CONNECTICUT
Shelton (City)
Jul 28, 2009 . . . . . . $2,165,000
Lot A: General Obligation Bonds, Issue of 2009.
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2014.
Non-callable.
Winning bid: UBS Financial Svcs, at 102.4180, TIC 1.409%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $435,000 | 2.00% | NRO | NRO | |
8/1/11 | $435,000 | 2.00% | NRO | NRO | |
8/1/12 | $435,000 | 2.00% | NRO | NRO | |
8/1/13 | $435,000 | 2.00% | NRO | NRO | |
8/1/14 | $425,000 | 2.75% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., Fidelity Capital Markets, CL King & Associates, Sterne, Agee & Leach, Inc, Oppenheimer & Co., Inc., First Southwest Company.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Robert W. Baird, TIC 1.5384%
Shelton (City)
Jul 28, 2009 . . . . . . $10,750,000
General Obligation Bond Anticipation Notes.
Dated Aug 4, 2009.
Due Aug 3, 2010.
Purchased $10,750,000.00 by Oppenheimer, at 1.5%, plus $104,640.00, effective rate 0.5239%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Eastern Bank, Effective Rate 0.548%
TD Securities, Effective Rate 1.8446%
Shelton (City)
Jul 28, 2009 . . . . . . $20,950,000
Lot B: General Obligation Bonds, Issue of 2009.
Dated Aug 1, 2009.
Due Aug 1, 2011 to 2019.
Callable Aug 1, 2014 at par.
Winning bid: UBS Financial Svcs, at 100.0258, TIC 2.5199%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/11 | $1,775,000 | 2.00% | NRO | NRO | |
8/1/12 | $1,775,000 | 2.00% | NRO | NRO | |
8/1/13 | $2,100,000 | 2.00% | NRO | NRO | |
8/1/14 | $2,200,000 | 2.00% | NRO | NRO | |
8/1/15 | $2,600,000 | 2.25% | NRO | NRO | |
8/1/16 | $2,625,000 | 2.25% | NRO | NRO | |
8/1/17 | $2,625,000 | 2.625% | NRO | NRO | |
8/1/18 | $2,625,000 | 3.00% | NRO | NRO | |
8/1/19 | $2,625,000 | 3.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Citigroup Global Markets, Inc., Fidelity Capital Markets, CL King & Associates, Sterne, Agee & Leach, Inc, Oppenheimer & Co., Inc., First Southwest Company, Wells Fargo Advisors.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Morgan Stanley, TIC 2.6843%
Piper Jaffray, TIC 2.8745%
Stafford (Town)
Jul 28, 2009 . . . . . . $15,815,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 10, 2009.
Due Aug 9, 2010.
Purchased $5,815,000.00 by Eastern Bank, at 1.5%, plus $14,845.05, effective rate 1.244%.
Purchased $5,000,000.00 by Eastern Bank, at 1.5%, plus $17,750.56, effective rate 1.144%.
Purchased $5,000,000.00 by Eastern Bank, at 1.5%, plus $25,229.72, effective rate 0.994%.
L.O.: Shipman & Goodwin, Hartford, CT.
F.A.: First Southwest Company, Glastonbury, CT.
GEORGIA
Cobb County
Jul 28, 2009 . . . . . . $126,570,000
Water and Sewerage Improvement Revenue Bonds, Series 2009 (book entry).
Dated Aug 13, 2009.
Due Jul 1, 2010 to 2029.
Callable Jul 1, 2019 at par.
Winning bid: Merrill Lynch, at 106.7574, TIC 3.7386%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/10 | $3,640,000 | 3.00% | NRO | NRO | |
7/1/11 | $4,230,000 | 4.00% | NRO | NRO | |
7/1/12 | $4,395,000 | 4.00% | 0.94% | ||
7/1/13 | $4,575,000 | 5.00% | NRO | NRO | |
7/1/14 | $4,800,000 | 4.50% | NRO | NRO | |
7/1/15 | $5,020,000 | 4.50% | 2.07% | ||
7/1/16 | $5,245,000 | 4.50% | 2.35% | ||
7/1/17 | $5,480,000 | 4.50% | 2.64% | ||
7/1/18 | $5,725,000 | 4.50% | 2.88% | ||
7/1/19 | $5,985,000 | 4.50% | 3.08% | ||
7/1/20 | $6,255,000 | 5.00% | 3.25% | ||
7/1/21 | $6,565,000 | 5.00% | 3.41% | ||
7/1/22 | $6,895,000 | 5.00% | 3.55% | ||
7/1/23 | $7,240,000 | 3.75% | 3.86% | ||
7/1/24 | $7,510,000 | 5.00% | NRO | NRO | |
7/1/25 | $7,885,000 | 4.00% | 4.06% | ||
7/1/26 | $8,200,000 | 5.00% | NRO | NRO | |
7/1/27 | $8,610,000 | 4.125% | 4.26% | ||
7/1/28 | $8,965,000 | 4.25% | 4.33% | ||
7/1/29 | $9,350,000 | 4.25% | NRO | NRO |
L.O.: Butler, Snow, O'Mara, Stevens & Cannada, PLLC, Jackson, MS.
F.A.: Public Financial Management, Inc., Atlanta, GA.
Other bidders were:
BB&T Cap Mkts, TIC 3.8286%
Morgan Stanley, TIC 3.835%
Morgan Keegan, TIC 3.8468%
Citigroup, TIC 3.8517%
Wachovia Bank, TIC 3.8601%
JPMorgan, TIC 3.8615%
Barclays Capital, TIC 3.8616%
ILLINOIS
Chillicothe-Illinois Valley Central Community Unit School District No. 321
Jul 28, 2009 . . . . . . $5,790,000
General Obligation School Bonds, Series 2009A (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Nov 1, 2010 to 2019.
Callable Nov 1, 2017 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.1179%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/10 | $100,000 | 2.00% | 0.90% | ||
11/1/11 | $325,000 | 2.00% | 1.20% | ||
11/1/12 | $350,000 | 2.00% | 1.45% | ||
11/1/13 | $425,000 | 2.25% | 1.85% | ||
11/1/14 | $475,000 | 2.50% | 2.30% | ||
11/1/15 | $625,000 | 3.00% | 2.55% | ||
11/1/16 | $875,000 | 3.00% | 2.85% | ||
11/1/17 | $835,000 | 3.25% | 3.10% | ||
11/1/18 | $885,000 | 3.30% | 3.35% | ||
11/1/19 | $895,000 | 3.50% | 3.55% |
Other managers: Loop Capital Markets, LLC, Kildare Capital, Inc., Davenport & Company LLC, Cronin & Co., Inc., Charles Schwab & Co..
L.O.: Chapman & Cutler, Chicago, IL.
F.A.: Speer Financial, Inc., Chicago, IL.
Other bidders were:
UMB Bank, TIC 3.1232%
M & I Bank, TIC 3.1603%
Piper Jaffray, TIC 3.1744%
BMO Capital Markets, TIC 3.238%
Bernardi Securities, TIC 3.4855%
Southwest Securities, TIC 3.5026%
INDIANA
Griffith (Town)
Jul 28, 2009 . . . . . . $2,000,000
General Obligation Bonds of 2009 (bank qualified).
Dated Aug 11, 2009.
Due Aug 1, 2010 to Feb 1, 2023.
Callable Aug 1, 2017 at par.
Winning bid: Griffith Savings Ban, at n/a, NIC 3.092%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $5,000 | 2.35% | NRO | NRO | |
2/1/11 | $5,000 | 2.35% | NRO | NRO | |
8/1/11 | $5,000 | 2.35% | NRO | NRO | |
2/1/12 | $5,000 | 2.35% | NRO | NRO | |
8/1/12 | $5,000 | 2.35% | NRO | NRO | |
2/1/13 | $50,000 | 2.35% | NRO | NRO | |
8/1/13 | $50,000 | 2.35% | NRO | NRO | |
2/1/14 | $50,000 | 2.35% | NRO | NRO | |
8/1/14 | $55,000 | 2.35% | NRO | NRO | |
2/1/15 | $55,000 | 2.35% | NRO | NRO | |
8/1/15 | $55,000 | 2.95% | NRO | NRO | |
2/1/16 | $55,000 | 2.95% | NRO | NRO | |
8/1/16 | $60,000 | 2.95% | NRO | NRO | |
2/1/17 | $60,000 | 2.95% | NRO | NRO | |
8/1/17 | $60,000 | 2.95% | NRO | NRO | |
2/1/18 | $60,000 | 2.95% | NRO | NRO | |
8/1/18 | $60,000 | 2.95% | NRO | NRO | |
2/1/19 | $60,000 | 2.95% | NRO | NRO | |
8/1/19 | $145,000 | 2.95% | NRO | NRO | |
2/1/20 | $145,000 | 2.95% | NRO | NRO | |
8/1/20 | $150,000 | 3.25% | NRO | NRO | |
2/1/21 | $155,000 | 3.25% | NRO | NRO | |
8/1/21 | $155,000 | 3.25% | NRO | NRO | |
2/1/22 | $160,000 | 3.25% | NRO | NRO | |
8/1/22 | $165,000 | 3.25% | NRO | NRO | |
2/1/23 | $170,000 | 3.25% | NRO | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
J.J.B. Hilliard, NIC 4.743%
Mainsource Bk, NIC 4.75%
City Securities, NIC 4.956%
KENTUCKY
Harlan County School District Finance Corporation
Jul 28, 2009 . . . . . . $1,400,000
School Building Refunding Revenue Bonds, Series of 2009 (Kentucky School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2019.
Non-callable.
Winning bid: Alluvion Securities, at 99.2500, NIC 3.0468%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $275,000 | 2.20% | NRO | NRO | |
8/1/15 | $205,000 | 2.45% | NRO | NRO | |
8/1/16 | $205,000 | 2.75% | NRO | NRO | |
8/1/17 | $215,000 | 3.00% | NRO | NRO | |
8/1/18 | $215,000 | 3.20% | NRO | NRO | |
8/1/19 | $285,000 | 3.35% | NRO | NRO |
L.O.: Henry M. Reed III, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Louisville, KY.
Other bidders were:
Ross Sinclaire, NIC 3.1275%
Morgan Keegan, NIC 3.1312%
Mercer County Public Properties Corporation
Jul 28, 2009 . . . . . . $12,385,000
First Mortgage Revenue Bonds (Judicial Center Project), Series 2009 (bank qualified).
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2028.
Callable Aug 1, 2018 at par.
Winning bid: Ross Sinclaire, at 98.1121, NIC 3.8985%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $505,000 | 1.20% | NRO | NRO | |
8/1/11 | $510,000 | 1.40% | NRO | NRO | |
8/1/12 | $520,000 | 1.80% | 1.80% | ||
8/1/13 | $530,000 | 2.00% | 2.00% | ||
8/1/14 | $540,000 | 2.30% | NRO | NRO | |
8/1/15 | $555,000 | 2.60% | 2.60% | ||
8/1/16 | $570,000 | 3.00% | 2.90% | ||
8/1/17 | $585,000 | 3.00% | 3.10% | ||
8/1/18 | $605,000 | 3.20% | 3.25% | ||
8/1/19 | $625,000 | 3.40% | 3.50% | ||
8/1/20 | $645,000 | 3.50% | 3.60% | ||
8/1/21 | $670,000 | 3.70% | 3.75% | ||
8/1/22 | $695,000 | 4.00% | 3.90% | ||
8/1/23 | $725,000 | 4.00% | 4.00% | ||
8/1/24 | $755,000 | 4.00% | 4.10% | ||
8/1/25 | $785,000 | 4.00% | NRO | NRO | |
8/1/26 | $820,000 | 4.125% | 4.30% | ||
8/1/27 | $855,000 | 4.125% | 4.40% | ||
8/1/28 | $890,000 | 4.125% | NRO | NRO |
Other managers: Duncan-Williams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., J.J.B. Hilliard, W.L. Lyons, Inc., NatCity Investments, Inc..
L.O.: Steptoe & Johnson PLLC, Lexington, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Frankfort, KY.
MINNESOTA
Hayfield (City)
Jul 27, 2009 . . . . . . $610,000
General Obligation Water and Sewer Revenue Refunding Bonds, Series 2009 (Minnesota Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 20, 2009.
Due Jan 1, 2010 to 2025.
Callable Jan 1, 2019 at par.
Winning bid: United Banker's Bk, at n/a, TIC 3.9342%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/13 | $130,000 | 1.50% | 1.50% | ||
1/1/16 | $105,000 | 2.65% | 2.65% | ||
1/1/19 | $110,000 | 3.45% | 3.45% | ||
1/1/22 | $125,000 | 4.00% | 4.00% | ||
1/1/25 | $140,000 | 4.30% | 4.30% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Wells Fargo Brkge, TIC 3.9349%
Cronin, TIC 4.1101%
M & I Bank, TIC 4.4638%
MISSOURI
St. Louis County
Jul 28, 2009 . . . . . . $45,135,000
Special Obligation Notes: $25,075,000 Series 2009-1 (General Fund Tax Anticipation) and $20,060,00 Series 2009-2 (Page-Olive Connector Project) (book entry).
Dated Aug 14, 2009.
Due Aug 1, 2010.
Purchased $45,135,000.00 by JPMorgan, at 0.75%, plus $55,800.00, effective rate 0.6201%.
L.O.: Thompson Coburn, St. Louis, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
Citigroup, Effective Rate 0.7292%
NEW JERSEY
Haworth Borough
Jul 28, 2009 . . . . . . $2,469,000
General Improvement Bonds (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2013 to 2019.
Non-callable.
Winning bid: UBS Financial Svcs, at 100.0005, NIC 2.7475%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/13 | $350,000 | 2.125% | NRO | NRO | |
8/1/14 | $350,000 | 2.50% | NRO | NRO | |
8/1/15 | $350,000 | 2.50% | NRO | NRO | |
8/1/16 | $350,000 | 2.50% | NRO | NRO | |
8/1/17 | $350,000 | 3.00% | NRO | NRO | |
8/1/18 | $355,000 | 3.00% | NRO | NRO | |
8/1/19 | $364,000 | 3.00% | NRO | NRO |
Other managers: Roosevelt & Cross, Inc., Fidelity Capital Markets, Lebenthal & Co., Inc., CL King & Associates, Loop Capital Markets, LLC, Oppenheimer & Co., Inc., Stifel, Nicolaus & Co., Inc., Wells Fargo Advisors.
In association with: Charles Schwab & Co., Wiley Bros.-Aintree Capital LLC.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Robert W. Baird, NIC 3.0136%
Hopatcong Borough
Jul 28, 2009 . . . . . . $12,438,000
Bond Anticipation Note (bank qualified).
Dated Aug 6, 2009.
Due Aug 6, 2010.
Purchased $12,438,000.00 by Janney Montgomery, at 2.5%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Nisivoccia & Company LLP, Mt Arlington, NJ.
Other bidders were:
Oppenheimer, Effective Rate 2.5045%
Keyport Borough
Jul 28, 2009 . . . . . . $8,719,900
Bond Anticipation Notes (bank qualified).
Dated Aug 6, 2009.
Due Aug 5, 2010.
Purchased $8,719,900.00 by Bank of America, at 1.65%, effective rate 1.65%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.77%
Wachovia Bank, Effective Rate 2.26%
Janney Montgomery, Effective Rate 2.37%
Long Branch (City)
Jul 28, 2009 . . . . . . $375,000
Special Emergency Notes (bank qualified).
Dated Aug 3, 2009.
Due Aug 3, 2010.
Purchased $375,000.00 by Chase Bk, at 2.13%, effective rate 2.13%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.6815%
Long Branch (City)
Jul 28, 2009 . . . . . . $2,100,000
Bond Anticipation Note (bank qualified) (book entry).
Dated Aug 3, 2009.
Due Aug 3, 2010.
Purchased $2,100,000.00 by Chase Bk, at 2.13%, effective rate 2.13%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.3186%
Janney Montgomery, Effective Rate 2.625%
Oxford Township Board of Education
Jul 28, 2009 . . . . . . $1,309,200
General Obligation School Promissory Note (bank qualified).
Dated Aug 3, 2009.
Due Aug 2, 2010.
Purchased $1,309,200.00 by Fulton Financial, at 2.3%, effective rate 2.3%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.5999%
Janney Montgomery, Effective Rate 2.6999%
NEW MEXICO
Chama Valley Independent School District No. 19
Jul 28, 2009 . . . . . . $540,000
General Obligation School Building Bonds, Series 2009 (bank qualified) (book entry).
Dated Aug 15, 2009.
Due Aug 15, 2010 to 2019.
Non-callable.
Winning bid: George K. Baum, at 100.2308, TIC 3.823%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/10 | $50,000 | 3.625% | NRO | NRO | |
8/15/11 | $50,000 | 3.625% | NRO | NRO | |
8/15/12 | $55,000 | 3.625% | NRO | NRO | |
8/15/13 | $60,000 | 3.625% | NRO | NRO | |
8/15/14 | $60,000 | 3.625% | NRO | NRO | |
8/15/15 | $25,000 | 3.75% | NRO | NRO | |
8/15/16 | $25,000 | 3.875% | NRO | NRO | |
8/15/18 | $100,000 | 4.00% | NRO | NRO | |
8/15/19 | $115,000 | 4.00% | NRO | NRO |
L.O.: Cuddy & McCarthy, LLP, Santa Fe, NM; Hughes Law, LLC, Albuquerque, NM; and State Attorney General.
F.A.: George K. Baum & Co., Albuquerque, NM.
Other bidders were:
Kious & Co, TIC 4.18%
NEW YORK
Corning (City)
Jul 28, 2009 . . . . . . $1,286,150
Public Improvement (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2024.
Callable Aug 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.7886%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $81,150 | 3.50% | NRO | NRO | AGC |
8/1/11 | $80,000 | 3.50% | NRO | NRO | AGC |
8/1/12 | $85,000 | 3.50% | NRO | NRO | AGC |
8/1/13 | $85,000 | 3.50% | NRO | NRO | AGC |
8/1/14 | $85,000 | 3.50% | NRO | NRO | AGC |
8/1/15 | $85,000 | 3.50% | NRO | NRO | AGC |
8/1/16 | $95,000 | 3.50% | NRO | NRO | AGC |
8/1/17 | $85,000 | 3.50% | NRO | NRO | AGC |
8/1/18 | $90,000 | 3.50% | NRO | NRO | AGC |
8/1/19 | $90,000 | 3.75% | NRO | NRO | AGC |
8/1/20 | $85,000 | 4.00% | NRO | NRO | AGC |
8/1/21 | $85,000 | 4.00% | NRO | NRO | AGC |
8/1/22 | $85,000 | 4.00% | NRO | NRO | AGC |
8/1/23 | $85,000 | 4.00% | NRO | NRO | AGC |
8/1/24 | $85,000 | 4.00% | NRO | NRO | AGC |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Janney Montgomery Scott, Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Wells Fargo Advisors.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
East Islip Union Free School District
Jul 28, 2009 . . . . . . $21,000,000
Tax Anticipation Notes, 2009 (bank qualified).
Dated Aug 6, 2009.
Due Jun 30, 2010.
Purchased $6,000,000.00 by Bank of America, at 1.29%, effective rate 1.29%.
Purchased $10,000,000.00 by Bank of America, at 1.14%, effective rate 1.14%.
Purchased $5,000,000.00 by TD Bank, N.A., at 1.23%, effective rate 1.23%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 1.5567%
Flushing Comm Bk, Effective Rate 1.6%
Oppenheimer, Effective Rate 1.6833%
Janney Montgomery, Effective Rate 1.7778%
Oppenheimer, Effective Rate 1.8872%
East Williston Village
Jul 28, 2009 . . . . . . $2,495,000
Bond Anticipation Notes for Village Improvements- 2009C (bank qualified).
Dated Aug 5, 2009.
Due Aug 5, 2010.
Purchased $2,495,000.00 by J.P. Morgan Chase, at 1.19%, effective rate 1.19%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.35%
Flushing Comm Bk, Effective Rate 1.7%
Oppenheimer, Effective Rate 2.2327%
Janney Montgomery, Effective Rate 2.375%
Essex County
Jul 28, 2009 . . . . . . $1,586,000
Bond Anticipation Notes, Series 2009A (bank qualified).
Dated Aug 6, 2009.
Due Aug 6, 2010.
Purchased $1,586,000.00 by TD Bank, N.A., at 1.69%, effective rate 1.69%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
J.P. Morgan Chase, Effective Rate 1.79%
Glens Falls Natl Bk, Effective Rate 1.87%
NBT Bank, Effective Rate 1.9%
Oppenheimer, Effective Rate 2.263%
Janney Montgomery, Effective Rate 2.7%
Roosevelt & Cross, Effective Rate 2.7437%
Glen Cove (City)
Jul 28, 2009 . . . . . . $3,020,500
Bond Anticipation Notes for Various Purposes - 2009 Series C (bank qualified).
Dated Aug 5, 2009.
Due Aug 5, 2010.
Purchased $1,000,000.00 by TD Bank, N.A., at 1.59%, effective rate 1.59%.
Purchased $2,020,500.00 by Janney Montgomery, at 2.75%, plus n/a, effective rate n/a.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Janney Montgomery, Effective Rate 2.65%
Roosevelt & Cross, Effective Rate 3.1217%
Bank of America, Effective Rate 3.25%
Oppenheimer, Effective Rate 3.712%
Highland Falls Village
Jul 28, 2009 . . . . . . $3,100,000
Public Improvement Serial Bonds-2009 (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2010 to 2034.
Callable Aug 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.746%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $5,000 | 4.50% | NRO | NRO | AGC |
8/1/11 | $70,000 | 4.50% | NRO | NRO | AGC |
8/1/12 | $75,000 | 4.50% | NRO | NRO | AGC |
8/1/13 | $75,000 | 4.50% | NRO | NRO | AGC |
8/1/14 | $80,000 | 4.75% | NRO | NRO | AGC |
8/1/15 | $85,000 | 4.75% | NRO | NRO | AGC |
8/1/16 | $90,000 | 4.75% | NRO | NRO | AGC |
8/1/17 | $95,000 | 4.75% | NRO | NRO | AGC |
8/1/18 | $100,000 | 4.75% | NRO | NRO | AGC |
8/1/19 | $105,000 | 4.75% | NRO | NRO | AGC |
8/1/20 | $105,000 | 4.75% | NRO | NRO | AGC |
8/1/21 | $110,000 | 4.75% | NRO | NRO | AGC |
8/1/22 | $115,000 | 4.75% | NRO | NRO | AGC |
8/1/23 | $125,000 | 4.75% | NRO | NRO | AGC |
8/1/24 | $130,000 | 4.75% | NRO | NRO | AGC |
8/1/25 | $135,000 | 4.75% | NRO | NRO | AGC |
8/1/26 | $145,000 | 4.75% | NRO | NRO | AGC |
8/1/27 | $150,000 | 4.75% | NRO | NRO | AGC |
8/1/28 | $160,000 | 4.75% | NRO | NRO | AGC |
8/1/29 | $170,000 | 4.75% | NRO | NRO | AGC |
8/1/30 | $175,000 | 4.75% | NRO | NRO | AGC |
8/1/31 | $185,000 | 4.75% | NRO | NRO | AGC |
8/1/32 | $195,000 | 4.75% | NRO | NRO | AGC |
8/1/33 | $205,000 | 4.75% | NRO | NRO | AGC |
8/1/34 | $215,000 | 4.75% | NRO | NRO | AGC |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Ithaca (City)
Jul 28, 2009 . . . . . . $3,230,950
Bond Anticipation Notes, 2009 Series C (bank qualified).
Dated Aug 6, 2009.
Due Aug 6, 2010.
Purchased $3,230,950.00 by J.P. Morgan Chase, at 1.64%, effective rate 1.64%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.686%
Chemung Canal, Effective Rate 1.73%
Roosevelt & Cross, Effective Rate 2.2469%
Tompkins Co. Trust, Effective Rate 3.25%
New Rochelle City School District
Jul 28, 2009 . . . . . . $13,500,000
Tax Anticipation Notes, 2009 (bank qualified).
Dated Aug 5, 2009.
Due Dec 4, 2009.
Purchased $13,500,000.00 by JPMorgan, at 1.5%, plus $47,904.57, effective rate 0.4265%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.4342%
TD Securities, Effective Rate 0.4778%
Roosevelt & Cross, Effective Rate 0.5971%
Wachovia Bank, Effective Rate 1.0%
Janney Montgomery, Effective Rate 1.0462%
Oppenheimer, Effective Rate 1.2288%
North Tonawanda (City)
Jul 28, 2009 . . . . . . $4,875,000
Various Purpose (Serial) Bonds, 2009 (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Dec 1, 2010 to 2023.
Callable Dec 1, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.1252%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/10 | $605,000 | 2.00% | NRO | NRO | AGC |
12/1/11 | $590,000 | 2.00% | NRO | NRO | AGC |
12/1/12 | $445,000 | 2.00% | NRO | NRO | AGC |
12/1/13 | $425,000 | 2.00% | NRO | NRO | AGC |
12/1/14 | $425,000 | 2.25% | NRO | NRO | AGC |
12/1/15 | $370,000 | 2.50% | NRO | NRO | AGC |
12/1/16 | $335,000 | 3.00% | NRO | NRO | AGC |
12/1/17 | $335,000 | 3.75% | NRO | NRO | AGC |
12/1/18 | $325,000 | 3.75% | NRO | NRO | AGC |
12/1/19 | $300,000 | 5.00% | NRO | NRO | AGC |
12/1/20 | $220,000 | 3.50% | NRO | NRO | AGC |
12/1/21 | $200,000 | 3.75% | NRO | NRO | AGC |
12/1/22 | $175,000 | 4.00% | NRO | NRO | AGC |
12/1/23 | $125,000 | 4.00% | NRO | NRO | AGC |
Other managers: UBS Financial Services, Inc., Fidelity Capital Markets, Ramirez & Co., Inc., Janney Montgomery Scott, Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Wells Fargo Advisors.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
Robert W. Baird, TIC 3.4511%
Ogdensburg (City)
Jul 28, 2009 . . . . . . $2,000,000
Tax Anticipation Notes, 2009 (bank qualified).
Dated Aug 6, 2009.
Due Aug 6, 2010.
Purchased $2,000,000.00 by J.P. Morgan Chase, at 2.0%, effective rate 2.0%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, Effective Rate 2.2%
Janney Montgomery, Effective Rate 2.625%
Roosevelt & Cross, Effective Rate 3.245%
Oppenheimer, Effective Rate 3.712%
Oppenheim-Ephratah Central School District
Jul 28, 2009 . . . . . . $5,964,000
Bond Anticipation Notes, 2009 (Renewals) (bank qualified).
Dated Aug 6, 2009.
Due Jun 30, 2010.
Purchased $5,964,000.00 by Oppenheimer, at 2.5%, plus $21,360.00, effective rate 2.1021%.
L.O.: Lemery Greisler LLC, Saratoga Springs, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.4977%
Janney Montgomery, Effective Rate 2.7078%
Port Washington Union Free School District
Jul 28, 2009 . . . . . . $17,000,000
Tax Anticipation Notes for 2009-2010 Taxes (bank qualified) (book entry).
Dated Aug 6, 2009.
Due Jun 23, 2010.
Purchased $17,000,000.00 by JPMorgan, at 2.0%, plus $229,146.10, effective rate 0.4692%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 0.537%
Roosevelt & Cross, Effective Rate 0.6818%
State Bank of LI, Effective Rate 0.7493%
Janney Montgomery, Effective Rate 1.1859%
TD Securities, Effective Rate 1.2558%
Oppenheimer, Effective Rate 1.5379%
Shenendehowa Central School District
Jul 28, 2009 . . . . . . $822,412
School District (Serial) Bonds, 2009 (bank qualified).
Dated Aug 11, 2009.
Due Aug 1, 2010 to 2014.
Non-callable.
Winning bid: Pioneer Savings Bk, at n/a, NIC 2.3489%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $147,412 | 1.70% | NRO | NRO | |
8/1/11 | $155,000 | 1.75% | NRO | NRO | |
8/1/12 | $165,000 | 1.88% | NRO | NRO | |
8/1/13 | $170,000 | 2.375% | NRO | NRO | |
8/1/14 | $185,000 | 2.88% | NRO | NRO |
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.8407%
Sage Rutty, NIC 3.2348%
First Niagara Bank, NIC 3.25%
NBT Bank, NIC 3.35%
Southwestern Central School District
Jul 28, 2009 . . . . . . $830,650
Bond Anticipation Notes, 2009C (New Issue and Renewal) (bank qualified).
Dated Aug 6, 2009.
Due Aug 5, 2010.
Purchased $830,650.00 by J.P. Morgan Chase, at 1.81%, effective rate 1.81%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
M & T Bank, Effective Rate 2.01%
Oppenheimer, Effective Rate 2.7297%
KeyBank NY, Effective Rate 2.88%
NORTH CAROLINA
Columbus County Water and Sewer District IV
Jul 28, 2009 . . . . . . $4,113,000
General Obligation Water Bond Anticipation Notes (bank qualified) (book entry).
Dated Aug 11, 2009.
Due May 5, 2010.
Purchased $4,113,000.00 by Robert W. Baird, at 1.25%, plus $13,737.42, effective rate 0.7945%.
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: Local Government Commission, Raleigh, NC.
Gaston County
Jul 28, 2009 . . . . . . $12,295,000
General Obligation Refunding Bonds Series 2009C (book entry).
Dated Aug 18, 2009.
Due Jun 1, 2012 to 2020.
Non-callable.
Winning bid: Davenport, at 101.3792, TIC 2.8202%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $295,000 | 2.00% | 1.00% | ||
6/1/13 | $835,000 | 2.00% | 1.38% | ||
6/1/14 | $825,000 | 2.00% | 1.80% | ||
6/1/15 | $1,310,000 | 2.50% | 2.10% | ||
6/1/16 | $1,290,000 | 2.75% | 2.37% | ||
6/1/17 | $1,275,000 | 3.00% | 2.65% | ||
6/1/18 | $2,710,000 | 3.00% | 2.88% | ||
6/1/19 | $2,230,000 | 3.375% | 3.08% | ||
6/1/20 | $1,525,000 | 3.50% | 3.30% |
Other managers: Robert W. Baird & Co., Inc., Morgan Keegan & Co., Inc., Duncan-Williams, Inc., Janney Montgomery Scott, Inc., Eastern Bank Capital Markets, Loop Capital Markets, LLC, NW Capital Markets Inc..
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: Davenport & Company LLC, Raleigh, NC; Local Government Commission, Raleigh, NC; and Davenport & Company LLC, Richmond, VA.
Other bidders were:
Hutchinson Shockey, TIC 2.8561%
Merrill Lynch, TIC 2.9127%
BB&T Cap Mkts, TIC 3.0017%
BMO Capital Markets, TIC 3.0348%
Wachovia Bank, TIC 3.0818%
UBS Financial Svcs, TIC 3.0856%
Gaston County
Jul 28, 2009 . . . . . . $21,980,000
General Obligation School Bonds, Series 2009A (book entry).
Dated Aug 18, 2009.
Due Feb 1, 2011 to 2019.
Non-callable.
Winning bid: Robert W. Baird, at 102.3907, TIC 2.4597%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/11 | $2,325,000 | 2.00% | NRO | NRO | |
2/1/12 | $2,445,000 | 2.00% | NRO | NRO | |
2/1/13 | $2,470,000 | 1.30% | NRO | NRO | |
2/1/14 | $2,460,000 | 1.75% | NRO | NRO | |
2/1/15 | $2,160,000 | 3.00% | NRO | NRO | |
2/1/16 | $2,180,000 | 4.00% | NRO | NRO | |
2/1/17 | $2,240,000 | 3.00% | NRO | NRO | |
2/1/18 | $2,590,000 | 3.25% | NRO | NRO | |
2/1/19 | $3,110,000 | 3.375% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., Davenport & Company LLC, Duncan-Williams, Inc., NW Capital Markets Inc., Janney Montgomery Scott, Inc., William Blair & Company, LLC, Kildare Capital, Inc., Loop Capital Markets, LLC, Eastern Bank Capital Markets.
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: Davenport & Company LLC, Raleigh, NC; Local Government Commission, Raleigh, NC; and Davenport & Company LLC, Richmond, VA.
Other bidders were:
Hutchinson Shockey, TIC 2.5184%
Merrill Lynch, TIC 2.582%
Vining-Sparks IBG, TIC 2.5826%
Stifel Nicolaus, TIC 2.6197%
BMO Capital Markets, TIC 2.6591%
BB&T Cap Mkts, TIC 2.6815%
Wachovia Bank, TIC 2.7349%
Piper Jaffray, TIC 2.786%
PENNSYLVANIA
Upper Dublin School District
Jul 27, 2009 . . . . . . $34,275,000
General Obligation Bonds, Series A of 2009 (book entry). $25,000,000
Dated Aug 26, 2009.
Due Nov 15, 2010 to 2029.
Callable May 15, 2019 at par.
Winning bid: Merrill Lynch, at n/a, TIC 3.7343%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/10 | $5,000 | 3.00% | 0.82% | ||
11/15/11 | $5,000 | 3.00% | 1.12% | ||
11/15/12 | $55,000 | 3.00% | 1.33% | ||
11/15/13 | $5,000 | 3.00% | 1.71% | ||
11/15/14 | $5,000 | 3.00% | 2.15% | ||
11/15/15 | $1,000,000 | 4.00% | 2.43% | ||
11/15/16 | $1,035,000 | 4.00% | 2.70% | ||
11/15/17 | $1,075,000 | 4.00% | 2.97% | ||
11/15/18 | $1,120,000 | 4.00% | 3.20% | ||
11/15/19 | $1,165,000 | 4.00% | 3.40% | ||
11/15/20 | $1,215,000 | 4.00% | 3.57% | ||
11/15/21 | $1,265,000 | 4.00% | 3.73% | ||
11/15/22 | $1,315,000 | 4.00% | 3.87% | ||
11/15/23 | $1,365,000 | 4.00% | 3.98% | ||
11/15/24 | $4,695,000 | 4.00% | 4.08% | ||
11/15/25 | $5,505,000 | 4.125% | 4.18% | ||
11/15/26 | $4,155,000 | 4.25% | 4.28% | ||
11/15/27 | $5,000 | 4.375% | 4.38% | ||
11/15/28 | $5,000 | 4.375% | 4.47% | ||
11/15/29 | $5,000 | 4.50% | 4.56% |
General Obligation Bonds, Series AA of 2009 (book entry). $9,275,000
Dated Aug 26, 2009.
Due Nov 15, 2009 to 2015.
Non-callable.
Winning bid: Merrill Lynch, at n/a, TIC 3.7343%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/15/09 | $140,000 | 2.00% | 0.50% | ||
11/15/10 | $5,000 | 2.00% | 0.82% | ||
11/15/11 | $5,000 | 2.00% | 1.12% | ||
11/15/12 | $5,000 | 2.00% | 1.33% | ||
11/15/13 | $4,350,000 | 5.00% | 1.71% | ||
11/15/14 | $4,590,000 | 5.00% | 2.15% | ||
11/15/15 | $180,000 | 3.00% | 2.43% |
L.O.: Saul Ewing LLP, Philadelphia, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
PNC Capital Markets, TIC 3.8183%
Robert W. Baird, TIC 3.8968%
UBS Financial Svcs, TIC 3.9005%
Janney Montgomery, TIC 3.9684%
Morgan Stanley, TIC 4.0833%
SOUTH CAROLINA
Charleston County
Jul 28, 2009 . . . . . . $20,775,000
General Obligation Refunding Bonds of 2009, Series B (book entry).
Dated Aug 13, 2009.
Due Aug 1, 2010 to 2020.
Callable Aug 1, 2019 at par.
Winning bid: Robert W. Baird, at 101.0997, TIC 1.8456%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $2,940,000 | 2.00% | NRO | NRO | |
8/1/11 | $3,100,000 | 2.00% | NRO | NRO | |
8/1/12 | $3,265,000 | 2.00% | NRO | NRO | |
8/1/13 | $3,430,000 | 1.25% | NRO | NRO | |
8/1/14 | $3,590,000 | 1.70% | NRO | NRO | |
8/1/15 | $2,440,000 | 2.50% | NRO | NRO | |
8/1/16 | $380,000 | 2.50% | NRO | NRO | |
8/1/17 | $390,000 | 3.00% | NRO | NRO | |
8/1/18 | $400,000 | 3.00% | NRO | NRO | |
8/1/19 | $415,000 | 3.25% | NRO | NRO | |
8/1/20 | $425,000 | 3.25% | NRO | NRO |
Other managers: Morgan Keegan & Co., Inc., Fidelity Capital Markets, Loop Capital Markets, LLC, Davenport & Company LLC, NW Capital Markets Inc., Janney Montgomery Scott, Inc., William Blair & Company, LLC, Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, Duncan-Williams, Inc., Ross, Sinclaire & Associates, Inc..
L.O.: Howell Linkous & Nettles, LLC, Charleston, SC.
F.A.: First Southwest Company, Charlotte, NC.
Other bidders were:
UBS Financial Svcs, TIC 1.882%
Piper Jaffray, TIC 1.8893%
JPMorgan, TIC 1.9208%
BB&T Cap Mkts, TIC 1.9491%
Wachovia Bank, TIC 1.9807%
Merrill Lynch, TIC 1.9997%
Hutchinson Shockey, TIC 2.025%
Charleston County
Jul 28, 2009 . . . . . . $50,000,000
General Obligation Capital Improvement Bonds of 2009, Series A (book entry).
Dated Aug 13, 2009.
Due Aug 1, 2011 to 2028.
Callable Aug 1, 2019 at par.
Winning bid: Piper Jaffray, at 112.0701, TIC 3.8648%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/11 | $1,100,000 | 3.00% | 0.75% | ||
8/1/12 | $1,240,000 | 5.00% | 1.00% | ||
8/1/13 | $1,385,000 | 5.00% | 1.38% | ||
8/1/14 | $1,540,000 | 5.00% | 1.82% | ||
8/1/15 | $1,705,000 | 5.00% | 2.11% | ||
8/1/16 | $1,880,000 | 5.00% | 2.39% | ||
8/1/17 | $2,070,000 | 5.50% | 2.66% | ||
8/1/18 | $2,270,000 | 5.50% | 2.90% | ||
8/1/19 | $2,480,000 | 5.50% | 3.10% | ||
8/1/20 | $2,705,000 | 5.00% | 3.27% | ||
8/1/21 | $2,945,000 | 5.00% | 3.43% | ||
8/1/22 | $3,200,000 | 5.00% | 3.56% | ||
8/1/23 | $3,470,000 | 5.00% | 3.66% | ||
8/1/24 | $3,760,000 | 5.00% | 3.76% | ||
8/1/25 | $4,065,000 | 5.00% | 3.86% | ||
8/1/26 | $4,385,000 | 5.00% | 3.96% | ||
8/1/27 | $4,730,000 | 5.25% | NRO | NRO | |
8/1/28 | $5,070,000 | 5.25% | NRO | NRO |
L.O.: Howell Linkous & Nettles, LLC, Charleston, SC.
F.A.: First Southwest Company, Charlotte, NC.
Other bidders were:
Citigroup, TIC 3.8763%
Robert W. Baird, TIC 3.8764%
JPMorgan, TIC 3.8832%
BMO Capital Markets, TIC 3.8894%
Wachovia Bank, TIC 3.9032%
Merrill Lynch, TIC 3.9042%
BB&T Cap Mkts, TIC 3.9204%
PNC Capital Markets, TIC 3.9312%
Morgan Stanley, TIC 3.9812%
Hutchinson Shockey, TIC 4.0028%
Charleston County School District
Jul 28, 2009 . . . . . . $66,800,000
Tax Anticipation Notes of 2009 (book entry).
Dated Aug 6, 2009.
Due Apr 1, 2010.
Purchased $66,800,000.00 by Morgan Stanley, at 2.0%, plus $677,352.00, effective rate 0.4466%.
L.O.: Haynsworth Sinkler Boyd, P.A., Charleston, SC.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Citigroup, Effective Rate 0.4568%
Barclays Capital, Effective Rate 0.4604%
Piper Jaffray, Effective Rate 0.4614%
Goldman Sachs, Effective Rate 0.4675%
Jefferies, Effective Rate 0.4675%
Wachovia Bank, Effective Rate 0.469%
JPMorgan, Effective Rate 0.5003%
TEXAS
Bryan (City)
Jul 28, 2009 . . . . . . $8,730,000
Combination Tax and Revenue Certificates of Obligation, Series 2009 (book entry).
Dated Jul 15, 2009.
Due Aug 15, 2010 to 2029.
Callable Aug 15, 2019 at par.
Winning bid: Robert W. Baird, at 100.9059, TIC 4.0379%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/10 | $365,000 | 3.00% | NRO | NRO | |
8/15/11 | $405,000 | 3.00% | NRO | NRO | |
8/15/12 | $425,000 | 3.00% | NRO | NRO | |
8/15/13 | $445,000 | 3.00% | NRO | NRO | |
8/15/14 | $465,000 | 3.00% | NRO | NRO | |
8/15/15 | $320,000 | 3.00% | NRO | NRO | |
8/15/16 | $335,000 | 3.00% | NRO | NRO | |
8/15/17 | $345,000 | 3.50% | NRO | NRO | |
8/15/18 | $365,000 | 5.00% | NRO | NRO | |
8/15/19 | $380,000 | 5.00% | NRO | NRO | |
8/15/20 | $395,000 | 4.00% | NRO | NRO | |
8/15/21 | $415,000 | 4.00% | NRO | NRO | |
8/15/22 | $435,000 | 4.00% | NRO | NRO | |
8/15/23 | $455,000 | 4.00% | NRO | NRO | |
8/15/24 | $475,000 | 4.125% | NRO | NRO | |
8/15/25 | $495,000 | 4.25% | NRO | NRO | |
8/15/26 | $515,000 | 4.375% | NRO | NRO | |
8/15/27 | $540,000 | 4.40% | NRO | NRO | |
8/15/28 | $565,000 | 4.50% | NRO | NRO | |
8/15/29 | $590,000 | 4.625% | NRO | NRO |
Other managers: Davenport & Company LLC, Kildare Capital, Inc., Cronin & Co., Inc., Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership.
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: Public Financial Management, Inc., Austin, TX.
Other bidders were:
Wells Fargo Advisors, TIC 4.047%
SAMCO Cap Mkts, TIC 4.0888%
UBS Financial Svcs, TIC 4.1467%
Southwest Securities, TIC 4.1829%
BMO Capital Markets, TIC 4.2427%
Hutchinson Shockey, TIC 4.2573%
Northwest Harris County Municipal Utility District No. 9
Jul 28, 2009 . . . . . . $4,460,000
Unlimited Tax and Revenue Bonds, Series 2009 (bank qualified) (book entry).
Dated Aug 1, 2009.
Due Mar 1, 2013 to 2038.
Callable Mar 1, 2017 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 5.2991%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/13 | $65,000 | 6.00% | NRO | NRO | AGC |
3/1/14 | $70,000 | 6.00% | NRO | NRO | AGC |
3/1/15 | $75,000 | 6.00% | NRO | NRO | AGC |
3/1/16 | $80,000 | 6.00% | NRO | NRO | AGC |
3/1/17 | $90,000 | 6.00% | NRO | NRO | AGC |
3/1/20 | $300,000 | 5.75% | 3.85% | AGC | |
3/1/24 | $505,000 | 5.50% | NRO | NRO | AGC |
3/1/28 | $660,000 | 5.15% | 4.75% | AGC | |
3/1/32 | $850,000 | 5.00% | 5.05% | AGC | |
3/1/34 | $515,000 | 5.00% | 5.15% | AGC | |
3/1/38 | $1,250,000 | 5.10% | NRO | NRO | AGC |
Other managers: Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., BLNS Securities Limited.
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
First Southwest, NIC 5.3945%
Wells Fargo Advisors, NIC 5.3991%
GMS Group, NIC 5.886%
WASHINGTON
Pierce County
Jul 28, 2009 . . . . . . $23,950,000
Limited Tax General Obligation Bonds, 2009 (bank qualified) (book entry).
Dated Aug 11, 2009.
Due Aug 1, 2010 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Robert W. Baird, at 100.5077, TIC 3.9276%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/10 | $845,000 | 2.50% | NRO | NRO | |
8/1/11 | $890,000 | 2.50% | NRO | NRO | |
8/1/12 | $915,000 | 2.50% | NRO | NRO | |
8/1/13 | $935,000 | 3.00% | NRO | NRO | |
8/1/14 | $965,000 | 3.00% | NRO | NRO | |
8/1/15 | $995,000 | 3.00% | NRO | NRO | |
8/1/16 | $1,020,000 | 3.00% | NRO | NRO | |
8/1/17 | $1,055,000 | 3.00% | NRO | NRO | |
8/1/18 | $1,085,000 | 4.00% | NRO | NRO | |
8/1/19 | $1,130,000 | 4.00% | NRO | NRO | |
8/1/20 | $1,175,000 | 4.00% | NRO | NRO | |
8/1/21 | $1,220,000 | 4.00% | NRO | NRO | |
8/1/22 | $1,270,000 | 4.00% | NRO | NRO | |
8/1/23 | $1,320,000 | 4.00% | NRO | NRO | |
8/1/24 | $1,370,000 | 4.00% | NRO | NRO | |
8/1/25 | $1,425,000 | 4.125% | NRO | NRO | |
8/1/26 | $1,485,000 | 4.25% | NRO | NRO | |
8/1/27 | $1,550,000 | 4.25% | NRO | NRO | |
8/1/28 | $1,615,000 | 4.375% | NRO | NRO | |
8/1/29 | $1,685,000 | 4.40% | NRO | NRO |
Other managers: Coastal Securities Corp., Stifel, Nicolaus & Co., Inc., Charles Schwab & Co., Davenport & Company LLC, Loop Capital Markets, LLC, William Blair & Company, LLC, Edward D. Jones & Co., Kildare Capital, Inc., SAMCO Capital Markets, Wedbush Morgan Securities, Wells Fargo Advisors, Southwest Securities, Inc., Cronin & Co., Inc..
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: D.A. Davidson & Co., Seattle, WA.
Other bidders were:
Piper Jaffray, TIC 3.9736%
Vining-Sparks IBG, TIC 3.9984%
PNC Capital Markets, TIC 4.0076%
Morgan Keegan, TIC 4.0122%
BMO Capital Markets, TIC 4.0138%
Merrill Lynch, TIC 4.0367%
UBS Financial Svcs, TIC 4.0611%
Washington
Jul 28, 2009 . . . . . . $55,360,000
Certificates of Participation, Series 2009F (State Board for Community and Technical Colleges) (book entry).
Dated Aug 11, 2009.
Due Jul 1, 2010 to 2029.
Callable Jul 1, 2019 at par.
Winning bid: BMO Capital Markets, at 99.1252, TIC 4.4502%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/1/10 | $1,400,000 | 2.50% | NRO | NRO | |
7/1/11 | $2,055,000 | 2.50% | NRO | NRO | |
7/1/12 | $2,110,000 | 2.50% | NRO | NRO | |
7/1/13 | $2,160,000 | 2.50% | NRO | NRO | |
7/1/14 | $2,220,000 | 3.00% | NRO | NRO | |
7/1/15 | $2,285,000 | 3.00% | NRO | NRO | |
7/1/16 | $2,350,000 | 3.20% | NRO | NRO | |
7/1/17 | $2,430,000 | 4.00% | NRO | NRO | |
7/1/18 | $2,525,000 | 4.00% | NRO | NRO | |
7/1/19 | $2,620,000 | 4.00% | NRO | NRO | |
7/1/20 | $2,730,000 | 4.00% | NRO | NRO | |
7/1/21 | $2,840,000 | 4.125% | NRO | NRO | |
7/1/22 | $2,955,000 | 4.25% | NRO | NRO | |
7/1/23 | $3,080,000 | 4.25% | NRO | NRO | |
7/1/24 | $3,210,000 | 4.375% | NRO | NRO | |
7/1/25 | $3,350,000 | 4.50% | NRO | NRO | |
7/1/26 | $3,500,000 | 4.70% | NRO | NRO | |
7/1/27 | $3,665,000 | 4.80% | NRO | NRO | |
7/1/28 | $3,845,000 | 5.00% | NRO | NRO | |
7/1/29 | $4,030,000 | 5.00% | NRO | NRO |
L.O.: Foster Pepper PLLC, Seattle, WA.
F.A.: DashenMusselman, Inc., Mount Vernon, WA.
Other bidders were:
Jefferies, TIC 4.6494%
Fidelity Capital, TIC 4.7228%
Morgan Stanley, TIC 4.806%
BB&T Cap Mkts, TIC 4.8701%
Citigroup, TIC 5.0637%
WISCONSIN
Wausau (City)
Jul 28, 2009 . . . . . . $9,560,000
General Obligation Promissory Notes, Series 2009 (bank qualified) (book entry).
Dated Aug 18, 2009.
Due Apr 1, 2010 to 2019.
Callable Apr 1, 2016 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.9417%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/10 | $1,510,000 | 0.70% | NRO | NRO | |
4/1/11 | $1,530,000 | 0.90% | NRO | NRO | |
4/1/12 | $1,535,000 | 1.00% | NRO | NRO | |
4/1/13 | $1,370,000 | 1.45% | NRO | NRO | |
4/1/14 | $1,145,000 | 1.70% | NRO | NRO | |
4/1/15 | $825,000 | 2.00% | NRO | NRO | |
4/1/16 | $410,000 | 2.00% | NRO | NRO | |
4/1/17 | $410,000 | 2.50% | NRO | NRO | |
4/1/18 | $410,000 | 2.75% | NRO | NRO | |
4/1/19 | $415,000 | 3.00% | NRO | NRO |
L.O.: Foley & Lardner, Milwaukee, WI.
F.A.: Ehlers & Associates, Inc., Roseville, MN.
Other bidders were:
Hutchinson Shockey, TIC 2.3549%
Piper Jaffray, TIC 2.3777%
Wells Fargo Advisors, TIC 2.3891%
Robert W. Baird, TIC 2.4718%
UMB Bank, TIC 2.5602%
BMO Capital Markets, TIC 2.6131%
TAXABLE ISSUES
CONNECTICUT
Stamford (City)
Jul 28, 2009 . . . . . . $50,000,000
Taxable General Obligation Bonds (Build America Bonds) (book entry).
Dated Aug 1, 2009.
Due Aug 1, 2011 to 2029.
Callable Aug 1, 2019 at par.
Winning bid: Barclays Capital, at 100.0547, TIC 4.7395%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/11 | $2,650,000 | 1.50% | NRO | NRO | |
8/1/12 | $2,650,000 | 2.30% | NRO | NRO | |
8/1/13 | $2,650,000 | 2.80% | NRO | NRO | |
8/1/14 | $2,650,000 | 3.25% | NRO | NRO | |
8/1/15 | $2,650,000 | 3.45% | NRO | NRO | |
8/1/16 | $2,650,000 | 4.10% | NRO | NRO | |
8/1/17 | $2,650,000 | 4.25% | NRO | NRO | |
8/1/18 | $2,650,000 | 4.50% | NRO | NRO | |
8/1/19 | $2,650,000 | 4.60% | NRO | NRO | |
8/1/20 | $2,650,000 | 4.70% | NRO | NRO | |
8/1/21 | $2,650,000 | 4.80% | NRO | NRO | |
8/1/22 | $2,650,000 | 4.90% | NRO | NRO | |
8/1/23 | $2,600,000 | 5.00% | NRO | NRO | |
8/1/24 | $2,600,000 | 5.05% | NRO | NRO | |
8/1/25 | $2,600,000 | 5.15% | NRO | NRO | |
8/1/26 | $2,600,000 | 5.25% | NRO | NRO | |
8/1/27 | $2,600,000 | 5.35% | NRO | NRO | |
8/1/28 | $2,600,000 | 5.45% | NRO | NRO | |
8/1/29 | $2,600,000 | 5.55% | NRO | NRO |
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Robert W. Baird, TIC 4.8967%
Piper Jaffray, TIC 4.9246%
BMO Capital Markets, TIC 4.9598%
Stone & Youngberg, TIC 4.9982%
Wells Fargo Advisors, TIC 5.4773%
IOWA
Clinton (City)
Jul 28, 2009 . . . . . . $4,600,000
Taxable General Obligation Bonds, Series 2009A (Build America Bonds-Direct Pay) (book entry).
Dated Aug 26, 2009.
Due Jun 1, 2011 to 2021.
Callable Jun 1, 2018 at par.
Winning bid: Morgan Keegan, at n/a, TIC 3.0398%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/11 | $290,000 | 1.75% | NRO | NRO | |
6/1/12 | $310,000 | 2.625% | NRO | NRO | |
6/1/13 | $320,000 | 3.00% | 2.80% | ||
6/1/14 | $330,000 | 3.625% | NRO | NRO | |
6/1/15 | $340,000 | 3.90% | 3.70% | ||
6/1/16 | $350,000 | 4.25% | 4.15% | ||
6/1/17 | $360,000 | 4.25% | 4.35% | ||
6/1/18 | $570,000 | 4.75% | NRO | NRO | |
6/1/19 | $575,000 | 4.875% | NRO | NRO | |
6/1/20 | $575,000 | 5.00% | 5.05% | ||
6/1/21 | $580,000 | 5.00% | 5.10% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
UMB Bank, TIC 3.062%
Bankers' Bank, TIC 3.0746%
Cronin, TIC 3.1153%
Piper Jaffray, TIC 3.151%
D.A. Davidson, TIC 3.1584%
Vining-Sparks IBG, TIC 3.1852%
Northland Securities, TIC 3.1919%
BMO Capital Markets, TIC 3.2106%
Robert W. Baird, TIC 3.2167%
Wells Fargo Advisors, TIC 3.3619%
NORTH CAROLINA
Gaston County
Jul 28, 2009 . . . . . . $58,020,000
Taxable General Obligation School Bonds, Series 2009B (Build America Bonds-Direct Payment to Issuer) (book entry).
Dated Aug 18, 2009.
Due Feb 1, 2020 to 2029.
Callable Feb 1, 2019 at par.
Winning bid: Morgan Keegan, at 100.1328, TIC 3.641%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/20 | $3,675,000 | 5.00% | NRO | NRO | |
2/1/21 | $4,430,000 | 5.00% | NRO | NRO | |
2/1/22 | $4,530,000 | 5.125% | NRO | NRO | |
2/1/23 | $5,585,000 | 5.25% | 5.15% | ||
2/1/24 | $5,585,000 | 5.50% | NRO | NRO | |
2/1/25 | $5,585,000 | 5.50% | NRO | NRO | |
2/1/26 | $5,685,000 | 5.65% | NRO | NRO | |
2/1/27 | $6,190,000 | 5.75% | NRO | NRO | |
2/1/28 | $8,200,000 | 6.00% | 5.80% | ||
2/1/29 | $8,555,000 | 6.00% | 5.85% |
Other managers: Robert W. Baird & Co., Inc., Davenport & Company LLC, Loop Capital Markets, LLC, Duncan-Williams, Inc., Kildare Capital, Inc., Isaak Bond Investments, Inc..
L.O.: Robinson, Bradshaw & Hinson, P.A., Charlotte, NC.
F.A.: Davenport & Company LLC, Raleigh, NC; Local Government Commission, Raleigh, NC; and Davenport & Company LLC, Richmond, VA.
Other bidders were:
Stifel Nicolaus, TIC 5.7202%
Citigroup, TIC 5.7595%
BMO Capital Markets, TIC 5.8222%
Merrill Lynch, TIC 5.9678%