CONNECTICUT
Connecticut Regional School District No. 5
Nov 5, 2008 . . . . . . $1,000,000
Bond Anticipation Notes (bank qualified).
Dated Nov 20, 2008.
Due Aug 25, 2009.
Purchased $1,000,000.00 by Eastern Bank, at 2.35%, effective rate 2.35%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
Janney Montgomery, Effective Rate 2.7212%
Roosevelt & Cross, Effective Rate 2.7552%
TD Bank, N.A., Effective Rate 3.25%
J.P. Morgan Chase, Effective Rate 3.41%
Connecticut Regional School District No. 5
Nov 5, 2008 . . . . . . $5,720,000
General Obligation Bonds, Issue of 2008 (bank qualified) (book entry).
Dated Nov 15, 2008.
Due Jul 15, 2010 to 2023.
Callable Jul 15, 2013 at par.
Winning bid: Morgan Keegan, at 100.0000, TIC 3.9877%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/10 | $285,000 | 3.00% | NRO | NRO | |
| 7/15/11 | $375,000 | 3.00% | NRO | NRO | |
| 7/15/12 | $425,000 | 3.50% | NRO | NRO | |
| 7/15/13 | $425,000 | 3.75% | NRO | NRO | |
| 7/15/14 | $425,000 | 4.00% | NRO | NRO | |
| 7/15/15 | $425,000 | 4.00% | NRO | NRO | |
| 7/15/16 | $425,000 | 4.00% | NRO | NRO | |
| 7/15/17 | $425,000 | 4.00% | NRO | NRO | |
| 7/15/18 | $425,000 | 4.00% | NRO | NRO | |
| 7/15/19 | $425,000 | 4.00% | NRO | NRO | |
| 7/15/20 | $425,000 | 4.05% | NRO | NRO | |
| 7/15/21 | $425,000 | 4.10% | NRO | NRO | |
| 7/15/22 | $425,000 | 4.15% | NRO | NRO | |
| 7/15/23 | $385,000 | 4.20% | NRO | NRO |
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Independent Bond & Investment Consultants (IBIC), Madison, CT.
Other bidders were:
PNC Capital Markets, TIC 4.0133%
Stifel Nicolaus, TIC 4.0732%
First Southwest, TIC 4.1126%
Piper Jaffray, TIC 4.1887%
Commerce Cap Mkts, TIC 4.2364%
Roosevelt & Cross, TIC 4.25%
Morgan Stanley, TIC 4.3203%
FTN Fin Cap Mkts, TIC 4.3452%
Eastern Bk Cap Mkts, TIC 4.4535%
Montville (Town)
Nov 5, 2008 . . . . . . $12,000,000
General Obligation Bond Anticipation Notes.
Dated Nov 18, 2008.
Due Nov 17, 2009.
Purchased $12,000,000.00 by JPMorgan, at 2.5%, plus $136,560.00, effective rate 1.3588%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Commerce Cap Mkts, Effective Rate 1.6574%
Webster Bank, Effective Rate 2.2892%
Janney Montgomery, Effective Rate 2.5678%
INDIANA
Concord Community Schools
Nov 5, 2008 . . . . . . $2,000,000
General Obligation Bonds of 2008 (book entry).
Dated Nov 20, 2008.
Due Jul 1, 2009 to Jan 1, 2010.
Non-callable.
Winning bid: Old National Bank, at n/a, NIC 3.6132%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/09 | $985,000 | 3.50% | NRO | NRO | |
| 1/1/10 | $1,015,000 | 3.50% | NRO | NRO |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Umbaugh LLP, Plymouth, IN.
Other bidders were:
City Securities, NIC 4.1993%
J.J.B. Hilliard, NIC 4.269%
MASSACHUSETTS
Rutland (Town)
Nov 5, 2008 . . . . . . $315,000
Bond Anticipation Notes (bank qualified).
Dated Nov 14, 2008.
Due Nov 13, 2009.
Purchased $315,000.00 by Western MA, at 2.59%, effective rate 2.59%.
F.A.: First Southwest Company, Boston, MA.
Other bidders were:
UniBank Fiscal Adv, Effective Rate 3.29%
Eastern Bank, Effective Rate 3.75%
NEW JERSEY
Hazlet Township
Nov 5, 2008 . . . . . . $400,000
Special Emergency Notes (bank qualified).
Dated Nov 13, 2008.
Due Nov 12, 2009.
Purchased $400,000.00 by Sun National Bank, at 2.65%, effective rate 2.65%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Wachovia Bank, Effective Rate 3.89%
Janney Montgomery, Effective Rate 3.9819%
North Caldwell Borough Board of Education
Nov 5, 2008 . . . . . . $256,659
Temporary Notes (bank qualified).
Dated Nov 13, 2008.
Due Nov 13, 2009.
Purchased $256,660.00 by Valley National Bank, at 3.45%, effective rate 3.45%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
NEW YORK
Canandaigua (City)
Nov 5, 2008 . . . . . . $288,660
Public Improvement (Serial) Bonds, 2008A (bank qualified).
Dated Nov 19, 2008.
Due Dec 15, 2009 to 2018.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 4.0739%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/09 | $23,660 | 3.50% | NRO | NRO | |
| 12/15/10 | $25,000 | 3.50% | NRO | NRO | |
| 12/15/11 | $25,000 | 3.70% | NRO | NRO | |
| 12/15/12 | $25,000 | 3.70% | NRO | NRO | |
| 12/15/13 | $30,000 | 3.70% | NRO | NRO | |
| 12/15/14 | $30,000 | 4.10% | NRO | NRO | |
| 12/15/15 | $30,000 | 4.10% | NRO | NRO | |
| 12/15/16 | $30,000 | 4.10% | NRO | NRO | |
| 12/15/17 | $35,000 | 4.30% | NRO | NRO | |
| 12/15/18 | $35,000 | 4.30% | NRO | NRO |
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Canandaigua NB&T, NIC 4.75%
Roosevelt & Cross, NIC 5.3693%
Irvington Village
Nov 5, 2008 . . . . . . $3,220,151
Bond Anticipation Notes, 2008 (bank qualified) (book entry).
Dated Nov 13, 2008.
Due Nov 13, 2009.
Purchased $3,220,150.00 by Commerce Cap Mkts, at 4.0%, plus $26,051.02, effective rate 3.191%.
L.O.: McKenna Long & Aldridge LLP, Albany, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
TD Bank, N.A., Effective Rate 3.25%
J.P. Morgan Chase, Effective Rate 3.31%
Lancaster (Town)
Nov 5, 2008 . . . . . . $7,360,000
Bond Anticipation Notes, 2008 (bank qualified).
Dated Nov 13, 2008.
Due Jul 22, 2009.
Purchased $7,360,000.00 by Roosevelt & Cross, at 3.0%, plus $49,652.00, effective rate 2.0246%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Capital Markets Advisors, LLC, Orchard Park, NY.
Other bidders were:
DEPFA First Albany, Effective Rate 2.1296%
Commerce Bank, Effective Rate 2.4798%
J.P. Morgan Chase, Effective Rate 2.54%
J.P. Morgan Chase, Effective Rate 2.81%
First Niagara Bank, Effective Rate 3.2%
M & T Bank, Effective Rate 4.17%
Putnam County
Nov 5, 2008 . . . . . . $4,180,000
Public Improvement (Serial) Bonds, 2008 (book entry).
Dated Nov 15, 2008.
Due Nov 15, 2010 to 2021.
Callable Nov 15, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.3206%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/10 | $270,000 | 4.00% | NRO | NRO | |
| 11/15/11 | $280,000 | 4.125% | NRO | NRO | |
| 11/15/12 | $295,000 | 4.125% | NRO | NRO | |
| 11/15/13 | $305,000 | 4.125% | NRO | NRO | |
| 11/15/14 | $320,000 | 4.125% | NRO | NRO | |
| 11/15/15 | $335,000 | 4.125% | NRO | NRO | |
| 11/15/16 | $350,000 | 4.125% | NRO | NRO | |
| 11/15/17 | $365,000 | 4.25% | NRO | NRO | |
| 11/15/18 | $385,000 | 4.25% | NRO | NRO | |
| 11/15/19 | $405,000 | 4.50% | NRO | NRO | |
| 11/15/20 | $425,000 | 4.50% | NRO | NRO | |
| 11/15/21 | $445,000 | 4.50% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Wachovia Securities, LLC, Fidelity Capital Markets Services.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Commerce Cap Mkts, NIC 4.3311%
Robert W. Baird, NIC 4.349%
Boenning&Scattergood, NIC 4.3702%
Morgan Stanley, NIC 4.4266%
DEPFA First Albany, NIC 4.4346%
Bernardi Securities, NIC 4.7369%
Putnam County
Nov 5, 2008 . . . . . . $15,000,000
Tax Anticipation Notes, 2008.
Dated Nov 20, 2008.
Due Oct 29, 2009.
Purchased $15,000,000.00 by JPMorgan, at 3.0%, plus $221,644.61, effective rate 1.4308%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Commerce Cap Mkts, Effective Rate 1.7107%
Janney Montgomery, Effective Rate 1.7199%
DEPFA First Albany, Effective Rate 2.5077%
Tarrytown Village
Nov 5, 2008 . . . . . . $3,285,000
Public Improvement Serial Bonds, Series 2008A (bank qualified) (book entry).
Dated Nov 1, 2008.
Due Nov 1, 2009 to 2028.
Callable Nov 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 4.3344%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/09 | $175,000 | 3.25% | NRO | NRO | FSA |
| 11/1/10 | $175,000 | 3.25% | NRO | NRO | FSA |
| 11/1/11 | $200,000 | 3.50% | NRO | NRO | FSA |
| 11/1/12 | $200,000 | 3.50% | NRO | NRO | FSA |
| 11/1/13 | $200,000 | 3.50% | NRO | NRO | FSA |
| 11/1/14 | $225,000 | 3.75% | NRO | NRO | FSA |
| 11/1/15 | $225,000 | 4.00% | NRO | NRO | FSA |
| 11/1/16 | $225,000 | 4.00% | NRO | NRO | FSA |
| 11/1/17 | $200,000 | 5.00% | NRO | NRO | FSA |
| 11/1/18 | $200,000 | 5.00% | NRO | NRO | FSA |
| 11/1/19 | $180,000 | 4.00% | NRO | NRO | FSA |
| 11/1/20 | $190,000 | 4.125% | NRO | NRO | FSA |
| 11/1/21 | $190,000 | 4.125% | NRO | NRO | FSA |
| 11/1/22 | $100,000 | 4.25% | NRO | NRO | FSA |
| 11/1/23 | $100,000 | 4.375% | NRO | NRO | FSA |
| 11/1/24 | $100,000 | 4.50% | NRO | NRO | FSA |
| 11/1/25 | $100,000 | 4.75% | NRO | NRO | FSA |
| 11/1/26 | $100,000 | 5.00% | NRO | NRO | FSA |
| 11/1/27 | $100,000 | 5.00% | NRO | NRO | FSA |
| 11/1/28 | $100,000 | 5.00% | NRO | NRO | FSA |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Wachovia Securities, LLC, CL King & Associates.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Public Finance Associates, Inc., Hopewell Junction, NY.
Other bidders were:
Commerce Cap Mkts, TIC 4.3348%
Tarrytown Village
Nov 5, 2008 . . . . . . $6,138,330
Bond Anticipation Notes, Series 2008 B (bank qualified).
Dated Nov 13, 2008.
Due Nov 13, 2009.
Purchased $6,138,330.00 by Roosevelt & Cross, at 3.0%, plus $66,000.00, effective rate 1.9248%.
L.O.: Squire, Sanders & Dempsey, New York, NY.
F.A.: Public Finance Associates, Inc., Hopewell Junction, NY.
Other bidders were:
DEPFA First Albany, Effective Rate 1.981%
Commerce Cap Mkts, Effective Rate 2.8463%
Janney Montgomery, Effective Rate 3.239%
J.P. Morgan Chase, Effective Rate 3.32%
KeyBank NY, Effective Rate 3.45%
WISCONSIN
Appleton (City)
Nov 5, 2008 . . . . . . $7,325,000
General Obligation Police Facility Bonds, Series 2008B (book entry).
Dated Nov 26, 2008.
Due Apr 1, 2011 to 2028.
Callable Apr 1, 2018 at par.
Winning bid: Robert W. Baird, at 99.0325, TIC 4.8331%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/11 | $255,000 | 3.75% | NRO | NRO | |
| 4/1/12 | $270,000 | 3.75% | NRO | NRO | |
| 4/1/13 | $280,000 | 3.75% | NRO | NRO | |
| 4/1/14 | $295,000 | 4.00% | NRO | NRO | |
| 4/1/15 | $305,000 | 4.00% | NRO | NRO | |
| 4/1/16 | $325,000 | 4.125% | NRO | NRO | |
| 4/1/17 | $340,000 | 4.25% | NRO | NRO | |
| 4/1/18 | $355,000 | 4.50% | NRO | NRO | |
| 4/1/19 | $375,000 | 4.50% | NRO | NRO | |
| 4/1/20 | $395,000 | 4.50% | NRO | NRO | |
| 4/1/21 | $420,000 | 4.625% | NRO | NRO | |
| 4/1/22 | $450,000 | 4.75% | NRO | NRO | |
| 4/1/23 | $475,000 | 4.75% | NRO | NRO | |
| 4/1/24 | $500,000 | 5.00% | NRO | NRO | |
| 4/1/25 | $525,000 | 5.00% | NRO | NRO | |
| 4/1/26 | $555,000 | 5.00% | NRO | NRO | |
| 4/1/27 | $585,000 | 5.00% | NRO | NRO | |
| 4/1/28 | $620,000 | 5.00% | NRO | NRO |
Other managers: BMO Capital Markets, Stifel, Nicolaus & Co., Inc., Charles Schwab & Co., Davenport & Company LLC, Morgan Keegan & Co., Inc., Wells Fargo Brokerage Securites, LLC, CL King & Associates, Wachovia Securities, LLC, William Blair & Company, LLC.
L.O.: Foley & Lardner, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Hutchinson Shockey, TIC 4.8543%
Piper Jaffray, TIC 4.9561%
RBC Capital Mkts, TIC 4.9592%
UBS Financial Svcs, TIC 4.9593%
Bernardi Securities, TIC 5.0577%
