
8/1/21 | $225,000 | 3.75% | NRO | NRO | |
8/1/22 | $235,000 | 4.00% | NRO | NRO | |
8/1/23 | $240,000 | 4.00% | NRO | NRO | |
8/1/24 | $250,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Robert W. Baird, NIC 3.5761%
Lisbon Central School District
Aug 5, 2009 . . . . . . $3,945,000
Bond Anticipation Notes, 2009 (bank qualified).
Dated Aug 13, 2009.
Due Aug 13, 2010.
Purchased $3,945,000.00 by J.P. Morgan Chase, at 1.78%, effective rate 1.78%.
L.O.: Schwerzmann & Wise, P.C., Watertown, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.481%
Janney Montgomery, Effective Rate 2.7%
Oppenheimer, Effective Rate 2.8097%
Salamanca (City)
Aug 5, 2009 . . . . . . $897,700
Bond Anticipation Notes, 2009 (New issue) (bank qualified).
Dated Aug 19, 2009.
Due Aug 19, 2010.
Purchased $897,700.00 by Five Star Bnk, at 2.71%, effective rate 2.71%.
Purchased $897,700.00 by J.P. Morgan Chase, at 2.34%, effective rate 2.34%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Sleepy Hollow Village
Aug 5, 2009 . . . . . . $7,501,000
Bond Anticipation Notes, Series 2009C (bank qualified).
Dated Aug 13, 2009.
Due Aug 13, 2010.
Purchased $7,501,000.00 by Jefferies, at 2.5%, plus $59,708.00, effective rate 1.704%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 1.92%
Oppenheimer, Effective Rate 2.3397%
Roosevelt & Cross, Effective Rate 2.3737%
Janney Montgomery, Effective Rate 2.4%
M & T Bank, Effective Rate 2.63%
Signature Bank, Effective Rate 2.75%
Tarrytowns Union Free School District
Aug 5, 2009 . . . . . . $2,180,000
School District Serial Bonds - 2009 (book entry).
Dated Aug 13, 2009.
Due Aug 1, 2010 to 2019.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.1411%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $195,000 | 2.25% | NRO | NRO | |
8/1/11 | $345,000 | 2.25% | NRO | NRO | |
8/1/12 | $350,000 | 2.25% | NRO | NRO | |
8/1/13 | $360,000 | 3.00% | NRO | NRO | |
8/1/14 | $145,000 | 3.00% | NRO | NRO | |
8/1/15 | $150,000 | 3.00% | NRO | NRO | |
8/1/16 | $150,000 | 3.125% | NRO | NRO | |
8/1/17 | $160,000 | 3.50% | NRO | NRO | |
8/1/18 | $160,000 | 3.625% | NRO | NRO | |
8/1/19 | $165,000 | 3.75% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Janney Montgomery Scott, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Tarrytowns Union Free School District
Aug 5, 2009 . . . . . . $20,000,000
Bond Anticipation Notes-2009 (book entry).
Dated Aug 13, 2009.
Due Aug 13, 2010.
Purchased $20,000,000.00 by TD Securities, at 1.5%, plus $195,580.00, effective rate 0.5221%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.526%
Janney Montgomery, Effective Rate 1.638%
Oppenheimer, Effective Rate 1.7467%
Williamson Central School District
Aug 5, 2009 . . . . . . $630,556
Bond Anticipation Notes, 2009 (bank qualified).
Dated Aug 12, 2009.
Due Aug 12, 2010.
Purchased $630,570.00 by J.P. Morgan Chase, at 1.81%, effective rate 1.81%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 2.15%
Oppenheimer, Effective Rate 2.8385%
KeyBank NY, Effective Rate 3.09%
TENNESSEE
Cleveland (City)
Aug 5, 2009 . . . . . . $28,150,000
General Obligation Refunding Bonds, Series 2009D (book entry).
Dated Aug 26, 2009.
Due Jun 1, 2010 to 2028.
Callable Jun 1, 2019 at par.
Winning bid: Morgan Stanley, at 100.8911, TIC 3.4306%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/10 | $760,000 | 2.00% | 0.50% | AGC | |
6/1/11 | $795,000 | 2.00% | 0.80% | AGC | |
6/1/12 | $815,000 | 2.00% | 1.10% | AGC | |
6/1/13 | $855,000 | 2.25% | 1.44% | AGC | |
6/1/14 | $905,000 | 2.50% | 1.90% | AGC | |
6/1/15 | $1,695,000 | 2.50% | 2.15% | AGC | |
6/1/16 | $2,545,000 | 2.75% | 2.45% | AGC | |
6/1/17 | $2,970,000 | 3.00% | 2.75% | AGC | |
6/1/18 | $2,930,000 | 3.25% | 3.00% | AGC | |
6/1/19 | $2,455,000 | 3.50% | 3.20% | AGC | |
6/1/20 | $2,670,000 | 3.75% | 3.40% | AGC | |
6/1/21 | $2,935,000 | 4.00% | 3.55% | AGC | |
6/1/22 | $2,830,000 | 4.00% | 3.65% | AGC | |
6/1/23 | $1,385,000 | 4.00% | 3.75% | AGC | |
6/1/28 | $1,605,000 | 4.25% | NRO | NRO | AGC |
L.O.: Robertson, Overbey, Wilson and Beeler, Knoxville, TN.
F.A.: Morgan Keegan & Co., Inc., Knoxville, TN.
Other bidders were:
SunTrust Robinson, TIC 3.461%
UBS Financial Svcs, TIC 3.4722%
Robert W. Baird, TIC 3.4787%
Duncan-Williams, TIC 3.5118%
Greeneville (Town)
Aug 5, 2009 . . . . . . $11,475,000
General Obligation Refunding Bonds, Series 2009 (bank qualified) (book entry).
Dated Aug 12, 2009.
Due Jun 1, 2010 to 2025.
Callable Jun 1, 2019 at par.
Winning bid: UBS Financial Svcs, at 99.2862, TIC 3.8973%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/10 | $35,000 | 2.00% | NRO | NRO | AGC |
6/1/11 | $110,000 | 2.00% | NRO | NRO | AGC |
6/1/12 | $110,000 | 2.50% | NRO | NRO | AGC |
6/1/13 | $115,000 | 2.50% | NRO | NRO | AGC |
6/1/14 | $120,000 | 2.75% | NRO | NRO | AGC |
6/1/15 | $120,000 | 3.00% | NRO | NRO | AGC |
6/1/16 | $125,000 | 3.00% | NRO | NRO | AGC |
6/1/17 | $130,000 | 3.00% | NRO | NRO | AGC |
6/1/18 | $135,000 | 3.25% | NRO | NRO | AGC |
6/1/19 | $1,285,000 | 3.50% | NRO | NRO | AGC |
6/1/20 | $1,410,000 | 3.75% | NRO | NRO | AGC |
6/1/21 | $1,455,000 | 4.00% | NRO | NRO | AGC |
6/1/22 | $1,510,000 | 3.625% | NRO | NRO | AGC |
6/1/23 | $1,550,000 | 4.00% | NRO | NRO | AGC |
6/1/24 | $1,605,000 | 4.00% | NRO | NRO | AGC |
6/1/25 | $1,660,000 | 4.00% | NRO | NRO | AGC |
In association with: Wiley Bros.-Aintree Capital LLC., Protective Securities A Division of ProEquities.
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Morgan Keegan & Co., Inc., Nashville, TN.
Other bidders were:
Vining-Sparks IBG, TIC 3.9567%
Morgan Keegan, TIC 3.9799%
SunTrust Robinson, TIC 4.0351%
Robert W. Baird, TIC 4.0411%
TAXABLE ISSUES
ILLINOIS
Du Page and Will Counties Community Unit School District No. 203 (Naperville)
Aug 5, 2009 . . . . . . $33,000,000
Taxable General Obligation School Building Bonds, Series 2009 (Build America Bonds- Direct Payment to Issuer) (book entry).
Dated Aug 26, 2009.
Due Feb 1, 2011 to 2029.
Non-callable.
Winning bid: Piper Jaffray, at 100.3823, TIC 4.7017%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/11 | $1,740,000 | 1.50% | NRO | NRO | |
2/1/12 | $1,760,000 | 2.20% | NRO | NRO | |
2/1/13 | $1,790,000 | 2.55% | NRO | NRO | |
2/1/14 | $1,830,000 | 3.15% | NRO | NRO | |
2/1/15 | $1,880,000 | 3.55% | NRO | NRO | |
2/1/29 | $24,000,000 | 5.00% | NRO | NRO |
L.O.: Ice Miller, Chicago, IL.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
BMO Capital Markets, TIC 4.7183%
Robert W. Baird, TIC 4.7509%
Stifel Nicolaus, TIC 4.7759%
PNC Capital Markets, TIC 4.8859%
Hutchinson Shockey, TIC 5.452%
MICHIGAN
Ann Arbor (City)
Aug 5, 2009 . . . . . . $49,420,000
Capital Improvement Bonds (Limited Tax General Obligation), Series 2009-A (Build America Bonds- Direct Payment) (book entry).
Dated Aug 19, 2009.
Due May 1, 2012 to 2035.
Callable May 1, 2019 at par.
Winning bid: BMO Capital Markets, at 99.8105, TIC 5.8623%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/12 | $655,000 | 2.50% | NRO | NRO | |
5/1/13 | $1,305,000 | 2.90% | NRO | NRO | |
5/1/14 | $1,355,000 | 3.50% | NRO | NRO | |
5/1/15 | $1,395,000 | 3.875% | NRO | NRO | |
5/1/16 | $1,445,000 | 4.25% | NRO | NRO | |
5/1/17 | $1,495,000 | 4.375% | NRO | NRO | |
5/1/18 | $1,555,000 | 4.875% | NRO | NRO | |
5/1/19 | $1,615,000 | 5.00% | NRO | NRO | |
5/1/20 | $1,680,000 | 5.00% | NRO | NRO | |
5/1/21 | $1,750,000 | 5.20% | NRO | NRO | |
5/1/22 | $1,825,000 | 5.30% | NRO | NRO | |
5/1/23 | $1,915,000 | 5.40% | NRO | NRO | |
5/1/24 | $2,000,000 | 5.50% | NRO | NRO | |
5/1/27 | $6,590,000 | 5.75% | NRO | NRO | |
5/1/29 | $4,930,000 | 5.95% | NRO | NRO | |
5/1/30 | $2,640,000 | 6.10% | NRO | NRO | |
5/1/35 | $15,270,000 | 6.50% | NRO | NRO |
L.O.: Dykema Gossett PLLC, Bloomfield Hills, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
Morgan Keegan, TIC 5.9065%
Stifel Nicolaus, TIC 5.9653%
Hutchinson Shockey, TIC 6.1821%
Fifth Third Sec, TIC 6.2073%